Tapewire

Nasdaq · USD

SMTC

SEMTECH CORP

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Tapewire entity
3442
SEC CIK
0000088941
Parsed reports
937

Last 12 months

Inside the activity.

0 purchase rows · 59 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202504
Jan 202606
Feb 202603
Mar 202605
Apr 202605
May 202604
Jun 202608
Jul 2026012
Aug 202603
Sep 202605
Oct 202603

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 11, 2018 Filed Dec 13, 2018 00:47 UTC
MAHESWARAN MOHANDirector · President and CEO
Exercise / conversionCommon Stock 25,740 $24.74 $636,807.60
Disclosure

SEC source: 0001593968-18-001579 · primary_01.xml · nonDerivative · entry 1

MAHESWARAN MOHAN · CIK 0001224946 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,705

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 04, 2018 Filed Dec 4, 2018 23:58 UTC
MAHESWARAN MOHANDirector · President and CEO
Exercise / conversionOption (right to buy) · Derivative 25,740 $0.00 Strike: $24.74 $0.00
Disclosure

SEC source: 0001593968-18-001548 · primary_01.xml · derivative · entry 5

MAHESWARAN MOHAN · CIK 0001224946 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,740

Underlying: SMTC · 25,740 shares

Expires 2020-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 04, 2018 Filed Dec 4, 2018 23:58 UTC
MAHESWARAN MOHANDirector · President and CEO
SaleCommon Stock 4,722 $52.15 $246,248.99
Disclosure

SEC source: 0001593968-18-001548 · primary_01.xml · nonDerivative · entry 4

MAHESWARAN MOHAN · CIK 0001224946 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,965

F3 · price: This price represents the weighted average of these sales. The prices ranged from $51.9800 to $52.3600. Price and share details are available upon request.

Read SEC document
December 04, 2018 Filed Dec 4, 2018 23:58 UTC
MAHESWARAN MOHANDirector · President and CEO
SaleCommon Stock 12,508 $51.32 $641,914.31
Disclosure

SEC source: 0001593968-18-001548 · primary_01.xml · nonDerivative · entry 3

MAHESWARAN MOHAN · CIK 0001224946 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,687

F2 · price: This price represents the weighted average of these sales. The prices ranged from $50.9700 to $51.9700. Price and share details are available upon request.

Read SEC document
December 04, 2018 Filed Dec 4, 2018 23:58 UTC
MAHESWARAN MOHANDirector · President and CEO
SaleCommon Stock 8,510 $50.49 $429,649.48
Disclosure

SEC source: 0001593968-18-001548 · primary_01.xml · nonDerivative · entry 2

MAHESWARAN MOHAN · CIK 0001224946 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,195

F1 · price: This price represents the weighted average of these sales. The prices ranged from $49.9600 to $50.9500. Price and share details are available upon request.

Read SEC document
December 04, 2018 Filed Dec 4, 2018 23:58 UTC
MAHESWARAN MOHANDirector · President and CEO
Exercise / conversionCommon Stock 25,740 $24.74 $636,807.60
Disclosure

SEC source: 0001593968-18-001548 · primary_01.xml · nonDerivative · entry 1

MAHESWARAN MOHAN · CIK 0001224946 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,705

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 03, 2018 Filed Dec 4, 2018 01:11 UTC
Li Ye JaneDirector
SaleCommon Stock 3,000 $52.49 $157,461.00
Disclosure

SEC source: 0001593968-18-001525 · primary_01.xml · nonDerivative · entry 1

Li Ye Jane · CIK 0001667921 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,328

Read SEC document
December 03, 2018 Filed Dec 4, 2018 01:10 UTC
MAHESWARAN MOHANDirector · President and CEO
Exercise / conversionOption (right to buy) · Derivative 44,000 $0.00 Strike: $30.82 $0.00
Disclosure

SEC source: 0001593968-18-001524 · primary_01.xml · derivative · entry 6

MAHESWARAN MOHAN · CIK 0001224946 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: SMTC · 44,000 shares

Expires 2019-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 03, 2018 Filed Dec 4, 2018 01:10 UTC
MAHESWARAN MOHANDirector · President and CEO
SaleCommon Stock 2,625 $53.34 $140,018.03
Disclosure

SEC source: 0001593968-18-001524 · primary_01.xml · nonDerivative · entry 5

MAHESWARAN MOHAN · CIK 0001224946 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,965

F5 · price: This price represents the weighted average of these sales. The prices ranged from $53.1300 to $53.5200. Price and share details are available upon request.

Read SEC document
December 03, 2018 Filed Dec 4, 2018 01:10 UTC
MAHESWARAN MOHANDirector · President and CEO
SaleCommon Stock 41,375 $52.40 $2,167,901.05
Disclosure

SEC source: 0001593968-18-001524 · primary_01.xml · nonDerivative · entry 4

MAHESWARAN MOHAN · CIK 0001224946 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,590

F4 · price: This price represents the weighted average of these sales. The prices ranged from $52.1000 to $53.0750. Price and share details are available upon request.

Read SEC document
December 03, 2018 Filed Dec 4, 2018 01:10 UTC
MAHESWARAN MOHANDirector · President and CEO
Exercise / conversionCommon Stock 44,000 $30.82 $1,356,080.00
Disclosure

SEC source: 0001593968-18-001524 · primary_01.xml · nonDerivative · entry 3

MAHESWARAN MOHAN · CIK 0001224946 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,965

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 03, 2018 Filed Dec 4, 2018 01:10 UTC
MAHESWARAN MOHANDirector · President and CEO
SaleCommon Stock 2,017 $53.55 $108,002.08
Disclosure

SEC source: 0001593968-18-001524 · primary_01.xml · nonDerivative · entry 2

MAHESWARAN MOHAN · CIK 0001224946 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,965

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Maheswaran on December 4, 2017.

F3 · price: This price represents the weighted average of these sales. The prices ranged from $53.2100 to $54.0500. Price and share details are available upon request.

Read SEC document
December 03, 2018 Filed Dec 4, 2018 01:10 UTC
MAHESWARAN MOHANDirector · President and CEO
SaleCommon Stock 6,983 $52.42 $366,060.73
Disclosure

SEC source: 0001593968-18-001524 · primary_01.xml · nonDerivative · entry 1

MAHESWARAN MOHAN · CIK 0001224946 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,982

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Maheswaran on December 4, 2017.

F2 · price: This price represents the weighted average of these sales. The prices ranged from $52.1700 to $53.1600. Price and share details are available upon request.

Read SEC document
November 30, 2018 Filed Dec 1, 2018 00:42 UTC
CHUKWU EMEKAEVP and CFO
SaleCommon Stock 1,000 $52.27 $52,267.60
Disclosure

SEC source: 0001593968-18-001510 · primary_01.xml · nonDerivative · entry 2

CHUKWU EMEKA · CIK 0001381846 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,130

F1 · price: This price represents the weighted average of these sales. The prices ranged from $51.6700 to $52.5400. Price and share details are available upon request.

Read SEC document
November 30, 2018 Filed Dec 1, 2018 00:42 UTC
CHUKWU EMEKAEVP and CFO
SaleCommon Stock 100 $50.46 $5,046.00
Disclosure

SEC source: 0001593968-18-001510 · primary_01.xml · nonDerivative · entry 1

CHUKWU EMEKA · CIK 0001381846 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,130

Read SEC document
November 29, 2018 Filed Nov 29, 2018 23:11 UTC SaleCommon Stock 2,500 $52.00 $130,000.00
Disclosure

SEC source: 0001593968-18-001507 · primary_01.xml · nonDerivative · entry 1

KIM JAMES JUNGSUP · CIK 0001388432 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,225

Read SEC document
November 29, 2018 Filed Nov 29, 2018 23:08 UTC
CHUKWU EMEKAEVP and CFO
SaleCommon Stock 1,100 $50.00 $55,000.00
Disclosure

SEC source: 0001593968-18-001506 · primary_01.xml · nonDerivative · entry 1

CHUKWU EMEKA · CIK 0001381846 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,230

Read SEC document
November 20, 2018 Filed Nov 21, 2018 00:11 UTC SaleCommon Stock 1,200 $44.22 $53,066.04
Disclosure

SEC source: 0001593968-18-001469 · primary_01.xml · nonDerivative · entry 2

KIM JAMES JUNGSUP · CIK 0001388432 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,725

F2 · price: This price represents the weighted average of these sales. The prices ranged from $44.1300 to $44.4200. Price and share details are available upon request.

Read SEC document
November 20, 2018 Filed Nov 21, 2018 00:11 UTC SaleCommon Stock 1,300 $43.73 $56,843.02
Disclosure

SEC source: 0001593968-18-001469 · primary_01.xml · nonDerivative · entry 1

KIM JAMES JUNGSUP · CIK 0001388432 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,925

F1 · price: This price represents the weighted average of these sales. The prices ranged from $43.0900 to $44.0900. Price and share details are available upon request.

Read SEC document
November 16, 2018 Filed Nov 17, 2018 00:10 UTC
Brown Simon AVP and GM
Exercise / conversionRestricted Stock Unit · Derivative 1,875 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-001460 · primary_01.xml · derivative · entry 3

Brown Simon A · CIK 0001690683 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 1,875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2 · derivative.exercise_date: This grant vests in four annual installments beginning on November 16, 2017.

F2 · derivative.expiration_date: This grant vests in four annual installments beginning on November 16, 2017.

Read SEC document
November 16, 2018 Filed Nov 17, 2018 00:10 UTC
Brown Simon AVP and GM
Tax withholdingCommon Stock 457 $48.78 $22,292.46
Disclosure

SEC source: 0001593968-18-001460 · primary_01.xml · nonDerivative · entry 2

Brown Simon A · CIK 0001690683 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,611

Read SEC document
November 16, 2018 Filed Nov 17, 2018 00:10 UTC
Brown Simon AVP and GM
Exercise / conversionCommon Stock 1,875 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-001460 · primary_01.xml · nonDerivative · entry 1

Brown Simon A · CIK 0001690683 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,068

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 20, 2018 Filed Sep 24, 2018 21:36 UTC
Gillai SaarDirector
GrantRestricted Stock Unit · Derivative 1,056 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-001249 · primary_01.xml · derivative · entry 2

Gillai Saar · CIK 0001674214 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,056

Underlying: SMTC · 1,056 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F3 · derivative.exercise_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in cash on the last date that the Director renders services to the Company.

F3 · derivative.expiration_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in cash on the last date that the Director renders services to the Company.

Read SEC document
September 20, 2018 Filed Sep 24, 2018 21:36 UTC
Gillai SaarDirector
GrantRestricted Stock Unit · Derivative 924 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-001249 · primary_01.xml · derivative · entry 1

Gillai Saar · CIK 0001674214 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 924

Underlying: SMTC · 924 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2 · derivative.exercise_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares.

F2 · derivative.expiration_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares.

Read SEC document
September 20, 2018 Filed Sep 24, 2018 21:35 UTC GrantRestricted Stock Unit · Derivative 924 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-001248 · primary_01.xml · derivative · entry 2

Cardenuto Rodolpho C · CIK 0001753689 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 924

Underlying: SMTC · 924 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F3 · derivative.exercise_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares.

F3 · derivative.expiration_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares.

Read SEC document
September 20, 2018 Filed Sep 24, 2018 21:35 UTC GrantRestricted Stock Unit · Derivative 1,056 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-001248 · primary_01.xml · derivative · entry 1

Cardenuto Rodolpho C · CIK 0001753689 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,056

Underlying: SMTC · 1,056 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2 · derivative.exercise_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in cash on the last date that the Director renders services to the Company.

F2 · derivative.expiration_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in cash on the last date that the Director renders services to the Company.

Read SEC document
September 19, 2018 Filed Sep 20, 2018 22:51 UTC Exercise / conversionOption (right to buy) · Derivative 4,971 $0.00 Strike: $24.74 $0.00
Disclosure

SEC source: 0001593968-18-001237 · primary_01.xml · derivative · entry 3

KIM JAMES JUNGSUP · CIK 0001388432 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: SMTC · 4,971 shares

Expires 2020-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This grant vests in three annual installments beginning on February 25, 2015.

Read SEC document
September 19, 2018 Filed Sep 20, 2018 22:51 UTC SaleCommon Stock 4,971 $60.00 $298,260.00
Disclosure

SEC source: 0001593968-18-001237 · primary_01.xml · nonDerivative · entry 2

KIM JAMES JUNGSUP · CIK 0001388432 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,225

Read SEC document
September 19, 2018 Filed Sep 20, 2018 22:51 UTC Exercise / conversionCommon Stock 4,971 $24.74 $122,982.54
Disclosure

SEC source: 0001593968-18-001237 · primary_01.xml · nonDerivative · entry 1

KIM JAMES JUNGSUP · CIK 0001388432 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,196

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 18, 2018 Filed Sep 19, 2018 23:22 UTC Exercise / conversionOption (right to buy) · Derivative 8,617 $0.00 Strike: $24.74 $0.00
Disclosure

SEC source: 0001593968-18-001223 · primary_01.xml · derivative · entry 3

KIM JAMES JUNGSUP · CIK 0001388432 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,971

Underlying: SMTC · 8,617 shares

Expires 2020-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This grant vests in three annual installments beginning on February 25, 2015.

Read SEC document
September 18, 2018 Filed Sep 19, 2018 23:22 UTC SaleCommon Stock 8,617 $60.00 $517,020.00
Disclosure

SEC source: 0001593968-18-001223 · primary_01.xml · nonDerivative · entry 2

KIM JAMES JUNGSUP · CIK 0001388432 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,225

Read SEC document
September 18, 2018 Filed Sep 19, 2018 23:22 UTC Exercise / conversionCommon Stock 8,617 $24.74 $213,184.58
Disclosure

SEC source: 0001593968-18-001223 · primary_01.xml · nonDerivative · entry 1

KIM JAMES JUNGSUP · CIK 0001388432 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,842

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 14, 2018 Filed Sep 17, 2018 20:40 UTC SaleCommon Stock 2,000 $59.20 $118,400.00
Disclosure

SEC source: 0001593968-18-001210 · primary_01.xml · nonDerivative · entry 1

Silberstein Asaf · CIK 0001514954 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,897

Read SEC document
September 13, 2018 Filed Sep 17, 2018 20:41 UTC
Pegulu MarcVP and GM
Exercise / conversionOption (right to buy) · Derivative 125 $0.00 Strike: $17.41 $0.00
Disclosure

SEC source: 0001593968-18-001211 · primary_01.xml · derivative · entry 7

Pegulu Marc · CIK 0001645461 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: SMTC · 125 shares

Expires 2020-08-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This grant vests in four annual installments beginning on August 12, 2010.

Read SEC document
September 13, 2018 Filed Sep 17, 2018 20:41 UTC
Pegulu MarcVP and GM
Exercise / conversionOption (right to buy) · Derivative 500 $0.00 Strike: $29.21 $0.00
Disclosure

SEC source: 0001593968-18-001211 · primary_01.xml · derivative · entry 6

Pegulu Marc · CIK 0001645461 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: SMTC · 500 shares

Expires 2019-08-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This grant vests in four annual installments beginning on August 14, 2014.

Read SEC document
September 13, 2018 Filed Sep 17, 2018 20:41 UTC
Pegulu MarcVP and GM
Exercise / conversionOption (right to buy) · Derivative 375 $0.00 Strike: $23.56 $0.00
Disclosure

SEC source: 0001593968-18-001211 · primary_01.xml · derivative · entry 5

Pegulu Marc · CIK 0001645461 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 625

Underlying: SMTC · 375 shares

Expires 2020-08-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This grant vests in four annual installments beginning on August 13, 2015.

Read SEC document
September 13, 2018 Filed Sep 17, 2018 20:41 UTC
Pegulu MarcVP and GM
SaleCommon Stock 2,000 $59.00 $118,000.00
Disclosure

SEC source: 0001593968-18-001211 · primary_01.xml · nonDerivative · entry 4

Pegulu Marc · CIK 0001645461 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,068

Read SEC document
September 13, 2018 Filed Sep 17, 2018 20:41 UTC
Pegulu MarcVP and GM
Exercise / conversionCommon Stock 125 $17.41 $2,176.25
Disclosure

SEC source: 0001593968-18-001211 · primary_01.xml · nonDerivative · entry 3

Pegulu Marc · CIK 0001645461 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,068

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 13, 2018 Filed Sep 17, 2018 20:41 UTC
Pegulu MarcVP and GM
Exercise / conversionCommon Stock 500 $29.21 $14,605.00
Disclosure

SEC source: 0001593968-18-001211 · primary_01.xml · nonDerivative · entry 2

Pegulu Marc · CIK 0001645461 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,943

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 13, 2018 Filed Sep 17, 2018 20:41 UTC
Pegulu MarcVP and GM
Exercise / conversionCommon Stock 375 $23.56 $8,835.00
Disclosure

SEC source: 0001593968-18-001211 · primary_01.xml · nonDerivative · entry 1

Pegulu Marc · CIK 0001645461 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,443

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 12, 2018 Filed Sep 12, 2018 23:56 UTC SaleCommon Stock 1,678 $58.11 $97,505.73
Disclosure

SEC source: 0001593968-18-001204 · primary_01.xml · nonDerivative · entry 1

LINDSTROM JAMES T · CIK 0001209693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

F1 · price: This price represents the weighted average of these sales. The prices ranged from $58.1050 to $58.1250. Price and share details are available upon request.

Read SEC document
September 12, 2018 Filed Sep 12, 2018 23:53 UTC
CHUKWU EMEKAEVP and CFO
SaleCommon Stock 1,100 $58.23 $64,050.14
Disclosure

SEC source: 0001593968-18-001203 · primary_01.xml · nonDerivative · entry 1

CHUKWU EMEKA · CIK 0001381846 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,330

F1 · price: This price represents the weighted average of these sales. The prices ranged from $57.6000 to $58.5500. Price and share details are available upon request.

Read SEC document
September 11, 2018 Filed Sep 12, 2018 20:30 UTC
Pegulu MarcVP and GM
SaleCommon Stock 2,000 $58.00 $116,000.00
Disclosure

SEC source: 0001593968-18-001202 · primary_01.xml · nonDerivative · entry 1

Pegulu Marc · CIK 0001645461 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,068

Read SEC document
September 10, 2018 Filed Sep 11, 2018 20:30 UTC SaleCommon Stock 2,500 $57.30 $143,247.25
Disclosure

SEC source: 0001593968-18-001197 · primary_01.xml · nonDerivative · entry 1

KIM JAMES JUNGSUP · CIK 0001388432 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,225

F1 · price: This price represents the weighted average of these sales. The prices ranged from $56.5500 to $57.7000. Price and share details are available upon request.

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September 06, 2018 Filed Sep 7, 2018 21:24 UTC SaleCommon Stock 1,063 $58.27 $61,938.88
Disclosure

SEC source: 0001593968-18-001186 · primary_01.xml · nonDerivative · entry 1

Costello Mark C · CIK 0001642805 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,813

F1 · price: This price represents the weighted average of these sales. The prices ranged from $58.2550 to $58.3050. Price and share details are available upon request.

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September 05, 2018 Filed Sep 6, 2018 20:29 UTC Exercise / conversionOption (right to buy) · Derivative 5,000 $0.00 Strike: $30.82 $0.00
Disclosure

SEC source: 0001593968-18-001171 · primary_01.xml · derivative · entry 6

WILSON JOHN MICHAEL · CIK 0001189923 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: SMTC · 5,000 shares

Expires 2019-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This grant vests in three annual installments beginning on February 26, 2014.

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September 05, 2018 Filed Sep 6, 2018 20:29 UTC Exercise / conversionOption (right to buy) · Derivative 10,000 $0.00 Strike: $24.74 $0.00
Disclosure

SEC source: 0001593968-18-001171 · primary_01.xml · derivative · entry 5

WILSON JOHN MICHAEL · CIK 0001189923 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: SMTC · 10,000 shares

Expires 2020-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This grant vests in three annual installments beginning on February 25, 2015.

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September 05, 2018 Filed Sep 6, 2018 20:29 UTC SaleCommon Stock 10,000 $59.00 $590,001.00
Disclosure

SEC source: 0001593968-18-001171 · primary_01.xml · nonDerivative · entry 4

WILSON JOHN MICHAEL · CIK 0001189923 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,419

F1 · price: This price represents the weighted average of these sales. The prices ranged from $59.0000 to $59.0050. Price and share details are available upon request.

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September 05, 2018 Filed Sep 6, 2018 20:29 UTC SaleCommon Stock 5,000 $59.00 $295,000.50
Disclosure

SEC source: 0001593968-18-001171 · primary_01.xml · nonDerivative · entry 3

WILSON JOHN MICHAEL · CIK 0001189923 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,419

F1 · price: This price represents the weighted average of these sales. The prices ranged from $59.0000 to $59.0050. Price and share details are available upon request.

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September 05, 2018 Filed Sep 6, 2018 20:29 UTC Exercise / conversionCommon Stock 10,000 $24.74 $247,400.00
Disclosure

SEC source: 0001593968-18-001171 · primary_01.xml · nonDerivative · entry 2

WILSON JOHN MICHAEL · CIK 0001189923 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,419

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.