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Nasdaq · USD

SMTC

SEMTECH CORP

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Tapewire entity
3442
SEC CIK
0000088941
Parsed reports
937

Last 12 months

Inside the activity.

0 purchase rows · 59 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202504
Jan 202606
Feb 202603
Mar 202605
Apr 202605
May 202604
Jun 202608
Jul 2026012
Aug 202603
Sep 202605
Oct 202603

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 03, 2020 Filed Mar 5, 2020 23:47 UTC
Beauchamp GaryEVP and GM
GrantRestricted Stock Unit · Derivative 16,667 $0.00 $0.00
Disclosure

SEC source: 0001593968-20-000648 · primary_01.xml · derivative · entry 2

Beauchamp Gary · CIK 0001545233 · EVP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,667

Underlying: SMTC · 16,667 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2 · derivative.exercise_date: This grant vests in three annual installments beginning on March 3, 2021.

F3 · derivative.expiration_date: This grant vests in three annual installments beginning on March 3, 2021.

Read SEC document
March 03, 2020 Filed Mar 5, 2020 23:47 UTC
Beauchamp GaryEVP and GM
GrantCommon Stock 2,255 $0.00 $0.00
Disclosure

SEC source: 0001593968-20-000648 · primary_01.xml · nonDerivative · entry 1

Beauchamp Gary · CIK 0001545233 · EVP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,200

Read SEC document
March 03, 2020 Filed Mar 5, 2020 23:43 UTC GrantRestricted Stock Unit · Derivative 13,333 $0.00 $0.00
Disclosure

SEC source: 0001593968-20-000646 · primary_01.xml · derivative · entry 2

Ammann Charles B. · CIK 0001470518 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,333

Underlying: SMTC · 13,333 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2 · derivative.exercise_date: This grant vests in three annual installments beginning on March 3, 2021.

F3 · derivative.expiration_date: This grant vests in three annual installments beginning on March 3, 2021.

Read SEC document
March 03, 2020 Filed Mar 5, 2020 23:43 UTC GrantCommon Stock 3,171 $0.00 $0.00
Disclosure

SEC source: 0001593968-20-000646 · primary_01.xml · nonDerivative · entry 1

Ammann Charles B. · CIK 0001470518 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,153

Read SEC document
February 24, 2020 Filed Feb 25, 2020 22:08 UTC Exercise / conversionOption (right to buy) · Derivative 5,000 $0.00 Strike: $26.59 $0.00
Disclosure

SEC source: 0001593968-20-000500 · primary_01.xml · derivative · entry 2

EDWARDS BRUCE C · CIK 0001195293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: SMTC · 5,000 shares

Expires 2020-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This grant vests in four annual installments beginning on July 1, 2015.

Read SEC document
February 24, 2020 Filed Feb 25, 2020 22:08 UTC Exercise / conversionCommon Stock 5,000 $26.59 $132,950.00
Disclosure

SEC source: 0001593968-20-000500 · primary_01.xml · nonDerivative · entry 1

EDWARDS BRUCE C · CIK 0001195293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,744

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 22:18 UTC
CHUKWU EMEKAEVP and CFO
Exercise / conversionOption (right to buy) · Derivative 4,000 $0.00 Strike: $24.74 $0.00
Disclosure

SEC source: 0001593968-20-000507 · primary_01.xml · derivative · entry 7

CHUKWU EMEKA · CIK 0001381846 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: SMTC · 4,000 shares

Expires 2020-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 22:18 UTC
CHUKWU EMEKAEVP and CFO
Exercise / conversionRestricted Stock Unit · Derivative 5,151 $0.00 $0.00
Disclosure

SEC source: 0001593968-20-000507 · primary_01.xml · derivative · entry 6

CHUKWU EMEKA · CIK 0001381846 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: SMTC · 5,151 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F4 · derivative.exercise_date: This grant vests in three annual installments beginning on February 21, 2018.

F4 · derivative.expiration_date: This grant vests in three annual installments beginning on February 21, 2018.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 22:18 UTC
CHUKWU EMEKAEVP and CFO
SaleCommon Stock 97 $48.46 $4,700.50
Disclosure

SEC source: 0001593968-20-000507 · primary_01.xml · nonDerivative · entry 5

CHUKWU EMEKA · CIK 0001381846 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,855

F2 · price: This price represents the weighted average of these sales. The prices ranged from $48.4500 to $48.4600. Price and share details are available upon request.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 22:18 UTC
CHUKWU EMEKAEVP and CFO
Tax withholdingCommon Stock 1,782 $48.77 $86,908.14
Disclosure

SEC source: 0001593968-20-000507 · primary_01.xml · nonDerivative · entry 4

CHUKWU EMEKA · CIK 0001381846 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,952

Read SEC document
February 21, 2020 Filed Feb 25, 2020 22:18 UTC
CHUKWU EMEKAEVP and CFO
Exercise / conversionCommon Stock 5,151 $0.00 $0.00
Disclosure

SEC source: 0001593968-20-000507 · primary_01.xml · nonDerivative · entry 3

CHUKWU EMEKA · CIK 0001381846 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,734

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 22:18 UTC
CHUKWU EMEKAEVP and CFO
SaleCommon Stock 3,903 $47.67 $186,065.77
Disclosure

SEC source: 0001593968-20-000507 · primary_01.xml · nonDerivative · entry 2

CHUKWU EMEKA · CIK 0001381846 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,583

F1 · price: This price represents the weighted average of these sales. The prices ranged from $47.1600 to $48.0650. Price and share details are available upon request.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 22:18 UTC
CHUKWU EMEKAEVP and CFO
Exercise / conversionCommon Stock 4,000 $24.74 $98,960.00
Disclosure

SEC source: 0001593968-20-000507 · primary_01.xml · nonDerivative · entry 1

CHUKWU EMEKA · CIK 0001381846 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,486

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 22:16 UTC
MAHESWARAN MOHANDirector · President and CEO
Exercise / conversionRestricted Stock Unit · Derivative 21,667 $0.00 $0.00
Disclosure

SEC source: 0001593968-20-000506 · primary_01.xml · derivative · entry 3

MAHESWARAN MOHAN · CIK 0001224946 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: SMTC · 21,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2 · derivative.exercise_date: This grant vests in three annual installments beginning on February 21, 2018.

F2 · derivative.expiration_date: This grant vests in three annual installments beginning on February 21, 2018.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 22:16 UTC
MAHESWARAN MOHANDirector · President and CEO
Tax withholdingCommon Stock 7,708 $48.77 $375,919.16
Disclosure

SEC source: 0001593968-20-000506 · primary_01.xml · nonDerivative · entry 2

MAHESWARAN MOHAN · CIK 0001224946 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,673

Read SEC document
February 21, 2020 Filed Feb 25, 2020 22:16 UTC
MAHESWARAN MOHANDirector · President and CEO
Exercise / conversionCommon Stock 21,667 $0.00 $0.00
Disclosure

SEC source: 0001593968-20-000506 · primary_01.xml · nonDerivative · entry 1

MAHESWARAN MOHAN · CIK 0001224946 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,381

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 22:15 UTC Exercise / conversionRestricted Stock Unit · Derivative 5,151 $0.00 $0.00
Disclosure

SEC source: 0001593968-20-000505 · primary_01.xml · derivative · entry 3

KIM JAMES JUNGSUP · CIK 0001388432 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: SMTC · 5,151 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2 · derivative.exercise_date: This grant vests in three annual installments beginning on February 21, 2018.

F2 · derivative.expiration_date: This grant vests in three annual installments beginning on February 21, 2018.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 22:15 UTC Tax withholdingCommon Stock 1,876 $48.77 $91,492.52
Disclosure

SEC source: 0001593968-20-000505 · primary_01.xml · nonDerivative · entry 2

KIM JAMES JUNGSUP · CIK 0001388432 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,404

Read SEC document
February 21, 2020 Filed Feb 25, 2020 22:15 UTC Exercise / conversionCommon Stock 5,151 $0.00 $0.00
Disclosure

SEC source: 0001593968-20-000505 · primary_01.xml · nonDerivative · entry 1

KIM JAMES JUNGSUP · CIK 0001388432 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,280

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 22:14 UTC Exercise / conversionRestricted Stock Unit · Derivative 2,833 $0.00 $0.00
Disclosure

SEC source: 0001593968-20-000504 · primary_01.xml · derivative · entry 3

Faltemier Sharon K · CIK 0001365804 · SVP HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: SMTC · 2,833 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2 · derivative.exercise_date: This grant vests in three annual installments beginning on February 21, 2018.

F2 · derivative.expiration_date: This grant vests in three annual installments beginning on February 21, 2018.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 22:14 UTC Tax withholdingCommon Stock 980 $48.77 $47,794.60
Disclosure

SEC source: 0001593968-20-000504 · primary_01.xml · nonDerivative · entry 2

Faltemier Sharon K · CIK 0001365804 · SVP HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,129

Read SEC document
February 21, 2020 Filed Feb 25, 2020 22:14 UTC Exercise / conversionCommon Stock 2,833 $0.00 $0.00
Disclosure

SEC source: 0001593968-20-000504 · primary_01.xml · nonDerivative · entry 1

Faltemier Sharon K · CIK 0001365804 · SVP HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,109

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 22:13 UTC Exercise / conversionRestricted Stock Unit · Derivative 4,636 $0.00 $0.00
Disclosure

SEC source: 0001593968-20-000503 · primary_01.xml · derivative · entry 3

Costello Mark C · CIK 0001642805 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: SMTC · 4,636 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2 · derivative.exercise_date: This grant vests in three annual installments beginning on February 21, 2018.

F2 · derivative.expiration_date: This grant vests in three annual installments beginning on February 21, 2018.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 22:13 UTC Tax withholdingCommon Stock 1,699 $48.77 $82,860.23
Disclosure

SEC source: 0001593968-20-000503 · primary_01.xml · nonDerivative · entry 2

Costello Mark C · CIK 0001642805 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,027

Read SEC document
February 21, 2020 Filed Feb 25, 2020 22:13 UTC Exercise / conversionCommon Stock 4,636 $0.00 $0.00
Disclosure

SEC source: 0001593968-20-000503 · primary_01.xml · nonDerivative · entry 1

Costello Mark C · CIK 0001642805 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,726

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 22:12 UTC
Beauchamp GaryEVP and GM
Exercise / conversionRestricted Stock Unit · Derivative 8,484 $0.00 $0.00
Disclosure

SEC source: 0001593968-20-000502 · primary_01.xml · derivative · entry 3

Beauchamp Gary · CIK 0001545233 · EVP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: SMTC · 8,484 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2 · derivative.exercise_date: This grant vests in three annual installments beginning on February 21, 2018.

F2 · derivative.expiration_date: This grant vests in three annual installments beginning on February 21, 2018.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 22:12 UTC
Beauchamp GaryEVP and GM
Tax withholdingCommon Stock 4,539 $48.77 $221,367.03
Disclosure

SEC source: 0001593968-20-000502 · primary_01.xml · nonDerivative · entry 2

Beauchamp Gary · CIK 0001545233 · EVP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,945

Read SEC document
February 21, 2020 Filed Feb 25, 2020 22:12 UTC
Beauchamp GaryEVP and GM
Exercise / conversionCommon Stock 8,484 $0.00 $0.00
Disclosure

SEC source: 0001593968-20-000502 · primary_01.xml · nonDerivative · entry 1

Beauchamp Gary · CIK 0001545233 · EVP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,484

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 22:11 UTC Exercise / conversionRestricted Stock Unit · Derivative 4,121 $0.00 $0.00
Disclosure

SEC source: 0001593968-20-000501 · primary_01.xml · derivative · entry 3

Ammann Charles B. · CIK 0001470518 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: SMTC · 4,121 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2 · derivative.exercise_date: This grant vests in three annual installments beginning on February 21, 2018.

F2 · derivative.expiration_date: This grant vests in three annual installments beginning on February 21, 2018.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 22:11 UTC Tax withholdingCommon Stock 1,515 $48.77 $73,886.55
Disclosure

SEC source: 0001593968-20-000501 · primary_01.xml · nonDerivative · entry 2

Ammann Charles B. · CIK 0001470518 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,982

Read SEC document
February 21, 2020 Filed Feb 25, 2020 22:11 UTC Exercise / conversionCommon Stock 4,121 $0.00 $0.00
Disclosure

SEC source: 0001593968-20-000501 · primary_01.xml · nonDerivative · entry 1

Ammann Charles B. · CIK 0001470518 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,497

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 22:07 UTC Exercise / conversionRestricted Stock Unit · Derivative 4,121 $0.00 $0.00
Disclosure

SEC source: 0001593968-20-000499 · primary_01.xml · derivative · entry 3

WILSON JOHN MICHAEL · CIK 0001189923 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: SMTC · 4,121 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2 · derivative.exercise_date: This grant vests in three annual installments beginning on February 21, 2018.

F2 · derivative.expiration_date: This grant vests in three annual installments beginning on February 21, 2018.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 22:07 UTC Tax withholdingCommon Stock 1,521 $48.77 $74,179.17
Disclosure

SEC source: 0001593968-20-000499 · primary_01.xml · nonDerivative · entry 2

WILSON JOHN MICHAEL · CIK 0001189923 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,674

Read SEC document
February 21, 2020 Filed Feb 25, 2020 22:07 UTC Exercise / conversionCommon Stock 4,121 $0.00 $0.00
Disclosure

SEC source: 0001593968-20-000499 · primary_01.xml · nonDerivative · entry 1

WILSON JOHN MICHAEL · CIK 0001189923 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,195

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 22:06 UTC Exercise / conversionRestricted Stock Unit · Derivative 5,151 $0.00 $0.00
Disclosure

SEC source: 0001593968-20-000498 · primary_01.xml · derivative · entry 3

Silberstein Asaf · CIK 0001514954 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: SMTC · 5,151 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2 · derivative.exercise_date: This grant vests in three annual installments beginning on February 21, 2018.

F2 · derivative.expiration_date: This grant vests in three annual installments beginning on February 21, 2018.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 22:06 UTC Tax withholdingCommon Stock 1,867 $48.77 $91,053.59
Disclosure

SEC source: 0001593968-20-000498 · primary_01.xml · nonDerivative · entry 2

Silberstein Asaf · CIK 0001514954 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,937

Read SEC document
February 21, 2020 Filed Feb 25, 2020 22:06 UTC Exercise / conversionCommon Stock 5,151 $0.00 $0.00
Disclosure

SEC source: 0001593968-20-000498 · primary_01.xml · nonDerivative · entry 1

Silberstein Asaf · CIK 0001514954 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,804

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 07, 2020 Filed Feb 7, 2020 23:57 UTC
CHUKWU EMEKAEVP and CFO
Exercise / conversionOption (right to buy) · Derivative 4,000 $0.00 Strike: $24.74 $0.00
Disclosure

SEC source: 0001593968-20-000366 · primary_01.xml · derivative · entry 3

CHUKWU EMEKA · CIK 0001381846 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: SMTC · 4,000 shares

Expires 2020-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 07, 2020 Filed Feb 7, 2020 23:57 UTC
CHUKWU EMEKAEVP and CFO
SaleCommon Stock 4,000 $50.70 $202,803.20
Disclosure

SEC source: 0001593968-20-000366 · primary_01.xml · nonDerivative · entry 2

CHUKWU EMEKA · CIK 0001381846 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,486

F1 · price: This price represents the weighted average of these sales. The prices ranged from $50.1000 to $51.0400. Price and share details are available upon request.

Read SEC document
February 07, 2020 Filed Feb 7, 2020 23:57 UTC
CHUKWU EMEKAEVP and CFO
Exercise / conversionCommon Stock 4,000 $24.74 $98,960.00
Disclosure

SEC source: 0001593968-20-000366 · primary_01.xml · nonDerivative · entry 1

CHUKWU EMEKA · CIK 0001381846 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,486

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 07, 2020 Filed Feb 24, 2020 21:58 UTC Amendment
CHUKWU EMEKAEVP and CFO
SaleCommon Stock 4,000 $50.70 $202,803.20
Disclosure

SEC source: 0001593968-20-000493 · primary_01.xml · nonDerivative · entry 2

CHUKWU EMEKA · CIK 0001381846 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,486

F1 · price: This price represents the weighted average of these sales. The prices ranged from $50.1000 to $51.0400. Price and share details are available upon request.

Read SEC document
February 07, 2020 Filed Feb 24, 2020 21:58 UTC Amendment
CHUKWU EMEKAEVP and CFO
Exercise / conversionCommon Stock 4,000 $24.74 $98,960.00
Disclosure

SEC source: 0001593968-20-000493 · primary_01.xml · nonDerivative · entry 1

CHUKWU EMEKA · CIK 0001381846 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,486

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 31, 2020 Filed Feb 3, 2020 21:21 UTC
CHUKWU EMEKAEVP and CFO
Exercise / conversionOption (right to buy) · Derivative 4,000 $0.00 Strike: $24.74 $0.00
Disclosure

SEC source: 0001593968-20-000303 · primary_01.xml · derivative · entry 4

CHUKWU EMEKA · CIK 0001381846 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Underlying: SMTC · 4,000 shares

Expires 2020-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 31, 2020 Filed Feb 3, 2020 21:21 UTC
CHUKWU EMEKAEVP and CFO
SaleCommon Stock 760 $49.72 $37,786.52
Disclosure

SEC source: 0001593968-20-000303 · primary_01.xml · nonDerivative · entry 3

CHUKWU EMEKA · CIK 0001381846 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,486

F2 · price: This price represents the weighted average of these sales. The prices ranged from $49.5000 to $50.2400. Price and share details are available upon request.

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January 31, 2020 Filed Feb 3, 2020 21:21 UTC
CHUKWU EMEKAEVP and CFO
SaleCommon Stock 3,240 $48.86 $158,301.54
Disclosure

SEC source: 0001593968-20-000303 · primary_01.xml · nonDerivative · entry 2

CHUKWU EMEKA · CIK 0001381846 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,246

F1 · price: This price represents the weighted average of these sales. The prices ranged from $48.4200 to $49.4200. Price and share details are available upon request.

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January 31, 2020 Filed Feb 3, 2020 21:21 UTC
CHUKWU EMEKAEVP and CFO
Exercise / conversionCommon Stock 4,000 $24.74 $98,960.00
Disclosure

SEC source: 0001593968-20-000303 · primary_01.xml · nonDerivative · entry 1

CHUKWU EMEKA · CIK 0001381846 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,486

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 31, 2020 Filed Feb 24, 2020 21:33 UTC Amendment
CHUKWU EMEKAEVP and CFO
SaleCommon Stock 760 $49.72 $37,786.52
Disclosure

SEC source: 0001593968-20-000492 · primary_01.xml · nonDerivative · entry 2

CHUKWU EMEKA · CIK 0001381846 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,486

F2 · price: This price represents the weighted average of these sales. The prices ranged from $49.5000 to $50.2400. Price and share details are available upon request.

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January 31, 2020 Filed Feb 24, 2020 21:33 UTC Amendment
CHUKWU EMEKAEVP and CFO
SaleCommon Stock 3,240 $48.86 $158,301.54
Disclosure

SEC source: 0001593968-20-000492 · primary_01.xml · nonDerivative · entry 1

CHUKWU EMEKA · CIK 0001381846 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,246

F1 · price: This price represents the weighted average of these sales. The prices ranged from $48.4200 to $49.4200. Price and share details are available upon request.

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January 17, 2020 Filed Jan 17, 2020 23:04 UTC
CHUKWU EMEKAEVP and CFO
Exercise / conversionOption (right to buy) · Derivative 4,000 $0.00 Strike: $24.74 $0.00
Disclosure

SEC source: 0001593968-20-000156 · primary_01.xml · derivative · entry 3

CHUKWU EMEKA · CIK 0001381846 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: SMTC · 4,000 shares

Expires 2020-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 17, 2020 Filed Jan 17, 2020 23:04 UTC
CHUKWU EMEKAEVP and CFO
SaleCommon Stock 4,000 $54.90 $219,581.20
Disclosure

SEC source: 0001593968-20-000156 · primary_01.xml · nonDerivative · entry 2

CHUKWU EMEKA · CIK 0001381846 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,486

F1 · price: This price represents the weighted average of these sales. The prices ranged from $54.4950 to $55.2300. Price and share details are available upon request.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.