Last 12 months
Inside the activity.
0 purchase rows · 2 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 2 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 03, 2021 Filed Nov 5, 2021 01:03 UTC |
Kempton James MVP, CFO and Treasurer
|
GrantCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-063037 · doc4.xml · nonDerivative · entry 1 Kempton James M · CIK 0001456883 · VP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Read SEC document |
| October 19, 2021 Filed Oct 20, 2021 22:47 UTC |
SMITH WILLIAM W JRDirector · President & CEO · 10% owner
|
Tax withholdingCommon Stock | 5,976 | $5.42 | $32,389.92 |
DisclosureSEC source: 0001209191-21-061189 · doc4.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,780,500 F1 · price: Shares withheld, at an average vesting price of $5.42 per share, for payment of income taxes. Read SEC document |
| September 16, 2021 Filed Sep 20, 2021 21:50 UTC |
SMITH WILLIAM W JRDirector · President & CEO · 10% owner
|
Tax withholdingCommon Stock | 5,975 | $4.73 | $28,261.75 |
DisclosureSEC source: 0001209191-21-056919 · doc4.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,786,476 F1 · price: Shares withheld, at an average vesting price of $4.73 per share, for payment of income taxes. Read SEC document |
| September 08, 2021 Filed Sep 8, 2021 23:48 UTC |
CAMPBELL THOMAS GDirector
|
SaleCommon Stock | 20,000 | $4.84 | $96,714.00 |
DisclosureSEC source: 0001209191-21-055222 · doc4.xml · nonDerivative · entry 1 CAMPBELL THOMAS G · CIK 0001251303 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,000 F1 · price: The trade was executed in a series of transactions with a price range of $4.80 to $4.90, inclusive, with a weighted average price of $4.8357. The reporting person undertakes to provide to Smith Micro Software, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 02, 2021 Filed Sep 3, 2021 10:02 UTC |
SMITH WILLIAM W JRDirector · President & CEO · 10% owner
|
Exercise / conversionWarrant to Purchase Common Stock · Derivative | 850,000 | $0.00 Strike: $2.38 | $0.00 |
DisclosureSEC source: 0001209191-21-054614 · doc4.xml · derivative · entry 5 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 850,000 shares Expires 2021-09-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 02, 2021 Filed Sep 3, 2021 10:02 UTC |
SMITH WILLIAM W JRDirector · President & CEO · 10% owner
|
Exercise / conversionCommon Stock | 850,000 | $2.38 | $2,025,125.00 |
DisclosureSEC source: 0001209191-21-054614 · doc4.xml · nonDerivative · entry 2 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,792,451 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 31, 2021 Filed Sep 3, 2021 10:02 UTC |
SMITH WILLIAM W JRDirector · President & CEO · 10% owner
|
SaleCommon Stock | 537,000 | $4.65 | $2,497,050.00 |
DisclosureSEC source: 0001209191-21-054614 · doc4.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,942,451 Read SEC document |
| August 17, 2021 Filed Aug 19, 2021 22:02 UTC |
Huffmyer Timothy C.Chief Financial Officer
|
Tax withholdingCommon Stock | 3,569 | $4.91 | $17,523.79 |
DisclosureSEC source: 0001209191-21-052615 · doc4.xml · nonDerivative · entry 1 Huffmyer Timothy C. · CIK 0001559111 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 324,598 F1 · price: Shares withheld, at an average vesting price of $4.91 per share, for payment of income taxes Read SEC document |
| August 17, 2021 Filed Aug 19, 2021 22:01 UTC |
SMITH WILLIAM W JRDirector · President & CEO · 10% owner
|
Tax withholdingCommon Stock | 5,976 | $4.92 | $29,401.92 |
DisclosureSEC source: 0001209191-21-052613 · doc4.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,479,451 F1 · price: Shares withheld, at an average vesting price of $4.92 per share, for payment of income taxes. Read SEC document |
| July 16, 2021 Filed Jul 19, 2021 23:09 UTC |
SMITH WILLIAM W JRDirector · President & CEO · 10% owner
|
Tax withholdingCommon Stock | 5,976 | $5.16 | $30,836.16 |
DisclosureSEC source: 0001209191-21-047255 · doc4.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,485,427 F1 · price: Shares withheld, at an average vesting price of $5.16 per share, for payment of income taxes. Read SEC document |
| July 16, 2021 Filed Jul 19, 2021 23:08 UTC |
Huffmyer Timothy C.Chief Financial Officer
|
Tax withholdingCommon Stock | 3,569 | $5.17 | $18,451.73 |
DisclosureSEC source: 0001209191-21-047254 · doc4.xml · nonDerivative · entry 1 Huffmyer Timothy C. · CIK 0001559111 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 328,167 F1 · price: Shares withheld, at an average vesting price of $5.17 per share, for payment of income taxes Read SEC document |
| June 17, 2021 Filed Jun 21, 2021 22:27 UTC |
SMITH WILLIAM W JRDirector · President & CEO · 10% owner
|
Tax withholdingCommon Stock | 5,975 | $5.43 | $32,444.25 |
DisclosureSEC source: 0001209191-21-042218 · doc4.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,491,403 F1 · price: Shares withheld, at an average vesting price of $5.43 per share, for payment of income taxes. Read SEC document |
| June 17, 2021 Filed Jun 21, 2021 22:26 UTC |
Huffmyer Timothy C.Chief Financial Officer
|
Tax withholdingCommon Stock | 3,567 | $5.43 | $19,368.81 |
DisclosureSEC source: 0001209191-21-042217 · doc4.xml · nonDerivative · entry 1 Huffmyer Timothy C. · CIK 0001559111 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 331,736 F1 · price: Shares withheld, at an average vesting price of $5.43 per share, for payment of income taxes Read SEC document |
| May 19, 2021 Filed May 20, 2021 22:42 UTC |
CAMPBELL THOMAS GDirector
|
SaleCommon Stock | 15,000 | $5.12 | $76,768.50 |
DisclosureSEC source: 0001209191-21-034592 · doc4.xml · nonDerivative · entry 1 CAMPBELL THOMAS G · CIK 0001251303 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,000 F1 · price: The trade was executed in a series of transactions with a price range of $5.10 to $5.20, inclusive, with a weighted average price of $5.1179. The reporting person undertakes to provide to Smith Micro Software, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 18, 2021 Filed May 20, 2021 22:44 UTC |
Huffmyer Timothy C.Chief Financial Officer
|
Tax withholdingCommon Stock | 3,569 | $5.05 | $18,023.45 |
DisclosureSEC source: 0001209191-21-034594 · doc4.xml · nonDerivative · entry 1 Huffmyer Timothy C. · CIK 0001559111 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 335,303 F1 · price: Shares withheld, at an average vesting price of $5.05 per share, for payment of income taxes Read SEC document |
| May 18, 2021 Filed May 20, 2021 22:43 UTC |
SMITH WILLIAM W JRDirector · President & CEO · 10% owner
|
Tax withholdingCommon Stock | 5,976 | $5.05 | $30,178.80 |
DisclosureSEC source: 0001209191-21-034593 · doc4.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,497,378 F1 · price: Shares withheld, at an average vesting price of $5.05 per share, for payment of income taxes. Read SEC document |
| April 19, 2021 Filed Apr 21, 2021 22:47 UTC |
Huffmyer Timothy C.Chief Financial Officer
|
Tax withholdingCommon Stock | 3,569 | $5.65 | $20,164.85 |
DisclosureSEC source: 0001209191-21-027858 · doc4.xml · nonDerivative · entry 1 Huffmyer Timothy C. · CIK 0001559111 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 338,872 F1 · price: Shares withheld, at an average vesting price of $5.65 per share, for payment of income taxes Read SEC document |
| April 19, 2021 Filed Apr 21, 2021 22:46 UTC |
SMITH WILLIAM W JRDirector · President & CEO · 10% owner
|
Tax withholdingCommon Stock | 5,976 | $5.65 | $33,764.40 |
DisclosureSEC source: 0001209191-21-027856 · doc4.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,503,354 F1 · price: Shares withheld, at an average vesting price of $5.65 per share, for payment of income taxes. Read SEC document |
| March 17, 2021 Filed Mar 19, 2021 23:55 UTC |
SMITH WILLIAM W JRDirector · President & CEO · 10% owner
|
Tax withholdingCommon Stock | 16,063 | $6.80 | $109,228.40 |
DisclosureSEC source: 0001209191-21-022176 · doc4.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,509,330 F1 · price: Shares withheld, at an average vesting price of $6.80 per share, for payment of income taxes. Read SEC document |
| March 17, 2021 Filed Mar 19, 2021 23:53 UTC |
Huffmyer Timothy C.Chief Financial Officer
|
Tax withholdingCommon Stock | 8,569 | $6.79 | $58,183.51 |
DisclosureSEC source: 0001209191-21-022174 · doc4.xml · nonDerivative · entry 1 Huffmyer Timothy C. · CIK 0001559111 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 342,441 F1 · price: Shares withheld, at an average vesting price of $6.79 per share, for payment of income taxes Read SEC document |
| March 08, 2021 Filed Mar 11, 2021 02:34 UTC |
SMITH WILLIAM W JRDirector · President & CEO · 10% owner
|
Disposition to issuerCommon Stock | 6,103 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-019691 · doc4.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,525,393 F1 · shares: Represents the forfeiture of shares of restricted stock granted on February 11, 2020, in accordance with the terms of such grant. Read SEC document |
| March 08, 2021 Filed Mar 11, 2021 02:32 UTC |
Huffmyer Timothy C.Chief Financial Officer
|
Disposition to issuerCommon Stock | 3,467 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-019689 · doc4.xml · nonDerivative · entry 1 Huffmyer Timothy C. · CIK 0001559111 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 351,010 F1 · shares: Represents the forfeiture of shares of restricted stock granted on February 11, 2020, in accordance with the terms of such grant. Read SEC document |
| February 18, 2021 Filed Feb 19, 2021 00:14 UTC |
SMITH WILLIAM W JRDirector · President & CEO · 10% owner
|
Tax withholdingCommon Stock | 4,181 | $7.72 | $32,277.32 |
DisclosureSEC source: 0001209191-21-012148 · doc4.xml · nonDerivative · entry 2 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,531,496 F2 · price: Shares withheld, at an average vesting price of $7.72 per share, for payment of income taxes. Read SEC document |
| February 18, 2021 Filed Feb 19, 2021 00:12 UTC |
Huffmyer Timothy C.Chief Financial Officer
|
Tax withholdingCommon Stock | 3,021 | $7.72 | $23,322.12 |
DisclosureSEC source: 0001209191-21-012144 · doc4.xml · nonDerivative · entry 2 Huffmyer Timothy C. · CIK 0001559111 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 354,477 F2 · price: Shares withheld, at an average vesting price of $7.72 per share, for payment of income taxes. Read SEC document |
| February 16, 2021 Filed Feb 19, 2021 00:14 UTC |
SMITH WILLIAM W JRDirector · President & CEO · 10% owner
|
GrantCommon Stock | 175,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-012148 · doc4.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,535,677 F1 · security: Restricted stock subject to time-based and performance-based vesting. 50% of shares vest in equal monthly installments over 48 months, subject to continuing employment. 50% of shares vest subject to satisfaction of 2021 financial performance criteria, with 25% of such amount to vest approximately March 2022 and the remainder in equal monthly installments over the next 36 months. Read SEC document |
| February 16, 2021 Filed Feb 19, 2021 00:12 UTC |
Huffmyer Timothy C.Chief Financial Officer
|
GrantCommon Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-012144 · doc4.xml · nonDerivative · entry 1 Huffmyer Timothy C. · CIK 0001559111 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 357,498 F1 · security: Restricted stock subject to time-based and performance-based vesting. 50% of shares vest in equal monthly installments over 48 months, subject to continuing employment. 50% of shares vest subject to satisfaction of 2021 financial performance criteria, with 25% of such amount to vest approximately March 2022 and the remainder in equal monthly installments over the next 36 months. Read SEC document |
| February 16, 2021 Filed Feb 19, 2021 00:11 UTC |
SZABO GREGORY JDirector
|
GrantCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-012139 · doc4.xml · nonDerivative · entry 1 SZABO GREGORY J · CIK 0001255114 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,000 F1 · security: Restricted Stock Grant - Vesting in 12 equal monthly installments beginning on March 16, 2021 Read SEC document |
| February 16, 2021 Filed Feb 19, 2021 00:10 UTC |
gulko samuelDirector
|
GrantCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-012136 · doc4.xml · nonDerivative · entry 1 gulko samuel · CIK 0001308199 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,250 F1 · security: Restricted Stock Grant - Vesting in 12 equal monthly installments beginning on March 16, 2021 Read SEC document |
| February 16, 2021 Filed Feb 19, 2021 00:09 UTC |
Elfman Steven LawrenceDirector
|
GrantCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-012132 · doc4.xml · nonDerivative · entry 1 Elfman Steven Lawrence · CIK 0001334805 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,750 F1 · security: Restricted Stock Grant - Vesting in 12 equal monthly installments beginning on March 16, 2021 Read SEC document |
| February 16, 2021 Filed Feb 19, 2021 00:08 UTC |
CAMPBELL THOMAS GDirector
|
GrantCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-012130 · doc4.xml · nonDerivative · entry 1 CAMPBELL THOMAS G · CIK 0001251303 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,000 F1 · security: Restricted Stock Grant - Vesting in 12 equal monthly installments beginning on March 16, 2021 Read SEC document |
| February 16, 2021 Filed Feb 19, 2021 00:07 UTC |
Arno AndrewDirector
|
GrantCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-012126 · doc4.xml · nonDerivative · entry 1 Arno Andrew · CIK 0001472122 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,610 F1 · security: Restricted Stock Grant - Vesting in 12 equal monthly installments beginning on March 16, 2021 Read SEC document |
| January 20, 2021 Filed Jan 22, 2021 21:57 UTC |
SMITH WILLIAM W JRDirector · President & CEO · 10% owner
|
Tax withholdingCommon Stock | 4,786 | $5.94 | $28,428.84 |
DisclosureSEC source: 0001209191-21-004899 · doc4.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,360,677 F1 · price: Shares withheld, at an average vesting price of $5.94 per share, for payment of income taxes. Read SEC document |
| January 20, 2021 Filed Jan 22, 2021 21:55 UTC |
Huffmyer Timothy C.Chief Financial Officer
|
Tax withholdingCommon Stock | 3,021 | $6.00 | $18,126.00 |
DisclosureSEC source: 0001209191-21-004897 · doc4.xml · nonDerivative · entry 1 Huffmyer Timothy C. · CIK 0001559111 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 257,498 F1 · price: Shares withheld, at an average vesting price of $6.00 per share, for payment of income taxes Read SEC document |
| December 30, 2020 Filed Dec 31, 2020 21:33 UTC |
SMITH WILLIAM W JRDirector · President & CEO · 10% owner
|
Tax withholdingCommon Stock | 12,692 | $4.81 | $61,048.52 |
DisclosureSEC source: 0001209191-20-065691 · doc4.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,365,463 F1 · price: Shares withheld, at an average vesting price of $4.81 per share, for payment of income taxes. Read SEC document |
| December 30, 2020 Filed Dec 31, 2020 21:31 UTC |
Huffmyer Timothy C.Chief Financial Officer
|
Tax withholdingCommon Stock | 8,079 | $4.82 | $38,940.78 |
DisclosureSEC source: 0001209191-20-065687 · doc4.xml · nonDerivative · entry 1 Huffmyer Timothy C. · CIK 0001559111 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 260,519 F1 · price: Shares withheld, at an average vesting price of $4.82 per share, for payment of income taxes Read SEC document |
| November 19, 2020 Filed Nov 20, 2020 02:31 UTC |
Huffmyer Timothy C.Chief Financial Officer
|
SaleCommon Stock | 20,000 | $5.19 | $103,800.00 |
DisclosureSEC source: 0001209191-20-059564 · doc4.xml · nonDerivative · entry 1 Huffmyer Timothy C. · CIK 0001559111 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268,598 F1 · price: The trade was executed in a series of transactions with a price range of $5.18 to $5.22, inclusive, with a weighted average price of $5.19. The reporting person undertakes to provide to Smith Micro Software, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 18, 2020 Filed Nov 20, 2020 02:32 UTC |
gulko samuelDirector
|
SaleCommon Stock | 10,000 | $5.14 | $51,401.00 |
DisclosureSEC source: 0001209191-20-059566 · doc4.xml · nonDerivative · entry 1 gulko samuel · CIK 0001308199 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,250 F1 · price: The trade was executed in a series of transactions with a weighted average price of $5.1401. The reporting person undertakes to provide to Smith Micro Software, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the calculation of such weighted average. Read SEC document |
| September 23, 2020 Filed Sep 24, 2020 21:49 UTC |
SMITH WILLIAM W JRDirector · President & CEO · 10% owner
|
Tax withholdingCommon Stock | 12,687 | $3.84 | $48,718.08 |
DisclosureSEC source: 0001209191-20-051959 · doc4.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,378,155 F1 · shares: Shares withheld, at an average vesting price of $3.84 per share, for payment of income taxes. Read SEC document |
| September 23, 2020 Filed Sep 24, 2020 21:48 UTC |
Huffmyer Timothy C.Chief Financial Officer
|
Tax withholdingCommon Stock | 8,068 | $3.85 | $31,061.80 |
DisclosureSEC source: 0001209191-20-051956 · doc4.xml · nonDerivative · entry 1 Huffmyer Timothy C. · CIK 0001559111 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 288,598 F1 · shares: Shares withheld, at an average vesting price of $3.85 per share, for payment of income taxes Read SEC document |
| August 10, 2020 Filed Aug 12, 2020 21:59 UTC |
Arno AndrewDirector
|
GrantCommon Stock | 2,500 | $3.94 | $9,857.50 |
DisclosureSEC source: 0001209191-20-046435 · doc4.xml · nonDerivative · entry 4 Arno Andrew · CIK 0001472122 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By JBA Investment Disclosed balance after: 10,000 F6 · price: Shares were acquired in a series of transactions at a range of prices with a weighted average of $3.943 per share. The reporting person undertakes to provide to Smith Micro Software, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such range. F4 · balance_after: Includes 7,500 shares acquired on May 17, 2017 but not previously reported due to administrative error. F7 · ownership.nature: Shares held by JBA Investment, a limited liability company, with respect to which the reporting person makes investment decisions. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is a beneficial owner of such securities for purposes of Section 16 or any other purpose. Read SEC document |
| August 10, 2020 Filed Aug 12, 2020 21:59 UTC |
Arno AndrewDirector
|
GrantCommon Stock | 2,500 | $3.93 | $9,830.00 |
DisclosureSEC source: 0001209191-20-046435 · doc4.xml · nonDerivative · entry 3 Arno Andrew · CIK 0001472122 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By MJA Investment Disclosed balance after: 10,000 F3 · price: Shares were acquired in a series of transactions at a range of prices with a weighted average of $3.932 per share. The reporting person undertakes to provide to Smith Micro Software, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such range. F4 · balance_after: Includes 7,500 shares acquired on May 17, 2017 but not previously reported due to administrative error. F5 · ownership.nature: Shares held by MJA Investment, a limited liability company, with respect to which the reporting person makes investment decisions. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is a beneficial owner of such securities for purposes of Section 16 or any other purpose. Read SEC document |
| August 10, 2020 Filed Aug 12, 2020 21:59 UTC |
Arno AndrewDirector
|
GrantCommon Stock | 10,000 | $3.95 | $39,450.00 |
DisclosureSEC source: 0001209191-20-046435 · doc4.xml · nonDerivative · entry 2 Arno Andrew · CIK 0001472122 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse IRA Disclosed balance after: 10,000 F2 · price: Shares were acquired in a series of transactions at a range of prices with a weighted average of $3.945 per share. The reporting person undertakes to provide to Smith Micro Software, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such range. Read SEC document |
| August 10, 2020 Filed Aug 12, 2020 21:59 UTC |
Arno AndrewDirector
|
GrantCommon Stock | 10,000 | $3.95 | $39,460.00 |
DisclosureSEC source: 0001209191-20-046435 · doc4.xml · nonDerivative · entry 1 Arno Andrew · CIK 0001472122 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 212,610 F1 · price: Shares were acquired in a series of transactions at a range of prices with a weighted average of $3.946 per share. The reporting person undertakes to provide to Smith Micro Software, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such range. Read SEC document |
| June 26, 2020 Filed Jun 30, 2020 20:58 UTC |
Huffmyer Timothy C.Chief Financial Officer
|
Tax withholdingCommon Stock | 8,067 | $4.45 | $35,898.15 |
DisclosureSEC source: 0001209191-20-039494 · doc4.xml · nonDerivative · entry 1 Huffmyer Timothy C. · CIK 0001559111 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 296,666 F1 · shares: Shares withheld, at an average vesting price of $4.45 per share, for payment of income taxes Read SEC document |
| June 26, 2020 Filed Jun 30, 2020 20:54 UTC |
SMITH WILLIAM W JRDirector · President & CEO · 10% owner
|
Tax withholdingCommon Stock | 12,687 | $4.44 | $56,330.28 |
DisclosureSEC source: 0001209191-20-039491 · doc4.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,390,842 F1 · shares: Shares withheld, at an average vesting price of $4.44 per share, for payment of income taxes. Read SEC document |
| June 02, 2020 Filed Jun 4, 2020 21:33 UTC |
CAMPBELL THOMAS GDirector
|
SaleCommon Stock | 15,000 | $4.85 | $72,750.00 |
DisclosureSEC source: 0001209191-20-034491 · doc4.xml · nonDerivative · entry 1 CAMPBELL THOMAS G · CIK 0001251303 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,000 F1 · price: The trade was executed in a series of transactions with a price range of $4.81 to $4.90, inclusive, with a weighted average price of $4.85. The reporting person undertakes to provide to Smith Micro Software, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 02, 2020 Filed Jun 4, 2020 21:32 UTC |
Huffmyer Timothy C.Chief Financial Officer
|
SaleCommon Stock | 16,000 | $4.92 | $78,720.00 |
DisclosureSEC source: 0001209191-20-034486 · doc4.xml · nonDerivative · entry 1 Huffmyer Timothy C. · CIK 0001559111 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 304,733 F1 · price: The trade was executed in a series of transactions with a price range of $4.89 to $4.96, inclusive, with a weighted average price of $4.92. The reporting person undertakes to provide to Smith Micro Software, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 25, 2020 Filed Mar 27, 2020 21:32 UTC |
Huffmyer Timothy C.Chief Financial Officer
|
Tax withholdingCommon Stock | 12,045 | $5.24 | $63,115.80 |
DisclosureSEC source: 0001209191-20-021439 · doc4.xml · nonDerivative · entry 1 Huffmyer Timothy C. · CIK 0001559111 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 320,733 F1 · shares: Shares withheld, at an average vesting price of $5.24 per share, for payment of income taxes Read SEC document |
| March 25, 2020 Filed Mar 27, 2020 21:33 UTC |
SMITH WILLIAM W JRDirector · President & CEO · 10% owner
|
Tax withholdingCommon Stock | 24,024 | $5.27 | $126,606.48 |
DisclosureSEC source: 0001209191-20-021441 · doc4.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,403,529 F1 · shares: Shares withheld, at an average vesting price of $5.27 per share, for payment of income taxes. Read SEC document |
| February 11, 2020 Filed Feb 14, 2020 00:24 UTC |
CAMPBELL THOMAS GDirector
|
GrantCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-009424 · doc4.xml · nonDerivative · entry 1 CAMPBELL THOMAS G · CIK 0001251303 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,000 F1 · security: Restricted Stock Grant - Vesting in 12 equal monthly installments beginning on March 11, 2020 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.