Last 12 months
Inside the activity.
0 purchase rows · 2 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 2 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 24, 2023 Filed Feb 22, 2023 23:01 UTC |
SMITH WILLIAM W JRDirector · President & CEO
|
GiftCommon Stock | 32,112 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-004629 · wf-form4_167710686373760.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 303,286 F1 · shares: On January 24, 2023, Mr. Smith made a gift of 32,112 shares to the Smith Living Trust Read SEC document |
| January 18, 2023 Filed Jan 20, 2023 22:11 UTC |
SMITH WILLIAM W JRDirector · President & CEO
|
Tax withholdingCommon Stock | 7,290 | $2.63 | $19,172.70 |
DisclosureSEC source: 0001628280-23-001363 · wf-form4_167425266187455.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 335,398 F1 · price: Shares withheld, at an average vesting price of $2.63 per share, for the payment of income taxes. Read SEC document |
| December 19, 2022 Filed Dec 22, 2022 01:34 UTC |
SMITH WILLIAM W JRDirector · President & CEO
|
Tax withholdingCommon Stock | 904 | $2.05 | $1,853.20 |
DisclosureSEC source: 0001628280-22-032452 · wf-form4_167167284527733.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 342,688 F1 · price: Shares withheld, at an average vesting price of $2.05 per share, for the payment of income taxes. Read SEC document |
| December 13, 2022 Filed Dec 15, 2022 22:05 UTC |
SMITH WILLIAM W JRDirector · President & CEO
|
Tax withholdingCommon Stock | 5,574 | $2.14 | $11,928.36 |
DisclosureSEC source: 0001628280-22-032020 · wf-form4_167114194353605.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 343,592 F1 · price: Shares withheld, at an average vesting price of $2.14 per share, for the payment of income taxes. Read SEC document |
| November 17, 2022 Filed Nov 21, 2022 12:25 UTC |
SMITH WILLIAM W JRDirector · President & CEO
|
Tax withholdingCommon Stock | 6,479 | $2.26 | $14,642.54 |
DisclosureSEC source: 0001628280-22-030456 · wf-form4_166903349070998.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 349,166 F1 · price: Shares withheld, at an average vesting price of $2.26 per share, for the payment of income taxes. Read SEC document |
| October 19, 2022 Filed Oct 25, 2022 00:12 UTC |
SMITH WILLIAM W JRDirector · President & CEO
|
Tax withholdingCommon Stock | 6,479 | $2.26 | $14,642.54 |
DisclosureSEC source: 0001628280-22-026925 · wf-form4_166665674098462.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 355,645 F1 · price: Shares withheld, at an average vesting price of $2.26 per share, for the payment of income taxes. Read SEC document |
| October 03, 2022 Filed Oct 4, 2022 22:08 UTC |
Kempton James MVP, CFO and Treasurer
|
GrantCommon Stock | 250 | $1.92 | $480.25 |
DisclosureSEC source: 0001628280-22-025998 · wf-form4_166492130514459.xml · nonDerivative · entry 1 Kempton James M · CIK 0001456883 · VP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,354 F1 · shares: Voluntary disclosure with respect to shares acquired under the Smith Micro Software Employee Stock Purchase Plan in a transaction exempt under both Rule 16b-3(d) and Rule 16b-3(c). Read SEC document |
| September 19, 2022 Filed Sep 20, 2022 20:59 UTC |
SMITH WILLIAM W JRDirector · President & CEO
|
Tax withholdingCommon Stock | 904 | $2.71 | $2,449.84 |
DisclosureSEC source: 0001628280-22-025249 · wf-form4_166370755404319.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 362,124 F1 · price: Shares withheld, at an average vesting price of $2.71 per share, for the payment of income taxes. Read SEC document |
| September 16, 2022 Filed Sep 19, 2022 21:02 UTC |
Sharma ChetanDirector
|
PurchaseCommon Stock | 1,000 | $2.70 | $2,699.00 |
DisclosureSEC source: 0001628280-22-025155 · wf-form4_166362133867318.xml · nonDerivative · entry 1 Sharma Chetan · CIK 0001922870 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,082 F1 · security: Restricted stock vesting in equal monthly installments beginning May 12, 2022 and ending January 12, 2023. Read SEC document |
| September 14, 2022 Filed Sep 15, 2022 23:50 UTC |
SMITH WILLIAM W JRDirector · President & CEO
|
PurchaseCommon Stock | 5,000 | $2.59 | $12,955.00 |
DisclosureSEC source: 0001628280-22-025036 · wf-form4_166328582208935.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Smith Living Trust Disclosed balance after: 4,864,704 F1 · price: Shares were acquired in a series of transactions at a range of prices with a weighted average of $2.591 per share. The reporting person undertakes to provide to Smith Micro Software, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such range. Read SEC document |
| September 13, 2022 Filed Sep 14, 2022 22:18 UTC |
Kempton James MVP, CFO and Treasurer
|
PurchaseCommon Stock | 2,500 | $2.60 | $6,500.00 |
DisclosureSEC source: 0001628280-22-024930 · wf-form4_166319390177204.xml · nonDerivative · entry 1 Kempton James M · CIK 0001456883 · VP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,104 Read SEC document |
| September 12, 2022 Filed Sep 14, 2022 22:20 UTC |
SMITH WILLIAM W JRDirector · President & CEO
|
Tax withholdingCommon Stock | 5,574 | $2.50 | $13,935.00 |
DisclosureSEC source: 0001628280-22-024932 · wf-form4_166319399184672.xml · nonDerivative · entry 3 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 363,028 F2 · price: Shares withheld, at an average vesting price of $2.50 per share, for the payment of income taxes Read SEC document |
| August 30, 2022 Filed Aug 30, 2022 21:49 UTC |
CAMPBELL THOMAS GDirector
|
PurchaseCommon Stock | 1,700 | $2.33 | $3,961.00 |
DisclosureSEC source: 0001628280-22-023940 · wf-form4_166189615784977.xml · nonDerivative · entry 1 CAMPBELL THOMAS G · CIK 0001251303 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,700 Read SEC document |
| August 29, 2022 Filed Sep 14, 2022 22:20 UTC |
SMITH WILLIAM W JRDirector · President & CEO
|
GiftCommon Stock | 79,779 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-024932 · wf-form4_166319399184672.xml · nonDerivative · entry 2 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Smith Living Trust Disclosed balance after: 4,859,704 F1 · shares: On August 29, 2022, Mr. Smith made a gift of 79,779 shares to the Smith Living Trust Read SEC document |
| August 29, 2022 Filed Sep 14, 2022 22:20 UTC |
SMITH WILLIAM W JRDirector · President & CEO
|
GiftCommon Stock | 79,779 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-024932 · wf-form4_166319399184672.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 368,602 F1 · shares: On August 29, 2022, Mr. Smith made a gift of 79,779 shares to the Smith Living Trust Read SEC document |
| August 23, 2022 Filed Aug 23, 2022 22:18 UTC |
Keddy AshaDirector
|
PurchaseCommon Stock | 5,000 | $2.24 | $11,215.00 |
DisclosureSEC source: 0001628280-22-023537 · wf-form4_166129309358577.xml · nonDerivative · entry 1 Keddy Asha · CIK 0001922655 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,082 Read SEC document |
| August 22, 2022 Filed Aug 22, 2022 21:52 UTC |
Arno AndrewDirector
|
PurchaseCommon Stock | 2,500 | $2.18 | $5,448.50 |
DisclosureSEC source: 0001628280-22-023440 · wf-form4_166120512883238.xml · nonDerivative · entry 2 Arno Andrew · CIK 0001472122 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 290,105 Read SEC document |
| August 22, 2022 Filed Aug 23, 2022 22:19 UTC |
SMITH WILLIAM W JRDirector · President & CEO
|
Tax withholdingCommon Stock | 6,479 | $2.73 | $17,687.67 |
DisclosureSEC source: 0001628280-22-023539 · wf-form4_166129317983641.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 448,381 F1 · price: Shares withheld at an average price of $2.73 per share for the payment of income taxes. F2 · balance_after: Includes 6,000 shares held in the William W. Smith, Jr. IRA Read SEC document |
| August 19, 2022 Filed Aug 22, 2022 21:50 UTC |
SZABO GREGORY JDirector
|
PurchaseCommon Stock | 10,000 | $2.29 | $22,932.00 |
DisclosureSEC source: 0001628280-22-023435 · wf-form4_166120501720883.xml · nonDerivative · entry 1 SZABO GREGORY J · CIK 0001255114 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,000 F1 · price: Shares were acquired in a series of transactions at a range of prices with a weighted average of $2.2932 per share. The reporting person undertakes to provide to Smith Micro Software, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such range. Read SEC document |
| August 17, 2022 Filed Aug 18, 2022 22:46 UTC |
gulko samuelDirector
|
PurchaseCommon Stock | 4,000 | $2.35 | $9,392.80 |
DisclosureSEC source: 0001628280-22-023295 · wf-form4_166086275647643.xml · nonDerivative · entry 1 gulko samuel · CIK 0001308199 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,250 F1 · price: Shares were acquired at a range of prices with a weighted average of $2.3482 per share. The reporting person undertakes to provide to Smith Micro Software, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such range. Read SEC document |
| August 17, 2022 Filed Aug 18, 2022 22:42 UTC |
Arno AndrewDirector
|
PurchaseCommon Stock | 5,000 | $2.35 | $11,757.00 |
DisclosureSEC source: 0001628280-22-023293 · wf-form4_166086255345158.xml · nonDerivative · entry 3 Arno Andrew · CIK 0001472122 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By JBA Investment Disclosed balance after: 15,000 F1 · price: Shares were acquired in a series of transactions at a range of prices with a weighted average of $2.3514 per share. The reporting person undertakes to provide to Smith Micro Software, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such range. F3 · ownership.nature: Shares held by JBA Investment, a limited liability company, with respect to which the reporting person makes investment decisions. The reporting person disclaims ownership of these securities, and this report shall not be deemed an admission that the reporting person is beneficial owner of these securities for the purpose of Section 16 or any other purpose. Read SEC document |
| August 17, 2022 Filed Aug 18, 2022 22:42 UTC |
Arno AndrewDirector
|
PurchaseCommon Stock | 5,000 | $2.35 | $11,757.00 |
DisclosureSEC source: 0001628280-22-023293 · wf-form4_166086255345158.xml · nonDerivative · entry 2 Arno Andrew · CIK 0001472122 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By MJA Investment Disclosed balance after: 15,000 F1 · price: Shares were acquired in a series of transactions at a range of prices with a weighted average of $2.3514 per share. The reporting person undertakes to provide to Smith Micro Software, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such range. F2 · ownership.nature: Shares held by MJA Investment, a limited liability company, with respect to which the reporting person makes investment decisions. The reporting person disclaims ownership of these securities, and this report shall not be deemed an admission that the reporting person is beneficial owner of these securities for the purpose of Section 16 or any other purpose. Read SEC document |
| August 17, 2022 Filed Aug 18, 2022 22:42 UTC |
Arno AndrewDirector
|
PurchaseCommon Stock | 5,000 | $2.35 | $11,757.00 |
DisclosureSEC source: 0001628280-22-023293 · wf-form4_166086255345158.xml · nonDerivative · entry 1 Arno Andrew · CIK 0001472122 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse IRA Disclosed balance after: 15,000 F1 · price: Shares were acquired in a series of transactions at a range of prices with a weighted average of $2.3514 per share. The reporting person undertakes to provide to Smith Micro Software, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such range. Read SEC document |
| August 17, 2022 Filed Aug 22, 2022 21:52 UTC |
Arno AndrewDirector
|
PurchaseCommon Stock | 25,000 | $2.35 | $58,755.00 |
DisclosureSEC source: 0001628280-22-023440 · wf-form4_166120512883238.xml · nonDerivative · entry 1 Arno Andrew · CIK 0001472122 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 287,605 F1 · price: Shares were acquired in a series of transactions at a range of prices with a weighted average of $2.3502 per share. The reporting person undertakes to provide to Smith Micro Software, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such range. Read SEC document |
| July 19, 2022 Filed Jul 20, 2022 21:36 UTC |
SMITH WILLIAM W JRDirector · President & CEO
|
Tax withholdingCommon Stock | 6,479 | $2.50 | $16,197.50 |
DisclosureSEC source: 0001628280-22-019193 · wf-form4_165835295999743.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 448,860 F1 · price: Shares withheld, at an average vesting price of $2.50 per share, for payment of income taxes. Read SEC document |
| June 17, 2022 Filed Jun 21, 2022 21:45 UTC |
SMITH WILLIAM W JRDirector · President & CEO · 10% owner
|
Tax withholdingCommon Stock | 6,478 | $2.62 | $16,972.36 |
DisclosureSEC source: 0001209191-22-038513 · doc4.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 455,339 F1 · price: Shares withheld, at an average vesting price of $2.62 per share, for payment of income taxes. Read SEC document |
| May 18, 2022 Filed May 19, 2022 21:26 UTC |
Kempton James MVP, CFO and Treasurer
|
Tax withholdingCommon Stock | 288 | $2.56 | $737.28 |
DisclosureSEC source: 0001209191-22-030660 · doc4.xml · nonDerivative · entry 1 Kempton James M · CIK 0001456883 · VP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,604 F1 · price: Shares withheld, at an average price of $2.56 per share, for payment of income taxes. Read SEC document |
| May 18, 2022 Filed May 19, 2022 21:25 UTC |
SMITH WILLIAM W JRDirector · President & CEO · 10% owner
|
Tax withholdingCommon Stock | 6,479 | $2.60 | $16,845.40 |
DisclosureSEC source: 0001209191-22-030657 · doc4.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 461,817 F1 · price: Shares withheld, at an average vesting price of $2.60 per share, for payment of income taxes. Read SEC document |
| April 19, 2022 Filed Apr 20, 2022 21:18 UTC |
Kempton James MVP, CFO and Treasurer
|
Tax withholdingCommon Stock | 352 | $3.56 | $1,253.12 |
DisclosureSEC source: 0001209191-22-025042 · doc4.xml · nonDerivative · entry 1 Kempton James M · CIK 0001456883 · VP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,892 F1 · price: Shares withheld, at an average price of $3.56 per share, for payment of income taxes. Read SEC document |
| April 19, 2022 Filed Apr 20, 2022 21:16 UTC |
SMITH WILLIAM W JRDirector · President & CEO · 10% owner
|
Tax withholdingCommon Stock | 7,093 | $3.68 | $26,102.24 |
DisclosureSEC source: 0001209191-22-025039 · doc4.xml · nonDerivative · entry 2 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 468,296 F2 · price: Shares withheld, at an average vesting price of $3.68 per share, for payment of income taxes. Read SEC document |
| April 11, 2022 Filed Apr 13, 2022 22:24 UTC |
Sharma ChetanDirector
|
GrantCommon Stock | 18,082 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-024338 · doc4.xml · nonDerivative · entry 1 Sharma Chetan · CIK 0001922870 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,082 F1 · security: Restricted stock vesting in equal monthly installments beginning May 12, 2022 and ending January 12, 2023. Read SEC document |
| April 11, 2022 Filed Apr 13, 2022 22:23 UTC |
Keddy AshaDirector
|
GrantCommon Stock | 18,082 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-024336 · doc4.xml · nonDerivative · entry 1 Keddy Asha · CIK 0001922655 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,082 F1 · security: Restricted stock vesting in equal monthly installments beginning May 12, 2022 and ending January 12, 2023. Read SEC document |
| March 17, 2022 Filed Mar 17, 2022 21:37 UTC |
SMITH WILLIAM W JRDirector · President & CEO · 10% owner
|
Tax withholdingCommon Stock | 16,280 | $3.67 | $59,747.60 |
DisclosureSEC source: 0001209191-22-019704 · doc4.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 479,758 F1 · price: Shares withheld, at an average vesting price of $3.67 per share, for payment of income taxes. Read SEC document |
| March 10, 2022 Filed Apr 20, 2022 21:16 UTC |
SMITH WILLIAM W JRDirector · President & CEO · 10% owner
|
Disposition to issuerCommon Stock | 4,369 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-025039 · doc4.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 475,389 F1 · shares: Shares of restricted stock forfeited in accordance with the terms of grant Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 23:35 UTC |
SMITH WILLIAM W JRDirector · President & CEO · 10% owner
|
GrantCommon Stock | 175,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-017690 · doc4.xml · nonDerivative · entry 2 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 496,038 F3 · shares: Restricted stock subject to time-based and performance-based vesting. 50% of shares vest in equal monthly installments over 48 months, subject to continuing employment. 50% of shares vest subject to satisfaction of 2022 financial performance criteria, with 25% of such amount to vest approximately March 2023 and the remainder in equal monthly installments over the next 36 months. Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 23:32 UTC |
Kempton James MVP, CFO and Treasurer
|
GrantCommon Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-017688 · doc4.xml · nonDerivative · entry 1 Kempton James M · CIK 0001456883 · VP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,244 F1 · security: Restricted stock subject to time-based and performance-based vesting. 50% of shares vest in equal monthly installments over 48 months, subject to continuing employment. 50% of shares vest subject to satisfaction of 2022 financial performance criteria, with 25% of such amount to vest approximately March 2023 and the remainder in equal monthly installments over the next 36 months. Read SEC document |
| February 25, 2022 Filed Mar 9, 2022 23:35 UTC |
SMITH WILLIAM W JRDirector · President & CEO · 10% owner
|
GiftCommon Stock | 4,324,897 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-017690 · doc4.xml · nonDerivative · entry 3 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Smith Living Trust Disclosed balance after: 4,779,925 F1 · shares: On February 25, 2022, Mr. Smith made a gift of 4,324,897 shares to the Smith Living Trust. F4 · balance_after: Includes 455,028 shares formerly held in the William W. Smith, Jr. Revocable Trust, which were transferred to the Smith Living Trust on February 23, 2022. Read SEC document |
| February 25, 2022 Filed Mar 9, 2022 23:35 UTC |
SMITH WILLIAM W JRDirector · President & CEO · 10% owner
|
GiftCommon Stock | 4,324,897 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-017690 · doc4.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 321,038 F1 · shares: On February 25, 2022, Mr. Smith made a gift of 4,324,897 shares to the Smith Living Trust. F2 · balance_after: It was determined through routine review that previously reported total securities directly held by the reporting person were undercounted by 15 shares, not attributable to any specific, known transaction. This amount reflects the reporting person's total direct holdings as of the date indicated, inclusive of such 15 shares. Read SEC document |
| February 17, 2022 Filed Feb 18, 2022 00:19 UTC |
SMITH WILLIAM W JRDirector · President & CEO · 10% owner
|
Tax withholdingCommon Stock | 5,881 | $4.03 | $23,700.43 |
DisclosureSEC source: 0001209191-22-011048 · doc4.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,645,920 F1 · price: Shares withheld, at an average vesting price of $4.03 per share, for payment of income taxes. Read SEC document |
| January 18, 2022 Filed Jan 20, 2022 22:19 UTC |
SZABO GREGORY JDirector
|
GrantCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-004109 · doc4.xml · nonDerivative · entry 1 SZABO GREGORY J · CIK 0001255114 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,000 F1 · security: Restricted stock grant vesting in 12 equal monthly installments Read SEC document |
| January 18, 2022 Filed Jan 20, 2022 22:14 UTC |
SMITH WILLIAM W JRDirector · President & CEO · 10% owner
|
Tax withholdingCommon Stock | 6,748 | $4.39 | $29,623.72 |
DisclosureSEC source: 0001209191-22-004095 · doc4.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,651,801 F1 · price: Shares withheld, at an average vesting price of $4.39 per share, for payment of income taxes. Read SEC document |
| January 18, 2022 Filed Jan 20, 2022 22:19 UTC |
gulko samuelDirector
|
GrantCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-004106 · doc4.xml · nonDerivative · entry 1 gulko samuel · CIK 0001308199 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,250 F1 · security: Restricted stock grant vesting in 12 equal monthly installments Read SEC document |
| January 18, 2022 Filed Jan 20, 2022 22:18 UTC |
Elfman Steven LawrenceDirector
|
GrantCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-004104 · doc4.xml · nonDerivative · entry 1 Elfman Steven Lawrence · CIK 0001334805 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,750 F1 · security: Restricted stock grant vesting in 12 equal monthly installments Read SEC document |
| January 18, 2022 Filed Jan 20, 2022 22:17 UTC |
CAMPBELL THOMAS GDirector
|
GrantCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-004101 · doc4.xml · nonDerivative · entry 1 CAMPBELL THOMAS G · CIK 0001251303 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,000 F1 · security: Restricted stock grant vesting in 12 equal monthly installments Read SEC document |
| January 18, 2022 Filed Jan 20, 2022 22:15 UTC |
Arno AndrewDirector
|
GrantCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-004098 · doc4.xml · nonDerivative · entry 1 Arno Andrew · CIK 0001472122 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 262,605 F1 · security: Restricted stock grant vesting in 12 equal monthly installments Read SEC document |
| December 16, 2021 Filed Dec 17, 2021 01:36 UTC |
SMITH WILLIAM W JRDirector · President & CEO · 10% owner
|
Tax withholdingCommon Stock | 1,518 | $5.04 | $7,650.72 |
DisclosureSEC source: 0001209191-21-070092 · doc4.xml · nonDerivative · entry 2 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,658,549 F2 · price: Shares withheld, at an average vesting price of $5.04 per share, for payment of income taxes. Read SEC document |
| December 14, 2021 Filed Dec 17, 2021 01:36 UTC |
SMITH WILLIAM W JRDirector · President & CEO · 10% owner
|
Tax withholdingCommon Stock | 4,457 | $5.09 | $22,686.13 |
DisclosureSEC source: 0001209191-21-070092 · doc4.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,660,067 F1 · price: Shares withheld, at an average vesting price of $5.09 per share, for payment of income taxes. Read SEC document |
| December 07, 2021 Filed Dec 8, 2021 21:19 UTC |
SMITH WILLIAM W JRDirector · President & CEO · 10% owner
|
SaleCommon Stock | 110,000 | $5.33 | $586,300.00 |
DisclosureSEC source: 0001209191-21-068530 · doc4.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,664,524 F1 · price: The trade was executed in a series of transactions with a price range of $5.27 to $5.47, inclusive, with a weighted average price of $5.33. The reporting person undertakes to provide to Smith Micro Software, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 17, 2021 Filed Nov 18, 2021 23:15 UTC |
SMITH WILLIAM W JRDirector · President & CEO · 10% owner
|
Tax withholdingCommon Stock | 5,976 | $6.09 | $36,393.84 |
DisclosureSEC source: 0001209191-21-065603 · doc4.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,774,524 F1 · price: Shares withheld, at an average vesting price of $6.09 per share, for payment of income taxes. Read SEC document |
| November 03, 2021 Filed Nov 5, 2021 01:03 UTC |
Kempton James MVP, CFO and Treasurer
|
Tax withholdingCommon Stock | 6,756 | $6.03 | $40,738.68 |
DisclosureSEC source: 0001209191-21-063037 · doc4.xml · nonDerivative · entry 2 Kempton James M · CIK 0001456883 · VP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,244 F1 · price: Shares withheld, at an average price of $6.03 per share, for payment of income taxes. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.