Last 12 months
Inside the activity.
0 purchase rows · 2 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 2 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 16, 2024 Filed Jan 17, 2024 22:11 UTC |
CAMPBELL THOMAS GDirector
|
GrantCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-001528 · wk-form4_1705529501.xml · nonDerivative · entry 1 CAMPBELL THOMAS G · CIK 0001251303 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 113,700 F1 · shares: Restricted stock grant vesting in 12 equal monthly installments Read SEC document |
| January 16, 2024 Filed Jan 17, 2024 22:10 UTC |
Arno AndrewDirector
|
GrantCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-001526 · wk-form4_1705529429.xml · nonDerivative · entry 1 Arno Andrew · CIK 0001472122 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 340,105 F1 · shares: Restricted stock grant vesting in 12 equal monthly installments Read SEC document |
| December 27, 2023 Filed Dec 28, 2023 21:20 UTC |
SMITH WILLIAM W JRDirector · President & CEO
|
GiftCommon Stock | 69,330 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-042801 · wk-form4_1703798420.xml · nonDerivative · entry 2 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Indirect · Smith Living Trust Disclosed balance after: 5,011,941 F1 · shares: On December 27, 2023, Mr. Smith made a gift of 69,330 shares to the Smith Living Trust Read SEC document |
| December 27, 2023 Filed Dec 28, 2023 21:20 UTC |
SMITH WILLIAM W JRDirector · President & CEO
|
GiftCommon Stock | 69,330 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-042801 · wk-form4_1703798420.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 365,570 F1 · shares: On December 27, 2023, Mr. Smith made a gift of 69,330 shares to the Smith Living Trust Read SEC document |
| December 19, 2023 Filed Dec 20, 2023 22:03 UTC |
SMITH WILLIAM W JRDirector · President & CEO
|
Tax withholdingCommon Stock | 4,268 | $0.77 | $3,286.36 |
DisclosureSEC source: 0001628280-23-042283 · wk-form4_1703109767.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 434,900 F1 · price: Shares withheld, at an average vesting price of $0.77 per share, for the payment of income taxes. Read SEC document |
| December 19, 2023 Filed Dec 20, 2023 22:04 UTC |
Kempton James MVP, CFO and Treasurer
|
Tax withholdingCommon Stock | 857 | $0.74 | $634.18 |
DisclosureSEC source: 0001628280-23-042287 · wk-form4_1703109876.xml · nonDerivative · entry 1 Kempton James M · CIK 0001456883 · VP, CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 237,973 F1 · price: Shares withheld, at an average vesting price of $0.74 per share, for the payment of income taxes. Read SEC document |
| December 01, 2023 Filed Dec 1, 2023 23:09 UTC |
Kempton James MVP, CFO and Treasurer
|
SaleCommon Stock | 6,780 | $0.67 | $4,542.60 |
DisclosureSEC source: 0001628280-23-040478 · wk-form4_1701472180.xml · nonDerivative · entry 2 Kempton James M · CIK 0001456883 · VP, CFO and Treasurer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 238,830 F2 · shares: Sell-to-cover transaction to satisfy withholding tax obligation in connection with the vesting of a restricted stock award Read SEC document |
| December 01, 2023 Filed Dec 1, 2023 23:11 UTC |
SMITH WILLIAM W JRDirector · President & CEO
|
SaleCommon Stock | 17,660 | $0.67 | $11,832.20 |
DisclosureSEC source: 0001628280-23-040480 · wk-form4_1701472259.xml · nonDerivative · entry 2 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 439,168 F2 · shares: Sell-to-cover transaction to satisfy withholding tax obligation in connection with the vesting of a restricted stock award Read SEC document |
| November 30, 2023 Filed Dec 1, 2023 23:09 UTC |
Kempton James MVP, CFO and Treasurer
|
Disposition to issuerCommon Stock | 577 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-040478 · wk-form4_1701472180.xml · nonDerivative · entry 1 Kempton James M · CIK 0001456883 · VP, CFO and Treasurer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 245,610 F1 · shares: Shares of restricted stock forfeited in accordance with the terms of grant Read SEC document |
| November 30, 2023 Filed Dec 1, 2023 23:11 UTC |
SMITH WILLIAM W JRDirector · President & CEO
|
Disposition to issuerCommon Stock | 1,155 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-040480 · wk-form4_1701472259.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 456,828 F1 · shares: Shares of restricted stock forfeited in accordance with the terms of grant Read SEC document |
| November 17, 2023 Filed Nov 20, 2023 21:27 UTC |
Kempton James MVP, CFO and Treasurer
|
Tax withholdingCommon Stock | 857 | $0.81 | $694.17 |
DisclosureSEC source: 0001628280-23-039623 · wk-form4_1700515622.xml · nonDerivative · entry 1 Kempton James M · CIK 0001456883 · VP, CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 246,187 F1 · price: Shares withheld, at an average vesting price of $0.81 per share, for the payment of income taxes. Read SEC document |
| November 17, 2023 Filed Nov 20, 2023 21:26 UTC |
SMITH WILLIAM W JRDirector · President & CEO
|
Tax withholdingCommon Stock | 4,268 | $0.85 | $3,627.80 |
DisclosureSEC source: 0001628280-23-039621 · wk-form4_1700515548.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 457,983 F1 · price: Shares withheld, at an average vesting price of $0.85 per share, for the payment of income taxes. Read SEC document |
| October 18, 2023 Filed Oct 19, 2023 20:42 UTC |
SMITH WILLIAM W JRDirector · President & CEO
|
Tax withholdingCommon Stock | 4,268 | $1.18 | $5,036.24 |
DisclosureSEC source: 0001628280-23-034709 · wk-form4_1697748111.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 462,251 F1 · price: Shares withheld, at an average vesting price of $1.18 per share, for the payment of income taxes. Read SEC document |
| October 18, 2023 Filed Oct 19, 2023 20:40 UTC |
Kempton James MVP, CFO and Treasurer
|
Tax withholdingCommon Stock | 857 | $1.13 | $968.41 |
DisclosureSEC source: 0001628280-23-034707 · wk-form4_1697748027.xml · nonDerivative · entry 1 Kempton James M · CIK 0001456883 · VP, CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 247,044 F1 · price: Shares withheld, at an average vesting price of $1.13 per share, for the payment of income taxes. Read SEC document |
| October 02, 2023 Filed Oct 2, 2023 20:48 UTC |
Kempton James MVP, CFO and Treasurer
|
GrantCommon Stock | 250 | $1.03 | $257.13 |
DisclosureSEC source: 0001628280-23-033494 · wk-form4_1696279694.xml · nonDerivative · entry 1 Kempton James M · CIK 0001456883 · VP, CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 247,901 F1 · shares: Voluntary disclosure with respect to shares acquired under the Smith Micro Software, Inc. Employee Stock Purchase Plan in a transaction exempt under both Rule 16b-3(d) and Rule 16b-3(c). Read SEC document |
| September 20, 2023 Filed Sep 21, 2023 20:55 UTC |
Kempton James MVP, CFO and Treasurer
|
Tax withholdingCommon Stock | 857 | $1.34 | $1,148.38 |
DisclosureSEC source: 0001628280-23-032794 · wk-form4_1695329695.xml · nonDerivative · entry 1 Kempton James M · CIK 0001456883 · VP, CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 247,651 F1 · price: Shares withheld, at an average vesting price of $1.34 per share, for the payment of income taxes. Read SEC document |
| September 20, 2023 Filed Sep 21, 2023 20:53 UTC |
SMITH WILLIAM W JRDirector · President & CEO
|
Tax withholdingCommon Stock | 4,268 | $1.36 | $5,804.48 |
DisclosureSEC source: 0001628280-23-032792 · wk-form4_1695329589.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 466,519 F1 · price: Shares withheld, at an average vesting price of $1.36 per share, for the payment of income taxes. Read SEC document |
| August 23, 2023 Filed Aug 24, 2023 22:47 UTC |
Kempton James MVP, CFO and Treasurer
|
GrantCommon Stock | 46,360 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-030553 · wf-form4_169291723042188.xml · nonDerivative · entry 1 Kempton James M · CIK 0001456883 · VP, CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 248,508 F1 · shares: Restricted stock subject to performance-based vesting. Shares will vest in installments subject to satisfaction of performance criteria for the third and fourth quarters of 2023. Read SEC document |
| August 23, 2023 Filed Aug 24, 2023 22:45 UTC |
SMITH WILLIAM W JRDirector · President & CEO
|
GrantCommon Stock | 99,340 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-030551 · wf-form4_169291713495297.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 470,787 F1 · shares: Restricted stock subject to performance-based vesting. Shares will vest in installments subject to satisfaction of performance criteria for the third and fourth quarters of 2023. Read SEC document |
| August 17, 2023 Filed Aug 21, 2023 21:12 UTC |
Kempton James MVP, CFO and Treasurer
|
Tax withholdingCommon Stock | 857 | $1.74 | $1,491.18 |
DisclosureSEC source: 0001628280-23-030145 · wf-form4_169265235186939.xml · nonDerivative · entry 1 Kempton James M · CIK 0001456883 · VP, CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 202,148 F1 · price: Shares withheld, at an average vesting price of $1.74 per share, for the payment of income taxes. Read SEC document |
| August 17, 2023 Filed Aug 21, 2023 21:10 UTC |
SMITH WILLIAM W JRDirector · President & CEO
|
Tax withholdingCommon Stock | 6,116 | $1.57 | $9,602.12 |
DisclosureSEC source: 0001628280-23-030143 · wf-form4_169265219384484.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 371,447 F1 · price: Shares withheld, at an average vesting price of $1.57 per share, for the payment of income taxes. Read SEC document |
| July 24, 2023 Filed Jul 25, 2023 20:33 UTC |
SMITH WILLIAM W JRDirector · President & CEO
|
GiftCommon Stock | 18,651 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-025584 · wf-form4_169031720685561.xml · nonDerivative · entry 2 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Indirect · Smith Living Trust Disclosed balance after: 4,942,611 F1 · shares: On July 24, 2023, Mr. Smith made a gift of 18,651 shares to the Smith Living Trust Read SEC document |
| July 24, 2023 Filed Jul 25, 2023 20:33 UTC |
SMITH WILLIAM W JRDirector · President & CEO
|
GiftCommon Stock | 18,651 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-025584 · wf-form4_169031720685561.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 377,563 F1 · shares: On July 24, 2023, Mr. Smith made a gift of 18,651 shares to the Smith Living Trust Read SEC document |
| July 19, 2023 Filed Jul 21, 2023 20:19 UTC |
Kempton James MVP, CFO and Treasurer
|
Tax withholdingCommon Stock | 857 | $1.13 | $968.41 |
DisclosureSEC source: 0001628280-23-025338 · wf-form4_168997075675020.xml · nonDerivative · entry 1 Kempton James M · CIK 0001456883 · VP, CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 203,005 F1 · price: Shares withheld, at an average vesting price of $1.13 per share, for the payment of income taxes. Read SEC document |
| July 19, 2023 Filed Jul 21, 2023 20:18 UTC |
SMITH WILLIAM W JRDirector · President & CEO
|
Tax withholdingCommon Stock | 6,116 | $1.15 | $7,033.40 |
DisclosureSEC source: 0001628280-23-025336 · wf-form4_168997067154746.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 396,214 F1 · price: Shares withheld, at an average vesting price of $1.15 per share, for the payment of income taxes. Read SEC document |
| June 20, 2023 Filed Jun 23, 2023 00:06 UTC |
SMITH WILLIAM W JRDirector · President & CEO
|
Tax withholdingCommon Stock | 6,116 | $1.16 | $7,094.56 |
DisclosureSEC source: 0001628280-23-023192 · wf-form4_168747879841978.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 402,330 F1 · price: Shares withheld, at an average vesting price of $1.16 per share, for the payment of income taxes. Read SEC document |
| June 20, 2023 Filed Jun 23, 2023 00:05 UTC |
Kempton James MVP, CFO and Treasurer
|
Tax withholdingCommon Stock | 857 | $1.15 | $985.55 |
DisclosureSEC source: 0001628280-23-023190 · wf-form4_168747872823515.xml · nonDerivative · entry 1 Kempton James M · CIK 0001456883 · VP, CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 203,862 F1 · price: Shares withheld, at an average vesting price of $1.15 per share, for the payment of income taxes. Read SEC document |
| June 14, 2023 Filed Jun 15, 2023 20:58 UTC |
Kempton James MVP, CFO and Treasurer
|
PurchaseCommon Stock | 1,000 | $1.19 | $1,190.00 |
DisclosureSEC source: 0001628280-23-022279 · wf-form4_168686268844513.xml · nonDerivative · entry 1 Kempton James M · CIK 0001456883 · VP, CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 204,719 Read SEC document |
| May 18, 2023 Filed May 19, 2023 21:19 UTC |
Kempton James MVP, CFO and Treasurer
|
Tax withholdingCommon Stock | 1,018 | $1.16 | $1,180.88 |
DisclosureSEC source: 0001628280-23-019124 · wf-form4_168453115566486.xml · nonDerivative · entry 1 Kempton James M · CIK 0001456883 · VP, CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 203,719 F1 · price: Shares withheld, at an average vesting price of $1.16 per share, for the payment of income taxes. Read SEC document |
| May 18, 2023 Filed May 19, 2023 21:17 UTC |
SMITH WILLIAM W JRDirector · President & CEO
|
Tax withholdingCommon Stock | 6,116 | $1.23 | $7,522.68 |
DisclosureSEC source: 0001628280-23-019121 · wf-form4_168453104395494.xml · nonDerivative · entry 3 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 408,446 F2 · price: Shares withheld, at an average vesting price of $1.23 per share, for the payment of income taxes. Read SEC document |
| April 24, 2023 Filed May 19, 2023 21:17 UTC |
SMITH WILLIAM W JRDirector · President & CEO
|
GiftCommon Stock | 27,144 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-019121 · wf-form4_168453104395494.xml · nonDerivative · entry 2 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Indirect · Smith Living Trust Disclosed balance after: 4,923,960 F1 · shares: On April 24, 2023, Mr. Smith made a gift of 27,144 shares to the Smith Living Trust Read SEC document |
| April 24, 2023 Filed May 19, 2023 21:17 UTC |
SMITH WILLIAM W JRDirector · President & CEO
|
GiftCommon Stock | 27,144 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-019121 · wf-form4_168453104395494.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 414,562 F1 · shares: On April 24, 2023, Mr. Smith made a gift of 27,144 shares to the Smith Living Trust Read SEC document |
| April 18, 2023 Filed Apr 19, 2023 21:11 UTC |
SMITH WILLIAM W JRDirector · President & CEO
|
Tax withholdingCommon Stock | 6,116 | $1.15 | $7,033.40 |
DisclosureSEC source: 0001628280-23-012082 · wf-form4_168193868365200.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 441,706 F1 · price: Shares withheld, at an average vesting price of $1.15 per share, for the payment of income taxes. Read SEC document |
| April 18, 2023 Filed Apr 19, 2023 21:13 UTC |
Kempton James MVP, CFO and Treasurer
|
Tax withholdingCommon Stock | 1,016 | $1.13 | $1,148.08 |
DisclosureSEC source: 0001628280-23-012086 · wf-form4_168193882838680.xml · nonDerivative · entry 1 Kempton James M · CIK 0001456883 · VP, CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 204,737 F1 · price: Shares withheld, at an average vesting price of $1.13 per share, for the payment of income taxes. Read SEC document |
| April 03, 2023 Filed Apr 3, 2023 21:43 UTC |
Kempton James MVP, CFO and Treasurer
|
GrantCommon Stock | 250 | $0.99 | $246.50 |
DisclosureSEC source: 0001628280-23-010424 · wf-form4_168055820241898.xml · nonDerivative · entry 1 Kempton James M · CIK 0001456883 · VP, CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 205,753 F1 · shares: Voluntary disclosure with respect to shares acquired under the Smith Micro Software, Inc. Employee Stock Purchase Plan in a transaction exempt under both Rule 16b-3(d) and Rule 16b-3(c). Read SEC document |
| March 17, 2023 Filed Mar 21, 2023 21:41 UTC |
Kempton James MVP, CFO and Treasurer
|
Tax withholdingCommon Stock | 4,090 | $1.17 | $4,785.30 |
DisclosureSEC source: 0001628280-23-008776 · wf-form4_167943485013856.xml · nonDerivative · entry 1 Kempton James M · CIK 0001456883 · VP, CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 205,503 F1 · price: Shares withheld, at an average vesting price of $1.17 per share, for the payment of income taxes. Read SEC document |
| March 17, 2023 Filed Mar 21, 2023 21:38 UTC |
SMITH WILLIAM W JRDirector · President & CEO
|
Tax withholdingCommon Stock | 14,008 | $1.18 | $16,529.44 |
DisclosureSEC source: 0001628280-23-008774 · wf-form4_167943470646805.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 447,822 F1 · price: Shares withheld, at an average vesting price of $1.18 per share, for the payment of income taxes. Read SEC document |
| March 09, 2023 Filed Mar 9, 2023 22:50 UTC |
Kempton James MVP, CFO and Treasurer
|
Disposition to issuerCommon Stock | 5,761 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-007384 · wf-form4_167840221254880.xml · nonDerivative · entry 2 Kempton James M · CIK 0001456883 · VP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,593 F2 · shares: Shares of restricted stock forfeited in accordance with the terms of grant Read SEC document |
| March 09, 2023 Filed Mar 9, 2023 22:48 UTC |
SMITH WILLIAM W JRDirector · President & CEO
|
Disposition to issuerCommon Stock | 10,081 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-007382 · wf-form4_167840207239358.xml · nonDerivative · entry 2 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 461,830 F2 · shares: Shares of restricted stock forfeited in accordance with the terms of grant Read SEC document |
| March 07, 2023 Filed Mar 9, 2023 22:50 UTC |
Kempton James MVP, CFO and Treasurer
|
GrantCommon Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-007384 · wf-form4_167840221254880.xml · nonDerivative · entry 1 Kempton James M · CIK 0001456883 · VP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,354 F1 · shares: Restricted stock subject to time-based and performance-based vesting. 50% of shares vest in equal monthly installments over 48 months, subject to continuing employment. 50% of shares vest subject to satisfaction of 2023 financial performance criteria, with 25% of such amount to vest approximately March 2024 and the remainder in equal monthly installments over the next 36 months. Read SEC document |
| March 07, 2023 Filed Mar 9, 2023 22:48 UTC |
SMITH WILLIAM W JRDirector · President & CEO
|
GrantCommon Stock | 175,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-007382 · wf-form4_167840207239358.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 471,911 F1 · shares: Restricted stock subject to time-based and performance-based vesting. 50% of shares vest in equal monthly installments over 48 months, subject to continuing employment. 50% of shares vest subject to satisfaction of 2023 financial performance criteria, with 25% of such amount to vest approximately March 2024 and the remainder in equal monthly installments over the next 36 months. Read SEC document |
| February 17, 2023 Filed Feb 22, 2023 23:01 UTC |
SMITH WILLIAM W JRDirector · President & CEO
|
Tax withholdingCommon Stock | 6,375 | $3.20 | $20,400.00 |
DisclosureSEC source: 0001628280-23-004629 · wf-form4_167710686373760.xml · nonDerivative · entry 3 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 296,911 F2 · price: Shares withheld, at an average vesting price of $3.20 per share, for the payment of income taxes. Read SEC document |
| January 27, 2023 Filed Jan 31, 2023 22:19 UTC |
SZABO GREGORY JDirector
|
GrantCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-001832 · wf-form4_167520353748308.xml · nonDerivative · entry 1 SZABO GREGORY J · CIK 0001255114 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,000 F1 · security: Restricted stock grant vesting in 12 equal monthly installments Read SEC document |
| January 27, 2023 Filed Jan 31, 2023 22:18 UTC |
Sharma ChetanDirector
|
GrantCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-001830 · wf-form4_167520346711867.xml · nonDerivative · entry 1 Sharma Chetan · CIK 0001922870 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,082 F1 · security: Restricted stock grant vesting in 12 equal monthly installments Read SEC document |
| January 27, 2023 Filed Jan 31, 2023 22:16 UTC |
Keddy AshaDirector
|
GrantCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-001828 · wf-form4_167520339070817.xml · nonDerivative · entry 1 Keddy Asha · CIK 0001922655 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,082 F1 · security: Restricted stock grant vesting in 12 equal monthly installments Read SEC document |
| January 27, 2023 Filed Jan 31, 2023 22:15 UTC |
gulko samuelDirector
|
GrantCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-001826 · wf-form4_167520329419846.xml · nonDerivative · entry 1 gulko samuel · CIK 0001308199 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,250 F1 · security: Restricted stock grant vesting in 12 equal monthly installments Read SEC document |
| January 27, 2023 Filed Jan 31, 2023 22:13 UTC |
Elfman Steven LawrenceDirector
|
GrantCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-001824 · wf-form4_167520319761519.xml · nonDerivative · entry 1 Elfman Steven Lawrence · CIK 0001334805 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,750 F1 · security: Restricted stock grant vesting in 12 equal monthly installments Read SEC document |
| January 27, 2023 Filed Jan 31, 2023 22:11 UTC |
CAMPBELL THOMAS GDirector
|
GrantCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-001822 · wf-form4_167520308395969.xml · nonDerivative · entry 1 CAMPBELL THOMAS G · CIK 0001251303 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,700 F1 · security: Restricted stock grant vesting in 12 equal monthly installments Read SEC document |
| January 27, 2023 Filed Jan 31, 2023 22:10 UTC |
Arno AndrewDirector
|
GrantCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-001820 · wf-form4_167520299874370.xml · nonDerivative · entry 1 Arno Andrew · CIK 0001472122 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 315,105 F1 · security: Restricted stock grant vesting in 12 equal monthly installments Read SEC document |
| January 24, 2023 Filed Feb 22, 2023 23:01 UTC |
SMITH WILLIAM W JRDirector · President & CEO
|
GiftCommon Stock | 32,112 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-004629 · wf-form4_167710686373760.xml · nonDerivative · entry 2 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Smith Living Trust Disclosed balance after: 4,896,816 F1 · shares: On January 24, 2023, Mr. Smith made a gift of 32,112 shares to the Smith Living Trust Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.