Last 12 months
Inside the activity.
0 purchase rows · 2 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 2 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 09, 2025 Filed Oct 30, 2025 01:04 UTC |
CAMPBELL THOMAS GDirector
|
GrantCommon Stock | 7,993 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-032254 · rdgdoc.xml · nonDerivative · entry 1 CAMPBELL THOMAS G · CIK 0001251303 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,206 F1 · shares: Unrestricted stock award granted in lieu of fourth quarter 2025 cash compensation for service as a non-employee director. Read SEC document |
| October 09, 2025 Filed Oct 30, 2025 01:02 UTC |
Arno AndrewDirector
|
GrantCommon Stock | 7,993 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-032252 · rdgdoc.xml · nonDerivative · entry 1 Arno Andrew · CIK 0001472122 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,507 F1 · shares: Unrestricted stock award granted in lieu of fourth quarter 2025 cash compensation for service as a non-employee director. Read SEC document |
| September 29, 2025 Filed Sep 30, 2025 23:59 UTC |
SMITH WILLIAM W JRDirector · President and CEO · 10% owner
|
GiftCommon stock | 47,473 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-030133 · rdgdoc.xml · nonDerivative · entry 2 SMITH WILLIAM W JR · CIK 0001251368 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Smith Living Trust Disclosed balance after: 3,356,832 F1 · shares: On September 29, 2025, Mr. Smith made a gift of shares to the Smith Living Trust. Read SEC document |
| September 29, 2025 Filed Sep 30, 2025 23:59 UTC |
SMITH WILLIAM W JRDirector · President and CEO · 10% owner
|
GiftCommon stock | 47,473 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-030133 · rdgdoc.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 294,062 F1 · shares: On September 29, 2025, Mr. Smith made a gift of shares to the Smith Living Trust. Read SEC document |
| September 17, 2025 Filed Sep 18, 2025 22:40 UTC |
SMITH WILLIAM W JRDirector · President and CEO · 10% owner
|
GrantCommon stock purchase warrant · Derivative | 518,561 | Not disclosed Strike: $0.73 | Not disclosed |
DisclosureSEC source: 0001437749-25-029426 · rdgdoc.xml · derivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Smith Living Trust Disclosed balance after: 518,561 Underlying: Common stock · 518,561 shares Expires 2031-03-17 F1 · price: The common stock purchase warrant was purchased from the issuer by Smith Living Trust (for which William W. Smith, Jr. serves as co-trustee) together with a promissory note in exchange for aggregate consideration of approximately $433,000. Read SEC document |
| September 17, 2025 Filed Sep 18, 2025 22:39 UTC |
Huffmyer Timothy C.VP, COO, CFO and Treasurer
|
GrantCommon stock purchase warrant · Derivative | 119,760 | Not disclosed Strike: $0.73 | Not disclosed |
DisclosureSEC source: 0001437749-25-029424 · rdgdoc.xml · derivative · entry 1 Huffmyer Timothy C. · CIK 0001559111 · VP, COO, CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 119,760 Underlying: Common stock · 119,760 shares Expires 2031-03-17 F1 · price: The common stock purchase warrant was purchased from the issuer by Mr. Huffmyer together with a promissory note in exchange for aggregate consideration of approximately $100,000. Read SEC document |
| September 15, 2025 Filed Sep 15, 2025 22:38 UTC |
SMITH WILLIAM W JRDirector · President and CEO · 10% owner
|
Tax withholdingCommon stock | 1,001 | $0.70 | $700.70 |
DisclosureSEC source: 0001437749-25-029096 · rdgdoc.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 341,535 F1 · price: Shares withheld, at an average vesting price of $0.70 per share, for the payment of income taxes. Read SEC document |
| September 15, 2025 Filed Sep 15, 2025 22:34 UTC |
Huffmyer Timothy C.VP, COO, CFO and Treasurer
|
Tax withholdingCommon stock | 256 | $0.70 | $179.20 |
DisclosureSEC source: 0001437749-25-029094 · rdgdoc.xml · nonDerivative · entry 1 Huffmyer Timothy C. · CIK 0001559111 · VP, COO, CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 179,875 F1 · price: Shares withheld, at an average vesting price of $0.70 per share, for the payment of income taxes. Read SEC document |
| September 11, 2025 Filed Sep 15, 2025 22:38 UTC |
SMITH WILLIAM W JRDirector · President and CEO · 10% owner
|
GrantCommon stock purchase warrant · Derivative | 467,781 | Not disclosed Strike: $0.73 | Not disclosed |
DisclosureSEC source: 0001437749-25-029096 · rdgdoc.xml · derivative · entry 3 SMITH WILLIAM W JR · CIK 0001251368 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Smith Living Trust Disclosed balance after: 467,781 Underlying: Common stock · 467,781 shares Expires 2031-03-11 F2 · price: The common stock purchase warrant was purchased by Smith Living Trust (for which William W. Smith, Jr. serves as co-trustee) together with a promissory note in exchange for aggregate consideration of approximately $400,000. Read SEC document |
| August 15, 2025 Filed Aug 18, 2025 10:43 UTC |
SMITH WILLIAM W JRDirector · President and CEO · 10% owner
|
Disposition to issuerCommon Stock | 4,529 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-027178 · rdgdoc.xml · nonDerivative · entry 3 SMITH WILLIAM W JR · CIK 0001251368 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 342,536 F3 · shares: Shares of restricted stock forfeited in accordance with the terms of grant. Read SEC document |
| August 15, 2025 Filed Aug 18, 2025 10:43 UTC |
SMITH WILLIAM W JRDirector · President and CEO · 10% owner
|
Tax withholdingCommon Stock | 21,473 | $0.82 | $17,607.86 |
DisclosureSEC source: 0001437749-25-027178 · rdgdoc.xml · nonDerivative · entry 2 SMITH WILLIAM W JR · CIK 0001251368 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 347,065 F2 · price: Shares withheld, at an average vesting price of $0.82 per share, for the payment of income taxes. Read SEC document |
| August 15, 2025 Filed Aug 18, 2025 10:39 UTC |
Huffmyer Timothy C.VP, COO, CFO and Treasurer
|
Disposition to issuerCommon Stock | 1,104 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-027176 · rdgdoc.xml · nonDerivative · entry 3 Huffmyer Timothy C. · CIK 0001559111 · VP, COO, CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 180,131 F3 · shares: Shares of restricted stock forfeited in accordance with the terms of grant. Read SEC document |
| August 15, 2025 Filed Aug 18, 2025 10:39 UTC |
Huffmyer Timothy C.VP, COO, CFO and Treasurer
|
Tax withholdingCommon Stock | 21,343 | $0.87 | $18,568.41 |
DisclosureSEC source: 0001437749-25-027176 · rdgdoc.xml · nonDerivative · entry 2 Huffmyer Timothy C. · CIK 0001559111 · VP, COO, CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 181,235 F2 · price: Shares withheld, at an average vesting price of $0.87 per share, for the payment of income taxes. Read SEC document |
| August 14, 2025 Filed Aug 18, 2025 10:43 UTC |
SMITH WILLIAM W JRDirector · President and CEO · 10% owner
|
GrantCommon Stock | 105,635 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-027178 · rdgdoc.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 368,538 F1 · shares: Restricted stock subject to performance-based vesting. Shares will vest in installments subject to satisfaction of performance criteria for the third quarter of 2025. Read SEC document |
| August 14, 2025 Filed Aug 18, 2025 10:39 UTC |
Huffmyer Timothy C.VP, COO, CFO and Treasurer
|
GrantCommon Stock | 66,902 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-027176 · rdgdoc.xml · nonDerivative · entry 1 Huffmyer Timothy C. · CIK 0001559111 · VP, COO, CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 202,578 F1 · shares: Restricted stock subject to performance-based vesting. Shares will vest in installments subject to satisfaction of performance criteria for the third quarter of 2025. Read SEC document |
| June 09, 2025 Filed Jun 10, 2025 22:03 UTC |
Huffmyer Timothy C.VP, COO, CFO and Treasurer
|
GrantCommon Stock | 85,676 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-030563 · wk-form4_1749592976.xml · nonDerivative · entry 2 Huffmyer Timothy C. · CIK 0001559111 · VP, COO, CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 135,676 F2 · shares: Restricted stock subject to time and performance-based vesting. Up to 12,759 shares will vest in installments subject to satisfaction of performance criteria for the second quarter of 2025. Of the remaining 72,917 shares, 50% vest in equal monthly installments over 48 months, subject to continuing employment, and 50% vest subject to satisfaction of 2025 financial performance criteria, with 25% of such amount to vest approximately March 2026 and the remainder in equal monthly installments over the next 36 months. Read SEC document |
| June 09, 2025 Filed Jun 10, 2025 22:03 UTC |
Huffmyer Timothy C.VP, COO, CFO and Treasurer
|
GrantCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-030563 · wk-form4_1749592976.xml · nonDerivative · entry 1 Huffmyer Timothy C. · CIK 0001559111 · VP, COO, CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,000 F1 · shares: Unrestricted stock award pursuant to the Smith Micro Software, Inc. Amended and Restated Omnibus Equity Incentive Plan. Read SEC document |
| May 14, 2025 Filed May 14, 2025 21:11 UTC |
SMITH WILLIAM W JRDirector · President & CEO
|
GiftCommon Stock | 65,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-025566 · wk-form4_1747257066.xml · nonDerivative · entry 4 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Indirect · Smith Living Trust Disclosed balance after: 3,309,359 F3 · shares: Gift of shares from Mr. Smith to the Smith Living Trust Read SEC document |
| May 14, 2025 Filed May 14, 2025 21:11 UTC |
SMITH WILLIAM W JRDirector · President & CEO
|
GiftCommon Stock | 65,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-025566 · wk-form4_1747257066.xml · nonDerivative · entry 3 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 262,903 F3 · shares: Gift of shares from Mr. Smith to the Smith Living Trust Read SEC document |
| May 13, 2025 Filed May 14, 2025 21:11 UTC |
SMITH WILLIAM W JRDirector · President & CEO
|
Tax withholdingCommon Stock | 15,374 | $0.94 | $14,451.56 |
DisclosureSEC source: 0001628280-25-025566 · wk-form4_1747257066.xml · nonDerivative · entry 2 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 327,953 F2 · price: Shares withheld, at an average vesting price of $0.94 per share, for the payment of income taxes Read SEC document |
| May 13, 2025 Filed May 14, 2025 21:09 UTC |
Kempton James MVP, CFO and Treasurer
|
Tax withholdingCommon Stock | 7,335 | $0.94 | $6,894.90 |
DisclosureSEC source: 0001628280-25-025561 · wk-form4_1747256954.xml · nonDerivative · entry 2 Kempton James M · CIK 0001456883 · VP, CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 210,296 F2 · price: Shares withheld, at an average vesting price of $0.94 per share, for the payment of income taxes Read SEC document |
| May 12, 2025 Filed May 14, 2025 21:11 UTC |
SMITH WILLIAM W JRDirector · President & CEO
|
Disposition to issuerCommon Stock | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-025566 · wk-form4_1747257066.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 343,327 F1 · shares: Shares of restricted stock forfeited in accordance with the terms of grant Read SEC document |
| May 12, 2025 Filed May 14, 2025 21:09 UTC |
Kempton James MVP, CFO and Treasurer
|
Disposition to issuerCommon Stock | 750 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-025561 · wk-form4_1747256954.xml · nonDerivative · entry 1 Kempton James M · CIK 0001456883 · VP, CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 217,631 F1 · shares: Shares of restricted stock forfeited in accordance with the terms of grant Read SEC document |
| April 17, 2025 Filed Apr 21, 2025 20:55 UTC |
Kempton James MVP, CFO and Treasurer
|
Tax withholdingCommon Stock | 3,856 | $0.81 | $3,104.08 |
DisclosureSEC source: 0001628280-25-018655 · wk-form4_1745268916.xml · nonDerivative · entry 1 Kempton James M · CIK 0001456883 · VP, CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 218,381 F1 · price: Shares withheld, at an average vesting price of $0.805 per share, for the payment of income taxes. Read SEC document |
| April 17, 2025 Filed Apr 21, 2025 20:54 UTC |
SMITH WILLIAM W JRDirector · President & CEO
|
Tax withholdingCommon Stock | 9,904 | $0.81 | $7,972.72 |
DisclosureSEC source: 0001628280-25-018652 · wk-form4_1745268858.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 344,827 F1 · price: Shares withheld, at an average vesting price of $0.805 per share, for the payment of income taxes. Read SEC document |
| March 31, 2025 Filed Apr 2, 2025 22:28 UTC |
Kempton James MVP, CFO and Treasurer
|
GrantCommon Stock | 250 | $0.62 | $155.00 |
DisclosureSEC source: 0001628280-25-016310 · wk-form4_1743632898.xml · nonDerivative · entry 1 Kempton James M · CIK 0001456883 · VP, CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 222,237 F1 · shares: Voluntary disclosure with respect to shares acquired under the Smith Micro Software, Inc. Employee Stock Purchase Plan in a transaction exempt under both Rule 16b-3(d) and Rule 16b-3(c). Read SEC document |
| March 14, 2025 Filed Mar 17, 2025 20:33 UTC |
CAMPBELL THOMAS GDirector
|
SaleCommon Stock | 10,000 | $0.71 | $7,100.00 |
DisclosureSEC source: 0001628280-25-013161 · wk-form4_1742243580.xml · nonDerivative · entry 1 CAMPBELL THOMAS G · CIK 0001251303 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,213 F1 · price: The trade was executed in a series of transactions with a price range of $0.7122 to $0.7197, inclusive, with a weighted average price of $0.7126. The reporting person undertakes to provide to Smith Micro Software, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote Read SEC document |
| March 13, 2025 Filed Mar 13, 2025 23:08 UTC |
SMITH WILLIAM W JRDirector · President & CEO
|
Tax withholdingCommon Stock | 9,209 | $0.71 | $6,538.39 |
DisclosureSEC source: 0001628280-25-012696 · wk-form4_1741907292.xml · nonDerivative · entry 2 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 353,457 F2 · price: Shares withheld, at an average vesting price of $0.71 per share, for the payment of income taxes. Read SEC document |
| March 13, 2025 Filed Mar 13, 2025 23:07 UTC |
Kempton James MVP, CFO and Treasurer
|
Tax withholdingCommon Stock | 3,778 | $0.71 | $2,682.38 |
DisclosureSEC source: 0001628280-25-012694 · wk-form4_1741907214.xml · nonDerivative · entry 2 Kempton James M · CIK 0001456883 · VP, CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 221,987 F2 · price: Shares withheld, at an average vesting price of $0.71 per share, for the payment of income taxes. Read SEC document |
| March 11, 2025 Filed Mar 13, 2025 23:08 UTC |
SMITH WILLIAM W JRDirector · President & CEO
|
Disposition to issuerCommon Stock | 991 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-012696 · wk-form4_1741907292.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 362,666 F1 · shares: Shares of restricted stock forfeited in accordance with the terms of grant. Read SEC document |
| March 11, 2025 Filed Mar 13, 2025 23:07 UTC |
Kempton James MVP, CFO and Treasurer
|
Disposition to issuerCommon Stock | 379 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-012694 · wk-form4_1741907214.xml · nonDerivative · entry 1 Kempton James M · CIK 0001456883 · VP, CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 225,765 F1 · shares: Shares of restricted stock forfeited in accordance with the terms of grant. Read SEC document |
| March 05, 2025 Filed Mar 7, 2025 12:36 UTC |
Kempton James MVP, CFO and Treasurer
|
GrantCommon Stock | 57,851 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-011142 · wk-form4_1741350997.xml · nonDerivative · entry 2 Kempton James M · CIK 0001456883 · VP, CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 226,144 F2 · shares: Restricted stock subject to performance-based vesting. Shares will vest in installments subject to satisfaction of performance criteria for the first and second quarters of 2025. Read SEC document |
| March 05, 2025 Filed Mar 7, 2025 12:36 UTC |
Kempton James MVP, CFO and Treasurer
|
GrantCommon Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-011142 · wk-form4_1741350997.xml · nonDerivative · entry 1 Kempton James M · CIK 0001456883 · VP, CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 168,293 F1 · shares: Restricted stock subject to time-based and performance-based vesting. 50% of shares vest in equal monthly installments over 48 months, subject to continuing employment. 50% of shares vest subject to satisfaction of 2025 financial performance criteria, with 25% of such amount to vest approximately March 2026 and the remainder in equal monthly installments over the next 36 months. Read SEC document |
| March 05, 2025 Filed Mar 7, 2025 12:35 UTC |
SMITH WILLIAM W JRDirector · President & CEO
|
GrantCommon Stock | 123,967 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-011140 · wk-form4_1741350929.xml · nonDerivative · entry 2 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 363,657 F2 · shares: Restricted stock subject to performance-based vesting. Shares will vest in installments subject to satisfaction of performance criteria for the first and second quarters of 2025. Read SEC document |
| March 05, 2025 Filed Mar 7, 2025 12:35 UTC |
SMITH WILLIAM W JRDirector · President & CEO
|
GrantCommon Stock | 175,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-011140 · wk-form4_1741350929.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 239,690 F1 · shares: Restricted stock subject to time-based and performance-based vesting. 50% of shares vest in equal monthly installments over 48 months, subject to continuing employment. 50% of shares vest subject to satisfaction of 2025 financial performance criteria, with 25% of such amount to vest approximately March 2026 and the remainder in equal monthly installments over the next 36 months. Read SEC document |
| February 19, 2025 Filed Feb 20, 2025 22:09 UTC |
Kempton James MVP, CFO and Treasurer
|
Tax withholdingCommon Stock | 213 | $1.39 | $296.07 |
DisclosureSEC source: 0001628280-25-006850 · wk-form4_1740089373.xml · nonDerivative · entry 1 Kempton James M · CIK 0001456883 · VP, CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 68,293 F1 · price: Shares withheld, at an average vesting price of $1.39 per share, for the payment of income taxes. Read SEC document |
| February 19, 2025 Filed Feb 20, 2025 22:08 UTC |
SMITH WILLIAM W JRDirector · President & CEO
|
Tax withholdingCommon Stock | 635 | $1.41 | $895.35 |
DisclosureSEC source: 0001628280-25-006848 · wk-form4_1740089309.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64,690 F1 · price: Shares withheld, at an average vesting price of $1.41 per share, for the payment of income taxes. Read SEC document |
| January 23, 2025 Filed Jan 27, 2025 22:24 UTC |
SZABO GREGORY JDirector
|
GrantCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-002701 · wk-form4_1738016685.xml · nonDerivative · entry 1 SZABO GREGORY J · CIK 0001255114 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,000 Read SEC document |
| January 23, 2025 Filed Jan 27, 2025 22:23 UTC |
Sharma ChetanDirector
|
GrantStock Option (right to buy) · Derivative | 25,000 | $0.00 Strike: $1.26 | $0.00 |
DisclosureSEC source: 0001628280-25-002698 · wk-form4_1738016632.xml · derivative · entry 2 Sharma Chetan · CIK 0001922870 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2035-01-23 Read SEC document |
| January 23, 2025 Filed Jan 27, 2025 22:22 UTC |
Keddy AshaDirector
|
GrantCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-002696 · wk-form4_1738016554.xml · nonDerivative · entry 1 Keddy Asha · CIK 0001922655 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,136 Read SEC document |
| January 23, 2025 Filed Jan 27, 2025 22:21 UTC |
gulko samuelDirector
|
GrantCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-002694 · wk-form4_1738016501.xml · nonDerivative · entry 1 gulko samuel · CIK 0001308199 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,782 Read SEC document |
| January 23, 2025 Filed Jan 27, 2025 22:20 UTC |
Elfman Steven LawrenceDirector
|
GrantCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-002691 · wk-form4_1738016449.xml · nonDerivative · entry 1 Elfman Steven Lawrence · CIK 0001334805 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,594 Read SEC document |
| January 23, 2025 Filed Jan 27, 2025 22:20 UTC |
CAMPBELL THOMAS GDirector
|
GrantCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-002689 · wk-form4_1738016398.xml · nonDerivative · entry 1 CAMPBELL THOMAS G · CIK 0001251303 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,213 Read SEC document |
| January 23, 2025 Filed Jan 27, 2025 22:19 UTC |
Arno AndrewDirector
|
GrantCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-002686 · wk-form4_1738016346.xml · nonDerivative · entry 1 Arno Andrew · CIK 0001472122 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,514 Read SEC document |
| January 17, 2025 Filed Jan 21, 2025 12:49 UTC |
Kempton James MVP, CFO and Treasurer
|
Tax withholdingCommon Stock | 1,640 | $1.23 | $2,017.20 |
DisclosureSEC source: 0001628280-25-001945 · wk-form4_1737463760.xml · nonDerivative · entry 1 Kempton James M · CIK 0001456883 · VP, CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 68,506 F1 · price: Shares withheld, at an average vesting price of $1.23 per share, for the payment of income taxes. Read SEC document |
| January 17, 2025 Filed Jan 21, 2025 12:48 UTC |
SMITH WILLIAM W JRDirector · President & CEO
|
Tax withholdingCommon Stock | 4,969 | $1.23 | $6,111.87 |
DisclosureSEC source: 0001628280-25-001943 · wk-form4_1737463692.xml · nonDerivative · entry 3 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 65,325 F2 · price: Shares withheld, at an average vesting price of $1.23 per share, for the payment of income taxes. Read SEC document |
| January 16, 2025 Filed Jan 21, 2025 12:48 UTC |
SMITH WILLIAM W JRDirector · President & CEO
|
GiftCommon Stock | 49,776 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-001943 · wk-form4_1737463692.xml · nonDerivative · entry 2 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Indirect · Smith Living Trust Disclosed balance after: 3,244,309 F1 · shares: On January 16, 2025, Mr. Smith made a gift of 49,776 shares to the Smith Living Trust. Read SEC document |
| January 16, 2025 Filed Jan 21, 2025 12:48 UTC |
SMITH WILLIAM W JRDirector · President & CEO
|
GiftCommon Stock | 49,776 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-001943 · wk-form4_1737463692.xml · nonDerivative · entry 1 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 70,294 F1 · shares: On January 16, 2025, Mr. Smith made a gift of 49,776 shares to the Smith Living Trust. Read SEC document |
| December 17, 2024 Filed Dec 18, 2024 23:11 UTC |
Kempton James MVP, CFO and Treasurer
|
Tax withholdingCommon Stock | 183 | $0.76 | $139.08 |
DisclosureSEC source: 0001628280-24-051922 · wk-form4_1734563468.xml · nonDerivative · entry 2 Kempton James M · CIK 0001456883 · VP, CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 70,146 F2 · price: Shares withheld, at an average vesting price of $0.76 per share, for the payment of income taxes. Read SEC document |
| December 17, 2024 Filed Dec 18, 2024 23:10 UTC |
SMITH WILLIAM W JRDirector · President & CEO
|
Tax withholdingCommon Stock | 553 | $0.77 | $428.02 |
DisclosureSEC source: 0001628280-24-051919 · wk-form4_1734563408.xml · nonDerivative · entry 2 SMITH WILLIAM W JR · CIK 0001251368 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 120,070 F2 · price: Shares withheld, at an average vesting price of $0.774 per share, for the payment of income taxes. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.