Tapewire

Nasdaq · USD

SMPL

Simply Good Foods Co

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Tapewire entity
4946
SEC CIK
0001702744
Parsed reports
353

Last 12 months

Inside the activity.

4 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202521
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202610
May 202610
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 03, 2020 Filed Feb 3, 2020 23:14 UTC PurchaseCommon Stock 10,000 $22.98 $229,793.00
Disclosure

SEC source: 0001702744-20-000015 · wf-form4_158077165730268.xml · nonDerivative · entry 1

Ratzan Brian K. · CIK 0001679746 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,254

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $22.94 to $22.99, inclusive. The reporting person undertakes to provide to the issuer, any shareholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
January 29, 2020 Filed Jan 30, 2020 16:22 UTC PurchaseCommon Stock 686 $23.89 $16,388.54
Disclosure

SEC source: 0001702744-20-000013 · wf-form4_158041936321458.xml · nonDerivative · entry 1

DALEY CLAYTON C JR · CIK 0001180778 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Read SEC document
January 14, 2020 Filed Jan 14, 2020 16:48 UTC
Cunfer Todd EChief Financial Officer
PurchaseCommon Stock 5,000 $23.30 $116,502.50
Disclosure

SEC source: 0001702744-20-000008 · wf-form4_157903849620766.xml · nonDerivative · entry 1

Cunfer Todd E · CIK 0001715621 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,765

Read SEC document
January 14, 2020 Filed Jan 14, 2020 16:47 UTC
Ghez NomiDirector
PurchaseCommon Stock 21,275 $23.27 $495,158.61
Disclosure

SEC source: 0001702744-20-000007 · wf-form4_157903844159299.xml · nonDerivative · entry 1

Ghez Nomi · CIK 0001535662 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,350

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $22.88 to $23.50, inclusive. The reporting person undertakes to provide to the issuer, any shareholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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January 14, 2020 Filed Jan 16, 2020 23:05 UTC PurchaseCommon Stock 600 $23.11 $13,867.98
Disclosure

SEC source: 0001702744-20-000010 · wf-form4_157921589343775.xml · nonDerivative · entry 1

KILTS JAMES M · CIK 0001025094 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 737,817

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $23.10 to $23.15, inclusive. The reporting person undertakes to provide to the issuer, any shareholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
December 20, 2019 Filed Dec 23, 2019 21:02 UTC
Parker C ScottChief Marketing Officer
Exercise / conversionOptions to Purchase Common Stock · Derivative 15,000 $0.00 Strike: $12.00 $0.00
Disclosure

SEC source: 0001702744-19-000052 · wf-form4_157713491439270.xml · derivative · entry 3

Parker C Scott · CIK 0001711514 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,943

Underlying: Common Stock · 15,000 shares

Expires 2027-07-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

F3 · derivative.exercise_date: The options vest in three annual installments beginning on July 14, 2018, subject to the reporting person's continuous service with the issuer as of each vesting date.

Read SEC document
December 20, 2019 Filed Dec 23, 2019 21:02 UTC
Parker C ScottChief Marketing Officer
SaleCommon Stock 15,000 $27.85 $417,750.00
Disclosure

SEC source: 0001702744-19-000052 · wf-form4_157713491439270.xml · nonDerivative · entry 2

Parker C Scott · CIK 0001711514 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,023

F1 · kind: The option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $27.73 to $28.10, inclusive. The reporting person undertakes to provide to the issuer, any shareholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 20, 2019 Filed Dec 23, 2019 21:02 UTC
Parker C ScottChief Marketing Officer
Exercise / conversionCommon Stock 15,000 $12.00 $180,000.00
Disclosure

SEC source: 0001702744-19-000052 · wf-form4_157713491439270.xml · nonDerivative · entry 1

Parker C Scott · CIK 0001711514 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,023

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

Read SEC document
November 22, 2019 Filed Nov 25, 2019 21:39 UTC
Short Jill M.Chief Customer Officer
Exercise / conversionOptions to Purchase Common Stock · Derivative 2,787 $0.00 Strike: $12.00 $0.00
Disclosure

SEC source: 0001702744-19-000050 · wf-form4_157471792004991.xml · derivative · entry 2

Short Jill M. · CIK 0001715625 · Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,787

Underlying: Common Stock · 2,787 shares

Expires 2027-08-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options vest in three annual installments beginning on August 28, 2018, subject to the reporting person's continuous service with the issuer as of each vesting date.

Read SEC document
November 22, 2019 Filed Nov 25, 2019 21:39 UTC
Short Jill M.Chief Customer Officer
Exercise / conversionCommon Stock 2,787 $12.00 $33,444.00
Disclosure

SEC source: 0001702744-19-000050 · wf-form4_157471792004991.xml · nonDerivative · entry 1

Short Jill M. · CIK 0001715625 · Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,511

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 13, 2019 Filed Nov 15, 2019 02:58 UTC PurchaseCommon Stock 70,000 $24.62 $1,723,400.00
Disclosure

SEC source: 0001104659-19-064469 · a4.xml · nonDerivative · entry 1

KILTS JAMES M · CIK 0001025094 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 737,217

F1 · shares: Reflects shares of common stock of the issuer acquired by the Reporting Person, in a privately negotiated transaction, from an entity to which Conyers Park Sponsor LLC previously transferred such shares (as disclosed in a Statement of Changes in Beneficial Ownership on Form 4 filed by Conyers Park Sponsor LLC, dated November 14, 2019).

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November 12, 2019 Filed Nov 14, 2019 21:58 UTC
Conyers Park Sponsor LLCDirector · 10% owner
SaleCommon Stock 550,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-064468 · a4.xml · nonDerivative · entry 1

Conyers Park Sponsor LLC · CIK 0001679748 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,412,500

F1 · kind: Reflects the transfer of shares of common stock of the issuer by the Reporting Person for the benefit of a class of its interest holders, none of whom include any directors or executive officers of the issuer. Subsequent to such transfer, the transferee sold 70,000 of such shares to James M. Kilts, a director of the issuer, as disclosed in a Statement of Changes in Beneficial Ownership on Form 4 filed by Mr. Kilts, dated November 14, 2019

Read SEC document
November 11, 2019 Filed Nov 13, 2019 16:10 UTC
SCALZO JOSEPHDirector · CEO and President
PurchaseCommon Stock 16,330 $24.42 $398,778.60
Disclosure

SEC source: 0001628280-19-014099 · wf-form4_157367939142606.xml · nonDerivative · entry 1

SCALZO JOSEPH · CIK 0001203096 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 465,683

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $24.27 to $24.50, inclusive. The reporting person undertakes to provide to the issuer, any shareholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
November 08, 2019 Filed Nov 13, 2019 21:09 UTC PurchaseCommon Stock 313 $23.82 $7,455.66
Disclosure

SEC source: 0001628280-19-014098 · wf-form4_157367936826731.xml · nonDerivative · entry 1

KILTS JAMES M · CIK 0001025094 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 667,217

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $23.80 to $23.82, inclusive. The reporting person undertakes to provide to the issuer, any shareholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
November 08, 2019 Filed Nov 13, 2019 16:06 UTC
Cunfer Todd EChief Financial Officer
GrantOptions to Purchase Common Stock · Derivative 16,219 $0.00 Strike: $24.15 $0.00
Disclosure

SEC source: 0001628280-19-014092 · wf-form4_157367920024967.xml · derivative · entry 2

Cunfer Todd E · CIK 0001715621 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,219

Underlying: Common Stock · 16,219 shares

Expires 2029-11-08

F2 · derivative.exercise_date: The stock options vest in three equal annual installments beginning on November 8, 2020, subject to the reporting person's continuous service with the issuer as of each vesting date

Read SEC document
November 08, 2019 Filed Nov 13, 2019 16:06 UTC
Cunfer Todd EChief Financial Officer
GrantCommon Stock 5,254 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-014092 · wf-form4_157367920024967.xml · nonDerivative · entry 1

Cunfer Todd E · CIK 0001715621 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,765

F1 · shares: Represents time-based restricted stock units ("RSUs") granted under the issuer's 2017 Omnibus Incentive Plan. Each RSU represents the contingent right to receive one share of the issuer's common stock. The RSUs vest in three equal annual installments beginning on November 8, 2020, subject to the reporting person's continuous service with the issuer as of each vesting date.

Read SEC document
November 08, 2019 Filed Nov 13, 2019 16:06 UTC
SCALZO JOSEPHDirector · CEO and President
GrantOptions to Purchase Common Stock · Derivative 66,925 $0.00 Strike: $24.15 $0.00
Disclosure

SEC source: 0001628280-19-014090 · wf-form4_157367915375860.xml · derivative · entry 2

SCALZO JOSEPH · CIK 0001203096 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,925

Underlying: Common Stock · 66,925 shares

Expires 2029-11-08

F2 · derivative.exercise_date: The stock options vest in three equal annual installments beginning on November 8, 2020, subject to the reporting person's continuous service with the issuer as of each vesting date.

Read SEC document
November 08, 2019 Filed Nov 13, 2019 16:06 UTC
SCALZO JOSEPHDirector · CEO and President
GrantCommon Stock 21,683 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-014090 · wf-form4_157367915375860.xml · nonDerivative · entry 1

SCALZO JOSEPH · CIK 0001203096 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 449,353

F1 · shares: Represents time-based restricted stock units ("RSUs") granted under the issuer's 2017 Omnibus Incentive Plan. Each RSU represents the contingent right to receive one share of the issuer's common stock.The RSUs vest in three equal annual installments beginning on November 8, 2020, subject to the reporting person's continuous service with the issuer as of each vesting date.

Read SEC document
November 08, 2019 Filed Nov 13, 2019 21:08 UTC
KRAFT TIMOTHY RICHARDChief Legal Officer, Secretary
GrantOptions to Purchase Common Stock · Derivative 15,055 $0.00 Strike: $24.15 $0.00
Disclosure

SEC source: 0001628280-19-014097 · wf-form4_157367931151845.xml · derivative · entry 3

KRAFT TIMOTHY RICHARD · CIK 0001628973 · Chief Legal Officer, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,055

Underlying: Common Stock · 15,055 shares

Expires 2029-11-08

F3 · derivative.exercise_date: The stock options vest in three equal annual installments beginning on November 8, 2020, subject to the reporting person's continuous service with the issuer as of each vesting date

Read SEC document
November 08, 2019 Filed Nov 13, 2019 21:08 UTC
KRAFT TIMOTHY RICHARDChief Legal Officer, Secretary
Tax withholdingCommon Stock 1,830 $24.15 $44,194.50
Disclosure

SEC source: 0001628280-19-014097 · wf-form4_157367931151845.xml · nonDerivative · entry 2

KRAFT TIMOTHY RICHARD · CIK 0001628973 · Chief Legal Officer, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,062

F2 · kind: Represents shares withheld by the issuer to cover the tax withholding obligations upon the vesting of RSUs.

Read SEC document
November 08, 2019 Filed Nov 13, 2019 21:08 UTC
KRAFT TIMOTHY RICHARDChief Legal Officer, Secretary
GrantCommon Stock 4,877 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-014097 · wf-form4_157367931151845.xml · nonDerivative · entry 1

KRAFT TIMOTHY RICHARD · CIK 0001628973 · Chief Legal Officer, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,892

F1 · shares: Represents time-based restricted stock units ("RSUs") granted under the issuer's 2017 Omnibus Incentive Plan. Each RSU represents the contingent right to receive one share of the issuer's common stock. The RSUs vest in three equal annual installments beginning on November 8, 2020, subject to the reporting person's continuous service with the issuer as of each vesting date.

Read SEC document
November 08, 2019 Filed Nov 13, 2019 21:07 UTC
RITTERBUSH DAVID WDirector · President - Quest Nutrition
GrantOptions to Purchase Common Stock · Derivative 24,233 $0.00 Strike: $24.15 $0.00
Disclosure

SEC source: 0001628280-19-014093 · wf-form4_157367922171996.xml · derivative · entry 2

RITTERBUSH DAVID W · CIK 0001725036 · Director · President - Quest Nutrition

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,233

Underlying: Common Stock · 24,233 shares

Expires 2029-11-08

F2 · derivative.exercise_date: The stock options vest in three equal annual installments beginning on November 8, 2020, subject to the reporting person's continuous service with the issuer as of each vesting date.

Read SEC document
November 08, 2019 Filed Nov 13, 2019 21:07 UTC
RITTERBUSH DAVID WDirector · President - Quest Nutrition
GrantCommon Stock 7,851 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-014093 · wf-form4_157367922171996.xml · nonDerivative · entry 1

RITTERBUSH DAVID W · CIK 0001725036 · Director · President - Quest Nutrition

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,851

F1 · shares: Represents time-based restricted stock units ("RSUs") granted under the issuer's 2017 Omnibus Incentive Plan. Each RSU represents the contingent right to receive one share of the issuer's common stock. The RSUs vest in three equal annual installments beginning on November 8, 2020, subject to the reporting person's continuous service with the issuer as of each vesting date.

Read SEC document
November 08, 2019 Filed Nov 13, 2019 21:08 UTC
Short Jill M.Chief Customer Officer
GrantOptions to Purchase Common Stock · Derivative 10,379 $0.00 Strike: $24.15 $0.00
Disclosure

SEC source: 0001628280-19-014096 · wf-form4_157367929032524.xml · derivative · entry 2

Short Jill M. · CIK 0001715625 · Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,379

Underlying: Common Stock · 10,379 shares

Expires 2029-11-08

F2 · derivative.exercise_date: The stock options vest in three equal annual installments beginning on November 8, 2020, subject to the reporting person's continuous service with the issuer as of each vesting date

Read SEC document
November 08, 2019 Filed Nov 13, 2019 21:08 UTC
Short Jill M.Chief Customer Officer
GrantCommon Stock 3,363 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-014096 · wf-form4_157367929032524.xml · nonDerivative · entry 1

Short Jill M. · CIK 0001715625 · Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,724

F1 · shares: Represents time-based restricted stock units ("RSUs") granted under the issuer's 2017 Omnibus Incentive Plan. Each RSU represents the contingent right to receive one share of the issuer's common stock. The RSUs vest in three equal annual installments beginning on November 8, 2020, subject to the reporting person's continuous service with the issuer as of each vesting date.

Read SEC document
November 08, 2019 Filed Nov 13, 2019 21:07 UTC
Holm Hanno EChief Operations Officer
GrantOptions to Purchase Common Stock · Derivative 10,210 $0.00 Strike: $24.15 $0.00
Disclosure

SEC source: 0001628280-19-014094 · wf-form4_157367924520003.xml · derivative · entry 2

Holm Hanno E · CIK 0001711478 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,210

Underlying: Common Stock · 10,210 shares

Expires 2029-11-08

F2 · derivative.exercise_date: The stock options vest in three equal annual installments beginning on November 8, 2020, subject to the reporting person's continuous service with the issuer as of each vesting date

Read SEC document
November 08, 2019 Filed Nov 13, 2019 21:07 UTC
Holm Hanno EChief Operations Officer
GrantCommon Stock 3,307 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-014094 · wf-form4_157367924520003.xml · nonDerivative · entry 1

Holm Hanno E · CIK 0001711478 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,771

F1 · shares: Represents time-based restricted stock units ("RSUs") granted under the issuer's 2017 Omnibus Incentive Plan. Each RSU represents the contingent right to receive one share of the issuer's common stock. The RSUs vest in three equal annual installments beginning on November 8, 2020, subject to the reporting person's continuous service with the issuer as of each vesting date.

Read SEC document
November 08, 2019 Filed Nov 13, 2019 21:08 UTC
Matthews Timothy AllenVP, Controller and CAO
GrantOptions to Purchase Common Stock · Derivative 4,458 $0.00 Strike: $24.15 $0.00
Disclosure

SEC source: 0001628280-19-014095 · wf-form4_157367926817765.xml · derivative · entry 2

Matthews Timothy Allen · CIK 0001711764 · VP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,458

Underlying: Common Stock · 4,458 shares

Expires 2029-11-08

F2 · derivative.exercise_date: The stock options vest in three equal annual installments beginning on November 8, 2020, subject to the reporting person's continuous service with the issuer as of each vesting date.

Read SEC document
November 08, 2019 Filed Nov 13, 2019 21:08 UTC
Matthews Timothy AllenVP, Controller and CAO
GrantCommon Stock 1,444 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-014095 · wf-form4_157367926817765.xml · nonDerivative · entry 1

Matthews Timothy Allen · CIK 0001711764 · VP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,984

F1 · shares: Represents time-based restricted stock units ("RSUs") granted under the issuer's 2017 Omnibus Incentive Plan. Each RSU represents the contingent right to receive one share of the issuer's common stock. The RSUs vest in three equal annual installments beginning on November 8, 2020, subject to the reporting person's continuous service with the issuer as of each vesting date.

Read SEC document
November 08, 2019 Filed Nov 13, 2019 21:06 UTC
Parker C ScottChief Marketing Officer
GrantOptions to Purchase Common Stock · Derivative 20,348 $0.00 Strike: $24.15 $0.00
Disclosure

SEC source: 0001628280-19-014091 · wf-form4_157367917726016.xml · derivative · entry 2

Parker C Scott · CIK 0001711514 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,348

Underlying: Common Stock · 20,348 shares

Expires 2029-11-08

F2 · derivative.exercise_date: The stock options vest in three equal annual installments beginning on November 8, 2020, subject to the reporting person's continuous service with the issuer as of each vesting date.

Read SEC document
November 08, 2019 Filed Nov 13, 2019 21:06 UTC
Parker C ScottChief Marketing Officer
GrantCommon Stock 6,593 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-014091 · wf-form4_157367917726016.xml · nonDerivative · entry 1

Parker C Scott · CIK 0001711514 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,023

F1 · shares: Represents time-based restricted stock units ("RSUs") granted under the issuer's 2017 Omnibus Incentive Plan. Each RSU represents the contingent right to receive one share of the issuer's common stock.The RSUs vest in three equal annual installments beginning on November 8, 2020, subject to the reporting person's continuous service with the issuer as of each vesting date.

Read SEC document
September 06, 2019 Filed Sep 10, 2019 16:19 UTC GrantCommon Stock 3,011 $0.00 $0.00
Disclosure

SEC source: 0001702744-19-000037 · wf-form4_156814676548197.xml · nonDerivative · entry 1

HEALEY JAMES E · CIK 0001199801 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,178

F1 · shares: Represents restricted stock units ("RSUs") granted under the issuer's 2017 Omnibus Incentive Plan. Each RSU represents the contingent right to receive one share of the issuer's common stock. The RSUs vest on the first anniversary of the grant date

Read SEC document
September 06, 2019 Filed Sep 10, 2019 20:10 UTC GrantCommon Stock 3,011 $0.00 $0.00
Disclosure

SEC source: 0001702744-19-000033 · wf-form4_156814624149016.xml · nonDerivative · entry 1

KILTS JAMES M · CIK 0001025094 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 666,904

F1 · shares: Represents restricted stock units ("RSUs") granted under the issuer's 2017 Omnibus Incentive Plan. Each RSU represents the contingent right to receive one share of the issuer's common stock. The RSUs vest on the first anniversary of the grant date

Read SEC document
September 06, 2019 Filed Sep 10, 2019 16:15 UTC GrantCommon Stock 3,011 $0.00 $0.00
Disclosure

SEC source: 0001702744-19-000035 · wf-form4_156814652615221.xml · nonDerivative · entry 1

DALEY CLAYTON C JR · CIK 0001180778 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,314

F1 · shares: Represents restricted stock units ("RSUs") granted under the issuer's 2017 Omnibus Incentive Plan. Each RSU represents the contingent right to receive one share of the issuer's common stock. The RSUs vest on the first anniversary of the grant date.

Read SEC document
September 06, 2019 Filed Sep 10, 2019 16:25 UTC GrantCommon Stock 3,011 $0.00 $0.00
Disclosure

SEC source: 0001702744-19-000040 · wf-form4_156814713283227.xml · nonDerivative · entry 1

GOOLSBY MICHELLE P · CIK 0001136260 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,970

F1 · shares: Represents restricted stock units ("RSUs") granted under the issuer's 2017 Omnibus Incentive Plan. Each RSU represents the contingent right to receive one share of the issuer's common stock. The RSUs vest on the first anniversary of the grant date

Read SEC document
September 06, 2019 Filed Sep 10, 2019 20:13 UTC
WEST DAVID JDirector
GrantCommon Stock 3,011 $0.00 $0.00
Disclosure

SEC source: 0001702744-19-000034 · wf-form4_156814636658552.xml · nonDerivative · entry 1

WEST DAVID J · CIK 0001141569 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,544

F1 · shares: Represents restricted stock units ("RSUs") granted under the issuer's 2017 Omnibus Incentive Plan. Each RSU represents the contingent right to receive one share of the issuer's common stock. The RSUs vest on the first anniversary of the grant date

F1 · ownership.direct: Represents restricted stock units ("RSUs") granted under the issuer's 2017 Omnibus Incentive Plan. Each RSU represents the contingent right to receive one share of the issuer's common stock. The RSUs vest on the first anniversary of the grant date

Read SEC document
September 06, 2019 Filed Sep 10, 2019 20:24 UTC GrantCommon Stock 3,011 $0.00 $0.00
Disclosure

SEC source: 0001702744-19-000039 · wf-form4_156814704790631.xml · nonDerivative · entry 1

WHITE JAMES D · CIK 0001280940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,553

F1 · shares: Represents restricted stock units ("RSUs") granted under the issuer's 2017 Omnibus Incentive Plan. Each RSU represents the contingent right to receive one share of the issuer's common stock. The RSUs vest on the first anniversary of the grant date

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September 06, 2019 Filed Sep 10, 2019 16:17 UTC
Ghez NomiDirector
GrantCommon Stock 3,011 $0.00 $0.00
Disclosure

SEC source: 0001702744-19-000036 · wf-form4_156814663634489.xml · nonDerivative · entry 1

Ghez Nomi · CIK 0001535662 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,075

F1 · shares: Represents restricted stock units ("RSUs") granted under the issuer's 2017 Omnibus Incentive Plan. Each RSU represents the contingent right to receive one share of the issuer's common stock. The RSUs vest on the first anniversary of the grant date

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September 06, 2019 Filed Sep 10, 2019 16:22 UTC
KASH ARVINDirector
GrantCommon Stock 3,011 $0.00 $0.00
Disclosure

SEC source: 0001702744-19-000038 · wf-form4_156814690653366.xml · nonDerivative · entry 1

KASH ARVIN · CIK 0001538738 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,544

F1 · shares: Represents restricted stock units ("RSUs") granted under the issuer's 2017 Omnibus Incentive Plan. Each RSU represents the contingent right to receive one share of the issuer's common stock. The RSUs vest on the first anniversary of the grant date

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September 06, 2019 Filed Sep 10, 2019 16:06 UTC GrantCommon Stock 3,011 $0.00 $0.00
Disclosure

SEC source: 0001702744-19-000031 · wf-form4_156814599973736.xml · nonDerivative · entry 1

Montgomery Robert G. · CIK 0001678122 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,544

F1 · shares: Represents restricted stock units ("RSUs") granted under the issuer's 2017 Omnibus Incentive Plan. Each RSU represents the contingent right to receive one share of the issuer's common stock. The RSUs vest on the first anniversary of the grant date

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September 06, 2019 Filed Sep 10, 2019 20:07 UTC GrantCommon Stock 3,011 $0.00 $0.00
Disclosure

SEC source: 0001702744-19-000032 · wf-form4_156814605985133.xml · nonDerivative · entry 1

Ratzan Brian K. · CIK 0001679746 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,254

F1 · shares: Represents restricted stock units ("RSUs") granted under the issuer's 2017 Omnibus Incentive Plan. Each RSU represents the contingent right to receive one share of the issuer's common stock. The RSUs vest on the first anniversary of the grant date

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July 23, 2019 Filed Jul 24, 2019 20:11 UTC GrantCommon Stock 542 $0.00 $0.00
Disclosure

SEC source: 0001702744-19-000030 · wf-form4_156399909328280.xml · nonDerivative · entry 1

WHITE JAMES D · CIK 0001280940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 542

F1 · shares: Represents restricted stock units ("RSUs") granted under the issuer's 2017 Omnibus Incentive Plan. Each RSU represents the contingent right to receive one share of the issuer's common stock. The RSUs vest on the first anniversary of the grant date

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July 18, 2019 Filed Jul 19, 2019 20:03 UTC
Holm Hanno EVP & Chief Operations Officer
SaleCommon Stock 10,483 $26.90 $281,992.70
Disclosure

SEC source: 0001702744-19-000025 · wf-form4_156356662133734.xml · nonDerivative · entry 2

Holm Hanno E · CIK 0001711478 · VP & Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,464

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July 17, 2019 Filed Jul 19, 2019 20:03 UTC
Holm Hanno EVP & Chief Operations Officer
SaleCommon Stock 5,500 $26.85 $147,675.00
Disclosure

SEC source: 0001702744-19-000025 · wf-form4_156356662133734.xml · nonDerivative · entry 1

Holm Hanno E · CIK 0001711478 · VP & Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,947

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July 16, 2019 Filed Jul 18, 2019 20:10 UTC
Short Jill M.Chief Customer Officer
Exercise / conversionOptions to Purchase Common Stock · Derivative 23,283 $0.00 Strike: $12.00 $0.00
Disclosure

SEC source: 0001702744-19-000024 · wf-form4_156348061637774.xml · derivative · entry 3

Short Jill M. · CIK 0001715625 · Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,280

Underlying: Common Stock · 23,283 shares

Expires 2027-07-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vest in three equal annual installments beginning on July 14, 2018, subject to the reporting person's continuous service with the issuer as of each vesting date.

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July 16, 2019 Filed Jul 18, 2019 20:10 UTC
Short Jill M.Chief Customer Officer
Tax withholdingCommon Stock 13,617 $27.00 $367,659.00
Disclosure

SEC source: 0001702744-19-000024 · wf-form4_156348061637774.xml · nonDerivative · entry 2

Short Jill M. · CIK 0001715625 · Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,361

F1 · kind: Represents shares withheld by the issuer to cover the exercise price and tax withholding obligations upon the exercise of the options.

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July 16, 2019 Filed Jul 18, 2019 20:10 UTC
Short Jill M.Chief Customer Officer
Exercise / conversionCommon Stock 23,283 $12.00 $279,396.00
Disclosure

SEC source: 0001702744-19-000024 · wf-form4_156348061637774.xml · nonDerivative · entry 1

Short Jill M. · CIK 0001715625 · Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,978

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 10, 2019 Filed Jul 11, 2019 20:10 UTC
Holm Hanno EVP & Chief Operations Officer
SaleCommon Stock 1,750 $27.87 $48,772.50
Disclosure

SEC source: 0001702744-19-000023 · wf-form4_156287582460466.xml · nonDerivative · entry 1

Holm Hanno E · CIK 0001711478 · VP & Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,447

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June 13, 2019 Filed Jun 14, 2019 16:19 UTC GrantCommon Stock 959 $0.00 $0.00
Disclosure

SEC source: 0001702744-19-000020 · wf-form4_156054355684288.xml · nonDerivative · entry 1

GOOLSBY MICHELLE P · CIK 0001136260 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 959

F1 · shares: Represents restricted stock units ("RSUs") granted under the issuer's 2017 Omnibus Incentive Plan. Each RSU represents the contingent right to receive one share of the issuer's common stock. The RSUs vest on the first anniversary of the grant date.

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January 08, 2019 Filed Jan 10, 2019 21:15 UTC
Short Jill M.Chief Customer Officer
Exercise / conversionOptions to Purchase Common Stock · Derivative 2,786 $0.00 Strike: $12.00 $0.00
Disclosure

SEC source: 0001702744-19-000005 · wf-form4_154715492413952.xml · derivative · entry 6

Short Jill M. · CIK 0001715625 · Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,574

Underlying: Common Stock · 2,786 shares

Expires 2027-08-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest in three equal annual installments beginning on August 28, 2018, subject to the reporting person's continuous service with the issuer as of each vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.