SMHI

SEC source: 0001209191-19-036548 · doc4.xml · nonDerivative · entry 1

MORSE ANDREW R · CIK 0001254946 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,815

SEC source: 0001209191-19-036568 · doc4a.xml · derivative · entry 5

Regan Robert Christopher · CIK 0001338856 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,929

Underlying: Common Stock · 7,929 shares

Expires 2029-06-11

SEC source: 0001209191-19-036568 · doc4a.xml · nonDerivative · entry 1

Regan Robert Christopher · CIK 0001338856 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,778

SEC source: 0001209191-19-036552 · doc4.xml · derivative · entry 5

Regan Robert Christopher · CIK 0001338856 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,929

Underlying: Common Stock · 7,929 shares

Expires 2029-06-11

SEC source: 0001209191-19-036552 · doc4.xml · nonDerivative · entry 1

Regan Robert Christopher · CIK 0001338856 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,778

SEC source: 0001209191-19-036550 · doc4.xml · derivative · entry 2

Persily Julie · CIK 0001593007 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,929

Underlying: Common Stock · 7,929 shares

Expires 2029-06-11

SEC source: 0001209191-19-036550 · doc4.xml · nonDerivative · entry 1

Persily Julie · CIK 0001593007 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,154

SEC source: 0001209191-19-036546 · doc4.xml · derivative · entry 3

Miguel Bejos Alfredo · CIK 0001777507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,929

Underlying: Common Stock · 7,929 shares

Expires 2029-06-11

SEC source: 0001209191-19-036546 · doc4.xml · nonDerivative · entry 1

Miguel Bejos Alfredo · CIK 0001777507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,280

SEC source: 0001209191-20-048793 · doc4a.xml · nonDerivative · entry 1

Miguel Bejos Alfredo · CIK 0001777507 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Proyectos Globales de Energia y Servicios CME, S.A. de C.V.

Disclosed balance after: 980,437

F1 · shares: The Reporting Person's original Form 4 omitted the sale of 5,724 shares on 6/11/19 by Projectos Globales de Energia y Servicios CME, S.A. de C.V. ("CME"). The correction of this omission results in indirect beneficial ownership of 980,437 shares as of 6/11/19. This omission was also reflected in the reported indirect beneficial ownership of shares set forth in each Form 4 filed by the Reporting Person after the original Form 4 was filed. As of 8/31/20, the Reporting Person has indirect beneficial ownership of 744,693 shares through CME.

F2 · ownership.nature: The Reporting Person is the President, Chief Executive Officer and a shareholder of CME. The Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest in the securities.

SEC source: 0001209191-19-025261 · doc4.xml · derivative · entry 3

Rossmiller Gregory Scott · CIK 0001737606 · SVP & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common Stock · 8,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Performance Restricted Stock Unit (each, a "PRSU") represents a contingent right to receive, at vesting, one share of Common Stock subject to the achievement of certain performance goals and service-based vesting requirements.

F4 · derivative.exercise_date: These PRSUs consist of five equal tranches, each of which will be earned if and when the closing price of one share of Common Stock equals or exceeds the specified stock price performance goal for such tranche for 60 consecutive trading days during the three year performance period beginning on the grant date, provided that any earned PRSUs will not be settled until the third anniversary of the grant date, subject to satisfaction of the service-based vesting requirements set forth in the award agreement. The specified stock price performance goals for each tranche are $15.61, $17.77, $20.06, $22.34 and $24.50, respectively.

F4 · derivative.expiration_date: These PRSUs consist of five equal tranches, each of which will be earned if and when the closing price of one share of Common Stock equals or exceeds the specified stock price performance goal for such tranche for 60 consecutive trading days during the three year performance period beginning on the grant date, provided that any earned PRSUs will not be settled until the third anniversary of the grant date, subject to satisfaction of the service-based vesting requirements set forth in the award agreement. The specified stock price performance goals for each tranche are $15.61, $17.77, $20.06, $22.34 and $24.50, respectively.

SEC source: 0001209191-19-025261 · doc4.xml · derivative · entry 2

Rossmiller Gregory Scott · CIK 0001737606 · SVP & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 3,750 shares

Expires 2029-04-16

F2 · derivative.exercise_date: The stock option award reported on this Form 4 is exercisable in three equal annual installments beginning on March 4, 2020 and ending on March 4, 2022.

SEC source: 0001209191-19-025261 · doc4.xml · nonDerivative · entry 1

Rossmiller Gregory Scott · CIK 0001737606 · SVP & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,629

F1 · shares: The restricted stock award reported on this Form 4 will lapse in three equal annual installments beginning on March 4, 2020 and ending on March 4, 2022.

SEC source: 0001209191-19-025262 · doc4.xml · derivative · entry 3

Weller Anthony · CIK 0001705744 · SVP/Managing Dir-Int'l Div

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,800

Underlying: Common Stock · 6,800 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Performance Restricted Stock Unit (each, a "PRSU") represents a contingent right to receive, at vesting, one share of Common Stock subject to the achievement of certain performance goals and service-based vesting requirements.

F4 · derivative.exercise_date: These PRSUs consist of five equal tranches, each of which will be earned if and when the closing price of one share of Common Stock equals or exceeds the specified stock price performance goal for such tranche for 60 consecutive trading days during the three year performance period beginning on the grant date, provided that any earned PRSUs will not be settled until the third anniversary of the grant date, subject to satisfaction of the service-based vesting requirements set forth in the award agreement. The specified stock price performance goals for each tranche are $15.61, $17.77, $20.06, $22.34 and $24.50, respectively.

F4 · derivative.expiration_date: These PRSUs consist of five equal tranches, each of which will be earned if and when the closing price of one share of Common Stock equals or exceeds the specified stock price performance goal for such tranche for 60 consecutive trading days during the three year performance period beginning on the grant date, provided that any earned PRSUs will not be settled until the third anniversary of the grant date, subject to satisfaction of the service-based vesting requirements set forth in the award agreement. The specified stock price performance goals for each tranche are $15.61, $17.77, $20.06, $22.34 and $24.50, respectively.

SEC source: 0001209191-19-025262 · doc4.xml · derivative · entry 2

Weller Anthony · CIK 0001705744 · SVP/Managing Dir-Int'l Div

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,875

Underlying: Common Stock · 1,875 shares

Expires 2029-04-16

F2 · derivative.exercise_date: The stock option award reported on this Form 4 is exercisable in three equal annual installments beginning on March 4, 2020 and ending on March 4, 2022.

SEC source: 0001209191-19-025262 · doc4.xml · nonDerivative · entry 1

Weller Anthony · CIK 0001705744 · SVP/Managing Dir-Int'l Div

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,110

F1 · shares: The restricted stock award reported on this Form 4 will lapse in three equal annual installments beginning on March 4, 2020 and ending on March 4, 2022.

SEC source: 0001209191-19-025260 · doc4.xml · derivative · entry 3

Llorca Jesus · CIK 0001705427 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Performance Restricted Stock Unit (each, a "PRSU") represents a contingent right to receive, at vesting, one share of Common Stock subject to the achievement of certain performance goals and service-based vesting requirements.

F4 · derivative.exercise_date: These PRSUs consist of five equal tranches, each of which will be earned if and when the closing price of one share of Common Stock equals or exceeds the specified stock price performance goal for such tranche for 60 consecutive trading days during the three year performance period beginning on the grant date, provided that any earned PRSUs will not be settled until the third anniversary of the grant date, subject to satisfaction of the service-based vesting requirements set forth in the award agreement. The specified stock price performance goals for each tranche are $15.61, $17.77, $20.06, $22.34 and $24.50, respectively.

F4 · derivative.expiration_date: These PRSUs consist of five equal tranches, each of which will be earned if and when the closing price of one share of Common Stock equals or exceeds the specified stock price performance goal for such tranche for 60 consecutive trading days during the three year performance period beginning on the grant date, provided that any earned PRSUs will not be settled until the third anniversary of the grant date, subject to satisfaction of the service-based vesting requirements set forth in the award agreement. The specified stock price performance goals for each tranche are $15.61, $17.77, $20.06, $22.34 and $24.50, respectively.

SEC source: 0001209191-19-025260 · doc4.xml · derivative · entry 2

Llorca Jesus · CIK 0001705427 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,250

Underlying: Common Stock · 6,250 shares

Expires 2029-04-16

F2 · derivative.exercise_date: The stock option award reported on this Form 4 is exercisable in three equal annual installments beginning on March 4, 2020 and ending on March 4, 2022.

SEC source: 0001209191-19-025260 · doc4.xml · nonDerivative · entry 1

Llorca Jesus · CIK 0001705427 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,249

F1 · shares: The restricted stock award reported on this Form 4 will lapse in three equal annual installments beginning on March 4, 2020 and ending on March 4, 2022.

SEC source: 0001209191-19-025258 · doc4.xml · derivative · entry 7

Gellert John M · CIK 0001292966 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,000

Underlying: Common Stock · 28,000 shares

Expires not disclosed

F7 · derivative.exercise_price: Each Performance Restricted Stock Unit (each, a "PRSU") represents a contingent right to receive, at vesting, one share of Common Stock subject to the achievement of certain performance goals and service-based vesting requirements.

F8 · derivative.exercise_date: These PRSUs consist of five equal tranches, each of which will be earned if and when the closing price of one share of Common Stock equals or exceeds the specified stock price performance goal for such tranche for 60 consecutive trading days during the three year performance period beginning on the grant date, provided that any earned PRSUs will not be settled until the third anniversary of the grant date, subject to satisfaction of the service-based vesting requirements set forth in the award agreement. The specified stock price performance goals for each tranche are $15.61, $17.77, $20.06, $22.34 and $24.50, respectively.

F8 · derivative.expiration_date: These PRSUs consist of five equal tranches, each of which will be earned if and when the closing price of one share of Common Stock equals or exceeds the specified stock price performance goal for such tranche for 60 consecutive trading days during the three year performance period beginning on the grant date, provided that any earned PRSUs will not be settled until the third anniversary of the grant date, subject to satisfaction of the service-based vesting requirements set forth in the award agreement. The specified stock price performance goals for each tranche are $15.61, $17.77, $20.06, $22.34 and $24.50, respectively.

SEC source: 0001209191-19-025258 · doc4.xml · derivative · entry 6

Gellert John M · CIK 0001292966 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,750

Underlying: Common Stock · 8,750 shares

Expires 2029-04-16

F6 · derivative.exercise_date: The stock option award reported on this Form 4 is exercisable in three equal annual installments beginning on March 4, 2020 and ending on March 4, 2022.

SEC source: 0001209191-19-025258 · doc4.xml · nonDerivative · entry 1

Gellert John M · CIK 0001292966 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,085

F1 · shares: The restricted stock award reported on this Form 4 will lapse in three equal annual installments beginning on March 4, 2020 and ending on March 4, 2022.

SEC source: 0001209191-19-025257 · doc4.xml · derivative · entry 3

Everett Andrew H II · CIK 0001728923 · Sr. VP, General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common Stock · 8,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Performance Restricted Stock Unit (each, a "PRSU") represents a contingent right to receive, at vesting, one share of Common Stock subject to the achievement of certain performance goals and service-based vesting requirements.

F4 · derivative.exercise_date: These PRSUs consist of five equal tranches, each of which will be earned if and when the closing price of one share of Common Stock equals or exceeds the specified stock price performance goal for such tranche for 60 consecutive trading days during the three year performance period beginning on the grant date, provided that any earned PRSUs will not be settled until the third anniversary of the grant date, subject to satisfaction of the service-based vesting requirements set forth in the award agreement. The specified stock price performance goals for each tranche are $15.61, $17.77, $20.06, $22.34 and $24.50, respectively.

F4 · derivative.expiration_date: These PRSUs consist of five equal tranches, each of which will be earned if and when the closing price of one share of Common Stock equals or exceeds the specified stock price performance goal for such tranche for 60 consecutive trading days during the three year performance period beginning on the grant date, provided that any earned PRSUs will not be settled until the third anniversary of the grant date, subject to satisfaction of the service-based vesting requirements set forth in the award agreement. The specified stock price performance goals for each tranche are $15.61, $17.77, $20.06, $22.34 and $24.50, respectively.

SEC source: 0001209191-19-025257 · doc4.xml · derivative · entry 2

Everett Andrew H II · CIK 0001728923 · Sr. VP, General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 3,750 shares

Expires 2029-04-16

F2 · derivative.exercise_date: The stock option award reported on this Form 4 is exercisable in three equal annual installments beginning on March 4, 2020 and ending on March 4, 2022.

SEC source: 0001209191-19-025257 · doc4.xml · nonDerivative · entry 1

Everett Andrew H II · CIK 0001728923 · Sr. VP, General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,813

F1 · shares: The restricted stock award reported on this Form 4 will lapse in three equal annual installments beginning on March 4, 2020 and ending on March 4, 2022.

SEC source: 0001209191-19-025256 · doc4.xml · derivative · entry 3

Clemons Robert · CIK 0001705909 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,800

Underlying: Common Stock · 18,800 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Performance Restricted Stock Unit (each, a "PRSU") represents a contingent right to receive, at vesting, one share of Common Stock subject to the achievement of certain performance goals and service-based vesting requirements.

F4 · derivative.exercise_date: These PRSUs consist of five equal tranches, each of which will be earned if and when the closing price of one share of Common Stock equals or exceeds the specified stock price performance goal for such tranche for 60 consecutive trading days during the three year performance period beginning on the grant date, provided that any earned PRSUs will not be settled until the third anniversary of the grant date, subject to satisfaction of the service-based vesting requirements set forth in the award agreement. The specified stock price performance goals for each tranche are $15.61, $17.77, $20.06, $22.34 and $24.50, respectively.

F4 · derivative.expiration_date: These PRSUs consist of five equal tranches, each of which will be earned if and when the closing price of one share of Common Stock equals or exceeds the specified stock price performance goal for such tranche for 60 consecutive trading days during the three year performance period beginning on the grant date, provided that any earned PRSUs will not be settled until the third anniversary of the grant date, subject to satisfaction of the service-based vesting requirements set forth in the award agreement. The specified stock price performance goals for each tranche are $15.61, $17.77, $20.06, $22.34 and $24.50, respectively.

SEC source: 0001209191-19-025256 · doc4.xml · derivative · entry 2

Clemons Robert · CIK 0001705909 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,250

Underlying: Common Stock · 6,250 shares

Expires 2029-04-16

F2 · derivative.exercise_date: The stock option award reported on this Form 4 is exercisable in three equal annual installments beginning on March 4, 2020 and ending on March 4, 2022.

SEC source: 0001209191-19-025256 · doc4.xml · nonDerivative · entry 1

Clemons Robert · CIK 0001705909 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,896

F1 · shares: The restricted stock award reported on this Form 4 will lapse in three equal annual installments beginning on March 4, 2020 and ending on March 4, 2022.

SEC source: 0001209191-19-018654 · doc4.xml · nonDerivative · entry 1

Rossmiller Gregory Scott · CIK 0001737606 · SVP & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,629

SEC source: 0001209191-19-018652 · doc4.xml · nonDerivative · entry 1

Everett Andrew H II · CIK 0001728923 · Sr. VP, General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,813

SEC source: 0001209191-19-018653 · doc4.xml · nonDerivative · entry 1

Gellert John M · CIK 0001292966 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,085

SEC source: 0001209191-19-018651 · doc4.xml · nonDerivative · entry 1

Clemons Robert · CIK 0001705909 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,696

SEC source: 0001209191-19-017112 · doc4.xml · nonDerivative · entry 2

Gellert John M · CIK 0001292966 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,504

SEC source: 0001209191-19-017109 · doc4.xml · nonDerivative · entry 1

Clemons Robert · CIK 0001705909 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,498

SEC source: 0001209191-19-017108 · doc4.xml · nonDerivative · entry 1

Llorca Jesus · CIK 0001705427 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,836

SEC source: 0001209191-19-019798 · doc4a.xml · nonDerivative · entry 1

Llorca Jesus · CIK 0001705427 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,249

SEC source: 0001209191-19-017112 · doc4.xml · nonDerivative · entry 1

Gellert John M · CIK 0001292966 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · JMG Assets LLC

Disclosed balance after: 45,871

F1 · kind: Distribution from Pigeon Forge Investors ("PFI"), of which the Reporting Person is a partner. Such distribution represents the Reporting Person's pecuniary interest in a distribution from de Got Capital Partners, LP ("dCP") to PFI, which is a limited partner of dCP, as part of the winding up of the business of dCP.

F2 · ownership.nature: The shares reported here are indirectly owned by the Reporting Person through JMG Assets LLC. The Reporting Person is the Manager of JMG Assets LLC.

SEC source: 0001437749-19-000081 · rdgdoc.xml · derivative · entry 1

Weller Anthony · CIK 0001705744 · Sr VP and Managing Dir.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,875

Underlying: Common Stock · 1,875 shares

Expires 2028-04-24

F1 · derivative.exercise_date: The stock option award reported on this Form 4 is exercisable in four equal annual installments beginning on March 4, 2019 and ending on March 4, 2022.

SEC source: 0001437749-19-000083 · rdgdoc.xml · derivative · entry 1

Gellert John M · CIK 0001292966 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2028-04-24

F1 · derivative.exercise_date: The stock option award reported on this Form 4 is exercisable in four equal annual installments beginning on March 4, 2019 and ending on March 4, 2022.

SEC source: 0001437749-19-000082 · rdgdoc.xml · derivative · entry 1

Llorca Jesus · CIK 0001705427 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,250

Underlying: Common Stock · 6,250 shares

Expires 2028-04-24

F1 · derivative.exercise_date: The stock option award reported on this Form 4 is exercisable in four equal annual installments beginning on March 4, 2019 and ending on March 4, 2022.

SEC source: 0001437749-19-000080 · rdgdoc.xml · derivative · entry 1

Everett Andrew H II · CIK 0001728923 · Sr. VP, General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2028-04-24

F1 · derivative.exercise_date: The stock option award reported on this Form 4 is exercisable in four equal annual installments beginning on March 4, 2019 and ending on March 4, 2022.

SEC source: 0001437749-19-000079 · rdgdoc.xml · derivative · entry 1

Clemons Robert · CIK 0001705909 · Executive VP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,250

Underlying: Common Stock · 6,250 shares

Expires 2028-04-24

F1 · derivative.exercise_date: The stock option award reported on this Form 4 is exercisable in four equal annual installments beginning on March 4, 2019 and ending on March 4, 2022.

SEC source: 0001437749-18-022545 · rdgdoc.xml · nonDerivative · entry 1

Gellert John M · CIK 0001292966 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · JMG Assets LLC

Disclosed balance after: 45,030

F1 · price: The price reported in Column 4 is a weighted average price. The Common shares were purchased in separate transactions on the same day at prices ranging from $11.645 to $12.28 per share. The Reporting Person undertakes to provide Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares purchased at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The shares reported here are indirectly owned by the Reporting Person through JMG Assets, LLC. The Reporting Person is the Manager of JMG Assets, LLC.

SEC source: 0001690334-18-000090 · wf-form4_154327110985572.xml · nonDerivative · entry 1

FABRIKANT CHARLES · CIK 0000942692 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 462,659

F1 · price: The price reported in Column 4 is a weighted average price. The Common Shares were sold in separate transactions on the same day at prices ranging from $19.10 to $19.455 per share. The Reporting Person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001209191-19-010126 · doc5.xml · nonDerivative · entry 4

FABRIKANT CHARLES · CIK 0000942692 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · VSS Holding Corp.

Disclosed balance after: 65,459

F1 · ownership.nature: Reporting Person is the President and sole stockholder.

SEC source: 0001690334-18-000088 · wf-form4_154231924549148.xml · nonDerivative · entry 1

Weller Anthony · CIK 0001705744 · Sr VP and Managing Dir.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,910

SEC source: 0001690334-18-000086 · wf-form4_153851427715191.xml · derivative · entry 1

Llorca Jesus · CIK 0001705427 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,250

Underlying: Common Stock · 6,250 shares

Expires 2028-04-24

F1 · derivative.exercise_date: The stock option award reported on this Form 4 is exercisable in four equal annual installments beginning on March 4, 2019 and ending on March 4, 2022.

SEC source: 0001690334-18-000085 · wf-form4_153851424714822.xml · derivative · entry 1

Gellert John M · CIK 0001292966 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2028-04-24

F1 · derivative.exercise_date: The stock option award reported on this Form 4 is exercisable in four equal annual installments beginning on March 4, 2019 and ending on March 4, 2022.

SEC source: 0001690334-18-000084 · wf-form4_153851421856063.xml · derivative · entry 1

Everett Andrew H II · CIK 0001728923 · Sr. VP, General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2028-04-24

F1 · derivative.exercise_date: The stock option award reported on this Form 4 is exercisable in four equal annual installments beginning on March 4, 2019 and ending on March 4, 2022.

SEC source: 0001690334-18-000083 · wf-form4_153851419369113.xml · derivative · entry 1

Clemons Robert · CIK 0001705909 · Executive VP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,250

Underlying: Common Stock · 6,250 shares

Expires 2028-04-24

F1 · derivative.exercise_date: The stock option award reported on this Form 4 is exercisable in four equal annual installments beginning on March 4, 2019 and ending on March 4, 2022.