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SMHI

SEACOR Marine Holdings Inc.

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6091
SEC CIK
0001690334
Parsed reports
282

Last 12 months

Inside the activity.

0 purchase rows · 32 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202608
Jul 2026011
Aug 2026010
Sep 202602
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 09, 2020 Filed Jun 11, 2020 06:36 UTC GrantStock Options (right to buy) · Derivative 15,996 $0.00 Strike: $4.39 $0.00
Disclosure

SEC source: 0001209191-20-035778 · doc4.xml · derivative · entry 2

Abendschein Robert D. · CIK 0001739409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,996

Underlying: Common Stock · 15,996 shares

Expires 2030-06-09

Read SEC document
June 09, 2020 Filed Jun 11, 2020 06:36 UTC GrantCommon Stock 7,942 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-035778 · doc4.xml · nonDerivative · entry 1

Abendschein Robert D. · CIK 0001739409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,503

Read SEC document
March 23, 2020 Filed Mar 24, 2020 17:08 UTC PurchaseCommon Stock 15,000 $4.05 $60,738.00
Disclosure

SEC source: 0001209191-20-020964 · doc4.xml · nonDerivative · entry 1

FABRIKANT CHARLES · CIK 0000942692 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Victoria Transport Corporation

Disclosed balance after: 35,422

F1 · price: The price reported to Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.60 to $4.4987, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote to this Form 4.

F2 · ownership.nature: Reporting Person is the President. Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest.

Read SEC document
March 18, 2020 Filed Mar 19, 2020 18:42 UTC PurchaseCommon Stock 5,422 $4.54 $24,629.98
Disclosure

SEC source: 0001209191-20-020336 · doc4.xml · nonDerivative · entry 1

FABRIKANT CHARLES · CIK 0000942692 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Victoria Transport Corporation

Disclosed balance after: 20,422

F1 · price: The price reported to Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.10 to $4.58, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote to this Form 4.

F2 · ownership.nature: Reporting Person is the President. Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest.

Read SEC document
March 11, 2020 Filed Mar 12, 2020 00:37 UTC
Weller AnthonySVP/Managing Dir-Int'l Div
PurchaseCommon Stock 1,500 $6.18 $9,262.95
Disclosure

SEC source: 0001209191-20-018300 · doc4.xml · nonDerivative · entry 1

Weller Anthony · CIK 0001705744 · SVP/Managing Dir-Int'l Div

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,610

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.03 to $6.28, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
March 11, 2020 Filed Mar 12, 2020 00:41 UTC PurchaseCommon Stock 13,221 $5.84 $77,204.03
Disclosure

SEC source: 0001209191-20-018304 · doc4.xml · nonDerivative · entry 2

Regan Robert Christopher · CIK 0001338856 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By RC Regan Trust

Disclosed balance after: 62,000

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.65 to $6.32, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote to this Form 4.

F2 · ownership.nature: Reporting Person's spouse is trustee. Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest.

Read SEC document
March 10, 2020 Filed Mar 10, 2020 17:56 UTC PurchaseCommon Stock 5,000 $5.48 $27,400.00
Disclosure

SEC source: 0001209191-20-017821 · doc4.xml · nonDerivative · entry 2

FABRIKANT CHARLES · CIK 0000942692 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Victoria Transport Corporation

Disclosed balance after: 15,000

F1 · ownership.nature: Reporting Person is the President. Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 00:41 UTC PurchaseCommon Stock 48,779 $5.69 $277,645.19
Disclosure

SEC source: 0001209191-20-018304 · doc4.xml · nonDerivative · entry 1

Regan Robert Christopher · CIK 0001338856 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By RC Regan Trust

Disclosed balance after: 48,779

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.365 to $6.02, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote to this Form 4.

F2 · ownership.nature: Reporting Person's spouse is trustee. Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest.

Read SEC document
March 09, 2020 Filed Mar 9, 2020 22:55 UTC
Gellert John MDirector · President and CEO
PurchaseCommon Stock 11,593 $5.86 $67,948.89
Disclosure

SEC source: 0001209191-20-017478 · doc4.xml · nonDerivative · entry 2

Gellert John M · CIK 0001292966 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · JMG Assets, LLC

Disclosed balance after: 86,756

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.71 to $6.40, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote to this Form 4.

F2 · ownership.nature: The shares reported here are indirectly owned by the Reporting Person through JMG Assets, LLC. The Reporting Person is the Manager of JMG Assets, LLC.

Read SEC document
March 09, 2020 Filed Mar 10, 2020 17:56 UTC PurchaseCommon Stock 10,000 $5.90 $59,000.00
Disclosure

SEC source: 0001209191-20-017821 · doc4.xml · nonDerivative · entry 1

FABRIKANT CHARLES · CIK 0000942692 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Victoria Transport Corporation

Disclosed balance after: 10,000

F1 · ownership.nature: Reporting Person is the President. Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest.

Read SEC document
March 06, 2020 Filed Mar 9, 2020 22:55 UTC
Gellert John MDirector · President and CEO
PurchaseCommon Stock 13,407 $7.10 $95,144.12
Disclosure

SEC source: 0001209191-20-017478 · doc4.xml · nonDerivative · entry 1

Gellert John M · CIK 0001292966 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · JMG Assets, LLC

Disclosed balance after: 75,163

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.61 to $7.20, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote to this Form 4.

F2 · ownership.nature: The shares reported here are indirectly owned by the Reporting Person through JMG Assets, LLC. The Reporting Person is the Manager of JMG Assets, LLC.

Read SEC document
March 05, 2020 Filed Mar 6, 2020 23:57 UTC GrantPerformance Restricted Stock Units · Derivative 14,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-017079 · doc4.xml · derivative · entry 4

Rossmiller Gregory Scott · CIK 0001737606 · SVP & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,000

Underlying: Common Stock · 14,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Performance Restricted Stock Unit (each, a "PRSU") represents a contingent right to receive, at vesting, one share of Common Stock subject to the achievement of certain performance goals and service-based vesting requirements.

F4 · derivative.exercise_date: These PRSUs consist of five equal tranches, each of which will be earned if and when the closing price of one share of Common Stock equals or exceeds the specified stock price performance goal for such tranche for 60 consecutive trading days during the three year performance period beginning on the grant date, provided that any earned PRSUs will not be settled until the third anniversary of the grant date, subject to satisfaction of the service-based vesting requirements set forth in the award agreement. The specified stock price performance goals for each tranche are $12.95, $14.74, $16.64, $18.54 and $20.32, respectively.

F4 · derivative.expiration_date: These PRSUs consist of five equal tranches, each of which will be earned if and when the closing price of one share of Common Stock equals or exceeds the specified stock price performance goal for such tranche for 60 consecutive trading days during the three year performance period beginning on the grant date, provided that any earned PRSUs will not be settled until the third anniversary of the grant date, subject to satisfaction of the service-based vesting requirements set forth in the award agreement. The specified stock price performance goals for each tranche are $12.95, $14.74, $16.64, $18.54 and $20.32, respectively.

Read SEC document
March 05, 2020 Filed Mar 6, 2020 23:57 UTC GrantStock Options (right to buy) · Derivative 3,750 $0.00 Strike: $6.97 $0.00
Disclosure

SEC source: 0001209191-20-017079 · doc4.xml · derivative · entry 3

Rossmiller Gregory Scott · CIK 0001737606 · SVP & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 3,750 shares

Expires 2030-03-05

F2 · derivative.exercise_date: The stock option award reported on this Form 4 is exercisable in three equal annual installments beginning on March 4, 2021 and ending on March 4, 2023.

Read SEC document
March 05, 2020 Filed Mar 6, 2020 23:57 UTC GrantCommon Stock 21,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-017079 · doc4.xml · nonDerivative · entry 2

Rossmiller Gregory Scott · CIK 0001737606 · SVP & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,072

F1 · shares: The restricted stock award reported on this Form 4 will lapse in three equal annual installments beginning on March 4, 2021 and ending on March 4, 2023.

Read SEC document
March 05, 2020 Filed Mar 6, 2020 23:57 UTC Tax withholdingCommon Stock 1,557 $6.97 $10,852.29
Disclosure

SEC source: 0001209191-20-017079 · doc4.xml · nonDerivative · entry 1

Rossmiller Gregory Scott · CIK 0001737606 · SVP & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,072

Read SEC document
March 05, 2020 Filed Mar 6, 2020 23:56 UTC
Gellert John MDirector · President and CEO
GrantPerformance Restricted Stock Units · Derivative 47,200 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-017075 · doc4.xml · derivative · entry 6

Gellert John M · CIK 0001292966 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,200

Underlying: Common Stock · 47,200 shares

Expires not disclosed

F6 · derivative.exercise_price: Each Performance Restricted Stock Unit (each, a "PRSU") represents a contingent right to receive, at vesting, one share of Common Stock subject to the achievement of certain performance goals and service-based vesting requirements.

F7 · derivative.exercise_date: These PRSUs consist of five equal tranches, each of which will be earned if and when the closing price of one share of Common Stock equals or exceeds the specified stock price performance goal for such tranche for 60 consecutive trading days during the three year performance period beginning on the grant date, provided that any earned PRSUs will not be settled until the third anniversary of the grant date, subject to satisfaction of the service-based vesting requirements set forth in the award agreement. The specified stock price performance goals for each tranche are $12.95, $14.74, $16.64, $18.54 and $20.32, respectively.

F7 · derivative.expiration_date: These PRSUs consist of five equal tranches, each of which will be earned if and when the closing price of one share of Common Stock equals or exceeds the specified stock price performance goal for such tranche for 60 consecutive trading days during the three year performance period beginning on the grant date, provided that any earned PRSUs will not be settled until the third anniversary of the grant date, subject to satisfaction of the service-based vesting requirements set forth in the award agreement. The specified stock price performance goals for each tranche are $12.95, $14.74, $16.64, $18.54 and $20.32, respectively.

Read SEC document
March 05, 2020 Filed Mar 6, 2020 23:56 UTC
Gellert John MDirector · President and CEO
GrantStock Options (right to buy) · Derivative 8,750 $0.00 Strike: $6.97 $0.00
Disclosure

SEC source: 0001209191-20-017075 · doc4.xml · derivative · entry 5

Gellert John M · CIK 0001292966 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,750

Underlying: Common Stock · 8,750 shares

Expires 2030-03-05

F5 · derivative.exercise_date: The stock option award reported on this Form 4 is exercisable in three equal annual installments beginning on March 4, 2021 and ending on March 4, 2023.

Read SEC document
March 05, 2020 Filed Mar 6, 2020 23:56 UTC
Gellert John MDirector · President and CEO
GrantCommon Stock 70,800 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-017075 · doc4.xml · nonDerivative · entry 1

Gellert John M · CIK 0001292966 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,885

F1 · shares: The restricted stock award reported on this Form 4 will lapse in three equal annual installments beginning on March 4, 2021 and ending on March 4, 2023.

Read SEC document
March 05, 2020 Filed Mar 6, 2020 23:54 UTC
Everett Andrew H IISr. VP, General Counsel & Secy
GrantPerformance Restricted Stock Units · Derivative 14,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-017071 · doc4.xml · derivative · entry 4

Everett Andrew H II · CIK 0001728923 · Sr. VP, General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,000

Underlying: Common Stock · 14,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Performance Restricted Stock Unit (each, a "PRSU") represents a contingent right to receive, at vesting, one share of Common Stock subject to the achievement of certain performance goals and service-based vesting requirements.

F4 · derivative.exercise_date: These PRSUs consist of five equal tranches, each of which will be earned if and when the closing price of one share of Common Stock equals or exceeds the specified stock price performance goal for such tranche for 60 consecutive trading days during the three year performance period beginning on the grant date, provided that any earned PRSUs will not be settled until the third anniversary of the grant date, subject to satisfaction of the service-based vesting requirements set forth in the award agreement. The specified stock price performance goals for each tranche are $12.95, $14.74, $16.64, $18.54 and $20.32, respectively.

F4 · derivative.expiration_date: These PRSUs consist of five equal tranches, each of which will be earned if and when the closing price of one share of Common Stock equals or exceeds the specified stock price performance goal for such tranche for 60 consecutive trading days during the three year performance period beginning on the grant date, provided that any earned PRSUs will not be settled until the third anniversary of the grant date, subject to satisfaction of the service-based vesting requirements set forth in the award agreement. The specified stock price performance goals for each tranche are $12.95, $14.74, $16.64, $18.54 and $20.32, respectively.

Read SEC document
March 05, 2020 Filed Mar 6, 2020 23:54 UTC
Everett Andrew H IISr. VP, General Counsel & Secy
GrantStock Options (right to buy) · Derivative 3,750 $0.00 Strike: $6.97 $0.00
Disclosure

SEC source: 0001209191-20-017071 · doc4.xml · derivative · entry 3

Everett Andrew H II · CIK 0001728923 · Sr. VP, General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 3,750 shares

Expires 2030-03-05

F2 · derivative.exercise_date: The stock option award reported on this Form 4 is exercisable in three equal annual installments beginning on March 4, 2021 and ending on March 4, 2023.

Read SEC document
March 05, 2020 Filed Mar 6, 2020 23:54 UTC
Everett Andrew H IISr. VP, General Counsel & Secy
GrantCommon Stock 21,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-017071 · doc4.xml · nonDerivative · entry 2

Everett Andrew H II · CIK 0001728923 · Sr. VP, General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,719

F1 · shares: The restricted stock award reported on this Form 4 will lapse in three equal annual installments beginning on March 4, 2021 and ending on March 4, 2023.

Read SEC document
March 05, 2020 Filed Mar 6, 2020 23:54 UTC
Everett Andrew H IISr. VP, General Counsel & Secy
Tax withholdingCommon Stock 3,094 $6.97 $21,565.18
Disclosure

SEC source: 0001209191-20-017071 · doc4.xml · nonDerivative · entry 1

Everett Andrew H II · CIK 0001728923 · Sr. VP, General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,719

Read SEC document
March 05, 2020 Filed Mar 6, 2020 23:52 UTC
Llorca JesusEVP & CFO
GrantPerformance Restricted Stock Units · Derivative 30,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-017067 · doc4.xml · derivative · entry 5

Llorca Jesus · CIK 0001705427 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Performance Restricted Stock Unit (each, a "PRSU") represents a contingent right to receive, at vesting, one share of Common Stock subject to the achievement of certain performance goals and service-based vesting requirements.

F4 · derivative.exercise_date: These PRSUs consist of five equal tranches, each of which will be earned if and when the closing price of one share of Common Stock equals or exceeds the specified stock price performance goal for such tranche for 60 consecutive trading days during the three year performance period beginning on the grant date, provided that any earned PRSUs will not be settled until the third anniversary of the grant date, subject to satisfaction of the service-based vesting requirements set forth in the award agreement. The specified stock price performance goals for each tranche are $12.95, $14.74, $16.64, $18.54 and $20.32, respectively.

F4 · derivative.expiration_date: These PRSUs consist of five equal tranches, each of which will be earned if and when the closing price of one share of Common Stock equals or exceeds the specified stock price performance goal for such tranche for 60 consecutive trading days during the three year performance period beginning on the grant date, provided that any earned PRSUs will not be settled until the third anniversary of the grant date, subject to satisfaction of the service-based vesting requirements set forth in the award agreement. The specified stock price performance goals for each tranche are $12.95, $14.74, $16.64, $18.54 and $20.32, respectively.

Read SEC document
March 05, 2020 Filed Mar 6, 2020 23:52 UTC
Llorca JesusEVP & CFO
GrantStock Options (right to buy) · Derivative 6,250 $0.00 Strike: $6.97 $0.00
Disclosure

SEC source: 0001209191-20-017067 · doc4.xml · derivative · entry 4

Llorca Jesus · CIK 0001705427 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,250

Underlying: Common Stock · 6,250 shares

Expires 2030-03-05

F2 · derivative.exercise_date: The stock option award reported on this Form 4 is exercisable in three equal annual installments beginning on March 4, 2021 and ending on March 4, 2023.

Read SEC document
March 05, 2020 Filed Mar 6, 2020 23:52 UTC
Llorca JesusEVP & CFO
GrantCommon Stock 45,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-017067 · doc4.xml · nonDerivative · entry 3

Llorca Jesus · CIK 0001705427 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,077

F1 · shares: The restricted stock award reported on this Form 4 will lapse in three equal annual installments beginning on March 4, 2021 and ending on March 4, 2023.

Read SEC document
March 05, 2020 Filed Mar 6, 2020 23:52 UTC
Llorca JesusEVP & CFO
Tax withholdingCommon Stock 6,593 $6.97 $45,953.21
Disclosure

SEC source: 0001209191-20-017067 · doc4.xml · nonDerivative · entry 2

Llorca Jesus · CIK 0001705427 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,077

Read SEC document
March 04, 2020 Filed Mar 6, 2020 23:52 UTC
Llorca JesusEVP & CFO
Tax withholdingCommon Stock 952 $8.00 $7,616.00
Disclosure

SEC source: 0001209191-20-017067 · doc4.xml · nonDerivative · entry 1

Llorca Jesus · CIK 0001705427 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,670

Read SEC document
January 06, 2020 Filed Jan 7, 2020 23:10 UTC SaleCommon Stock 6,640 $14.01 $93,018.43
Disclosure

SEC source: 0001209191-20-002335 · doc4.xml · nonDerivative · entry 2

Miguel Bejos Alfredo · CIK 0001777507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,671

F1 · kind: This trade occurred pursuant to a Rule 10b5-1 trading plan established by the Reporting Person on September 12, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.00 to $14.04, inclusive.

Read SEC document
January 03, 2020 Filed Jan 7, 2020 23:10 UTC SaleCommon Stock 6,260 $14.03 $87,813.40
Disclosure

SEC source: 0001209191-20-002335 · doc4.xml · nonDerivative · entry 1

Miguel Bejos Alfredo · CIK 0001777507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,311

F1 · kind: This trade occurred pursuant to a Rule 10b5-1 trading plan established by the Reporting Person on September 12, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.00 to $14.07, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote 2 and footnote 3 to this Form 4.

Read SEC document
December 26, 2019 Filed Dec 26, 2019 21:51 UTC SaleCommon Stock 400 $14.22 $5,687.00
Disclosure

SEC source: 0001209191-19-061956 · doc4.xml · nonDerivative · entry 3

Miguel Bejos Alfredo · CIK 0001777507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,571

F1 · kind: This trade occurred pursuant to a Rule 10b5-1 trading plan established by the Reporting Person on September 12, 2019.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.09 to $14.36, inclusive.

Read SEC document
December 24, 2019 Filed Dec 26, 2019 21:51 UTC SaleCommon Stock 1,200 $14.15 $16,983.60
Disclosure

SEC source: 0001209191-19-061956 · doc4.xml · nonDerivative · entry 2

Miguel Bejos Alfredo · CIK 0001777507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,971

F1 · kind: This trade occurred pursuant to a Rule 10b5-1 trading plan established by the Reporting Person on September 12, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.09 to $14.20, inclusive.

Read SEC document
December 23, 2019 Filed Dec 26, 2019 21:51 UTC SaleCommon Stock 1,576 $14.04 $22,132.71
Disclosure

SEC source: 0001209191-19-061956 · doc4.xml · nonDerivative · entry 1

Miguel Bejos Alfredo · CIK 0001777507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,171

F1 · kind: This trade occurred pursuant to a Rule 10b5-1 trading plan established by the Reporting Person on September 12, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.01 to $14.09, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote 2, footnote 3 and footnote 4 to this Form 4.

Read SEC document
December 23, 2019 Filed Dec 26, 2019 21:38 UTC
Llorca JesusEVP & CFO
SaleCommon Stock 4,500 $14.00 $63,000.00
Disclosure

SEC source: 0001209191-19-061942 · doc4.xml · nonDerivative · entry 1

Llorca Jesus · CIK 0001705427 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,622

F1 · kind: This trade occurred pursuant to a Rule 10b5-1 trading plan established by the Reporting Person on November 13, 2019.

Read SEC document
December 16, 2019 Filed Dec 17, 2019 21:53 UTC
Weller AnthonySVP/Managing Dir-Int'l Div
GrantStock Options (right to buy) · Derivative 1,875 $0.00 Strike: $13.22 $0.00
Disclosure

SEC source: 0001209191-19-060899 · doc4.xml · derivative · entry 1

Weller Anthony · CIK 0001705744 · SVP/Managing Dir-Int'l Div

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,875

Underlying: Common Stock · 1,875 shares

Expires 2029-04-16

F1 · derivative.exercise_date: The stock option award reported on this Form 4 is exercisable in three equal annual installments beginning on March 4, 2020 and ending on March 4, 2022.

Read SEC document
December 16, 2019 Filed Dec 17, 2019 21:54 UTC GrantStock Options (right to buy) · Derivative 3,750 $0.00 Strike: $13.22 $0.00
Disclosure

SEC source: 0001209191-19-060901 · doc4.xml · derivative · entry 1

Rossmiller Gregory Scott · CIK 0001737606 · SVP & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 3,750 shares

Expires 2029-04-16

F1 · derivative.exercise_date: The stock option award reported on this Form 4 is exercisable in three equal annual installments beginning on March 4, 2020 and ending on March 4, 2022.

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December 16, 2019 Filed Dec 17, 2019 21:57 UTC
Gellert John MDirector · President and CEO
GrantStock Options (right to buy) · Derivative 8,750 $0.00 Strike: $13.22 $0.00
Disclosure

SEC source: 0001209191-19-060906 · doc4.xml · derivative · entry 1

Gellert John M · CIK 0001292966 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,750

Underlying: Common Stock · 8,750 shares

Expires 2029-04-16

F1 · derivative.exercise_date: The stock option award reported on this Form 4 is exercisable in three equal annual installments beginning on March 4, 2020 and ending on March 4, 2022.

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December 16, 2019 Filed Dec 17, 2019 21:56 UTC
Llorca JesusEVP & CFO
GrantStock Options (right to buy) · Derivative 6,250 $0.00 Strike: $13.22 $0.00
Disclosure

SEC source: 0001209191-19-060904 · doc4.xml · derivative · entry 3

Llorca Jesus · CIK 0001705427 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,250

Underlying: Common Stock · 6,250 shares

Expires 2029-04-16

F4 · derivative.exercise_date: The stock option award reported on this Form 4 is exercisable in three equal annual installments beginning on March 4, 2020 and ending on March 4, 2022.

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December 16, 2019 Filed Dec 17, 2019 21:56 UTC
Llorca JesusEVP & CFO
SaleCommon Stock 1,127 $13.26 $14,940.86
Disclosure

SEC source: 0001209191-19-060904 · doc4.xml · nonDerivative · entry 2

Llorca Jesus · CIK 0001705427 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,122

F1 · kind: This trade occurred pursuant to a Rule 10b5-1 trading plan established by the Reporting Person on November 13, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.13 to $13.28, inclusive.

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December 16, 2019 Filed Dec 17, 2019 21:52 UTC
Everett Andrew H IISr. VP, General Counsel & Secy
GrantStock Options (right to buy) · Derivative 3,750 $0.00 Strike: $13.22 $0.00
Disclosure

SEC source: 0001209191-19-060896 · doc4.xml · derivative · entry 1

Everett Andrew H II · CIK 0001728923 · Sr. VP, General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 3,750 shares

Expires 2029-04-16

F1 · derivative.exercise_date: The stock option award reported on this Form 4 is exercisable in three equal annual installments beginning on March 4, 2020 and ending on March 4, 2022.

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December 16, 2019 Filed Dec 17, 2019 21:50 UTC SaleCommon Stock 13,000 $13.20 $171,602.60
Disclosure

SEC source: 0001209191-19-060893 · doc4.xml · nonDerivative · entry 1

Miguel Bejos Alfredo · CIK 0001777507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,747

F1 · kind: This trade occurred pursuant to a Rule 10b5-1 trading plan established by the Reporting Person on September 12, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.10 to $13.27, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

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December 13, 2019 Filed Dec 13, 2019 22:01 UTC SaleCommon Stock 1,400 $12.93 $18,102.00
Disclosure

SEC source: 0001209191-19-060449 · doc4.xml · nonDerivative · entry 3

Miguel Bejos Alfredo · CIK 0001777507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,747

F1 · kind: This trade occurred pursuant to a Rule 10b5-1 trading plan established by the Reporting Person on September 12, 2019.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.86 to $13.02, inclusive.

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December 13, 2019 Filed Dec 17, 2019 21:56 UTC
Llorca JesusEVP & CFO
SaleCommon Stock 2,000 $13.13 $26,256.80
Disclosure

SEC source: 0001209191-19-060904 · doc4.xml · nonDerivative · entry 1

Llorca Jesus · CIK 0001705427 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,249

F1 · kind: This trade occurred pursuant to a Rule 10b5-1 trading plan established by the Reporting Person on November 13, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.05 to $13.19, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote 2 and footnote 3 to this Form 4.

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December 12, 2019 Filed Dec 13, 2019 22:01 UTC SaleCommon Stock 1,600 $12.82 $20,517.76
Disclosure

SEC source: 0001209191-19-060449 · doc4.xml · nonDerivative · entry 2

Miguel Bejos Alfredo · CIK 0001777507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,147

F1 · kind: This trade occurred pursuant to a Rule 10b5-1 trading plan established by the Reporting Person on September 12, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.57 to $12.99, inclusive.

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December 11, 2019 Filed Dec 13, 2019 22:01 UTC SaleCommon Stock 1,113 $12.55 $13,964.92
Disclosure

SEC source: 0001209191-19-060449 · doc4.xml · nonDerivative · entry 1

Miguel Bejos Alfredo · CIK 0001777507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,747

F1 · kind: This trade occurred pursuant to a Rule 10b5-1 trading plan established by the Reporting Person on September 12, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.26 to $12.69, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote 2, footnote 3 and footnote 4 to this Form 4.

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December 10, 2019 Filed Dec 10, 2019 22:08 UTC SaleCommon Stock 4,187 $12.25 $51,304.99
Disclosure

SEC source: 0001209191-19-059908 · doc4.xml · nonDerivative · entry 3

Miguel Bejos Alfredo · CIK 0001777507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,860

F1 · kind: This trade occurred pursuant to a Rule 10b5-1 trading plan established by the Reporting Person on September 12, 2019.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.17 to $12.44, inclusive.

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December 09, 2019 Filed Dec 10, 2019 22:08 UTC SaleCommon Stock 2,700 $12.42 $33,523.74
Disclosure

SEC source: 0001209191-19-059908 · doc4.xml · nonDerivative · entry 2

Miguel Bejos Alfredo · CIK 0001777507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,047

F1 · kind: This trade occurred pursuant to a Rule 10b5-1 trading plan established by the Reporting Person on September 12, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.27 to $12.57, inclusive.

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December 06, 2019 Filed Dec 10, 2019 22:08 UTC SaleCommon Stock 3,779 $12.18 $46,020.28
Disclosure

SEC source: 0001209191-19-059908 · doc4.xml · nonDerivative · entry 1

Miguel Bejos Alfredo · CIK 0001777507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,747

F1 · kind: This trade occurred pursuant to a Rule 10b5-1 trading plan established by the Reporting Person on September 12, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.000 to $12.285, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote 2, footnote 3 and footnote 4 to this Form 4.

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November 26, 2019 Filed Nov 26, 2019 23:30 UTC SaleCommon Stock 40 $12.00 $480.00
Disclosure

SEC source: 0001209191-19-058181 · doc4.xml · nonDerivative · entry 1

Miguel Bejos Alfredo · CIK 0001777507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,526

F1 · kind: This trade occurred pursuant to a Rule 10b5-1 trading plan established by the Reporting Person on September 12, 2019.

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November 20, 2019 Filed Nov 21, 2019 23:32 UTC SaleCommon Stock 3,633 $12.07 $43,852.49
Disclosure

SEC source: 0001209191-19-057654 · doc4.xml · nonDerivative · entry 2

Miguel Bejos Alfredo · CIK 0001777507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,566

F1 · kind: This trade occurred pursuant to a Rule 10b5-1 trading plan established by the Reporting Person on September 12, 2019.

F3 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.00 to $12.21, inclusive.

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November 19, 2019 Filed Nov 21, 2019 23:32 UTC SaleCommon Stock 4,652 $12.15 $56,521.80
Disclosure

SEC source: 0001209191-19-057654 · doc4.xml · nonDerivative · entry 1

Miguel Bejos Alfredo · CIK 0001777507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,199

F1 · kind: This trade occurred pursuant to a Rule 10b5-1 trading plan established by the Reporting Person on September 12, 2019.

F2 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.04 to $12.27, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote 2 and footnote 3 to this Form 4.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.