SMHI

SEC source: 0001209191-22-018971 · doc4.xml · nonDerivative · entry 2

Gellert John M · CIK 0001292966 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 670,557

F1 · shares: The restricted stock award reported on this Form 4 will lapse in three equal annual installments beginning on March 4, 2023 and ending on March 4, 2025.

SEC source: 0001209191-22-018971 · doc4.xml · nonDerivative · entry 1

Gellert John M · CIK 0001292966 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 458,508

SEC source: 0001209191-22-005456 · doc4.xml · nonDerivative · entry 1

Llorca Jesus · CIK 0001705427 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,856

F1 · kind: Share distributions from Caroline International Holdings LLC and Caroline International Holdings II LLC, of which the Reporting Person is a non-managing member. These shares represent the Reporting Person's pro rata distribution of the shares received by Caroline International Holdings LLC and Caroline International Holdings II LLC as merger and related consideration pursuant to the Agreement and Plan of Merger among SEACOR Offshore OSV LLC, SEACOR OSV Partners I LP and SEACOR Marine Holdings Inc. The closing price of one share of Common Stock on January 27, 2022 was $4.16.

F1 · price: Share distributions from Caroline International Holdings LLC and Caroline International Holdings II LLC, of which the Reporting Person is a non-managing member. These shares represent the Reporting Person's pro rata distribution of the shares received by Caroline International Holdings LLC and Caroline International Holdings II LLC as merger and related consideration pursuant to the Agreement and Plan of Merger among SEACOR Offshore OSV LLC, SEACOR OSV Partners I LP and SEACOR Marine Holdings Inc. The closing price of one share of Common Stock on January 27, 2022 was $4.16.

SEC source: 0001209191-22-005454 · doc4.xml · nonDerivative · entry 1

Gellert John M · CIK 0001292966 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · JMG Assets, LLC

Disclosed balance after: 109,109

F1 · kind: Share distributions from Caroline International Holdings LLC and Caroline International Holdings II LLC, of which the Reporting Person is a non-managing member. These shares represent the Reporting Person's pro rata distribution of the shares received by Caroline International Holdings LLC and Caroline International Holdings II LLC as merger and related consideration pursuant to the Agreement and Plan of Merger among SEACOR Offshore OSV LLC, SEACOR OSV Partners I LP and SEACOR Marine Holdings Inc. The closing price of one share of Common Stock on January 27, 2022 was $4.16.

F1 · price: Share distributions from Caroline International Holdings LLC and Caroline International Holdings II LLC, of which the Reporting Person is a non-managing member. These shares represent the Reporting Person's pro rata distribution of the shares received by Caroline International Holdings LLC and Caroline International Holdings II LLC as merger and related consideration pursuant to the Agreement and Plan of Merger among SEACOR Offshore OSV LLC, SEACOR OSV Partners I LP and SEACOR Marine Holdings Inc. The closing price of one share of Common Stock on January 27, 2022 was $4.16.

F2 · ownership.nature: The shares reported here are indirectly owned by the Reporting Person through JMG Assets, LLC. The Reporting Person is the Manager of JMG Assets, LLC.

SEC source: 0001209191-22-003193 · doc4.xml · nonDerivative · entry 1

Gellert John M · CIK 0001292966 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Michael E. Gellert 2011 Family Trust

Disclosed balance after: 26,557

F1 · shares: Merger and related consideration for certain limited partner interests and loans owned by the Michael E. Gellert 2011 Family Trust pursuant to the Agreement and Plan of Merger among SEACOR Offshore OSV LLC, SEACOR OSV Partners I LP and SEACOR Marine Holdings Inc. All conditions to receipt of such consideration were satisfied on January 12, 2022. The closing price of one share of Common Stock on January 12, 2022 was $4.07.

F1 · price: Merger and related consideration for certain limited partner interests and loans owned by the Michael E. Gellert 2011 Family Trust pursuant to the Agreement and Plan of Merger among SEACOR Offshore OSV LLC, SEACOR OSV Partners I LP and SEACOR Marine Holdings Inc. All conditions to receipt of such consideration were satisfied on January 12, 2022. The closing price of one share of Common Stock on January 12, 2022 was $4.07.

F2 · ownership.nature: The Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest.

SEC source: 0001209191-21-039365 · doc4.xml · nonDerivative · entry 2

Persily Julie · CIK 0001593007 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,887

F1 · shares: The restricted stock award reported on this Form 4 will lapse on June 8, 2022.

SEC source: 0001209191-21-039365 · doc4.xml · nonDerivative · entry 1

Persily Julie · CIK 0001593007 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,221

SEC source: 0001209191-21-039366 · doc4.xml · nonDerivative · entry 2

Miguel Bejos Alfredo · CIK 0001777507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,088

F1 · shares: The restricted stock award reported on this Form 4 will lapse on June 8, 2022.

SEC source: 0001209191-21-039366 · doc4.xml · nonDerivative · entry 1

Miguel Bejos Alfredo · CIK 0001777507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,422

SEC source: 0001209191-21-039364 · doc4.xml · nonDerivative · entry 2

MORSE ANDREW R · CIK 0001254946 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,342

F1 · shares: The restricted stock award reported on this Form 4 will lapse on June 8, 2022.

SEC source: 0001209191-21-039364 · doc4.xml · nonDerivative · entry 1

MORSE ANDREW R · CIK 0001254946 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,676

SEC source: 0001209191-21-039363 · doc4.xml · nonDerivative · entry 2

Regan Robert Christopher · CIK 0001338856 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,875

F1 · shares: The restricted stock award reported on this Form 4 will lapse on June 8, 2022.

SEC source: 0001209191-21-039363 · doc4.xml · nonDerivative · entry 1

Regan Robert Christopher · CIK 0001338856 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,209

SEC source: 0001209191-21-022891 · doc4.xml · nonDerivative · entry 1

FABRIKANT CHARLES · CIK 0000942692 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 501,630

SEC source: 0001209191-21-022143 · doc4.xml · nonDerivative · entry 2

FABRIKANT CHARLES · CIK 0000942692 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,130

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.11 to $5.13, inclusive. Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4.

SEC source: 0001209191-21-022143 · doc4.xml · nonDerivative · entry 1

FABRIKANT CHARLES · CIK 0000942692 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 497,632

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.40 to $5.59, inclusive. Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4.

SEC source: 0001209191-21-020570 · doc4.xml · derivative · entry 3

Rossmiller Gregory Scott · CIK 0001737606 · SVP & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,790

Underlying: Common Stock · 15,790 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Performance Restricted Stock Unit (each, a "PRSU") represents a contingent right to receive, at vesting, one share of Common Stock subject to the achievement of certain performance goals and service-based vesting requirements.

F3 · derivative.exercise_date: These PRSUs consist of five equal tranches, each of which will be earned if and when the closing price of one share of Common Stock equals or exceeds the specified stock price performance goal for such tranche for 60 consecutive trading days during the three year performance period beginning on the grant date, provided that any earned PRSUs will not be settled until the third anniversary of the grant date, subject to satisfaction of the service-based vesting requirements set forth in the award agreement. The specified stock price performance goals for each tranche are $3.98, $4.53, $5.11, $5.69 and $6.24, respectively.

F3 · derivative.expiration_date: These PRSUs consist of five equal tranches, each of which will be earned if and when the closing price of one share of Common Stock equals or exceeds the specified stock price performance goal for such tranche for 60 consecutive trading days during the three year performance period beginning on the grant date, provided that any earned PRSUs will not be settled until the third anniversary of the grant date, subject to satisfaction of the service-based vesting requirements set forth in the award agreement. The specified stock price performance goals for each tranche are $3.98, $4.53, $5.11, $5.69 and $6.24, respectively.

SEC source: 0001209191-21-020570 · doc4.xml · nonDerivative · entry 2

Rossmiller Gregory Scott · CIK 0001737606 · SVP & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,522

F1 · shares: The restricted stock award reported on this Form 4 will lapse in three equal annual installments beginning on March 4, 2022 and ending on March 4, 2024.

SEC source: 0001209191-21-020570 · doc4.xml · nonDerivative · entry 1

Rossmiller Gregory Scott · CIK 0001737606 · SVP & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,088

SEC source: 0001209191-21-020571 · doc4.xml · derivative · entry 3

Everett Andrew H II · CIK 0001728923 · Sr. VP, General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,790

Underlying: Common Stock · 15,790 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Performance Restricted Stock Unit (each, a "PRSU") represents a contingent right to receive, at vesting, one share of Common Stock subject to the achievement of certain performance goals and service-based vesting requirements.

F3 · derivative.exercise_date: These PRSUs consist of five equal tranches, each of which will be earned if and when the closing price of one share of Common Stock equals or exceeds the specified stock price performance goal for such tranche for 60 consecutive trading days during the three year performance period beginning on the grant date, provided that any earned PRSUs will not be settled until the third anniversary of the grant date, subject to satisfaction of the service-based vesting requirements set forth in the award agreement. The specified stock price performance goals for each tranche are $3.98, $4.53, $5.11, $5.69 and $6.24, respectively.

F3 · derivative.expiration_date: These PRSUs consist of five equal tranches, each of which will be earned if and when the closing price of one share of Common Stock equals or exceeds the specified stock price performance goal for such tranche for 60 consecutive trading days during the three year performance period beginning on the grant date, provided that any earned PRSUs will not be settled until the third anniversary of the grant date, subject to satisfaction of the service-based vesting requirements set forth in the award agreement. The specified stock price performance goals for each tranche are $3.98, $4.53, $5.11, $5.69 and $6.24, respectively.

SEC source: 0001209191-21-020571 · doc4.xml · nonDerivative · entry 2

Everett Andrew H II · CIK 0001728923 · Sr. VP, General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,099

F1 · shares: The restricted stock award reported on this Form 4 will lapse in three equal annual installments beginning on March 4, 2022 and ending on March 4, 2024.

SEC source: 0001209191-21-020571 · doc4.xml · nonDerivative · entry 1

Everett Andrew H II · CIK 0001728923 · Sr. VP, General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,665

SEC source: 0001209191-21-020569 · doc4.xml · derivative · entry 3

Llorca Jesus · CIK 0001705427 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,210

Underlying: Common Stock · 34,210 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Performance Restricted Stock Unit (each, a "PRSU") represents a contingent right to receive, at vesting, one share of Common Stock subject to the achievement of certain performance goals and service-based vesting requirements.

F3 · derivative.exercise_date: These PRSUs consist of five equal tranches, each of which will be earned if and when the closing price of one share of Common Stock equals or exceeds the specified stock price performance goal for such tranche for 60 consecutive trading days during the three year performance period beginning on the grant date, provided that any earned PRSUs will not be settled until the third anniversary of the grant date, subject to satisfaction of the service-based vesting requirements set forth in the award agreement. The specified stock price performance goals for each tranche are $3.98, $4.53, $5.11, $5.69 and $6.24, respectively.

F3 · derivative.expiration_date: These PRSUs consist of five equal tranches, each of which will be earned if and when the closing price of one share of Common Stock equals or exceeds the specified stock price performance goal for such tranche for 60 consecutive trading days during the three year performance period beginning on the grant date, provided that any earned PRSUs will not be settled until the third anniversary of the grant date, subject to satisfaction of the service-based vesting requirements set forth in the award agreement. The specified stock price performance goals for each tranche are $3.98, $4.53, $5.11, $5.69 and $6.24, respectively.

SEC source: 0001209191-21-020569 · doc4.xml · nonDerivative · entry 2

Llorca Jesus · CIK 0001705427 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,682

F1 · shares: The restricted stock award reported on this Form 4 will lapse in three equal annual installments beginning on March 4, 2022 and ending on March 4, 2024.

SEC source: 0001209191-21-020569 · doc4.xml · nonDerivative · entry 1

Llorca Jesus · CIK 0001705427 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,076

SEC source: 0001209191-21-020568 · doc4.xml · derivative · entry 5

Gellert John M · CIK 0001292966 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,315

Underlying: Common Stock · 51,315 shares

Expires not disclosed

F4 · derivative.exercise_price: Each Performance Restricted Stock Unit (each, a "PRSU") represents a contingent right to receive, at vesting, one share of Common Stock subject to the achievement of certain performance goals and service-based vesting requirements.

F5 · derivative.exercise_date: These PRSUs consist of five equal tranches, each of which will be earned if and when the closing price of one share of Common Stock equals or exceeds the specified stock price performance goal for such tranche for 60 consecutive trading days during the three year performance period beginning on the grant date, provided that any earned PRSUs will not be settled until the third anniversary of the grant date, subject to satisfaction of the service-based vesting requirements set forth in the award agreement. The specified stock price performance goals for each tranche are $3.98, $4.53, $5.11, $5.69 and $6.24, respectively.

F5 · derivative.expiration_date: These PRSUs consist of five equal tranches, each of which will be earned if and when the closing price of one share of Common Stock equals or exceeds the specified stock price performance goal for such tranche for 60 consecutive trading days during the three year performance period beginning on the grant date, provided that any earned PRSUs will not be settled until the third anniversary of the grant date, subject to satisfaction of the service-based vesting requirements set forth in the award agreement. The specified stock price performance goals for each tranche are $3.98, $4.53, $5.11, $5.69 and $6.24, respectively.

SEC source: 0001209191-21-020568 · doc4.xml · nonDerivative · entry 1

Gellert John M · CIK 0001292966 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 472,294

F1 · shares: The restricted stock award reported on this Form 4 will lapse in three equal annual installments beginning on March 4, 2022 and ending on March 4, 2024.

SEC source: 0001209191-21-018385 · doc4.xml · nonDerivative · entry 1

Llorca Jesus · CIK 0001705427 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,458

SEC source: 0001209191-20-049195 · doc4.xml · derivative · entry 3

Miguel Bejos Alfredo · CIK 0001777507 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Proyectos Globales de Energia y Servicios CME, S.A. de C.V.

Disclosed balance after: 0

Underlying: Common Stock · 255,307 shares

Expires 2043-05-29

F2 · derivative.exercise_date: As a result of limitations on foreign ownership under the Issuer's certificate of incorporation, the warrants reported on this form cannot be exercised to the extent such exercise would result in the Reporting Person owning more than 4.9% of the issued and outstanding shares of Common Stock. The Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest in the securities.

F1 · ownership.nature: The Reporting Person is the President, Chief Executive Officer and a shareholder of Proyectos Globales de Energia y Servicios CME, S.A. de C.V. The Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest in the securities.

SEC source: 0001209191-20-049195 · doc4.xml · nonDerivative · entry 1

Miguel Bejos Alfredo · CIK 0001777507 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Proyectos Globales de Energia y Servicios CME, S.A. de C.V.

Disclosed balance after: 1,000,000

F1 · ownership.nature: The Reporting Person is the President, Chief Executive Officer and a shareholder of Proyectos Globales de Energia y Servicios CME, S.A. de C.V. The Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest in the securities.

SEC source: 0001209191-20-046874 · doc4.xml · nonDerivative · entry 2

Abendschein Robert D. · CIK 0001739409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,506

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.14 to $3.34, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4.

SEC source: 0001209191-20-046874 · doc4.xml · nonDerivative · entry 1

Abendschein Robert D. · CIK 0001739409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,074

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.08 to $3.15, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4.

SEC source: 0001209191-20-046486 · doc4.xml · nonDerivative · entry 2

FABRIKANT CHARLES · CIK 0000942692 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Fabrikant International Corporation

Disclosed balance after: 360,414

SEC source: 0001209191-20-046486 · doc4.xml · nonDerivative · entry 1

FABRIKANT CHARLES · CIK 0000942692 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 485,232

SEC source: 0001209191-20-046488 · doc4.xml · nonDerivative · entry 1

Gellert John M · CIK 0001292966 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,885

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.69 to $3.00, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4.

SEC source: 0001209191-20-035764 · doc4.xml · derivative · entry 12

FABRIKANT CHARLES · CIK 0000942692 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,922

Underlying: Common Stock · 31,922 shares

Expires 2030-06-09

SEC source: 0001209191-20-035764 · doc4.xml · nonDerivative · entry 1

FABRIKANT CHARLES · CIK 0000942692 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 475,232

SEC source: 0001209191-20-035776 · doc4.xml · derivative · entry 1

Rossmiller Gregory Scott · CIK 0001737606 · SVP & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,250

Underlying: Common Stock · 11,250 shares

Expires 2030-03-05

F1 · derivative.exercise_date: The stock option award reported on this Form 4 is exercisable in three equal annual installments beginning on March 4, 2021 and ending on March 4, 2023.

SEC source: 0001209191-20-035773 · doc4.xml · derivative · entry 2

Persily Julie · CIK 0001593007 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,996

Underlying: Common Stock · 15,996 shares

Expires 2030-06-09

SEC source: 0001209191-20-035773 · doc4.xml · nonDerivative · entry 1

Persily Julie · CIK 0001593007 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,814

SEC source: 0001209191-20-035771 · doc4.xml · derivative · entry 6

Regan Robert Christopher · CIK 0001338856 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,996

Underlying: Common Stock · 15,996 shares

Expires 2030-06-09

SEC source: 0001209191-20-035771 · doc4.xml · nonDerivative · entry 1

Regan Robert Christopher · CIK 0001338856 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,025

SEC source: 0001209191-20-035768 · doc4.xml · derivative · entry 2

MORSE ANDREW R · CIK 0001254946 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,996

Underlying: Common Stock · 15,996 shares

Expires 2030-06-09

SEC source: 0001209191-20-035768 · doc4.xml · nonDerivative · entry 1

MORSE ANDREW R · CIK 0001254946 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,345

SEC source: 0001209191-20-035766 · doc4.xml · derivative · entry 3

Miguel Bejos Alfredo · CIK 0001777507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,996

Underlying: Common Stock · 15,996 shares

Expires 2030-06-09

SEC source: 0001209191-20-035766 · doc4.xml · nonDerivative · entry 1

Miguel Bejos Alfredo · CIK 0001777507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,178

SEC source: 0001209191-20-035762 · doc4.xml · derivative · entry 1

Everett Andrew H II · CIK 0001728923 · Sr. VP, General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,250

Underlying: Common Stock · 11,250 shares

Expires 2030-03-05

F1 · derivative.exercise_date: The stock option award reported on this Form 4 is exercisable in three equal annual installments beginning on March 4, 2021 and ending on March 4, 2023.

SEC source: 0001209191-20-035761 · doc4.xml · derivative · entry 1

Llorca Jesus · CIK 0001705427 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,750

Underlying: Common Stock · 18,750 shares

Expires 2030-03-05

F1 · derivative.exercise_date: The stock option award reported on this Form 4 is exercisable in three equal annual installments beginning on March 4, 2021 and ending on March 4, 2023.

SEC source: 0001209191-20-035760 · doc4.xml · derivative · entry 1

Gellert John M · CIK 0001292966 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,250

Underlying: Common Stock · 26,250 shares

Expires 2030-03-05

F1 · derivative.exercise_date: The stock option award reported on this Form 4 is exercisable in three equal annual installments beginning on March 4, 2021 and ending on March 4, 2023.

SEC source: 0001209191-20-035759 · doc4.xml · nonDerivative · entry 1

Weller Anthony · CIK 0001705744 · SVP/Managing Dir-Int'l Div

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,112

F1 · shares: The restricted stock award reported on this Form 4 will lapse in three equal annual installments beginning on March 4, 2021 and ending on March 4, 2023.