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SCOTTS MIRACLE-GRO CO

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0000825542
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1,677

Last 12 months

Inside the activity.

1 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202611
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202601
Aug 202603
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 30, 2017 Filed Oct 10, 2017 18:26 UTC Tax withholdingCommon Shares 1,108 $98.34 $108,960.72
Disclosure

SEC source: 0001182489-17-000518 · edgar.xml · nonDerivative · entry 2

Coleman Thomas Randal · CIK 0001569711 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,316

Read SEC document
September 30, 2017 Filed Oct 10, 2017 18:26 UTC Exercise / conversionCommon Shares 2,334 Not disclosed Not disclosed
Disclosure

SEC source: 0001182489-17-000518 · edgar.xml · nonDerivative · entry 1

Coleman Thomas Randal · CIK 0001569711 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,424

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares of the Issuer on a one-for-one basis.

Read SEC document
September 25, 2017 Filed Sep 27, 2017 19:30 UTC
STUMP DENISEEVP, Global Human Resources
GrantPhantom Stock · Derivative 59.165 $97.02 $5,740.19
Disclosure

SEC source: 0001182489-17-000505 · edgar.xml · derivative · entry 1

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,010.638

Underlying: Common Shares · 59.165 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
September 25, 2017 Filed Sep 27, 2017 19:29 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
GrantPhantom Stock · Derivative 925.163 $97.02 $89,759.31
Disclosure

SEC source: 0001182489-17-000504 · edgar.xml · derivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,569.059

Underlying: Common Shares · 925.163 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
September 08, 2017 Filed Sep 12, 2017 19:03 UTC
FINN BRIAN DDirector
GrantDividend Equivalent Rights · Derivative 64 $94.25 $6,032.00
Disclosure

SEC source: 0001182489-17-000500 · edgar.xml · derivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 485

Underlying: Common Shares · 64 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
September 08, 2017 Filed Sep 12, 2017 19:03 UTC
HAGEDORN KATHERINE LITTLEFIELDDirector · 10% owner
GrantDividend Equivalent Rights · Derivative 41 $94.25 $3,864.25
Disclosure

SEC source: 0001182489-17-000499 · edgar.xml · derivative · entry 1

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 317

Underlying: Common Shares · 41 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
September 08, 2017 Filed Sep 12, 2017 19:02 UTC
Hanft AdamDirector
GrantDividend Equivalent Rights · Derivative 52 $94.25 $4,901.00
Disclosure

SEC source: 0001182489-17-000498 · edgar.xml · derivative · entry 1

Hanft Adam · CIK 0001481963 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 384

Underlying: Common Shares · 52 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
September 08, 2017 Filed Sep 12, 2017 19:01 UTC GrantDividend Equivalent Rights · Derivative 48 $94.25 $4,524.00
Disclosure

SEC source: 0001182489-17-000496 · edgar.xml · derivative · entry 1

Johnson Stephen L · CIK 0001505744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 367

Underlying: Common Shares · 48 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
September 08, 2017 Filed Sep 12, 2017 19:02 UTC GrantDividend Equivalent Rights · Derivative 41 $94.25 $3,864.25
Disclosure

SEC source: 0001182489-17-000497 · edgar.xml · derivative · entry 1

Johnson Michelle A · CIK 0001615721 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 317

Underlying: Common Shares · 41 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
September 08, 2017 Filed Sep 12, 2017 19:01 UTC GrantDividend Equivalent Rights · Derivative 41 $94.25 $3,864.25
Disclosure

SEC source: 0001182489-17-000495 · edgar.xml · derivative · entry 1

KELLY THOMAS N JR · CIK 0001196636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 317

Underlying: Common Shares · 41 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
September 08, 2017 Filed Sep 12, 2017 19:01 UTC GrantDividend Equivalent Rights · Derivative 49 $94.25 $4,618.25
Disclosure

SEC source: 0001182489-17-000494 · edgar.xml · derivative · entry 1

MCCANN JAMES F · CIK 0001205164 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 362

Underlying: Common Shares · 49 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
September 08, 2017 Filed Sep 12, 2017 19:00 UTC GrantDividend Equivalent Rights · Derivative 41 $94.25 $3,864.25
Disclosure

SEC source: 0001182489-17-000493 · edgar.xml · derivative · entry 1

Mistretta Nancy G. · CIK 0001409462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 317

Underlying: Common Shares · 41 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
September 08, 2017 Filed Sep 12, 2017 18:55 UTC
Vines John RDirector
GrantDividend Equivalent Rights · Derivative 49 $94.25 $4,618.25
Disclosure

SEC source: 0001182489-17-000491 · edgar.xml · derivative · entry 1

Vines John R · CIK 0001582749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 381

Underlying: Common Shares · 49 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
September 08, 2017 Filed Sep 12, 2017 19:00 UTC GrantDividend Equivalent Rights · Derivative 11 $94.25 $1,036.75
Disclosure

SEC source: 0001182489-17-000492 · edgar.xml · derivative · entry 1

Shumlin Peter E · CIK 0001696706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34

Underlying: Common Shares · 11 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
September 08, 2017 Filed Sep 12, 2017 18:55 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
GrantPhantom Stock · Derivative 490.825 $94.15 $46,211.17
Disclosure

SEC source: 0001182489-17-000490 · edgar.xml · derivative · entry 5

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,643.896

Underlying: Common Shares · 490.825 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one Common Share or the cash value thereof.

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
September 08, 2017 Filed Sep 12, 2017 18:55 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
OtherCommon Shares 32.391 $94.68 $3,066.67
Disclosure

SEC source: 0001182489-17-000490 · edgar.xml · nonDerivative · entry 2

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,064.9806

Read SEC document
September 08, 2017 Filed Sep 12, 2017 18:54 UTC
STUMP DENISEEVP, Global Human Resources
GrantPhantom Stock · Derivative 27.374 $94.15 $2,577.26
Disclosure

SEC source: 0001182489-17-000489 · edgar.xml · derivative · entry 3

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,951.473

Underlying: Common Shares · 27.374 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
September 08, 2017 Filed Sep 12, 2017 18:54 UTC
STUMP DENISEEVP, Global Human Resources
OtherCommon Shares 8.1856 $94.68 $774.99
Disclosure

SEC source: 0001182489-17-000489 · edgar.xml · nonDerivative · entry 2

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,136.9108

Read SEC document
September 08, 2017 Filed Sep 12, 2017 18:54 UTC
Smith Ivan CEVP, GC and Secretary
OtherCommon Shares 3.1009 $94.68 $293.58
Disclosure

SEC source: 0001182489-17-000488 · edgar.xml · nonDerivative · entry 2

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,861.4699

Read SEC document
September 08, 2017 Filed Sep 12, 2017 15:14 UTC SaleCommon Shares 16,000 $94.30 $1,508,836.80
Disclosure

SEC source: 0001012975-17-000689 · edgar.xml · nonDerivative · entry 1

Hagedorn Partnership, L.P. · CIK 0000945527 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,723,259

F1 · price: The transaction was executed in multiple trades at prices ranging from $94.09 to $94.53. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
September 08, 2017 Filed Sep 12, 2017 15:12 UTC
HAGEDORN PAUL10% owner
SaleCommon Shares 16,000 $94.30 $1,508,836.80
Disclosure

SEC source: 0001012975-17-000687 · edgar.xml · nonDerivative · entry 1

HAGEDORN PAUL · CIK 0001195835 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,277,751

F1 · price: The transaction was executed in multiple trades at prices ranging from $94.09 to $94.53. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

F2 · balance_after: The common shares are directly held by the Hagedorn Partnership, L.P. (the "Partnership"). The Reporting Person is a general partner of the Partnership. The amount of shares reported as beneficially owned represent the aggregate proportionate interest in common shares held by the Partnership of the Reporting Person and those family members in whose holdings he may be deemed to have a pecuniary interest. The Reporting Person disclaims beneficial ownership of the common shares except to the extent of his pecuniary interest.

F2 · ownership.nature: The common shares are directly held by the Hagedorn Partnership, L.P. (the "Partnership"). The Reporting Person is a general partner of the Partnership. The amount of shares reported as beneficially owned represent the aggregate proportionate interest in common shares held by the Partnership of the Reporting Person and those family members in whose holdings he may be deemed to have a pecuniary interest. The Reporting Person disclaims beneficial ownership of the common shares except to the extent of his pecuniary interest.

Read SEC document
September 08, 2017 Filed Dec 5, 2017 20:50 UTC Amendment
Hanft AdamDirector
GrantDividend Equivalent Rights · Derivative 77 $94.25 $7,257.25
Disclosure

SEC source: 0001182489-17-000557 · edgar.xml · derivative · entry 1

Hanft Adam · CIK 0001481963 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 460

Underlying: Common Shares · 77 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F2 · derivative.underlying_shares: The original Form 4 shows 52 dividend equivalents issued. This amendment displays the correct number.

Read SEC document
August 31, 2017 Filed Sep 12, 2017 18:55 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
OtherCommon Shares 23.2477 $86.03 $2,000.00
Disclosure

SEC source: 0001182489-17-000490 · edgar.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,032.5896

Read SEC document
August 31, 2017 Filed Sep 12, 2017 18:54 UTC
STUMP DENISEEVP, Global Human Resources
OtherCommon Shares 5.8119 $86.03 $500.00
Disclosure

SEC source: 0001182489-17-000489 · edgar.xml · nonDerivative · entry 1

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,128.7252

Read SEC document
August 31, 2017 Filed Sep 12, 2017 18:54 UTC
Smith Ivan CEVP, GC and Secretary
OtherCommon Shares 1.453 $86.03 $125.00
Disclosure

SEC source: 0001182489-17-000488 · edgar.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,858.369

Read SEC document
August 28, 2017 Filed Aug 29, 2017 22:08 UTC SaleCommon Shares 20,015 $94.08 $1,883,011.20
Disclosure

SEC source: 0001012975-17-000670 · edgar.xml · nonDerivative · entry 2

Hagedorn Partnership, L.P. · CIK 0000945527 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,739,259

F2 · price: The transaction was executed in multiple trades at prices ranging from $93.38 to $94.92. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
August 28, 2017 Filed Aug 29, 2017 22:06 UTC SaleCommon Shares 10,008 $94.08 $941,552.64
Disclosure

SEC source: 0001012975-17-000668 · edgar.xml · nonDerivative · entry 2

HAGEDORN SUSAN · CIK 0001247301 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,090,567

F2 · price: The transaction was executed in multiple trades at prices ranging from $93.38 to $94.92. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

F3 · balance_after: The common shares are directly held by the Hagedorn Partnership, L.P. (the "Partnership"). The Reporting Person is a general partner of the Partnership. The amount of shares reported as beneficially owned represent the aggregate proportionate interest in common shares held by the Partnership of the Reporting Person and those family members in whose holdings she may be deemed to have a pecuniary interest. The Reporting Person disclaims beneficial ownership of the common shares except to the extent of her pecuniary interest.

F3 · ownership.nature: The common shares are directly held by the Hagedorn Partnership, L.P. (the "Partnership"). The Reporting Person is a general partner of the Partnership. The amount of shares reported as beneficially owned represent the aggregate proportionate interest in common shares held by the Partnership of the Reporting Person and those family members in whose holdings she may be deemed to have a pecuniary interest. The Reporting Person disclaims beneficial ownership of the common shares except to the extent of her pecuniary interest.

Read SEC document
August 28, 2017 Filed Aug 29, 2017 22:04 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
SaleCommon Shares 10,007 $94.08 $941,458.56
Disclosure

SEC source: 0001012975-17-000666 · edgar.xml · nonDerivative · entry 2

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 1,864,791

F1 · kind: Represents the sale for the account of James Hagedorn and certain family members of a portion of their proportionate interest in the Issuer's common shares (the "Common Shares") held by the Hagedorn Partnership, L.P.

F3 · price: The transaction was executed in multiple trades at prices ranging from $93.38 to $94.92. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

F4 · ownership.nature: Pursuant to Exchange Act Rule 16a-1(a)(1), the Reporting Person may be deemed, solely for purposes of determining whether he is a beneficial owner of more than 10% of the Common Shares, to be the beneficial owner of the securities of the Issuer that are held by Hagedorn Partnership, L.P., a Delaware limited partnership in which the Reporting Person is a general partner.

F5 · ownership.nature: Represents the aggregate proportionate interest of James Hagedorn and those family members in whose holdings he may be deemed to have a pecuniary interest in the Common Shares held by Hagedorn Partnership, L.P.

Read SEC document
August 28, 2017 Filed Aug 30, 2017 19:39 UTC
STUMP DENISEEVP, Global Human Resources
GrantPhantom Stock · Derivative 61.143 $93.70 $5,729.10
Disclosure

SEC source: 0001182489-17-000471 · edgar.xml · derivative · entry 2

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,924.099

Underlying: Common Shares · 61.143 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
August 28, 2017 Filed Aug 30, 2017 19:38 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
GrantPhantom Stock · Derivative 957.832 $93.70 $89,748.86
Disclosure

SEC source: 0001182489-17-000469 · edgar.xml · derivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,153.071

Underlying: Common Shares · 957.832 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

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August 25, 2017 Filed Aug 29, 2017 22:08 UTC SaleCommon Shares 11,985 $94.86 $1,136,897.10
Disclosure

SEC source: 0001012975-17-000670 · edgar.xml · nonDerivative · entry 1

Hagedorn Partnership, L.P. · CIK 0000945527 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,759,274

F1 · price: The transaction was executed in multiple trades at prices ranging from $94.71 to $95.05. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

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August 25, 2017 Filed Aug 29, 2017 22:06 UTC SaleCommon Shares 5,992 $94.86 $568,401.12
Disclosure

SEC source: 0001012975-17-000668 · edgar.xml · nonDerivative · entry 1

HAGEDORN SUSAN · CIK 0001247301 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,100,575

F1 · price: The transaction was executed in multiple trades at prices ranging from $94.71 to $95.05. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

F3 · balance_after: The common shares are directly held by the Hagedorn Partnership, L.P. (the "Partnership"). The Reporting Person is a general partner of the Partnership. The amount of shares reported as beneficially owned represent the aggregate proportionate interest in common shares held by the Partnership of the Reporting Person and those family members in whose holdings she may be deemed to have a pecuniary interest. The Reporting Person disclaims beneficial ownership of the common shares except to the extent of her pecuniary interest.

F3 · ownership.nature: The common shares are directly held by the Hagedorn Partnership, L.P. (the "Partnership"). The Reporting Person is a general partner of the Partnership. The amount of shares reported as beneficially owned represent the aggregate proportionate interest in common shares held by the Partnership of the Reporting Person and those family members in whose holdings she may be deemed to have a pecuniary interest. The Reporting Person disclaims beneficial ownership of the common shares except to the extent of her pecuniary interest.

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August 25, 2017 Filed Aug 29, 2017 22:04 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
SaleCommon Shares 5,993 $94.86 $568,495.98
Disclosure

SEC source: 0001012975-17-000666 · edgar.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 1,874,798

F1 · kind: Represents the sale for the account of James Hagedorn and certain family members of a portion of their proportionate interest in the Issuer's common shares (the "Common Shares") held by the Hagedorn Partnership, L.P.

F2 · price: The transaction was executed in multiple trades at prices ranging from $$94.71 to $95.05. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

F4 · ownership.nature: Pursuant to Exchange Act Rule 16a-1(a)(1), the Reporting Person may be deemed, solely for purposes of determining whether he is a beneficial owner of more than 10% of the Common Shares, to be the beneficial owner of the securities of the Issuer that are held by Hagedorn Partnership, L.P., a Delaware limited partnership in which the Reporting Person is a general partner.

F5 · ownership.nature: Represents the aggregate proportionate interest of James Hagedorn and those family members in whose holdings he may be deemed to have a pecuniary interest in the Common Shares held by Hagedorn Partnership, L.P.

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August 15, 2017 Filed Aug 16, 2017 18:02 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
Exercise / conversionStock Option (right to buy) · Derivative 42,499 $0.00 Strike: $36.37 $0.00
Disclosure

SEC source: 0001182489-17-000464 · edgar.xml · derivative · entry 10

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 42,499 shares

Expires 2017-11-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 15, 2017 Filed Aug 16, 2017 18:02 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
SaleCommon Shares 36,529 $96.39 $3,520,975.52
Disclosure

SEC source: 0001182489-17-000464 · edgar.xml · nonDerivative · entry 6

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,009.3419

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.79 to $96.74, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 4.

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August 15, 2017 Filed Aug 16, 2017 18:02 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
SaleCommon Shares 5,970 $95.36 $569,308.75
Disclosure

SEC source: 0001182489-17-000464 · edgar.xml · nonDerivative · entry 5

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,538.3419

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.80 to $95.77, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 3.

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August 15, 2017 Filed Aug 16, 2017 18:02 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
Exercise / conversionCommon Shares 42,499 $36.37 $1,545,688.63
Disclosure

SEC source: 0001182489-17-000464 · edgar.xml · nonDerivative · entry 4

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,508.3419

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 14, 2017 Filed Aug 16, 2017 18:02 UTC SaleCommon Shares 470 $96.40 $45,308.00
Disclosure

SEC source: 0001182489-17-000465 · edgar.xml · nonDerivative · entry 1

Johnson Michelle A · CIK 0001615721 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,074

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August 14, 2017 Filed Aug 16, 2017 18:02 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
Exercise / conversionStock Option (right to buy) · Derivative 49,858 $0.00 Strike: $36.37 $0.00
Disclosure

SEC source: 0001182489-17-000464 · edgar.xml · derivative · entry 9

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,499

Underlying: Common Shares · 49,858 shares

Expires 2017-11-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 14, 2017 Filed Aug 16, 2017 18:02 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
SaleCommon Shares 31,111 $96.70 $3,008,583.03
Disclosure

SEC source: 0001182489-17-000464 · edgar.xml · nonDerivative · entry 3

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,009.3419

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.50 to $97.30, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 2.

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August 14, 2017 Filed Aug 16, 2017 18:02 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
SaleCommon Shares 18,747 $96.32 $1,805,624.80
Disclosure

SEC source: 0001182489-17-000464 · edgar.xml · nonDerivative · entry 2

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,120.3419

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.77 to $96.49, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 1.

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August 14, 2017 Filed Aug 16, 2017 18:02 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
Exercise / conversionCommon Shares 49,858 $36.37 $1,813,335.46
Disclosure

SEC source: 0001182489-17-000464 · edgar.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,867.3419

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 11, 2017 Filed Aug 14, 2017 18:39 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
Exercise / conversionStock Option (right to buy) · Derivative 43,444 $0.00 Strike: $36.37 $0.00
Disclosure

SEC source: 0001182489-17-000460 · edgar.xml · derivative · entry 6

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,357

Underlying: Common Shares · 43,444 shares

Expires 2017-11-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 11, 2017 Filed Aug 14, 2017 18:39 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
SaleCommon Shares 43,444 $95.60 $4,153,272.47
Disclosure

SEC source: 0001182489-17-000460 · edgar.xml · nonDerivative · entry 3

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,009.3419

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.35 to $96.20, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 1.

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August 11, 2017 Filed Aug 14, 2017 18:39 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
Exercise / conversionCommon Shares 43,444 $36.37 $1,580,058.28
Disclosure

SEC source: 0001182489-17-000460 · edgar.xml · nonDerivative · entry 2

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,453.3419

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 08, 2017 Filed Aug 10, 2017 20:10 UTC Exercise / conversionStock Option (right to buy) · Derivative 5,869 $0.00 Strike: $45.32 $0.00
Disclosure

SEC source: 0001182489-17-000457 · edgar.xml · derivative · entry 5

Coleman Thomas Randal · CIK 0001569711 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 5,869 shares

Expires 2022-01-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 08, 2017 Filed Aug 10, 2017 20:10 UTC Exercise / conversionStock Option (right to buy) · Derivative 8,104 $0.00 Strike: $49.19 $0.00
Disclosure

SEC source: 0001182489-17-000457 · edgar.xml · derivative · entry 4

Coleman Thomas Randal · CIK 0001569711 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 8,104 shares

Expires 2021-01-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 08, 2017 Filed Aug 10, 2017 20:10 UTC SaleCommon Shares 13,973 $96.14 $1,343,361.43
Disclosure

SEC source: 0001182489-17-000457 · edgar.xml · nonDerivative · entry 3

Coleman Thomas Randal · CIK 0001569711 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,090

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.81 to $96.72, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 1.

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August 08, 2017 Filed Aug 10, 2017 20:10 UTC Exercise / conversionCommon Shares 8,104 $49.19 $398,635.76
Disclosure

SEC source: 0001182489-17-000457 · edgar.xml · nonDerivative · entry 2

Coleman Thomas Randal · CIK 0001569711 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,063

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 08, 2017 Filed Aug 10, 2017 20:10 UTC Exercise / conversionCommon Shares 5,869 $45.32 $265,983.08
Disclosure

SEC source: 0001182489-17-000457 · edgar.xml · nonDerivative · entry 1

Coleman Thomas Randal · CIK 0001569711 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,959

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.