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SCOTTS MIRACLE-GRO CO

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4142
SEC CIK
0000825542
Parsed reports
1,677

Last 12 months

Inside the activity.

1 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202611
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202601
Aug 202603
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 02, 2018 Filed Jan 22, 2018 20:55 UTC
Smith Ivan CEVP, GC and Secretary
OtherCommon Shares 1.2805 $97.62 $125.00
Disclosure

SEC source: 0001182489-18-000025 · edgar.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,869.8649

Read SEC document
January 02, 2018 Filed Jan 22, 2018 20:55 UTC
STUMP DENISEEVP, Global Human Resources
OtherCommon Shares 5.1219 $97.62 $500.00
Disclosure

SEC source: 0001182489-18-000024 · edgar.xml · nonDerivative · entry 1

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,169.5107

Read SEC document
January 02, 2018 Filed Jan 22, 2018 20:55 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
OtherCommon Shares 20.4876 $97.62 $2,000.00
Disclosure

SEC source: 0001182489-18-000026 · edgar.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,183.144

Read SEC document
December 26, 2017 Filed Dec 28, 2017 14:08 UTC
STUMP DENISEEVP, Global Human Resources
GrantPhantom Stock · Derivative 83.567 $103.04 $8,610.74
Disclosure

SEC source: 0001182489-17-000598 · edgar.xml · derivative · entry 1

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,237.336

Underlying: Common Shares · 83.567 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
December 26, 2017 Filed Dec 28, 2017 14:08 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
GrantPhantom Stock · Derivative 871.161 $103.04 $89,764.43
Disclosure

SEC source: 0001182489-17-000597 · edgar.xml · derivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,737.28

Underlying: Common Shares · 871.161 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
December 08, 2017 Filed Dec 12, 2017 21:43 UTC
Vines John RDirector
GrantDividend Equivalent Rights · Derivative 47 $101.48 $4,769.56
Disclosure

SEC source: 0001182489-17-000592 · edgar.xml · derivative · entry 1

Vines John R · CIK 0001582749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 428

Underlying: Common Shares · 47 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
December 08, 2017 Filed Dec 12, 2017 21:43 UTC GrantDividend Equivalent Rights · Derivative 11 $101.48 $1,116.28
Disclosure

SEC source: 0001182489-17-000591 · edgar.xml · derivative · entry 1

Shumlin Peter E · CIK 0001696706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45

Underlying: Common Shares · 11 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
December 08, 2017 Filed Dec 12, 2017 21:42 UTC GrantDividend Equivalent Rights · Derivative 39 $101.48 $3,957.72
Disclosure

SEC source: 0001182489-17-000590 · edgar.xml · derivative · entry 1

Mistretta Nancy G. · CIK 0001409462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 356

Underlying: Common Shares · 39 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
December 08, 2017 Filed Dec 12, 2017 21:42 UTC GrantDividend Equivalent Rights · Derivative 47 $101.48 $4,769.56
Disclosure

SEC source: 0001182489-17-000589 · edgar.xml · derivative · entry 1

MCCANN JAMES F · CIK 0001205164 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 409

Underlying: Common Shares · 47 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
December 08, 2017 Filed Dec 12, 2017 21:41 UTC GrantDividend Equivalent Rights · Derivative 39 $101.48 $3,957.72
Disclosure

SEC source: 0001182489-17-000588 · edgar.xml · derivative · entry 1

KELLY THOMAS N JR · CIK 0001196636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 356

Underlying: Common Shares · 39 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
December 08, 2017 Filed Dec 12, 2017 21:40 UTC GrantDividend Equivalent Rights · Derivative 39 $101.48 $3,957.72
Disclosure

SEC source: 0001182489-17-000586 · edgar.xml · derivative · entry 1

Johnson Michelle A · CIK 0001615721 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 356

Underlying: Common Shares · 39 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
December 08, 2017 Filed Dec 12, 2017 21:41 UTC GrantDividend Equivalent Rights · Derivative 44 $101.48 $4,465.12
Disclosure

SEC source: 0001182489-17-000587 · edgar.xml · derivative · entry 1

Johnson Stephen L · CIK 0001505744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 411

Underlying: Common Shares · 44 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
December 08, 2017 Filed Dec 12, 2017 21:40 UTC
Hanft AdamDirector
GrantDividend Equivalent Rights · Derivative 74 $101.48 $7,509.52
Disclosure

SEC source: 0001182489-17-000585 · edgar.xml · derivative · entry 1

Hanft Adam · CIK 0001481963 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 534

Underlying: Common Shares · 74 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
December 08, 2017 Filed Dec 12, 2017 21:40 UTC
HAGEDORN KATHERINE LITTLEFIELDDirector · 10% owner
GrantDividend Equivalent Rights · Derivative 39 $101.48 $3,957.72
Disclosure

SEC source: 0001182489-17-000584 · edgar.xml · derivative · entry 1

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 356

Underlying: Common Shares · 39 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
December 08, 2017 Filed Dec 12, 2017 21:39 UTC
FINN BRIAN DDirector
GrantDividend Equivalent Rights · Derivative 59 $101.48 $5,987.32
Disclosure

SEC source: 0001182489-17-000583 · edgar.xml · derivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 528

Underlying: Common Shares · 59 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
December 08, 2017 Filed Dec 12, 2017 21:39 UTC
STUMP DENISEEVP, Global Human Resources
GrantPhantom Stock · Derivative 26.614 $100.93 $2,686.15
Disclosure

SEC source: 0001182489-17-000582 · edgar.xml · derivative · entry 2

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,153.769

Underlying: Common Shares · 26.614 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
December 08, 2017 Filed Dec 12, 2017 21:39 UTC
STUMP DENISEEVP, Global Human Resources
OtherCommon Shares 10.6344 $102.47 $1,089.75
Disclosure

SEC source: 0001182489-17-000582 · edgar.xml · nonDerivative · entry 1

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,164.3888

Read SEC document
December 08, 2017 Filed Dec 12, 2017 21:37 UTC
Smith Ivan CEVP, GC and Secretary
OtherCommon Shares 2.903 $102.47 $297.48
Disclosure

SEC source: 0001182489-17-000581 · edgar.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,868.5844

Read SEC document
December 08, 2017 Filed Dec 12, 2017 21:37 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
GrantPhantom Stock · Derivative 475.072 $100.93 $47,949.02
Disclosure

SEC source: 0001182489-17-000580 · edgar.xml · derivative · entry 4

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,866.119

Underlying: Common Shares · 475.072 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one Common Share or the cash value thereof.

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
December 08, 2017 Filed Dec 12, 2017 21:37 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
OtherCommon Shares 30.3008 $102.47 $3,105.04
Disclosure

SEC source: 0001182489-17-000580 · edgar.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,162.6564

Read SEC document
December 01, 2017 Filed Dec 5, 2017 21:11 UTC
FINN BRIAN DDirector
Exercise / conversionDividend Equivalent Rights · Derivative 16 $0.00 $0.00
Disclosure

SEC source: 0001182489-17-000566 · edgar.xml · derivative · entry 3

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 469

Underlying: Common Shares · 16 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: On December 1, 2014, the reporting person was granted 234 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2015.

F2 · derivative.expiration_date: On December 1, 2014, the reporting person was granted 234 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2015.

Read SEC document
December 01, 2017 Filed Dec 5, 2017 21:11 UTC
FINN BRIAN DDirector
Exercise / conversionDeferred Stock Units · Derivative 236 $0.00 $0.00
Disclosure

SEC source: 0001182489-17-000566 · edgar.xml · derivative · entry 2

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 236 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: On December 1, 2014, the reporting person was granted 234 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2015.

F2 · derivative.expiration_date: On December 1, 2014, the reporting person was granted 234 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2015.

Read SEC document
December 01, 2017 Filed Dec 5, 2017 21:11 UTC
FINN BRIAN DDirector
Exercise / conversionCommon Shares 252 Not disclosed Not disclosed
Disclosure

SEC source: 0001182489-17-000566 · edgar.xml · nonDerivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,433

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

Read SEC document
December 01, 2017 Filed Dec 5, 2017 21:11 UTC
Vines John RDirector
Exercise / conversionDeferred Stock Units · Derivative 49 $0.00 $0.00
Disclosure

SEC source: 0001182489-17-000565 · edgar.xml · derivative · entry 2

Vines John R · CIK 0001582749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 49 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: On December 1, 2014, the reporting person was granted 49 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2015.

F2 · derivative.expiration_date: On December 1, 2014, the reporting person was granted 49 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2015.

Read SEC document
December 01, 2017 Filed Dec 5, 2017 21:11 UTC
Vines John RDirector
Exercise / conversionCommon Shares 49 Not disclosed Not disclosed
Disclosure

SEC source: 0001182489-17-000565 · edgar.xml · nonDerivative · entry 1

Vines John R · CIK 0001582749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,670

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

Read SEC document
November 30, 2017 Filed Dec 5, 2017 21:00 UTC
STUMP DENISEEVP, Global Human Resources
OtherCommon Shares 5.6173 $89.01 $500.00
Disclosure

SEC source: 0001182489-17-000563 · edgar.xml · nonDerivative · entry 1

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,153.7544

Read SEC document
November 30, 2017 Filed Dec 5, 2017 20:59 UTC
Smith Ivan CEVP, GC and Secretary
OtherCommon Shares 1.4043 $89.01 $125.00
Disclosure

SEC source: 0001182489-17-000562 · edgar.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,865.6814

Read SEC document
November 30, 2017 Filed Dec 5, 2017 20:59 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
OtherCommon Shares 22.4694 $89.01 $2,000.00
Disclosure

SEC source: 0001182489-17-000561 · edgar.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,132.3556

Read SEC document
November 27, 2017 Filed Nov 29, 2017 13:07 UTC
STUMP DENISEEVP, Global Human Resources
GrantPhantom Stock · Derivative 58.881 $97.49 $5,740.31
Disclosure

SEC source: 0001182489-17-000550 · edgar.xml · derivative · entry 2

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,127.155

Underlying: Common Shares · 58.881 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
November 27, 2017 Filed Nov 29, 2017 13:07 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
GrantPhantom Stock · Derivative 920.73 $97.49 $89,761.97
Disclosure

SEC source: 0001182489-17-000549 · edgar.xml · derivative · entry 4

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,391.047

Underlying: Common Shares · 920.73 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one Common Share or the cash value thereof.

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
November 17, 2017 Filed Nov 20, 2017 21:28 UTC
Smith Ivan CEVP, GC and Secretary
Exercise / conversionStock Option (right to buy) · Derivative 1,263 $0.00 Strike: $49.19 $0.00
Disclosure

SEC source: 0001182489-17-000546 · edgar.xml · derivative · entry 7

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 1,263 shares

Expires 2021-01-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 17, 2017 Filed Nov 20, 2017 21:28 UTC
Smith Ivan CEVP, GC and Secretary
Exercise / conversionStock Option (right to buy) · Derivative 3,324 $0.00 Strike: $45.32 $0.00
Disclosure

SEC source: 0001182489-17-000546 · edgar.xml · derivative · entry 6

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 3,324 shares

Expires 2022-01-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 17, 2017 Filed Nov 20, 2017 21:28 UTC
Smith Ivan CEVP, GC and Secretary
SaleCommon Shares 2,091 $98.07 $205,054.96
Disclosure

SEC source: 0001182489-17-000546 · edgar.xml · nonDerivative · entry 5

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,864.2764

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $97.86 to $98.50, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 2.

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November 17, 2017 Filed Nov 20, 2017 21:28 UTC
Smith Ivan CEVP, GC and Secretary
SaleCommon Shares 4,496 $97.59 $438,762.84
Disclosure

SEC source: 0001182489-17-000546 · edgar.xml · nonDerivative · entry 4

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,955.2764

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $97.34 to $97.83, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 1.

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November 17, 2017 Filed Nov 20, 2017 21:28 UTC
Smith Ivan CEVP, GC and Secretary
Exercise / conversionCommon Shares 3,324 $45.32 $150,643.68
Disclosure

SEC source: 0001182489-17-000546 · edgar.xml · nonDerivative · entry 3

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,451.2764

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 17, 2017 Filed Nov 20, 2017 21:28 UTC
Smith Ivan CEVP, GC and Secretary
Exercise / conversionCommon Shares 1,263 $49.19 $62,126.97
Disclosure

SEC source: 0001182489-17-000546 · edgar.xml · nonDerivative · entry 2

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,127.2764

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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October 31, 2017 Filed Nov 20, 2017 21:28 UTC
Smith Ivan CEVP, GC and Secretary
OtherCommon Shares 1.3942 $89.66 $125.00
Disclosure

SEC source: 0001182489-17-000546 · edgar.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,864.2764

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October 31, 2017 Filed Nov 29, 2017 13:07 UTC
STUMP DENISEEVP, Global Human Resources
OtherCommon Shares 5.5766 $89.66 $500.00
Disclosure

SEC source: 0001182489-17-000550 · edgar.xml · nonDerivative · entry 1

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,148.1365

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October 31, 2017 Filed Nov 29, 2017 13:07 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
OtherCommon Shares 22.3065 $89.66 $2,000.00
Disclosure

SEC source: 0001182489-17-000549 · edgar.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,109.8834

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October 26, 2017 Filed Oct 30, 2017 13:23 UTC
STUMP DENISEEVP, Global Human Resources
GrantPhantom Stock · Derivative 57.636 $99.60 $5,740.55
Disclosure

SEC source: 0001182489-17-000540 · edgar.xml · derivative · entry 2

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,068.274

Underlying: Common Shares · 57.636 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

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October 26, 2017 Filed Oct 30, 2017 13:23 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
GrantPhantom Stock · Derivative 901.258 $99.60 $89,765.30
Disclosure

SEC source: 0001182489-17-000538 · edgar.xml · derivative · entry 4

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,470.317

Underlying: Common Shares · 901.258 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one Common Share or the cash value thereof.

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

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October 13, 2017 Filed Oct 13, 2017 18:22 UTC SaleCommon Shares 5,000 $100.11 $500,551.00
Disclosure

SEC source: 0001182489-17-000522 · edgar.xml · nonDerivative · entry 1

Mistretta Nancy G. · CIK 0001409462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,868

F1 · kind: The sales reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 4, 2017.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.00 to $100.20, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 2.

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October 05, 2017 Filed Oct 10, 2017 18:26 UTC SaleCommon Shares 1,226 $99.67 $122,195.42
Disclosure

SEC source: 0001182489-17-000518 · edgar.xml · nonDerivative · entry 3

Coleman Thomas Randal · CIK 0001569711 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,090

F2 · kind: The sales reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 17, 2017.

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October 02, 2017 Filed Oct 30, 2017 13:23 UTC
STUMP DENISEEVP, Global Human Resources
OtherCommon Shares 5.6491 $88.51 $500.00
Disclosure

SEC source: 0001182489-17-000540 · edgar.xml · nonDerivative · entry 1

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,142.5599

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October 02, 2017 Filed Oct 30, 2017 13:23 UTC
Smith Ivan CEVP, GC and Secretary
OtherCommon Shares 1.4123 $88.51 $125.00
Disclosure

SEC source: 0001182489-17-000539 · edgar.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,862.8822

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October 02, 2017 Filed Oct 30, 2017 13:23 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
OtherCommon Shares 22.5963 $88.51 $2,000.00
Disclosure

SEC source: 0001182489-17-000538 · edgar.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,087.5769

Read SEC document
October 01, 2017 Filed Oct 3, 2017 14:32 UTC GrantCommon Shares 64 $98.34 $6,293.76
Disclosure

SEC source: 0001182489-17-000511 · edgar.xml · nonDerivative · entry 1

Johnson Stephen L · CIK 0001505744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,787

F1 · price: The Deferred Stock Units was issued to the reporting person in lieu of retainer in the amount of $6,250.

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October 01, 2017 Filed Oct 3, 2017 14:32 UTC
Hanft AdamDirector
GrantCommon Shares 128 $98.34 $12,587.52
Disclosure

SEC source: 0001182489-17-000510 · edgar.xml · nonDerivative · entry 1

Hanft Adam · CIK 0001481963 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,912

F1 · price: The Deferred Stock Units was issued to the reporting person in lieu of retainer in the amount of $12,500.

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October 01, 2017 Filed Oct 3, 2017 14:31 UTC
FINN BRIAN DDirector
GrantCommon Shares 255 $98.34 $25,076.70
Disclosure

SEC source: 0001182489-17-000509 · edgar.xml · nonDerivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,181

F1 · price: The Deferred Stock Units were issued to the reporting person in lieu of retainer in the amount of $25,000.

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September 30, 2017 Filed Oct 10, 2017 18:26 UTC Exercise / conversionRestricted Stock Units · Derivative 2,334 $0.00 $0.00
Disclosure

SEC source: 0001182489-17-000518 · edgar.xml · derivative · entry 4

Coleman Thomas Randal · CIK 0001569711 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 2,334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares of the Issuer on a one-for-one basis.

F3 · derivative.exercise_date: On May 8, 2013, the reporting person was granted 9,333 restricted stock units, with 50% vesting on September 30, 2015, 25% vesting on September 30, 2016 and 25% vesting on September 30, 2017.

F3 · derivative.expiration_date: On May 8, 2013, the reporting person was granted 9,333 restricted stock units, with 50% vesting on September 30, 2015, 25% vesting on September 30, 2016 and 25% vesting on September 30, 2017.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.