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0000825542
Parsed reports
1,677

Last 12 months

Inside the activity.

1 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202611
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202601
Aug 202603
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 29, 2019 Filed Jan 31, 2019 22:00 UTC Exercise / conversionCommon Shares 189 Not disclosed Not disclosed
Disclosure

SEC source: 0001182489-19-000031 · edgar.xml · nonDerivative · entry 1

MCCANN JAMES F · CIK 0001205164 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,131

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

Read SEC document
January 29, 2019 Filed Jan 31, 2019 22:00 UTC Exercise / conversionDividend Equivalent Rights · Derivative 189 $0.00 $0.00
Disclosure

SEC source: 0001182489-19-000029 · edgar.xml · derivative · entry 2

Johnson Stephen L · CIK 0001505744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198

Underlying: Common Shares · 189 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: On January 29, 2016, the reporting person was granted 2,476 deferred stock units, with accruing dividend equivalent rights, vesting on January 29, 2017.

F2 · derivative.expiration_date: On January 29, 2016, the reporting person was granted 2,476 deferred stock units, with accruing dividend equivalent rights, vesting on January 29, 2017.

Read SEC document
January 29, 2019 Filed Jan 31, 2019 22:00 UTC Exercise / conversionCommon Shares 189 Not disclosed Not disclosed
Disclosure

SEC source: 0001182489-19-000029 · edgar.xml · nonDerivative · entry 1

Johnson Stephen L · CIK 0001505744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,925

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

Read SEC document
January 29, 2019 Filed Jan 31, 2019 22:00 UTC Exercise / conversionDividend Equivalent Rights · Derivative 189 $0.00 $0.00
Disclosure

SEC source: 0001182489-19-000030 · edgar.xml · derivative · entry 2

KELLY THOMAS N JR · CIK 0001196636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158

Underlying: Common Shares · 189 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: On January 29, 2016, the reporting person was granted 2,476 deferred stock units, with accruing dividend equivalent rights, vesting on January 29, 2017.

F2 · derivative.expiration_date: On January 29, 2016, the reporting person was granted 2,476 deferred stock units, with accruing dividend equivalent rights, vesting on January 29, 2017.

Read SEC document
January 29, 2019 Filed Jan 31, 2019 22:00 UTC Exercise / conversionCommon Shares 189 Not disclosed Not disclosed
Disclosure

SEC source: 0001182489-19-000030 · edgar.xml · nonDerivative · entry 1

KELLY THOMAS N JR · CIK 0001196636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,537

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

Read SEC document
January 29, 2019 Filed Jan 31, 2019 21:59 UTC
Hanft AdamDirector
Exercise / conversionDividend Equivalent Rights · Derivative 189 $0.00 $0.00
Disclosure

SEC source: 0001182489-19-000028 · edgar.xml · derivative · entry 2

Hanft Adam · CIK 0001481963 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 358

Underlying: Common Shares · 189 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: On January 29, 2016, the reporting person was granted 2,476 deferred stock units, with accruing dividend equivalent rights, vesting on January 29, 2017.

F2 · derivative.expiration_date: On January 29, 2016, the reporting person was granted 2,476 deferred stock units, with accruing dividend equivalent rights, vesting on January 29, 2017.

Read SEC document
January 29, 2019 Filed Jan 31, 2019 21:59 UTC
Hanft AdamDirector
Exercise / conversionCommon Shares 189 Not disclosed Not disclosed
Disclosure

SEC source: 0001182489-19-000028 · edgar.xml · nonDerivative · entry 1

Hanft Adam · CIK 0001481963 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,520

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

Read SEC document
January 29, 2019 Filed Jan 31, 2019 21:59 UTC
HAGEDORN KATHERINE LITTLEFIELDDirector · 10% owner
Exercise / conversionDividend Equivalent Rights · Derivative 189 $0.00 $0.00
Disclosure

SEC source: 0001182489-19-000027 · edgar.xml · derivative · entry 3

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158

Underlying: Common Shares · 189 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Deferred stock units convert into common shares of the Issuer ("Common Shares") on a one-for-one basis.

F3 · derivative.exercise_date: On January 29, 2016, the reporting person was granted 2,476 deferred stock units, with accruing dividend equivalent rights, vesting on January 29, 2017.

F3 · derivative.expiration_date: On January 29, 2016, the reporting person was granted 2,476 deferred stock units, with accruing dividend equivalent rights, vesting on January 29, 2017.

Read SEC document
January 29, 2019 Filed Jan 31, 2019 21:59 UTC
HAGEDORN KATHERINE LITTLEFIELDDirector · 10% owner
Exercise / conversionCommon Shares 189 Not disclosed Not disclosed
Disclosure

SEC source: 0001182489-19-000027 · edgar.xml · nonDerivative · entry 1

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Deferred stock units convert into common shares of the Issuer ("Common Shares") on a one-for-one basis.

Read SEC document
January 29, 2019 Filed Jan 31, 2019 21:58 UTC
FINN BRIAN DDirector
Exercise / conversionDividend Equivalent Rights · Derivative 189 $0.00 $0.00
Disclosure

SEC source: 0001182489-19-000026 · edgar.xml · derivative · entry 3

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 317

Underlying: Common Shares · 189 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: On January 29, 2016, the reporting person was granted 2,476 deferred stock units, with accruing dividend equivalent rights, vesting on January 29, 2017.

F2 · derivative.expiration_date: On January 29, 2016, the reporting person was granted 2,476 deferred stock units, with accruing dividend equivalent rights, vesting on January 29, 2017.

Read SEC document
January 29, 2019 Filed Jan 31, 2019 21:58 UTC
FINN BRIAN DDirector
Exercise / conversionCommon Shares 189 Not disclosed Not disclosed
Disclosure

SEC source: 0001182489-19-000026 · edgar.xml · nonDerivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,834

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

Read SEC document
January 28, 2019 Filed Jan 31, 2019 18:19 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
GrantPhantom Stock · Derivative 1,187.2371 $70.19 $83,332.17
Disclosure

SEC source: 0001182489-19-000017 · edgar.xml · derivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,045.8301

Underlying: Common Shares · 1,187.2371 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
January 28, 2019 Filed Jan 31, 2019 18:16 UTC
STUMP DENISEEVP, Global Human Resources
GrantPhantom Stock · Derivative 105.17 $70.19 $7,381.88
Disclosure

SEC source: 0001182489-19-000015 · edgar.xml · derivative · entry 2

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,037.909

Underlying: Common Shares · 105.17 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F4 · balance_after: Excludes 179.002 shares previously held through the Phantom Stock which were distributed to the reporting person on January 7, 2019 and are now owned directly.

Read SEC document
January 25, 2019 Filed Jan 31, 2019 22:44 UTC
STUMP DENISEEVP, Global Human Resources
OtherCommon Shares 8.646 $57.83 $500.00
Disclosure

SEC source: 0001182489-19-000042 · edgar.xml · nonDerivative · entry 1

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,932.8177

Read SEC document
January 25, 2019 Filed Jan 31, 2019 22:44 UTC
Smith Ivan CEVP, GC and Secretary
OtherCommon Shares 2.1615 $57.83 $125.00
Disclosure

SEC source: 0001182489-19-000041 · edgar.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,979.4795

Read SEC document
January 25, 2019 Filed Jan 31, 2019 22:43 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
OtherCommon Shares 34.5841 $57.83 $2,000.00
Disclosure

SEC source: 0001182489-19-000039 · edgar.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,196.529

Read SEC document
January 14, 2019 Filed Jan 16, 2019 21:42 UTC SaleCommon Shares 26,954 $68.50 $1,846,349.00
Disclosure

SEC source: 0001012975-19-000061 · edgar.xml · nonDerivative · entry 2

Hagedorn Partnership, L.P. · CIK 0000945527 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,575,196

F2 · price: The transaction was executed in multiple trades at prices ranging from $68.25 to $68.98. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
January 14, 2019 Filed Jan 16, 2019 21:42 UTC SaleCommon Shares 23,046 $68.00 $1,567,128.00
Disclosure

SEC source: 0001012975-19-000061 · edgar.xml · nonDerivative · entry 1

Hagedorn Partnership, L.P. · CIK 0000945527 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,602,150

F1 · price: The transaction was executed in multiple trades at prices ranging from $67.25 to $68.24. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
January 14, 2019 Filed Jan 16, 2019 21:44 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
SaleCommon Shares 26,954 $68.50 $1,846,349.00
Disclosure

SEC source: 0001012975-19-000063 · edgar.xml · nonDerivative · entry 2

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,814,791

F2 · price: The transaction was executed in multiple trades at prices ranging from $68.25 to $68.98. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

F3 · ownership.nature: The common shares are directly held by the Hagedorn Partnership, L.P. (the "Partnership"). The Reporting Person is a general partner of the Partnership. The amount of shares reported as beneficially owned represent the aggregate proportionate interest in common shares held by the Partnership of the Reporting Person. The Reporting Person disclaims beneficial ownership of the common shares except to the extent of his pecuniary interest.

Read SEC document
January 14, 2019 Filed Jan 16, 2019 21:44 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
SaleCommon Shares 23,046 $68.00 $1,567,128.00
Disclosure

SEC source: 0001012975-19-000063 · edgar.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,841,745

F1 · price: The transaction was executed in multiple trades at prices ranging from $67.25 to $68.24. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

F3 · ownership.nature: The common shares are directly held by the Hagedorn Partnership, L.P. (the "Partnership"). The Reporting Person is a general partner of the Partnership. The amount of shares reported as beneficially owned represent the aggregate proportionate interest in common shares held by the Partnership of the Reporting Person. The Reporting Person disclaims beneficial ownership of the common shares except to the extent of his pecuniary interest.

Read SEC document
December 26, 2018 Filed Dec 28, 2018 22:08 UTC
STUMP DENISEEVP, Global Human Resources
GrantPhantom Stock · Derivative 43.545 $59.33 $2,583.52
Disclosure

SEC source: 0001552781-18-000537 · ownership.xml · derivative · entry 2

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,111.741

Underlying: Common Shares · 43.545 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
December 26, 2018 Filed Dec 28, 2018 22:08 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
GrantPhantom Stock · Derivative 1,513.004 $59.33 $89,766.53
Disclosure

SEC source: 0001552781-18-000536 · ownership.xml · derivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,858.593

Underlying: Common Shares · 1,513.004 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
December 24, 2018 Filed Dec 28, 2018 22:08 UTC
STUMP DENISEEVP, Global Human Resources
OtherCommon Shares 10.1482 $49.27 $500.00
Disclosure

SEC source: 0001552781-18-000537 · ownership.xml · nonDerivative · entry 1

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,745.1697

Read SEC document
December 24, 2018 Filed Jan 3, 2019 14:13 UTC
Smith Ivan CEVP, GC and Secretary
OtherCommon Shares 2.537 $49.27 $125.00
Disclosure

SEC source: 0001182489-19-000005 · edgar.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,977.318

Read SEC document
December 10, 2018 Filed Dec 12, 2018 18:11 UTC
Smith Ivan CEVP, GC and Secretary
OtherCommon Shares 4.7373 $69.20 $327.82
Disclosure

SEC source: 0001182489-18-000489 · edgar.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,974.781

Read SEC document
December 10, 2018 Filed Dec 12, 2018 18:10 UTC
STUMP DENISEEVP, Global Human Resources
GrantPhantom Stock · Derivative 55.304 $68.01 $3,761.23
Disclosure

SEC source: 0001182489-18-000488 · edgar.xml · derivative · entry 2

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,068.196

Underlying: Common Shares · 55.304 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
December 10, 2018 Filed Dec 12, 2018 18:10 UTC
STUMP DENISEEVP, Global Human Resources
OtherCommon Shares 17.4106 $69.20 $1,204.82
Disclosure

SEC source: 0001182489-18-000488 · edgar.xml · nonDerivative · entry 1

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,735.0215

Read SEC document
December 10, 2018 Filed Dec 12, 2018 18:10 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
GrantPhantom Stock · Derivative 859.422 $68.01 $58,449.29
Disclosure

SEC source: 0001182489-18-000487 · edgar.xml · derivative · entry 4

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,345.589

Underlying: Common Shares · 859.422 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
December 10, 2018 Filed Dec 12, 2018 18:10 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
OtherCommon Shares 53.3106 $69.20 $3,689.11
Disclosure

SEC source: 0001182489-18-000487 · edgar.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,161.9449

Read SEC document
December 10, 2018 Filed Dec 12, 2018 16:27 UTC
Vines John RDirector
GrantDividend Equivalent Rights · Derivative 66 $68.35 $4,511.10
Disclosure

SEC source: 0001182489-18-000483 · edgar.xml · derivative · entry 1

Vines John R · CIK 0001582749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 416

Underlying: Common Shares · 66 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
December 10, 2018 Filed Dec 12, 2018 16:26 UTC GrantDividend Equivalent Rights · Derivative 43 $68.35 $2,939.05
Disclosure

SEC source: 0001182489-18-000482 · edgar.xml · derivative · entry 1

Shumlin Peter E · CIK 0001696706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179

Underlying: Common Shares · 43 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
December 10, 2018 Filed Dec 12, 2018 16:26 UTC GrantDividend Equivalent Rights · Derivative 55 $68.35 $3,759.25
Disclosure

SEC source: 0001182489-18-000481 · edgar.xml · derivative · entry 1

Mistretta Nancy G. · CIK 0001409462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 347

Underlying: Common Shares · 55 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
December 10, 2018 Filed Dec 12, 2018 16:25 UTC GrantDividend Equivalent Rights · Derivative 67 $68.35 $4,579.45
Disclosure

SEC source: 0001182489-18-000480 · edgar.xml · derivative · entry 1

MCCANN JAMES F · CIK 0001205164 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 439

Underlying: Common Shares · 67 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
December 10, 2018 Filed Dec 12, 2018 16:25 UTC GrantDividend Equivalent Rights · Derivative 55 $68.35 $3,759.25
Disclosure

SEC source: 0001182489-18-000479 · edgar.xml · derivative · entry 1

KELLY THOMAS N JR · CIK 0001196636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 347

Underlying: Common Shares · 55 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

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December 10, 2018 Filed Dec 12, 2018 16:24 UTC GrantDividend Equivalent Rights · Derivative 67 $68.35 $4,579.45
Disclosure

SEC source: 0001182489-18-000478 · edgar.xml · derivative · entry 1

Johnson Stephen L · CIK 0001505744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 387

Underlying: Common Shares · 67 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

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December 10, 2018 Filed Dec 12, 2018 16:24 UTC GrantDividend Equivalent Rights · Derivative 8 $68.35 $546.80
Disclosure

SEC source: 0001182489-18-000477 · edgar.xml · derivative · entry 1

Hargreaves Craig R · CIK 0001742224 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15

Underlying: Common Shares · 8 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

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December 10, 2018 Filed Dec 12, 2018 16:23 UTC
HAGEDORN KATHERINE LITTLEFIELDDirector · 10% owner
GrantDividend Equivalent Rights · Derivative 55 $68.35 $3,759.25
Disclosure

SEC source: 0001182489-18-000475 · edgar.xml · derivative · entry 1

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 347

Underlying: Common Shares · 55 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

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December 10, 2018 Filed Dec 12, 2018 16:23 UTC
Hanft AdamDirector
GrantDividend Equivalent Rights · Derivative 105 $68.35 $7,176.75
Disclosure

SEC source: 0001182489-18-000476 · edgar.xml · derivative · entry 1

Hanft Adam · CIK 0001481963 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 547

Underlying: Common Shares · 105 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

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December 10, 2018 Filed Dec 12, 2018 16:22 UTC
FINN BRIAN DDirector
GrantDividend Equivalent Rights · Derivative 84 $68.35 $5,741.40
Disclosure

SEC source: 0001182489-18-000474 · edgar.xml · derivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 506

Underlying: Common Shares · 84 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
December 10, 2018 Filed Dec 12, 2018 16:22 UTC GrantDividend Equivalent Rights · Derivative 12 $68.35 $820.20
Disclosure

SEC source: 0001182489-18-000473 · edgar.xml · derivative · entry 1

Evans David C · CIK 0001375909 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32

Underlying: Common Shares · 12 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

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December 07, 2018 Filed Dec 11, 2018 15:32 UTC
Lukemire Michael CPresident and COO
Exercise / conversionStock Option (right to buy) · Derivative 13,363 $0.00 Strike: $39.58 $0.00
Disclosure

SEC source: 0001182489-18-000461 · edgar.xml · derivative · entry 4

Lukemire Michael C · CIK 0001434770 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 13,363 shares

Expires 2020-01-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 07, 2018 Filed Dec 11, 2018 15:32 UTC
Lukemire Michael CPresident and COO
SaleCommon Shares 110 $70.38 $7,741.80
Disclosure

SEC source: 0001182489-18-000461 · edgar.xml · nonDerivative · entry 3

Lukemire Michael C · CIK 0001434770 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,845

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.28 to $70.39, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

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December 07, 2018 Filed Dec 11, 2018 15:32 UTC
Lukemire Michael CPresident and COO
SaleCommon Shares 10,046 $69.81 $701,306.24
Disclosure

SEC source: 0001182489-18-000461 · edgar.xml · nonDerivative · entry 2

Lukemire Michael C · CIK 0001434770 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,955

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.29 to $70.27, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1).

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December 07, 2018 Filed Dec 11, 2018 15:32 UTC
Lukemire Michael CPresident and COO
Exercise / conversionCommon Shares 13,363 $39.58 $528,907.54
Disclosure

SEC source: 0001182489-18-000461 · edgar.xml · nonDerivative · entry 1

Lukemire Michael C · CIK 0001434770 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,001

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 26, 2018 Filed Nov 28, 2018 15:06 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
GrantPhantom Stock · Derivative 1,208.183 $74.29 $89,755.92
Disclosure

SEC source: 0001182489-18-000458 · edgar.xml · derivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,486.167

Underlying: Common Shares · 1,208.183 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

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November 26, 2018 Filed Nov 28, 2018 15:06 UTC
STUMP DENISEEVP, Global Human Resources
GrantPhantom Stock · Derivative 173.859 $74.29 $12,915.99
Disclosure

SEC source: 0001182489-18-000457 · edgar.xml · derivative · entry 2

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,012.892

Underlying: Common Shares · 173.859 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

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November 23, 2018 Filed Nov 28, 2018 15:06 UTC
STUMP DENISEEVP, Global Human Resources
OtherCommon Shares 8.0231 $62.32 $500.00
Disclosure

SEC source: 0001182489-18-000457 · edgar.xml · nonDerivative · entry 1

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,717.6109

Read SEC document
November 23, 2018 Filed Nov 28, 2018 15:05 UTC
Smith Ivan CEVP, GC and Secretary
OtherCommon Shares 2.0058 $62.32 $125.00
Disclosure

SEC source: 0001182489-18-000456 · edgar.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,970.0437

Read SEC document
October 26, 2018 Filed Oct 30, 2018 13:39 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
GrantPhantom Stock · Derivative 1,315.101 $68.25 $89,755.64
Disclosure

SEC source: 0001182489-18-000451 · edgar.xml · derivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,277.984

Underlying: Common Shares · 1,315.101 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

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October 26, 2018 Filed Oct 30, 2018 13:38 UTC
STUMP DENISEEVP, Global Human Resources
GrantPhantom Stock · Derivative 189.245 $68.25 $12,915.97
Disclosure

SEC source: 0001182489-18-000450 · edgar.xml · derivative · entry 2

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,839.033

Underlying: Common Shares · 189.245 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.