Tapewire

NYSE · USD

SMG

SCOTTS MIRACLE-GRO CO

Export transactions ↓
Tapewire entity
4142
SEC CIK
0000825542
Parsed reports
1,677

Last 12 months

Inside the activity.

1 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202611
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202601
Aug 202603
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 26, 2019 Filed Jun 27, 2019 19:34 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
GrantPhantom Stock · Derivative 923.269 $97.22 $89,760.21
Disclosure

SEC source: 0001443984-19-000105 · wf-form4_156166408331808.xml · derivative · entry 4

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,625.4691

Underlying: Common Shares · 923.269 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
June 25, 2019 Filed Jun 27, 2019 19:35 UTC
Smith Ivan CEVP, GC and Secretary
OtherCommon Shares 1.5225 $82.10 $125.00
Disclosure

SEC source: 0001443984-19-000107 · wf-form4_156166412559348.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,807.9269

Read SEC document
June 25, 2019 Filed Jun 27, 2019 19:35 UTC
STUMP DENISEEVP, Global Human Resources
OtherCommon Shares 6.0901 $82.10 $500.00
Disclosure

SEC source: 0001443984-19-000106 · wf-form4_156166410576167.xml · nonDerivative · entry 1

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,841.3449

F1 · balance_after: Includes 95.193 shares previously held through the Phantom Stock which were distributed to the reporting person on June 5, 2019 and are now owned directly.

Read SEC document
June 25, 2019 Filed Jun 27, 2019 19:34 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
OtherCommon Shares 24.3605 $82.10 $2,000.00
Disclosure

SEC source: 0001443984-19-000105 · wf-form4_156166408331808.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,319.4349

Read SEC document
June 10, 2019 Filed Jun 11, 2019 18:58 UTC
FINN BRIAN DDirector
GrantDividend Equivalent Rights · Derivative 58 $94.13 $5,459.54
Disclosure

SEC source: 0001443984-19-000081 · wf-form4_156027950687278.xml · derivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 345

Underlying: Common Shares · 58 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
June 10, 2019 Filed Jun 11, 2019 19:02 UTC GrantDividend Equivalent Rights · Derivative 50 $94.13 $4,706.50
Disclosure

SEC source: 0001443984-19-000091 · wf-form4_156027972505121.xml · derivative · entry 1

Shumlin Peter E · CIK 0001696706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283

Underlying: Common Shares · 50 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
June 10, 2019 Filed Jun 11, 2019 19:01 UTC GrantDividend Equivalent Rights · Derivative 38 $94.13 $3,576.94
Disclosure

SEC source: 0001443984-19-000090 · wf-form4_156027970336176.xml · derivative · entry 1

Mistretta Nancy G. · CIK 0001409462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240

Underlying: Common Shares · 38 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
June 10, 2019 Filed Jun 11, 2019 19:01 UTC GrantDividend Equivalent Rights · Derivative 20 $94.13 $1,882.60
Disclosure

SEC source: 0001443984-19-000089 · wf-form4_156027967996027.xml · derivative · entry 1

Hargreaves Craig R · CIK 0001742224 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58

Underlying: Common Shares · 20 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
June 10, 2019 Filed Jun 11, 2019 19:01 UTC
HAGEDORN KATHERINE LITTLEFIELDDirector · 10% owner
GrantDividend Equivalent Rights · Derivative 38 $94.13 $3,576.94
Disclosure

SEC source: 0001443984-19-000088 · wf-form4_156027965881439.xml · derivative · entry 1

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240

Underlying: Common Shares · 38 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
June 10, 2019 Filed Jun 11, 2019 19:00 UTC GrantDividend Equivalent Rights · Derivative 23 $94.13 $2,164.99
Disclosure

SEC source: 0001443984-19-000087 · wf-form4_156027963787738.xml · derivative · entry 1

Evans David C · CIK 0001375909 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81

Underlying: Common Shares · 23 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
June 10, 2019 Filed Jun 11, 2019 19:00 UTC GrantDividend Equivalent Rights · Derivative 38 $94.13 $3,576.94
Disclosure

SEC source: 0001443984-19-000086 · wf-form4_156027961166135.xml · derivative · entry 1

MCCANN JAMES F · CIK 0001205164 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240

Underlying: Common Shares · 38 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
June 10, 2019 Filed Jun 11, 2019 19:00 UTC GrantDividend Equivalent Rights · Derivative 38 $94.13 $3,576.94
Disclosure

SEC source: 0001443984-19-000085 · wf-form4_156027959269473.xml · derivative · entry 1

Johnson Stephen L · CIK 0001505744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256

Underlying: Common Shares · 38 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
June 10, 2019 Filed Jun 11, 2019 18:59 UTC
Hanft AdamDirector
GrantDividend Equivalent Rights · Derivative 77 $94.13 $7,248.01
Disclosure

SEC source: 0001443984-19-000083 · wf-form4_156027954875166.xml · derivative · entry 1

Hanft Adam · CIK 0001481963 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 358

Underlying: Common Shares · 77 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
June 10, 2019 Filed Jun 11, 2019 18:59 UTC GrantDividend Equivalent Rights · Derivative 38 $94.13 $3,576.94
Disclosure

SEC source: 0001443984-19-000084 · wf-form4_156027957158545.xml · derivative · entry 1

KELLY THOMAS N JR · CIK 0001196636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240

Underlying: Common Shares · 38 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
June 10, 2019 Filed Jun 11, 2019 18:59 UTC
Vines John RDirector
GrantDividend Equivalent Rights · Derivative 47 $94.13 $4,424.11
Disclosure

SEC source: 0001443984-19-000082 · wf-form4_156027952827627.xml · derivative · entry 1

Vines John R · CIK 0001582749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287

Underlying: Common Shares · 47 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
June 10, 2019 Filed Jun 12, 2019 17:44 UTC
King James DEVP and CCO
GrantPhantom Stock · Derivative 1.447 $94.13 $136.21
Disclosure

SEC source: 0001443984-19-000099 · wf-form4_156036148522417.xml · derivative · entry 1

King James D · CIK 0001775224 · EVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249.083

Underlying: Common Shares · 1.447 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F2 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
June 10, 2019 Filed Jun 12, 2019 17:44 UTC
STUMP DENISEEVP, Global Human Resources
GrantPhantom Stock · Derivative 43.755 $94.11 $4,117.78
Disclosure

SEC source: 0001443984-19-000098 · wf-form4_156036146613272.xml · derivative · entry 2

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,620.054

Underlying: Common Shares · 43.755 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
June 10, 2019 Filed Jun 12, 2019 17:44 UTC
STUMP DENISEEVP, Global Human Resources
OtherCommon Shares 13.3584 $93.54 $1,249.61
Disclosure

SEC source: 0001443984-19-000098 · wf-form4_156036146613272.xml · nonDerivative · entry 1

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,740.0618

Read SEC document
June 10, 2019 Filed Jun 12, 2019 17:44 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
GrantPhantom Stock · Derivative 678.035 $94.12 $63,816.65
Disclosure

SEC source: 0001443984-19-000097 · wf-form4_156036143737309.xml · derivative · entry 4

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,702.2001

Underlying: Common Shares · 678.035 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
June 10, 2019 Filed Jun 12, 2019 17:44 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
OtherCommon Shares 40.43 $93.54 $3,782.01
Disclosure

SEC source: 0001443984-19-000097 · wf-form4_156036143737309.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,295.0744

Read SEC document
June 10, 2019 Filed Jun 12, 2019 17:43 UTC
Smith Ivan CEVP, GC and Secretary
OtherCommon Shares 3.6283 $93.54 $339.41
Disclosure

SEC source: 0001443984-19-000096 · wf-form4_156036141640054.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,806.4044

Read SEC document
May 28, 2019 Filed May 29, 2019 17:45 UTC
STUMP DENISEEVP, Global Human Resources
GrantPhantom Stock · Derivative 89.144 $89.82 $8,006.91
Disclosure

SEC source: 0001443984-19-000066 · wf-form4_155915194295503.xml · derivative · entry 2

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,576.299

Underlying: Common Shares · 89.144 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
May 28, 2019 Filed May 29, 2019 17:45 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
GrantPhantom Stock · Derivative 999.325 $89.82 $89,759.37
Disclosure

SEC source: 0001443984-19-000065 · wf-form4_155915190964720.xml · derivative · entry 4

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,024.1651

Underlying: Common Shares · 999.325 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
May 24, 2019 Filed May 29, 2019 17:46 UTC
Smith Ivan CEVP, GC and Secretary
OtherCommon Shares 1.6734 $74.70 $125.00
Disclosure

SEC source: 0001443984-19-000067 · wf-form4_155915197219048.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,802.7761

Read SEC document
May 24, 2019 Filed May 29, 2019 17:45 UTC
STUMP DENISEEVP, Global Human Resources
OtherCommon Shares 6.6934 $74.70 $500.00
Disclosure

SEC source: 0001443984-19-000066 · wf-form4_155915194295503.xml · nonDerivative · entry 1

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,726.7034

Read SEC document
May 24, 2019 Filed May 29, 2019 17:45 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
OtherCommon Shares 26.7738 $74.70 $2,000.00
Disclosure

SEC source: 0001443984-19-000065 · wf-form4_155915190964720.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,254.6444

Read SEC document
April 26, 2019 Filed Apr 29, 2019 18:59 UTC
STUMP DENISEEVP, Global Human Resources
GrantPhantom Stock · Derivative 95.74 $83.63 $8,006.74
Disclosure

SEC source: 0001443984-19-000058 · wf-form4_155656435683413.xml · derivative · entry 2

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,487.155

Underlying: Common Shares · 95.74 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
April 26, 2019 Filed Apr 29, 2019 18:58 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
GrantPhantom Stock · Derivative 996.424 $83.63 $83,330.94
Disclosure

SEC source: 0001443984-19-000057 · wf-form4_155656431218009.xml · derivative · entry 4

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,024.8401

Underlying: Common Shares · 996.424 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
April 25, 2019 Filed Apr 29, 2019 19:00 UTC
Smith Ivan CEVP, GC and Secretary
OtherCommon Shares 1.8032 $69.32 $125.00
Disclosure

SEC source: 0001443984-19-000059 · wf-form4_155656439516403.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,801.1027

Read SEC document
April 25, 2019 Filed Apr 29, 2019 18:59 UTC
STUMP DENISEEVP, Global Human Resources
OtherCommon Shares 7.2129 $69.32 $500.00
Disclosure

SEC source: 0001443984-19-000058 · wf-form4_155656435683413.xml · nonDerivative · entry 1

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,720.01

Read SEC document
April 25, 2019 Filed Apr 29, 2019 18:58 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
OtherCommon Shares 28.8517 $69.32 $2,000.00
Disclosure

SEC source: 0001443984-19-000057 · wf-form4_155656431218009.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,227.8706

Read SEC document
April 01, 2019 Filed Apr 2, 2019 18:14 UTC GrantCommon Shares 314 $79.68 $25,019.52
Disclosure

SEC source: 0001443984-19-000053 · wf-form4_155422883285635.xml · nonDerivative · entry 1

Shumlin Peter E · CIK 0001696706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,315

F1 · price: The Deferred Stock Units were issued to the reporting person in lieu of retainer in the amount of $25,000

Read SEC document
April 01, 2019 Filed Apr 2, 2019 18:13 UTC GrantCommon Shares 79 $79.68 $6,294.72
Disclosure

SEC source: 0001443984-19-000052 · wf-form4_155422879302977.xml · nonDerivative · entry 1

Johnson Stephen L · CIK 0001505744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,556

F1 · price: The Deferred Stock Units was issued to the reporting person in lieu of retainer in the amount of $6,250

Read SEC document
April 01, 2019 Filed Apr 2, 2019 18:12 UTC
FINN BRIAN DDirector
GrantCommon Shares 314 $79.68 $25,019.52
Disclosure

SEC source: 0001443984-19-000051 · wf-form4_155422875341846.xml · nonDerivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,011

F1 · price: The Deferred Stock Units were issued to the reporting person in lieu of retainer in the amount of $25,000

Read SEC document
March 26, 2019 Filed Mar 28, 2019 14:58 UTC
STUMP DENISEEVP, Global Human Resources
GrantPhantom Stock · Derivative 198.23 $77.71 $15,404.45
Disclosure

SEC source: 0001443984-19-000046 · wf-form4_155378509516291.xml · derivative · entry 2

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,391.415

Underlying: Common Shares · 198.23 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
March 26, 2019 Filed Mar 28, 2019 14:57 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
GrantPhantom Stock · Derivative 2,189.515 $77.71 $170,147.21
Disclosure

SEC source: 0001443984-19-000045 · wf-form4_155378505660281.xml · derivative · entry 4

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,028.4161

Underlying: Common Shares · 2,189.515 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
March 25, 2019 Filed Mar 28, 2019 14:59 UTC
Smith Ivan CEVP, GC and Secretary
OtherCommon Shares 1.9344 $64.62 $125.00
Disclosure

SEC source: 0001443984-19-000047 · wf-form4_155378513413972.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,799.2995

Read SEC document
March 25, 2019 Filed Mar 28, 2019 14:58 UTC
STUMP DENISEEVP, Global Human Resources
OtherCommon Shares 7.7375 $64.62 $500.00
Disclosure

SEC source: 0001443984-19-000046 · wf-form4_155378509516291.xml · nonDerivative · entry 1

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,712.7971

Read SEC document
March 25, 2019 Filed Mar 28, 2019 14:57 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
OtherCommon Shares 30.9502 $64.62 $2,000.00
Disclosure

SEC source: 0001443984-19-000045 · wf-form4_155378505660281.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,199.0189

Read SEC document
March 08, 2019 Filed Mar 12, 2019 18:09 UTC
Hanft AdamDirector
GrantDividend Equivalent Rights · Derivative 87 $82.16 $7,147.92
Disclosure

SEC source: 0001443984-19-000039 · wf-form4_155241417760555.xml · derivative · entry 1

Hanft Adam · CIK 0001481963 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281

Underlying: Common Shares · 87 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
March 08, 2019 Filed Mar 12, 2019 18:09 UTC
FINN BRIAN DDirector
GrantDividend Equivalent Rights · Derivative 62 $82.16 $5,093.92
Disclosure

SEC source: 0001443984-19-000038 · wf-form4_155241413366016.xml · derivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287

Underlying: Common Shares · 62 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
March 08, 2019 Filed Mar 12, 2019 18:07 UTC
Smith Ivan CEVP, GC and Secretary
OtherCommon Shares 4.0484 $82.53 $334.12
Disclosure

SEC source: 0001443984-19-000036 · wf-form4_155241405873200.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,797.3651

Read SEC document
March 08, 2019 Filed Mar 12, 2019 18:08 UTC GrantDividend Equivalent Rights · Derivative 26 $82.16 $2,136.16
Disclosure

SEC source: 0001443984-19-000037 · wf-form4_155241409570428.xml · derivative · entry 1

Evans David C · CIK 0001375909 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58

Underlying: Common Shares · 26 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
March 08, 2019 Filed Mar 12, 2019 18:07 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
GrantPhantom Stock · Derivative 757.522 $80.62 $61,071.42
Disclosure

SEC source: 0001443984-19-000035 · wf-form4_155241402163461.xml · derivative · entry 4

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,838.9011

Underlying: Common Shares · 757.522 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
March 08, 2019 Filed Mar 12, 2019 18:07 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
OtherCommon Shares 45.1452 $82.53 $3,725.85
Disclosure

SEC source: 0001443984-19-000035 · wf-form4_155241402163461.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,168.0687

Read SEC document
March 08, 2019 Filed Mar 12, 2019 18:06 UTC
Vines John RDirector
GrantDividend Equivalent Rights · Derivative 53 $82.16 $4,354.48
Disclosure

SEC source: 0001443984-19-000034 · wf-form4_155241398258113.xml · derivative · entry 1

Vines John R · CIK 0001582749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240

Underlying: Common Shares · 53 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
March 08, 2019 Filed Mar 12, 2019 18:05 UTC GrantDividend Equivalent Rights · Derivative 23 $82.16 $1,889.68
Disclosure

SEC source: 0001443984-19-000033 · wf-form4_155241394415588.xml · derivative · entry 1

Hargreaves Craig R · CIK 0001742224 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38

Underlying: Common Shares · 23 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
March 08, 2019 Filed Mar 12, 2019 18:05 UTC GrantDividend Equivalent Rights · Derivative 54 $82.16 $4,436.64
Disclosure

SEC source: 0001443984-19-000032 · wf-form4_155241390271797.xml · derivative · entry 1

Shumlin Peter E · CIK 0001696706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233

Underlying: Common Shares · 54 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
March 08, 2019 Filed Mar 12, 2019 18:04 UTC
STUMP DENISEEVP, Global Human Resources
GrantPhantom Stock · Derivative 48.01 $80.63 $3,871.05
Disclosure

SEC source: 0001443984-19-000031 · wf-form4_155241385826887.xml · derivative · entry 2

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,193.185

Underlying: Common Shares · 48.01 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
March 08, 2019 Filed Mar 12, 2019 18:04 UTC
STUMP DENISEEVP, Global Human Resources
OtherCommon Shares 14.8933 $82.53 $1,229.15
Disclosure

SEC source: 0001443984-19-000031 · wf-form4_155241385826887.xml · nonDerivative · entry 1

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,705.0596

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.