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SCOTTS MIRACLE-GRO CO

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0000825542
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1,677

Last 12 months

Inside the activity.

1 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202611
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202601
Aug 202603
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 15, 2020 Filed Jun 17, 2020 21:56 UTC SaleCommon Shares 13,006 $131.34 $1,708,208.04
Disclosure

SEC source: 0001012975-20-000563 · edgar.xml · nonDerivative · entry 2

HAGEDORN SUSAN · CIK 0001247301 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,158,285

F1 · kind: The transactions reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan.

F3 · price: The transaction was executed in multiple trades at prices ranging from $131.00 to $131.98. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

F9 · ownership.nature: The common shares are directly held by the Hagedorn Partnership, L.P. (the "Partnership"). The Reporting Person is a general partner of the Partnership. The amount of shares reported as beneficially owned represent the aggregate proportionate interest in common shares held by the Partnership of the Reporting Person and those family members in whose holdings she may be deemed to have a pecuniary interest. The Reporting Person disclaims beneficial ownership of the common shares except to the extent of her pecuniary interest.

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June 15, 2020 Filed Jun 17, 2020 21:56 UTC SaleCommon Shares 7,919 $130.58 $1,034,063.02
Disclosure

SEC source: 0001012975-20-000563 · edgar.xml · nonDerivative · entry 1

HAGEDORN SUSAN · CIK 0001247301 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,171,292

F1 · kind: The transactions reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan.

F2 · price: The transaction was executed in multiple trades at prices ranging from $130.00 to $130.99. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

F9 · ownership.nature: The common shares are directly held by the Hagedorn Partnership, L.P. (the "Partnership"). The Reporting Person is a general partner of the Partnership. The amount of shares reported as beneficially owned represent the aggregate proportionate interest in common shares held by the Partnership of the Reporting Person and those family members in whose holdings she may be deemed to have a pecuniary interest. The Reporting Person disclaims beneficial ownership of the common shares except to the extent of her pecuniary interest.

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June 15, 2020 Filed Jun 17, 2020 21:55 UTC
HAGEDORN KATHERINE LITTLEFIELDDirector · 10% owner
SaleCommon Shares 88 $132.15 $11,629.20
Disclosure

SEC source: 0001012975-20-000562 · edgar.xml · nonDerivative · entry 3

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,732,999

F1 · kind: The transactions reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan.

F4 · price: The transaction was executed in multiple trades at prices ranging from $132.00 to $132.40. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

F9 · ownership.nature: The common shares are directly held by the Hagedorn Partnership, L.P. (the "Partnership"). The Reporting Person is a general partner of the Partnership. The amount of shares reported as beneficially owned represent the aggregate proportionate interest in common shares held by the Partnership of the Reporting Person. The Reporting Person disclaims beneficial ownership of the common shares except to the extent of her pecuniary interest.

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June 15, 2020 Filed Jun 17, 2020 21:55 UTC
HAGEDORN KATHERINE LITTLEFIELDDirector · 10% owner
SaleCommon Shares 1,858 $131.34 $244,029.72
Disclosure

SEC source: 0001012975-20-000562 · edgar.xml · nonDerivative · entry 2

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,733,087

F1 · kind: The transactions reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan.

F3 · price: The transaction was executed in multiple trades at prices ranging from $131.00 to $131.98. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

F9 · ownership.nature: The common shares are directly held by the Hagedorn Partnership, L.P. (the "Partnership"). The Reporting Person is a general partner of the Partnership. The amount of shares reported as beneficially owned represent the aggregate proportionate interest in common shares held by the Partnership of the Reporting Person. The Reporting Person disclaims beneficial ownership of the common shares except to the extent of her pecuniary interest.

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June 15, 2020 Filed Jun 17, 2020 21:55 UTC
HAGEDORN KATHERINE LITTLEFIELDDirector · 10% owner
SaleCommon Shares 1,131 $130.58 $147,685.98
Disclosure

SEC source: 0001012975-20-000562 · edgar.xml · nonDerivative · entry 1

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,734,945

F1 · kind: The transactions reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan.

F2 · price: The transaction was executed in multiple trades at prices ranging from $130.00 to $130.99. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

F9 · ownership.nature: The common shares are directly held by the Hagedorn Partnership, L.P. (the "Partnership"). The Reporting Person is a general partner of the Partnership. The amount of shares reported as beneficially owned represent the aggregate proportionate interest in common shares held by the Partnership of the Reporting Person. The Reporting Person disclaims beneficial ownership of the common shares except to the extent of her pecuniary interest.

Read SEC document
June 10, 2020 Filed Jun 11, 2020 21:48 UTC
HAGEDORN KATHERINE LITTLEFIELDDirector · 10% owner
GrantDividend Equivalent Rights · Derivative 25 $142.78 $3,569.50
Disclosure

SEC source: 0001443984-20-000172 · wf-form4_159191206925896.xml · derivative · entry 1

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221

Underlying: Common Shares · 25 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
June 10, 2020 Filed Jun 11, 2020 21:47 UTC
FINN BRIAN DDirector
GrantDividend Equivalent Rights · Derivative 35 $142.78 $4,997.30
Disclosure

SEC source: 0001443984-20-000171 · wf-form4_159191204714706.xml · derivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 316

Underlying: Common Shares · 35 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
June 10, 2020 Filed Jun 11, 2020 21:47 UTC GrantDividend Equivalent Rights · Derivative 35 $142.78 $4,997.30
Disclosure

SEC source: 0001443984-20-000170 · wf-form4_159191202536802.xml · derivative · entry 1

Evans David C · CIK 0001375909 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177

Underlying: Common Shares · 35 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
June 10, 2020 Filed Jun 11, 2020 21:46 UTC GrantDividend Equivalent Rights · Derivative 25 $142.78 $3,569.50
Disclosure

SEC source: 0001443984-20-000169 · wf-form4_159191200224466.xml · derivative · entry 1

Johnson Stephen L · CIK 0001505744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232

Underlying: Common Shares · 25 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
June 10, 2020 Filed Jun 11, 2020 21:46 UTC
Hanft AdamDirector
GrantDividend Equivalent Rights · Derivative 42 $142.78 $5,996.76
Disclosure

SEC source: 0001443984-20-000168 · wf-form4_159191197961572.xml · derivative · entry 1

Hanft Adam · CIK 0001481963 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285

Underlying: Common Shares · 42 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
June 10, 2020 Filed Jun 11, 2020 21:45 UTC GrantDividend Equivalent Rights · Derivative 25 $142.78 $3,569.50
Disclosure

SEC source: 0001443984-20-000166 · wf-form4_159191193337719.xml · derivative · entry 1

KELLY THOMAS N JR · CIK 0001196636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221

Underlying: Common Shares · 25 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
June 10, 2020 Filed Jun 11, 2020 21:46 UTC
Vines John RDirector
GrantDividend Equivalent Rights · Derivative 29 $142.78 $4,140.62
Disclosure

SEC source: 0001443984-20-000167 · wf-form4_159191195598430.xml · derivative · entry 1

Vines John R · CIK 0001582749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263

Underlying: Common Shares · 29 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
June 10, 2020 Filed Jun 11, 2020 21:45 UTC GrantDividend Equivalent Rights · Derivative 25 $142.78 $3,569.50
Disclosure

SEC source: 0001443984-20-000165 · wf-form4_159191190984595.xml · derivative · entry 1

Mistretta Nancy G. · CIK 0001409462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221

Underlying: Common Shares · 25 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
June 10, 2020 Filed Jun 11, 2020 21:45 UTC GrantDividend Equivalent Rights · Derivative 35 $142.78 $4,997.30
Disclosure

SEC source: 0001443984-20-000164 · wf-form4_159191188845038.xml · derivative · entry 1

Shumlin Peter E · CIK 0001696706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 316

Underlying: Common Shares · 35 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
June 10, 2020 Filed Jun 12, 2020 16:12 UTC
Smith Ivan CEVP, GC and Secretary
OtherCommon Shares 2.6893 $140.10 $376.76
Disclosure

SEC source: 0001443984-20-000180 · wf-form4_159197832610288.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,644.2858

Read SEC document
June 10, 2020 Filed Jun 12, 2020 16:11 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
GrantPhantom Stock · Derivative 531.873 $141.60 $75,313.22
Disclosure

SEC source: 0001443984-20-000178 · wf-form4_159197827285597.xml · derivative · entry 4

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,003.4231

Underlying: Common Shares · 531.873 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
June 10, 2020 Filed Jun 12, 2020 16:11 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
OtherCommon Shares 29.8884 $140.10 $4,187.24
Disclosure

SEC source: 0001443984-20-000178 · wf-form4_159197827285597.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,006.0561

Read SEC document
June 10, 2020 Filed Jun 12, 2020 16:12 UTC
STUMP DENISEEVP, Global Human Resources
GrantPhantom Stock · Derivative 37.393 $141.60 $5,294.85
Disclosure

SEC source: 0001443984-20-000179 · wf-form4_159197829939590.xml · derivative · entry 2

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,275.146

Underlying: Common Shares · 37.393 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
June 10, 2020 Filed Jun 12, 2020 16:12 UTC
STUMP DENISEEVP, Global Human Resources
OtherCommon Shares 0.5123 $140.10 $71.77
Disclosure

SEC source: 0001443984-20-000179 · wf-form4_159197829939590.xml · nonDerivative · entry 1

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,144.244

Read SEC document
June 10, 2020 Filed Jun 12, 2020 16:11 UTC
King James DEVP and CCO
GrantPhantom Stock · Derivative 1.037 $141.65 $146.89
Disclosure

SEC source: 0001443984-20-000177 · wf-form4_159197817361897.xml · derivative · entry 1

King James D · CIK 0001775224 · EVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254.299

Underlying: Common Shares · 1.037 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
May 26, 2020 Filed May 28, 2020 14:02 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
GrantPhantom Stock · Derivative 624.506 $144.66 $90,341.04
Disclosure

SEC source: 0001443984-20-000150 · wf-form4_159067456226532.xml · derivative · entry 4

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,471.5501

Underlying: Common Shares · 624.506 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
May 26, 2020 Filed May 28, 2020 14:02 UTC
STUMP DENISEEVP, Global Human Resources
GrantPhantom Stock · Derivative 108.879 $144.66 $15,750.44
Disclosure

SEC source: 0001443984-20-000149 · wf-form4_159067454205855.xml · derivative · entry 2

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,237.753

Underlying: Common Shares · 108.879 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
May 22, 2020 Filed May 28, 2020 14:03 UTC
Smith Ivan CEVP, GC and Secretary
OtherCommon Shares 0.9947 $125.66 $124.99
Disclosure

SEC source: 0001443984-20-000151 · wf-form4_159067458405011.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,641.5965

Read SEC document
May 22, 2020 Filed May 28, 2020 14:02 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
OtherCommon Shares 15.916 $125.66 $2,000.00
Disclosure

SEC source: 0001443984-20-000150 · wf-form4_159067456226532.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,976.1677

Read SEC document
May 22, 2020 Filed May 28, 2020 14:02 UTC
STUMP DENISEEVP, Global Human Resources
OtherCommon Shares 3.979 $125.66 $500.00
Disclosure

SEC source: 0001443984-20-000149 · wf-form4_159067454205855.xml · nonDerivative · entry 1

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,143.7317

Read SEC document
May 11, 2020 Filed May 12, 2020 19:30 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
Exercise / conversionStock Option (right to buy) · Derivative 37,751 $0.00 Strike: $49.19 $0.00
Disclosure

SEC source: 0001443984-20-000145 · wf-form4_158931182474139.xml · derivative · entry 7

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 37,751 shares

Expires 2021-01-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 11, 2020 Filed May 12, 2020 19:30 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
SaleCommon Shares 9,772 $138.94 $1,357,759.79
Disclosure

SEC source: 0001443984-20-000145 · wf-form4_158931182474139.xml · nonDerivative · entry 4

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,960.2517

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $138.70 to $139.39, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3).

Read SEC document
May 11, 2020 Filed May 12, 2020 19:30 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
SaleCommon Shares 25,750 $138.24 $3,559,708.33
Disclosure

SEC source: 0001443984-20-000145 · wf-form4_158931182474139.xml · nonDerivative · entry 3

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,732.2517

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $137.70 to $138.68, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

Read SEC document
May 11, 2020 Filed May 12, 2020 19:30 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
SaleCommon Shares 2,229 $137.52 $306,538.10
Disclosure

SEC source: 0001443984-20-000145 · wf-form4_158931182474139.xml · nonDerivative · entry 2

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,482.2517

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $136.75 to $137.69, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1).

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May 11, 2020 Filed May 12, 2020 19:30 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
Exercise / conversionCommon Shares 37,751 $49.19 $1,856,971.69
Disclosure

SEC source: 0001443984-20-000145 · wf-form4_158931182474139.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,711.2517

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 11, 2020 Filed May 12, 2020 19:30 UTC
Smith Ivan CEVP, GC and Secretary
SaleCommon Shares 442 $139.12 $61,490.38
Disclosure

SEC source: 0001443984-20-000144 · wf-form4_158931180058309.xml · nonDerivative · entry 3

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,640.6018

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $139.005 to $139.33, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3).

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May 11, 2020 Filed May 12, 2020 19:30 UTC
Smith Ivan CEVP, GC and Secretary
SaleCommon Shares 3,450 $138.43 $477,583.85
Disclosure

SEC source: 0001443984-20-000144 · wf-form4_158931180058309.xml · nonDerivative · entry 2

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,082.6018

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $138.00 to $138.99, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

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May 11, 2020 Filed May 12, 2020 19:30 UTC
Smith Ivan CEVP, GC and Secretary
SaleCommon Shares 1,888 $137.64 $259,873.19
Disclosure

SEC source: 0001443984-20-000144 · wf-form4_158931180058309.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,532.6018

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $137.305 to $137.95, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1).

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May 08, 2020 Filed May 11, 2020 18:37 UTC SaleCommon Shares 600 $136.00 $81,600.00
Disclosure

SEC source: 0001443984-20-000139 · wf-form4_158922222946736.xml · nonDerivative · entry 3

Mistretta Nancy G. · CIK 0001409462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,798

Read SEC document
May 08, 2020 Filed May 11, 2020 18:35 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
Exercise / conversionStock Option (right to buy) · Derivative 86,240 $0.00 Strike: $49.19 $0.00
Disclosure

SEC source: 0001443984-20-000133 · wf-form4_158922209364280.xml · derivative · entry 12

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,751

Underlying: Common Shares · 86,240 shares

Expires 2021-01-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 08, 2020 Filed May 11, 2020 18:35 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
SaleCommon Shares 4,023 $140.07 $563,506.44
Disclosure

SEC source: 0001443984-20-000133 · wf-form4_158922209364280.xml · nonDerivative · entry 9

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,960.2517

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $140.00 to $140.24, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (8).

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May 08, 2020 Filed May 11, 2020 18:35 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
SaleCommon Shares 43,441 $139.42 $6,056,426.93
Disclosure

SEC source: 0001443984-20-000133 · wf-form4_158922209364280.xml · nonDerivative · entry 8

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,983.2517

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $139.00 to $139.99, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (7).

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May 08, 2020 Filed May 11, 2020 18:35 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
SaleCommon Shares 23,328 $138.65 $3,234,522.84
Disclosure

SEC source: 0001443984-20-000133 · wf-form4_158922209364280.xml · nonDerivative · entry 7

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,424.2517

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $138.00 to $138.995, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (6).

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May 08, 2020 Filed May 11, 2020 18:35 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
SaleCommon Shares 4,055 $137.72 $558,466.36
Disclosure

SEC source: 0001443984-20-000133 · wf-form4_158922209364280.xml · nonDerivative · entry 6

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,752.2517

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $137.12 to $137.99, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (5).

Read SEC document
May 08, 2020 Filed May 11, 2020 18:35 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
SaleCommon Shares 1,400 $136.13 $190,583.96
Disclosure

SEC source: 0001443984-20-000133 · wf-form4_158922209364280.xml · nonDerivative · entry 5

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,807.2517

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $136.00 to $136.25, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4).

Read SEC document
May 08, 2020 Filed May 11, 2020 18:35 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
SaleCommon Shares 4,041 $135.54 $547,735.32
Disclosure

SEC source: 0001443984-20-000133 · wf-form4_158922209364280.xml · nonDerivative · entry 4

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,207.2517

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $135.06 to $135.97, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3).

Read SEC document
May 08, 2020 Filed May 11, 2020 18:35 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
SaleCommon Shares 1,470 $134.21 $197,285.61
Disclosure

SEC source: 0001443984-20-000133 · wf-form4_158922209364280.xml · nonDerivative · entry 3

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,248.2517

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $134.00 to $134.59, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

Read SEC document
May 08, 2020 Filed May 11, 2020 18:35 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
SaleCommon Shares 4,482 $133.59 $598,729.76
Disclosure

SEC source: 0001443984-20-000133 · wf-form4_158922209364280.xml · nonDerivative · entry 2

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,718.2517

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $133.01 to $133.98, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1).

Read SEC document
May 08, 2020 Filed May 11, 2020 18:35 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
Exercise / conversionCommon Shares 86,240 $49.19 $4,242,145.60
Disclosure

SEC source: 0001443984-20-000133 · wf-form4_158922209364280.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,200.2517

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2020 Filed May 11, 2020 18:34 UTC SaleCommon Shares 500 $138.89 $69,445.00
Disclosure

SEC source: 0001443984-20-000132 · wf-form4_158922207205487.xml · nonDerivative · entry 1

Shumlin Peter E · CIK 0001696706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,411

Read SEC document
May 07, 2020 Filed May 11, 2020 20:13 UTC
FINN BRIAN DDirector
SaleCommon Shares 300 $132.38 $39,714.51
Disclosure

SEC source: 0001443984-20-000141 · wf-form4_158922798077657.xml · nonDerivative · entry 10

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,771

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $132.32 to $132.43, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (7).

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May 07, 2020 Filed May 11, 2020 20:13 UTC
FINN BRIAN DDirector
SaleCommon Shares 1,000 $131.17 $131,173.00
Disclosure

SEC source: 0001443984-20-000141 · wf-form4_158922798077657.xml · nonDerivative · entry 9

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,071

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.11 to $131.74, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (6).

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May 07, 2020 Filed May 11, 2020 20:13 UTC
FINN BRIAN DDirector
SaleCommon Shares 2,755 $129.95 $358,002.33
Disclosure

SEC source: 0001443984-20-000141 · wf-form4_158922798077657.xml · nonDerivative · entry 8

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,071

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $129.75 to $130.16, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (5).

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May 07, 2020 Filed May 11, 2020 20:13 UTC
FINN BRIAN DDirector
SaleCommon Shares 3,445 $129.24 $445,246.61
Disclosure

SEC source: 0001443984-20-000141 · wf-form4_158922798077657.xml · nonDerivative · entry 7

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,826

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $128.74 to $129.70, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4).

Read SEC document
May 07, 2020 Filed May 11, 2020 20:13 UTC
FINN BRIAN DDirector
SaleCommon Shares 373 $132.23 $49,321.79
Disclosure

SEC source: 0001443984-20-000141 · wf-form4_158922798077657.xml · nonDerivative · entry 6

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,271

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $132.00 to $132.60, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3).

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.