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SCOTTS MIRACLE-GRO CO

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Last 12 months

Inside the activity.

1 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202611
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202601
Aug 202603
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 28, 2020 Filed Dec 30, 2020 16:47 UTC
STUMP DENISEEVP, Global Human Resources
GrantPhantom Stock · Derivative 79.551 $197.99 $15,750.30
Disclosure

SEC source: 0001443984-20-000334 · wf-form4_160934686712708.xml · derivative · entry 1

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,331.471

Underlying: Common Shares · 79.551 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
December 28, 2020 Filed Dec 30, 2020 16:47 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
GrantPhantom Stock · Derivative 456.307 $197.99 $90,344.22
Disclosure

SEC source: 0001443984-20-000333 · wf-form4_160934684927113.xml · derivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,089.4611

Underlying: Common Shares · 456.307 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
December 24, 2020 Filed Jan 8, 2021 16:55 UTC
Scheiwer Mark JVP and Corporate Controller
OtherCommon Shares 0.8905 $168.45 $150.00
Disclosure

SEC source: 0001443984-21-000013 · wf-form4_161012490262681.xml · nonDerivative · entry 2

Scheiwer Mark J · CIK 0001830165 · VP and Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,809.4721

Read SEC document
December 24, 2020 Filed Jan 8, 2021 16:54 UTC
STUMP DENISEEVP, Global Human Resources
OtherCommon Shares 2.9682 $168.45 $499.99
Disclosure

SEC source: 0001443984-21-000010 · wf-form4_161012484250489.xml · nonDerivative · entry 1

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,175.8068

Read SEC document
December 24, 2020 Filed Jan 8, 2021 16:53 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
OtherCommon Shares 11.873 $168.45 $2,000.01
Disclosure

SEC source: 0001443984-21-000009 · wf-form4_161012482576654.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,387.591

Read SEC document
December 24, 2020 Filed Jan 8, 2021 16:53 UTC
Smith Ivan CEVP, GC and Secretary
OtherCommon Shares 0.7421 $168.45 $125.01
Disclosure

SEC source: 0001443984-21-000008 · wf-form4_161012481014135.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,703.739

Read SEC document
December 16, 2020 Filed Dec 18, 2020 22:14 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
SaleCommon Shares 808 $192.69 $155,695.94
Disclosure

SEC source: 0001443984-20-000329 · wf-form4_160832962885441.xml · nonDerivative · entry 3

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(K) Plan

Disclosed balance after: 23,873.754

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $192.13 to $192.98, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3).

Read SEC document
December 16, 2020 Filed Dec 18, 2020 22:14 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
SaleCommon Shares 14,163 $191.46 $2,711,647.98
Disclosure

SEC source: 0001443984-20-000329 · wf-form4_160832962885441.xml · nonDerivative · entry 2

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(K) Plan

Disclosed balance after: 24,681.754

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $191.01 to $192.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

Read SEC document
December 16, 2020 Filed Dec 18, 2020 22:14 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
SaleCommon Shares 11,195.284 $190.57 $2,133,518.86
Disclosure

SEC source: 0001443984-20-000329 · wf-form4_160832962885441.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(K) Plan

Disclosed balance after: 38,844.754

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $190.01 to $191.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1).

Read SEC document
December 10, 2020 Filed Dec 14, 2020 23:39 UTC
King James DEVP and CCO
GrantPhantom Stock · Derivative 0.916 $178.08 $163.12
Disclosure

SEC source: 0001443984-20-000324 · wf-form4_160798915598869.xml · derivative · entry 1

King James D · CIK 0001775224 · EVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264.022

Underlying: Common Shares · 0.916 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
December 10, 2020 Filed Dec 14, 2020 23:39 UTC
HAGEDORN KATHERINE LITTLEFIELDDirector · 10% owner
GrantDividend Equivalent Rights · Derivative 21 $186.92 $3,925.32
Disclosure

SEC source: 0001443984-20-000323 · wf-form4_160798913504961.xml · derivative · entry 1

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 458

Underlying: Common Shares · 21 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
December 10, 2020 Filed Dec 14, 2020 23:38 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
GrantPhantom Stock · Derivative 482.538 $178.13 $85,954.49
Disclosure

SEC source: 0001443984-20-000322 · wf-form4_160798911987723.xml · derivative · entry 4

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,633.1541

Underlying: Common Shares · 482.538 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
December 10, 2020 Filed Dec 14, 2020 23:38 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
OtherCommon Shares 27.6783 $187.98 $5,202.94
Disclosure

SEC source: 0001443984-20-000322 · wf-form4_160798911987723.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,378.6803

Read SEC document
December 10, 2020 Filed Dec 14, 2020 23:38 UTC
Smith Ivan CEVP, GC and Secretary
OtherCommon Shares 2.4922 $187.98 $468.48
Disclosure

SEC source: 0001443984-20-000321 · wf-form4_160798909889914.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,703.2467

Read SEC document
December 10, 2020 Filed Dec 14, 2020 23:38 UTC
Vines John RDirector
GrantDividend Equivalent Rights · Derivative 25 $186.92 $4,673.00
Disclosure

SEC source: 0001443984-20-000320 · wf-form4_160798907687437.xml · derivative · entry 1

Vines John R · CIK 0001582749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 544

Underlying: Common Shares · 25 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
December 10, 2020 Filed Dec 14, 2020 23:37 UTC GrantDividend Equivalent Rights · Derivative 21 $186.92 $3,925.32
Disclosure

SEC source: 0001443984-20-000319 · wf-form4_160798905990533.xml · derivative · entry 1

KELLY THOMAS N JR · CIK 0001196636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 458

Underlying: Common Shares · 21 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
December 10, 2020 Filed Dec 14, 2020 23:37 UTC
Hanft AdamDirector
GrantDividend Equivalent Rights · Derivative 36 $186.92 $6,729.12
Disclosure

SEC source: 0001443984-20-000318 · wf-form4_160798903912824.xml · derivative · entry 1

Hanft Adam · CIK 0001481963 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 672

Underlying: Common Shares · 36 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
December 10, 2020 Filed Dec 14, 2020 23:37 UTC GrantDividend Equivalent Rights · Derivative 19 $186.92 $3,551.48
Disclosure

SEC source: 0001443984-20-000317 · wf-form4_160798901897000.xml · derivative · entry 1

Evans David C · CIK 0001375909 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 392

Underlying: Common Shares · 19 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
December 10, 2020 Filed Dec 14, 2020 23:36 UTC GrantDividend Equivalent Rights · Derivative 21 $186.92 $3,925.32
Disclosure

SEC source: 0001443984-20-000316 · wf-form4_160798900187964.xml · derivative · entry 1

Mistretta Nancy G. · CIK 0001409462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 458

Underlying: Common Shares · 21 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
December 10, 2020 Filed Dec 14, 2020 23:36 UTC GrantDividend Equivalent Rights · Derivative 21 $186.92 $3,925.32
Disclosure

SEC source: 0001443984-20-000315 · wf-form4_160798897585930.xml · derivative · entry 1

Johnson Stephen L · CIK 0001505744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 497

Underlying: Common Shares · 21 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
December 10, 2020 Filed Dec 14, 2020 23:36 UTC
Scheiwer Mark JVP and Corporate Controller
GrantPhantom Stock · Derivative 1.905 $178.12 $339.32
Disclosure

SEC source: 0001443984-20-000314 · wf-form4_160798895604168.xml · derivative · entry 1

Scheiwer Mark J · CIK 0001830165 · VP and Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 551.903

Underlying: Common Shares · 1.905 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
December 10, 2020 Filed Dec 14, 2020 23:35 UTC GrantDividend Equivalent Rights · Derivative 33 $186.92 $6,168.36
Disclosure

SEC source: 0001443984-20-000313 · wf-form4_160798893530287.xml · derivative · entry 1

Shumlin Peter E · CIK 0001696706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 673

Underlying: Common Shares · 33 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
December 10, 2020 Filed Dec 14, 2020 23:35 UTC
FINN BRIAN DDirector
GrantDividend Equivalent Rights · Derivative 33 $186.92 $6,168.36
Disclosure

SEC source: 0001443984-20-000312 · wf-form4_160798891867015.xml · derivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 673

Underlying: Common Shares · 33 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
December 10, 2020 Filed Dec 14, 2020 23:35 UTC
STUMP DENISEEVP, Global Human Resources
GrantPhantom Stock · Derivative 35.249 $178.13 $6,278.90
Disclosure

SEC source: 0001443984-20-000311 · wf-form4_160798890242270.xml · derivative · entry 2

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,251.92

Underlying: Common Shares · 35.249 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
December 10, 2020 Filed Dec 14, 2020 23:35 UTC
STUMP DENISEEVP, Global Human Resources
OtherCommon Shares 0.5063 $187.98 $95.17
Disclosure

SEC source: 0001443984-20-000311 · wf-form4_160798890242270.xml · nonDerivative · entry 1

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,172.8539

Read SEC document
December 10, 2020 Filed Jan 8, 2021 16:55 UTC
Scheiwer Mark JVP and Corporate Controller
OtherCommon Shares 0.5386 $187.98 $101.25
Disclosure

SEC source: 0001443984-21-000013 · wf-form4_161012490262681.xml · nonDerivative · entry 1

Scheiwer Mark J · CIK 0001830165 · VP and Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,808.5816

Read SEC document
December 10, 2020 Filed Jan 8, 2021 16:55 UTC Amendment
STUMP DENISEEVP, Global Human Resources
GrantPhantom Stock · Derivative 35.249 $178.13 $6,278.90
Disclosure

SEC source: 0001443984-21-000014 · wf-form4a_161012492243747.xml · derivative · entry 2

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,251.92

Underlying: Common Shares · 35.249 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
December 10, 2020 Filed Jan 8, 2021 16:55 UTC Amendment
STUMP DENISEEVP, Global Human Resources
OtherCommon Shares 0.491 $187.98 $92.30
Disclosure

SEC source: 0001443984-21-000014 · wf-form4a_161012492243747.xml · nonDerivative · entry 1

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,172.8386

F1 · shares: The original Form 4 showed 0.5063 shares acquired. This amendment displays the correct number.

Read SEC document
December 10, 2020 Filed Jan 8, 2021 16:54 UTC Amendment
Smith Ivan CEVP, GC and Secretary
OtherCommon Shares 2.2424 $187.98 $421.52
Disclosure

SEC source: 0001443984-21-000012 · wf-form4a_161012488296040.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,702.9969

F1 · shares: The original Form 4 showed 2.4922 shares acquired. This amendment displays the correct number.

Read SEC document
December 10, 2020 Filed Jan 8, 2021 16:54 UTC Amendment
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
GrantPhantom Stock · Derivative 482.538 $178.13 $85,954.49
Disclosure

SEC source: 0001443984-21-000011 · wf-form4a_161012486131327.xml · derivative · entry 4

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,633.1541

Underlying: Common Shares · 482.538 shares

Expires not disclosed

F3 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F4 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F4 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
December 10, 2020 Filed Jan 8, 2021 16:54 UTC Amendment
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
OtherCommon Shares 24.716 $187.98 $4,646.09
Disclosure

SEC source: 0001443984-21-000011 · wf-form4a_161012486131327.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,375.718

F1 · shares: The original Form 4 showed 27.6783 shares acquired. This amendment displays the correct number.

Read SEC document
December 03, 2020 Filed Dec 7, 2020 17:15 UTC SaleCommon Shares 1,600 $170.72 $273,147.20
Disclosure

SEC source: 0001443984-20-000294 · wf-form4_160736131783206.xml · nonDerivative · entry 1

Shumlin Peter E · CIK 0001696706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,166

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $170.59 to $171.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1).

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November 30, 2020 Filed Dec 2, 2020 17:28 UTC
Scheiwer Mark JVP and Corporate Controller
GrantPhantom Stock · Derivative 2.713 $176.12 $477.81
Disclosure

SEC source: 0001443984-20-000292 · wf-form4_160693007443052.xml · derivative · entry 4

Scheiwer Mark J · CIK 0001830165 · VP and Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 549.998

Underlying: Common Shares · 2.713 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

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November 30, 2020 Filed Dec 2, 2020 17:27 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
GrantPhantom Stock · Derivative 513.028 $176.10 $90,344.23
Disclosure

SEC source: 0001443984-20-000290 · wf-form4_160693004064837.xml · derivative · entry 4

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,150.6161

Underlying: Common Shares · 513.028 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

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November 30, 2020 Filed Dec 2, 2020 17:27 UTC
STUMP DENISEEVP, Global Human Resources
GrantPhantom Stock · Derivative 89.438 $176.10 $15,750.03
Disclosure

SEC source: 0001443984-20-000289 · wf-form4_160693002281254.xml · derivative · entry 2

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,216.671

Underlying: Common Shares · 89.438 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

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November 25, 2020 Filed Dec 2, 2020 17:28 UTC
Scheiwer Mark JVP and Corporate Controller
OtherCommon Shares 1.043 $143.82 $150.00
Disclosure

SEC source: 0001443984-20-000292 · wf-form4_160693007443052.xml · nonDerivative · entry 1

Scheiwer Mark J · CIK 0001830165 · VP and Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,808.043

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November 25, 2020 Filed Dec 2, 2020 17:27 UTC
Smith Ivan CEVP, GC and Secretary
OtherCommon Shares 0.8691 $143.82 $124.99
Disclosure

SEC source: 0001443984-20-000291 · wf-form4_160693005660249.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,700.7545

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November 25, 2020 Filed Dec 2, 2020 17:27 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
OtherCommon Shares 13.9063 $143.82 $2,000.00
Disclosure

SEC source: 0001443984-20-000290 · wf-form4_160693004064837.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,351.002

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November 25, 2020 Filed Dec 2, 2020 17:27 UTC
STUMP DENISEEVP, Global Human Resources
OtherCommon Shares 3.4766 $143.82 $500.00
Disclosure

SEC source: 0001443984-20-000289 · wf-form4_160693002281254.xml · nonDerivative · entry 1

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,172.3476

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November 16, 2020 Filed Dec 2, 2020 17:28 UTC
Scheiwer Mark JVP and Corporate Controller
GrantPhantom Stock · Derivative 56.62 $168.20 $9,523.48
Disclosure

SEC source: 0001443984-20-000292 · wf-form4_160693007443052.xml · derivative · entry 3

Scheiwer Mark J · CIK 0001830165 · VP and Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 547.285

Underlying: Common Shares · 56.62 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

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October 26, 2020 Filed Oct 28, 2020 20:35 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
GrantPhantom Stock · Derivative 587.186 $153.85 $90,338.57
Disclosure

SEC source: 0001443984-20-000279 · wf-form4_160391729477350.xml · derivative · entry 4

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,637.5881

Underlying: Common Shares · 587.186 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

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October 26, 2020 Filed Oct 28, 2020 20:34 UTC
STUMP DENISEEVP, Global Human Resources
GrantPhantom Stock · Derivative 102.373 $153.85 $15,750.09
Disclosure

SEC source: 0001443984-20-000278 · wf-form4_160391727458580.xml · derivative · entry 2

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,127.233

Underlying: Common Shares · 102.373 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

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October 23, 2020 Filed Oct 28, 2020 20:35 UTC
Smith Ivan CEVP, GC and Secretary
OtherCommon Shares 0.9397 $133.02 $125.00
Disclosure

SEC source: 0001443984-20-000280 · wf-form4_160391731638461.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,699.8854

Read SEC document
October 23, 2020 Filed Oct 28, 2020 20:35 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
OtherCommon Shares 15.0353 $133.02 $2,000.00
Disclosure

SEC source: 0001443984-20-000279 · wf-form4_160391729477350.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,337.0957

Read SEC document
October 23, 2020 Filed Oct 28, 2020 20:34 UTC
STUMP DENISEEVP, Global Human Resources
OtherCommon Shares 3.7588 $133.02 $500.00
Disclosure

SEC source: 0001443984-20-000278 · wf-form4_160391727458580.xml · nonDerivative · entry 1

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,168.871

Read SEC document
October 01, 2020 Filed Oct 5, 2020 14:27 UTC GrantCommon Shares 167 $123.86 $20,684.62
Disclosure

SEC source: 0001443984-20-000268 · wf-form4_160190797967331.xml · nonDerivative · entry 1

Shumlin Peter E · CIK 0001696706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,766

F1 · price: The Deferred Stock Units were issued to the reporting person in lieu of retainer in the amount of $25,000

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October 01, 2020 Filed Oct 5, 2020 14:26 UTC GrantCommon Shares 42 $123.86 $5,202.12
Disclosure

SEC source: 0001443984-20-000266 · wf-form4_160190794370783.xml · nonDerivative · entry 1

Johnson Stephen L · CIK 0001505744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,389

F1 · price: The Deferred Stock Units was issued to the reporting person in lieu of retainer in the amount of $6,250.

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October 01, 2020 Filed Oct 5, 2020 14:26 UTC
FINN BRIAN DDirector
GrantCommon Shares 167 $123.86 $20,684.62
Disclosure

SEC source: 0001443984-20-000267 · wf-form4_160190796341705.xml · nonDerivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,126

F1 · price: The Deferred Stock Units were issued to the reporting person in lieu of retainer in the amount of $25,000

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September 28, 2020 Filed Sep 30, 2020 13:51 UTC
STUMP DENISEEVP, Global Human Resources
GrantPhantom Stock · Derivative 103.383 $152.35 $15,750.40
Disclosure

SEC source: 0001443984-20-000259 · wf-form4_160147384999962.xml · derivative · entry 1

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,024.86

Underlying: Common Shares · 103.383 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

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September 28, 2020 Filed Sep 30, 2020 13:50 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
GrantPhantom Stock · Derivative 592.981 $152.35 $90,340.66
Disclosure

SEC source: 0001443984-20-000258 · wf-form4_160147383101183.xml · derivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,050.4021

Underlying: Common Shares · 592.981 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.