SMG

SEC source: 0001443984-23-000005 · wf-form4_167338325421545.xml · nonDerivative · entry 2

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,401.5437

SEC source: 0001443984-23-000004 · wf-form4_167338323642778.xml · nonDerivative · entry 2

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,547.8856

SEC source: 0001443984-22-000373 · wf-form4_167096543959402.xml · derivative · entry 1

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,144.752

Underlying: Common Shares · 160.399 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

SEC source: 0001443984-22-000372 · wf-form4_167096542063056.xml · derivative · entry 1

Sandoval Brian E · CIK 0001769844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34

Underlying: Common Shares · 18 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

SEC source: 0001443984-22-000371 · wf-form4_167096540065350.xml · derivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 386

Underlying: Common Shares · 88 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

SEC source: 0001443984-22-000370 · wf-form4_167096538360011.xml · derivative · entry 1

Evans David C · CIK 0001375909 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254

Underlying: Common Shares · 52 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

SEC source: 0001443984-22-000369 · wf-form4_167096536171948.xml · derivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,044.555

Underlying: Common Shares · 2,029.63 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

SEC source: 0001443984-22-000368 · wf-form4_167096533775486.xml · derivative · entry 1

Hanft Adam · CIK 0001481963 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 367

Underlying: Common Shares · 91 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

SEC source: 0001443984-22-000367 · wf-form4_167096531400911.xml · derivative · entry 1

Johnson Stephen L · CIK 0001505744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268

Underlying: Common Shares · 57 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

SEC source: 0001443984-22-000366 · wf-form4_167096529484761.xml · derivative · entry 1

Mistretta Nancy G. · CIK 0001409462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254

Underlying: Common Shares · 52 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

SEC source: 0001443984-22-000365 · wf-form4_167096527466553.xml · derivative · entry 1

Shumlin Peter E · CIK 0001696706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 363

Underlying: Common Shares · 82 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

SEC source: 0001443984-22-000364 · wf-form4_167096525669239.xml · derivative · entry 1

Volas Gerald · CIK 0001597860 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80

Underlying: Common Shares · 27 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

SEC source: 0001443984-22-000363 · wf-form4_167096523566662.xml · derivative · entry 1

Vines John R · CIK 0001582749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 301

Underlying: Common Shares · 61 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

SEC source: 0001443984-22-000362 · wf-form4_167096521447672.xml · derivative · entry 1

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254

Underlying: Common Shares · 52 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

SEC source: 0001443984-22-000361 · wf-form4_167096519090770.xml · derivative · entry 1

KELLY THOMAS N JR · CIK 0001196636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254

Underlying: Common Shares · 52 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

SEC source: 0001443984-23-000006 · wf-form4_167338327286962.xml · nonDerivative · entry 2

Hagedorn Christopher · CIK 0001575124 · Division President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,332.3029

SEC source: 0001443984-23-000005 · wf-form4_167338325421545.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,351.0386

SEC source: 0001443984-23-000004 · wf-form4_167338323642778.xml · nonDerivative · entry 1

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,535.2593

SEC source: 0001443984-22-000341 · wf-form4_167025100476062.xml · nonDerivative · entry 1

GARTH MATTHEW E · CIK 0001695300 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,580

SEC source: 0001443984-23-000127 · wf-form4_168064669797258.xml · nonDerivative · entry 1

Evans David C · CIK 0001375909 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,434

SEC source: 0001443984-23-000130 · wf-form4a_168113597615562.xml · nonDerivative · entry 1

Evans David C · CIK 0001375909 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,434

SEC source: 0001443984-22-000337 · wf-form4_166983942759351.xml · nonDerivative · entry 1

Evans David C · CIK 0001375909 · Director · EVP and Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,694

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.67 to $53.705, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1).

SEC source: 0001062993-22-022986 · form4.xml · nonDerivative · entry 3

Hagedorn Partnership, L.P. · CIK 0000945527 · Director · 10% owner

HAGEDORN JAMES · CIK 0001180171 · Director · 10% owner

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

HAGEDORN PETER · CIK 0001247306 · 10% owner

HAGEDORN ROBERT · CIK 0001247299 · 10% owner

HAGEDORN SUSAN · CIK 0001247301 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 14,114,775

F3 · price: The transaction was executed in multiple trades at prices ranging from $54.05 to $54.36. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

F4 · ownership.nature: 4. Held directly by the Hagedorn Partnership, L.P. (the "Hagedorn Partnership"). James Hagedorn, Katherine Hagedorn Littlefield, Peter Hagedorn, Robert Hagedorn, and Susan Hagedorn are the general partners of the Hagedorn Partnership. Each of the Reporting Persons disclaim beneficial ownership of the reported securities, except to the extent of their pecuniary interest therein.

SEC source: 0001062993-22-022986 · form4.xml · nonDerivative · entry 2

Hagedorn Partnership, L.P. · CIK 0000945527 · Director · 10% owner

HAGEDORN JAMES · CIK 0001180171 · Director · 10% owner

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

HAGEDORN PETER · CIK 0001247306 · 10% owner

HAGEDORN ROBERT · CIK 0001247299 · 10% owner

HAGEDORN SUSAN · CIK 0001247301 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 14,120,484

F2 · price: The transaction was executed in multiple trades at prices ranging from $53.05 to $54.04. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

F4 · ownership.nature: 4. Held directly by the Hagedorn Partnership, L.P. (the "Hagedorn Partnership"). James Hagedorn, Katherine Hagedorn Littlefield, Peter Hagedorn, Robert Hagedorn, and Susan Hagedorn are the general partners of the Hagedorn Partnership. Each of the Reporting Persons disclaim beneficial ownership of the reported securities, except to the extent of their pecuniary interest therein.

SEC source: 0001443984-22-000335 · wf-form4_166975271031260.xml · derivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,014.925

Underlying: Common Shares · 5.287 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

SEC source: 0001443984-22-000334 · wf-form4_166975268916801.xml · derivative · entry 1

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,984.353

Underlying: Common Shares · 180.951 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

SEC source: 0001062993-22-022986 · form4.xml · nonDerivative · entry 1

Hagedorn Partnership, L.P. · CIK 0000945527 · Director · 10% owner

HAGEDORN JAMES · CIK 0001180171 · Director · 10% owner

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

HAGEDORN PETER · CIK 0001247306 · 10% owner

HAGEDORN ROBERT · CIK 0001247299 · 10% owner

HAGEDORN SUSAN · CIK 0001247301 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 14,206,481

F1 · price: The transaction was executed in multiple trades at prices ranging from $53.31 to $54.165. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

F4 · ownership.nature: 4. Held directly by the Hagedorn Partnership, L.P. (the "Hagedorn Partnership"). James Hagedorn, Katherine Hagedorn Littlefield, Peter Hagedorn, Robert Hagedorn, and Susan Hagedorn are the general partners of the Hagedorn Partnership. Each of the Reporting Persons disclaim beneficial ownership of the reported securities, except to the extent of their pecuniary interest therein.

SEC source: 0001062993-22-022804 · form4.xml · nonDerivative · entry 4

Hagedorn Partnership, L.P. · CIK 0000945527 · Director · 10% owner

HAGEDORN JAMES · CIK 0001180171 · Director · 10% owner

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

HAGEDORN PETER · CIK 0001247306 · 10% owner

HAGEDORN ROBERT · CIK 0001247299 · 10% owner

HAGEDORN SUSAN · CIK 0001247301 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 14,272,223

F4 · price: The transaction was executed in multiple trades at prices ranging from $55.51 to $55.88. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

F5 · ownership.nature: Held directly by the Hagedorn Partnership, L.P. (the "Hagedorn Partnership"). James Hagedorn, Katherine Hagedorn Littlefield, Peter Hagedorn, Robert Hagedorn, and Susan Hagedorn are the general partners of the Hagedorn Partnership. Each of the Reporting Persons disclaim beneficial ownership of the reported securities, except to the extent of their pecuniary interest therein.

SEC source: 0001062993-22-022804 · form4.xml · nonDerivative · entry 3

Hagedorn Partnership, L.P. · CIK 0000945527 · Director · 10% owner

HAGEDORN JAMES · CIK 0001180171 · Director · 10% owner

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

HAGEDORN PETER · CIK 0001247306 · 10% owner

HAGEDORN ROBERT · CIK 0001247299 · 10% owner

HAGEDORN SUSAN · CIK 0001247301 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 14,289,589

F3 · price: The transaction was executed in multiple trades at prices ranging from $54.51 to $55.505. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

F5 · ownership.nature: Held directly by the Hagedorn Partnership, L.P. (the "Hagedorn Partnership"). James Hagedorn, Katherine Hagedorn Littlefield, Peter Hagedorn, Robert Hagedorn, and Susan Hagedorn are the general partners of the Hagedorn Partnership. Each of the Reporting Persons disclaim beneficial ownership of the reported securities, except to the extent of their pecuniary interest therein.

SEC source: 0001443984-22-000347 · wf-form4_167061567057386.xml · nonDerivative · entry 1

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,531.7374

SEC source: 0001443984-22-000346 · wf-form4_167061565105539.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,247.6209

SEC source: 0001443984-23-000006 · wf-form4_167338327286962.xml · nonDerivative · entry 1

Hagedorn Christopher · CIK 0001575124 · Division President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,331.0726

SEC source: 0001062993-22-022804 · form4.xml · nonDerivative · entry 2

Hagedorn Partnership, L.P. · CIK 0000945527 · Director · 10% owner

HAGEDORN JAMES · CIK 0001180171 · Director · 10% owner

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

HAGEDORN PETER · CIK 0001247306 · 10% owner

HAGEDORN ROBERT · CIK 0001247299 · 10% owner

HAGEDORN SUSAN · CIK 0001247301 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 14,310,968

F2 · price: The transaction was executed in multiple trades at prices ranging from $56.64 to $56.74. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

F5 · ownership.nature: Held directly by the Hagedorn Partnership, L.P. (the "Hagedorn Partnership"). James Hagedorn, Katherine Hagedorn Littlefield, Peter Hagedorn, Robert Hagedorn, and Susan Hagedorn are the general partners of the Hagedorn Partnership. Each of the Reporting Persons disclaim beneficial ownership of the reported securities, except to the extent of their pecuniary interest therein.

SEC source: 0001062993-22-022804 · form4.xml · nonDerivative · entry 1

Hagedorn Partnership, L.P. · CIK 0000945527 · Director · 10% owner

HAGEDORN JAMES · CIK 0001180171 · Director · 10% owner

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

HAGEDORN PETER · CIK 0001247306 · 10% owner

HAGEDORN ROBERT · CIK 0001247299 · 10% owner

HAGEDORN SUSAN · CIK 0001247301 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 14,311,997

F1 · price: The transaction was executed in multiple trades at prices ranging from $55.64 to $56.63. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

F5 · ownership.nature: Held directly by the Hagedorn Partnership, L.P. (the "Hagedorn Partnership"). James Hagedorn, Katherine Hagedorn Littlefield, Peter Hagedorn, Robert Hagedorn, and Susan Hagedorn are the general partners of the Hagedorn Partnership. Each of the Reporting Persons disclaim beneficial ownership of the reported securities, except to the extent of their pecuniary interest therein.

SEC source: 0001062993-22-022750 · form4.xml · nonDerivative · entry 3

Hagedorn Partnership, L.P. · CIK 0000945527 · Director · 10% owner

HAGEDORN JAMES · CIK 0001180171 · Director · 10% owner

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

HAGEDORN PETER · CIK 0001247306 · 10% owner

HAGEDORN ROBERT · CIK 0001247299 · 10% owner

HAGEDORN SUSAN · CIK 0001247301 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 14,369,883

F3 · price: The transaction was executed in multiple trades at prices ranging from $57.41 to $58.36. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

F4 · ownership.nature: Held directly by the Hagedorn Partnership, L.P. (the "Hagedorn Partnership"). James Hagedorn, Katherine Hagedorn Littlefield, Peter Hagedorn, Robert Hagedorn, and Susan Hagedorn are the general partners of the Hagedorn Partnership. Each of the Reporting Persons disclaim beneficial ownership of the reported securities, except to the extent of their pecuniary interest therein.

SEC source: 0001062993-22-022750 · form4.xml · nonDerivative · entry 2

Hagedorn Partnership, L.P. · CIK 0000945527 · Director · 10% owner

HAGEDORN JAMES · CIK 0001180171 · Director · 10% owner

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

HAGEDORN PETER · CIK 0001247306 · 10% owner

HAGEDORN ROBERT · CIK 0001247299 · 10% owner

HAGEDORN SUSAN · CIK 0001247301 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 14,382,160

F2 · price: The transaction was executed in multiple trades at prices ranging from $56.40 to $57.36. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

F4 · ownership.nature: Held directly by the Hagedorn Partnership, L.P. (the "Hagedorn Partnership"). James Hagedorn, Katherine Hagedorn Littlefield, Peter Hagedorn, Robert Hagedorn, and Susan Hagedorn are the general partners of the Hagedorn Partnership. Each of the Reporting Persons disclaim beneficial ownership of the reported securities, except to the extent of their pecuniary interest therein.

SEC source: 0001062993-22-022750 · form4.xml · nonDerivative · entry 1

Hagedorn Partnership, L.P. · CIK 0000945527 · Director · 10% owner

HAGEDORN JAMES · CIK 0001180171 · Director · 10% owner

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

HAGEDORN PETER · CIK 0001247306 · 10% owner

HAGEDORN ROBERT · CIK 0001247299 · 10% owner

HAGEDORN SUSAN · CIK 0001247301 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 14,416,044

F1 · price: The transaction was executed in multiple trades at prices ranging from $55.40 to $56.395. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

F4 · ownership.nature: Held directly by the Hagedorn Partnership, L.P. (the "Hagedorn Partnership"). James Hagedorn, Katherine Hagedorn Littlefield, Peter Hagedorn, Robert Hagedorn, and Susan Hagedorn are the general partners of the Hagedorn Partnership. Each of the Reporting Persons disclaim beneficial ownership of the reported securities, except to the extent of their pecuniary interest therein.

SEC source: 0001062993-22-022668 · form4.xml · nonDerivative · entry 4

Hagedorn Partnership, L.P. · CIK 0000945527 · Director · 10% owner

HAGEDORN JAMES · CIK 0001180171 · Director · 10% owner

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

HAGEDORN PETER · CIK 0001247306 · 10% owner

HAGEDORN ROBERT · CIK 0001247299 · 10% owner

HAGEDORN SUSAN · CIK 0001247301 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 14,472,222

F4 · price: The transaction was executed in multiple trades at prices ranging from $57.96 to $58.09. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

F5 · ownership.nature: Held directly by the Hagedorn Partnership, L.P. (the "Hagedorn Partnership"). James Hagedorn, Katherine Hagedorn Littlefield, Peter Hagedorn, Robert Hagedorn, and Susan Hagedorn are the general partners of the Hagedorn Partnership. Each of the Reporting Persons disclaim beneficial ownership of the reported securities, except to the extent of their pecuniary interest therein.

SEC source: 0001062993-22-022668 · form4.xml · nonDerivative · entry 3

Hagedorn Partnership, L.P. · CIK 0000945527 · Director · 10% owner

HAGEDORN JAMES · CIK 0001180171 · Director · 10% owner

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

HAGEDORN PETER · CIK 0001247306 · 10% owner

HAGEDORN ROBERT · CIK 0001247299 · 10% owner

HAGEDORN SUSAN · CIK 0001247301 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 14,490,187

F3 · price: The transaction was executed in multiple trades at prices ranging from $56.96 to $57.955. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

F5 · ownership.nature: Held directly by the Hagedorn Partnership, L.P. (the "Hagedorn Partnership"). James Hagedorn, Katherine Hagedorn Littlefield, Peter Hagedorn, Robert Hagedorn, and Susan Hagedorn are the general partners of the Hagedorn Partnership. Each of the Reporting Persons disclaim beneficial ownership of the reported securities, except to the extent of their pecuniary interest therein.

SEC source: 0001062993-22-022668 · form4.xml · nonDerivative · entry 2

Hagedorn Partnership, L.P. · CIK 0000945527 · Director · 10% owner

HAGEDORN JAMES · CIK 0001180171 · Director · 10% owner

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

HAGEDORN PETER · CIK 0001247306 · 10% owner

HAGEDORN ROBERT · CIK 0001247299 · 10% owner

HAGEDORN SUSAN · CIK 0001247301 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 14,541,717

F2 · price: The transaction was executed in multiple trades at prices ranging from $55.95 to $56.945. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

F5 · ownership.nature: Held directly by the Hagedorn Partnership, L.P. (the "Hagedorn Partnership"). James Hagedorn, Katherine Hagedorn Littlefield, Peter Hagedorn, Robert Hagedorn, and Susan Hagedorn are the general partners of the Hagedorn Partnership. Each of the Reporting Persons disclaim beneficial ownership of the reported securities, except to the extent of their pecuniary interest therein.

SEC source: 0001443984-22-000331 · wf-form4_166906095885593.xml · nonDerivative · entry 1

Shumlin Peter E · CIK 0001696706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,385

SEC source: 0001443984-22-000330 · wf-form4_166906093961731.xml · nonDerivative · entry 1

Johnson Stephen L · CIK 0001505744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,673

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.285 to $56.76, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1).

SEC source: 0001062993-22-022668 · form4.xml · nonDerivative · entry 1

Hagedorn Partnership, L.P. · CIK 0000945527 · Director · 10% owner

HAGEDORN JAMES · CIK 0001180171 · Director · 10% owner

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

HAGEDORN PETER · CIK 0001247306 · 10% owner

HAGEDORN ROBERT · CIK 0001247299 · 10% owner

HAGEDORN SUSAN · CIK 0001247301 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 14,549,913

F1 · price: The transaction was executed in multiple trades at prices ranging from $56.41 to $56.96. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

F5 · ownership.nature: Held directly by the Hagedorn Partnership, L.P. (the "Hagedorn Partnership"). James Hagedorn, Katherine Hagedorn Littlefield, Peter Hagedorn, Robert Hagedorn, and Susan Hagedorn are the general partners of the Hagedorn Partnership. Each of the Reporting Persons disclaim beneficial ownership of the reported securities, except to the extent of their pecuniary interest therein.

SEC source: 0001443984-22-000327 · wf-form4_166809879798701.xml · derivative · entry 1

Lukemire Michael C · CIK 0001434770 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,836

Underlying: Common Shares · 66,836 shares

Expires 2032-11-04

SEC source: 0001443984-22-000326 · wf-form4_166809877777175.xml · derivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,064

Underlying: Common Shares · 25,064 shares

Expires 2032-11-04

SEC source: 0001443984-22-000325 · wf-form4_166809875673444.xml · derivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,507

Underlying: Common Shares · 200,507 shares

Expires 2032-11-04

SEC source: 0001443984-22-000324 · wf-form4_166809873441244.xml · derivative · entry 1

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,064

Underlying: Common Shares · 25,064 shares

Expires 2032-11-04

SEC source: 0001443984-22-000323 · wf-form4_166809870683589.xml · derivative · entry 1

Hagedorn Christopher · CIK 0001575124 · Division President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,418

Underlying: Common Shares · 33,418 shares

Expires 2032-11-04

SEC source: 0001443984-22-000305 · wf-form4_166696283074121.xml · derivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,009.638

Underlying: Common Shares · 1,892.117 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

SEC source: 0001443984-22-000306 · wf-form4_166696284854826.xml · derivative · entry 1

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,803.402

Underlying: Common Shares · 206.222 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.