Last 12 months
Inside the activity.
0 purchase rows · 10 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 6 |
| Oct 2026 | 0 | 2 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 10, 2019 Filed May 14, 2019 21:15 UTC |
Liu Liang Chiu-Chu SaraDirector · Senior VP & Treasurer · 10% owner
|
Exercise / conversionCommon Stock | 253 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-19-000016 · wf-form4_155786851839984.xml · nonDerivative · entry 1 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · Senior VP & Treasurer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 472,678 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 10, 2019 Filed May 14, 2019 21:19 UTC |
Liang CharlesDirector · President and CEO · 10% owner
|
Exercise / conversionRestricted Stock Units · Derivative | 253 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-19-000018 · wf-form4_155786875727253.xml · derivative · entry 9 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 760 Underlying: Common Stock · 253 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2017 and 1/16th of the total number of units at the end of each of the twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock. F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2017 and 1/16th of the total number of units at the end of each of the twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| May 10, 2019 Filed May 14, 2019 21:19 UTC |
Liang CharlesDirector · President and CEO · 10% owner
|
Tax withholdingCommon Stock | 104 | $20.11 | $2,091.44 |
DisclosureSEC source: 0001758554-19-000018 · wf-form4_155786875727253.xml · nonDerivative · entry 2 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 472,574 Read SEC document |
| May 10, 2019 Filed May 14, 2019 21:19 UTC |
Liang CharlesDirector · President and CEO · 10% owner
|
Exercise / conversionCommon Stock | 253 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-19-000018 · wf-form4_155786875727253.xml · nonDerivative · entry 1 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 472,678 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2019 Filed Feb 20, 2019 17:16 UTC |
Bauer Kevin SChief Financial Officer
|
Exercise / conversionRestricted Stock Units (Common Stock) · Derivative | 938 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-19-000014 · wf-form4_155070099024278.xml · derivative · entry 3 Bauer Kevin S · CIK 0001300264 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Common Stock · 938 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 16, 2018 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 16, 2018 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| February 16, 2019 Filed Feb 20, 2019 17:16 UTC |
Bauer Kevin SChief Financial Officer
|
Tax withholdingCommon Stock | 384 | $19.76 | $7,587.84 |
DisclosureSEC source: 0001758554-19-000014 · wf-form4_155070099024278.xml · nonDerivative · entry 2 Bauer Kevin S · CIK 0001300264 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,608 Read SEC document |
| February 16, 2019 Filed Feb 20, 2019 17:16 UTC |
Bauer Kevin SChief Financial Officer
|
Exercise / conversionCommon Stock | 938 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-19-000014 · wf-form4_155070099024278.xml · nonDerivative · entry 1 Bauer Kevin S · CIK 0001300264 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,992 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 10, 2019 Filed Feb 12, 2019 22:25 UTC |
Liang CharlesDirector · President and CEO · 10% owner
|
Exercise / conversionRestricted Stock Units · Derivative | 254 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-19-000012 · wf-form4_155001033530280.xml · derivative · entry 9 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 1,013 Underlying: Common Stock · 254 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2017 and 1/16th of the total number of units at the end of each of the twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock. F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2017 and 1/16th of the total number of units at the end of each of the twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| February 10, 2019 Filed Feb 12, 2019 22:25 UTC |
Liang CharlesDirector · President and CEO · 10% owner
|
Tax withholdingCommon Stock | 104 | $15.40 | $1,601.60 |
DisclosureSEC source: 0001758554-19-000012 · wf-form4_155001033530280.xml · nonDerivative · entry 2 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 472,425 Read SEC document |
| February 10, 2019 Filed Feb 12, 2019 22:25 UTC |
Liang CharlesDirector · President and CEO · 10% owner
|
Exercise / conversionCommon Stock | 254 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-19-000012 · wf-form4_155001033530280.xml · nonDerivative · entry 1 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 472,529 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 10, 2019 Filed Feb 12, 2019 22:22 UTC |
Liu Liang Chiu-Chu SaraDirector · Senior VP & Treasurer · 10% owner
|
Exercise / conversionRestricted Stock Units · Derivative | 254 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-19-000010 · wf-form4_155001012809284.xml · derivative · entry 9 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · Senior VP & Treasurer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,013 Underlying: Common Stock · 254 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2017 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock. F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2017 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| February 10, 2019 Filed Feb 12, 2019 22:22 UTC |
Liu Liang Chiu-Chu SaraDirector · Senior VP & Treasurer · 10% owner
|
Tax withholdingCommon Stock | 104 | $15.40 | $1,601.60 |
DisclosureSEC source: 0001758554-19-000010 · wf-form4_155001012809284.xml · nonDerivative · entry 2 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · Senior VP & Treasurer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 472,425 Read SEC document |
| February 10, 2019 Filed Feb 12, 2019 22:22 UTC |
Liu Liang Chiu-Chu SaraDirector · Senior VP & Treasurer · 10% owner
|
Exercise / conversionCommon Stock | 254 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-19-000010 · wf-form4_155001012809284.xml · nonDerivative · entry 1 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · Senior VP & Treasurer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 472,529 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2018 Filed Nov 20, 2018 13:24 UTC |
Bauer Kevin SChief Financial Officer
|
Exercise / conversionRestricted Stock Units (Common Stock) · Derivative | 937 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-18-000008 · wf-form4_154273823621280.xml · derivative · entry 3 Bauer Kevin S · CIK 0001300264 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,438 Underlying: Common Stock · 937 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 16, 2018 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 16, 2018 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| November 16, 2018 Filed Nov 20, 2018 13:24 UTC |
Bauer Kevin SChief Financial Officer
|
Tax withholdingCommon Stock | 325 | $14.30 | $4,647.50 |
DisclosureSEC source: 0001758554-18-000008 · wf-form4_154273823621280.xml · nonDerivative · entry 2 Bauer Kevin S · CIK 0001300264 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,054 Read SEC document |
| November 16, 2018 Filed Nov 20, 2018 13:24 UTC |
Bauer Kevin SChief Financial Officer
|
Exercise / conversionCommon Stock | 937 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-18-000008 · wf-form4_154273823621280.xml · nonDerivative · entry 1 Bauer Kevin S · CIK 0001300264 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,379 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2018 Filed Nov 13, 2018 23:26 UTC |
Liang CharlesDirector · President and CEO · 10% owner
|
Exercise / conversionRestricted Stock Units · Derivative | 253 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-18-000006 · wf-form4_154215158822175.xml · derivative · entry 10 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 1,267 Underlying: Common Stock · 253 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F3 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2017 and 1/16th of the total number of units at the end of each of the twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock. F3 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2017 and 1/16th of the total number of units at the end of each of the twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| November 10, 2018 Filed Nov 13, 2018 23:26 UTC |
Liang CharlesDirector · President and CEO · 10% owner
|
Tax withholdingCommon Stock | 88 | $12.14 | $1,068.32 |
DisclosureSEC source: 0001758554-18-000006 · wf-form4_154215158822175.xml · nonDerivative · entry 3 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 472,275 Read SEC document |
| November 10, 2018 Filed Nov 13, 2018 23:26 UTC |
Liang CharlesDirector · President and CEO · 10% owner
|
Exercise / conversionCommon Stock | 253 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-18-000006 · wf-form4_154215158822175.xml · nonDerivative · entry 2 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 472,363 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2018 Filed Nov 13, 2018 23:22 UTC |
Liu Liang Chiu-Chu SaraDirector · Senior VP & Treasurer · 10% owner
|
Exercise / conversionRestricted Stock Units · Derivative | 253 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-18-000004 · wf-form4_154215135029470.xml · derivative · entry 10 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · Senior VP & Treasurer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,267 Underlying: Common Stock · 253 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F3 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2017 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock. F3 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2017 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| November 10, 2018 Filed Nov 13, 2018 23:22 UTC |
Liu Liang Chiu-Chu SaraDirector · Senior VP & Treasurer · 10% owner
|
Tax withholdingCommon Stock | 88 | $12.14 | $1,068.32 |
DisclosureSEC source: 0001758554-18-000004 · wf-form4_154215135029470.xml · nonDerivative · entry 3 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · Senior VP & Treasurer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 472,275 Read SEC document |
| November 10, 2018 Filed Nov 13, 2018 23:22 UTC |
Liu Liang Chiu-Chu SaraDirector · Senior VP & Treasurer · 10% owner
|
Exercise / conversionCommon Stock | 253 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-18-000004 · wf-form4_154215135029470.xml · nonDerivative · entry 2 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · Senior VP & Treasurer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 472,363 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 23, 2018 Filed Nov 13, 2018 23:26 UTC |
Liang CharlesDirector · President and CEO · 10% owner
|
GiftCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-18-000006 · wf-form4_154215158822175.xml · nonDerivative · entry 1 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · As Trustee for Green Earth Charitable Trust Disclosed balance after: 0 F1 · shares: This transaction represents charitable contributions by the Reporting Person who served as Trustee for Green Earth Charitable Trust. Read SEC document |
| August 23, 2018 Filed Nov 13, 2018 23:22 UTC |
Liu Liang Chiu-Chu SaraDirector · Senior VP & Treasurer · 10% owner
|
GiftCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-18-000004 · wf-form4_154215135029470.xml · nonDerivative · entry 1 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · Senior VP & Treasurer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · As Trustee for Green Earth Charitable Trust Disclosed balance after: 0 F1 · shares: This transaction represents charitable contribution by the Reporting Person who served as Trustee for Green Earth Charitable Trust. Read SEC document |
| August 16, 2018 Filed Aug 20, 2018 20:17 UTC |
Bauer Kevin SChief Financial Officer
|
Exercise / conversionRestricted Stock Units (Common Stock) · Derivative | 938 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-001505 · doc1.xml · derivative · entry 3 Bauer Kevin S · CIK 0001300264 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,375 Underlying: Common Stock · 938 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 16, 2018 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 16, 2018 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| August 16, 2018 Filed Aug 20, 2018 20:17 UTC |
Bauer Kevin SChief Financial Officer
|
Tax withholdingCommon Stock | 325 | $19.15 | $6,223.75 |
DisclosureSEC source: 0001567619-18-001505 · doc1.xml · nonDerivative · entry 2 Bauer Kevin S · CIK 0001300264 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,442 Read SEC document |
| August 16, 2018 Filed Aug 20, 2018 20:17 UTC |
Bauer Kevin SChief Financial Officer
|
Exercise / conversionCommon Stock | 938 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-001505 · doc1.xml · nonDerivative · entry 1 Bauer Kevin S · CIK 0001300264 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,767 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 10, 2018 Filed Aug 14, 2018 21:07 UTC |
Liu Liang Chiu-Chu SaraDirector · Senior VP & Treasurer · 10% owner
|
Exercise / conversionRestricted Stock Units · Derivative | 253 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-001127 · doc1.xml · derivative · entry 10 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · Senior VP & Treasurer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,520 Underlying: Common Stock · 253 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2017 and 1/16th of the total number of units at the end of each of the twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock. F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2017 and 1/16th of the total number of units at the end of each of the twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| August 10, 2018 Filed Aug 14, 2018 21:07 UTC |
Liu Liang Chiu-Chu SaraDirector · Senior VP & Treasurer · 10% owner
|
Tax withholdingCommon Stock | 86 | $19.80 | $1,702.80 |
DisclosureSEC source: 0001567619-18-001127 · doc1.xml · nonDerivative · entry 2 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · Senior VP & Treasurer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 472,110 Read SEC document |
| August 10, 2018 Filed Aug 14, 2018 21:07 UTC |
Liu Liang Chiu-Chu SaraDirector · Senior VP & Treasurer · 10% owner
|
Exercise / conversionCommon Stock | 253 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-001127 · doc1.xml · nonDerivative · entry 1 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · Senior VP & Treasurer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 472,196 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 10, 2018 Filed Aug 14, 2018 21:06 UTC |
Liang CharlesDirector · President & CEO · 10% owner
|
Exercise / conversionRestricted Stock Units · Derivative | 253 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-001122 · doc1.xml · derivative · entry 10 Liang Charles · CIK 0001392942 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 1,520 Underlying: Common Stock · 253 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2017 and 1/16th of the total number of units at the end of each of the twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock. F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2017 and 1/16th of the total number of units at the end of each of the twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| August 10, 2018 Filed Aug 14, 2018 21:06 UTC |
Liang CharlesDirector · President & CEO · 10% owner
|
Tax withholdingCommon Stock | 86 | $19.80 | $1,702.80 |
DisclosureSEC source: 0001567619-18-001122 · doc1.xml · nonDerivative · entry 2 Liang Charles · CIK 0001392942 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 472,110 Read SEC document |
| August 10, 2018 Filed Aug 14, 2018 21:06 UTC |
Liang CharlesDirector · President & CEO · 10% owner
|
Exercise / conversionCommon Stock | 253 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-001122 · doc1.xml · nonDerivative · entry 1 Liang Charles · CIK 0001392942 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 472,196 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 16, 2018 Filed May 18, 2018 17:13 UTC |
Bauer Kevin SChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 937 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-024728 · doc1.xml · derivative · entry 6 Bauer Kevin S · CIK 0001300264 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,313 Underlying: Common Stock · 937 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 16, 2018 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 16, 2018 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| May 16, 2018 Filed May 18, 2018 17:13 UTC |
Bauer Kevin SChief Financial Officer
|
Tax withholdingCommon Stock | 325 | $23.90 | $7,767.50 |
DisclosureSEC source: 0001140361-18-024728 · doc1.xml · nonDerivative · entry 4 Bauer Kevin S · CIK 0001300264 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,829 Read SEC document |
| May 16, 2018 Filed May 18, 2018 17:13 UTC |
Bauer Kevin SChief Financial Officer
|
Exercise / conversionCommon Stock | 937 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-024728 · doc1.xml · nonDerivative · entry 3 Bauer Kevin S · CIK 0001300264 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,154 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 10, 2018 Filed May 14, 2018 22:01 UTC |
Liang CharlesDirector · President and CEO · 10% owner
|
Exercise / conversionRestricted Stock Units · Derivative | 253 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-023426 · doc1.xml · derivative · entry 13 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 1,773 Underlying: Common Stock · 253 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2017 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock. F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2017 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| May 10, 2018 Filed May 14, 2018 22:01 UTC |
Liang CharlesDirector · President and CEO · 10% owner
|
Tax withholdingCommon Stock | 104 | $23.80 | $2,475.20 |
DisclosureSEC source: 0001140361-18-023426 · doc1.xml · nonDerivative · entry 4 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 471,943 Read SEC document |
| May 10, 2018 Filed May 14, 2018 22:01 UTC |
Liang CharlesDirector · President and CEO · 10% owner
|
Exercise / conversionCommon Stock | 253 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-023426 · doc1.xml · nonDerivative · entry 3 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 472,047 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 10, 2018 Filed May 14, 2018 22:00 UTC |
Liu Liang Chiu-Chu SaraDirector · Senior VP and Treasurer · 10% owner
|
Exercise / conversionRestricted Stock Units · Derivative | 253 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-023425 · doc1.xml · derivative · entry 13 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · Senior VP and Treasurer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,773 Underlying: Common Stock · 253 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2017 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock. F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2017 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| May 10, 2018 Filed May 14, 2018 22:00 UTC |
Liu Liang Chiu-Chu SaraDirector · Senior VP and Treasurer · 10% owner
|
Tax withholdingCommon Stock | 104 | $23.80 | $2,475.20 |
DisclosureSEC source: 0001140361-18-023425 · doc1.xml · nonDerivative · entry 4 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · Senior VP and Treasurer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 471,943 Read SEC document |
| May 10, 2018 Filed May 14, 2018 22:00 UTC |
Liu Liang Chiu-Chu SaraDirector · Senior VP and Treasurer · 10% owner
|
Exercise / conversionCommon Stock | 253 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-023425 · doc1.xml · nonDerivative · entry 3 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · Senior VP and Treasurer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 472,047 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2018 Filed May 18, 2018 17:13 UTC |
Bauer Kevin SChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 3,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-024728 · doc1.xml · derivative · entry 5 Bauer Kevin S · CIK 0001300264 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,250 Underlying: Common Stock · 3,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 16, 2018 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 16, 2018 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| February 16, 2018 Filed May 18, 2018 17:13 UTC |
Bauer Kevin SChief Financial Officer
|
Tax withholdingCommon Stock | 1,533 | $19.10 | $29,280.30 |
DisclosureSEC source: 0001140361-18-024728 · doc1.xml · nonDerivative · entry 2 Bauer Kevin S · CIK 0001300264 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,217 Read SEC document |
| February 16, 2018 Filed May 18, 2018 17:13 UTC |
Bauer Kevin SChief Financial Officer
|
Exercise / conversionCommon Stock | 3,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-024728 · doc1.xml · nonDerivative · entry 1 Bauer Kevin S · CIK 0001300264 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,750 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 10, 2018 Filed May 14, 2018 22:01 UTC |
Liang CharlesDirector · President and CEO · 10% owner
|
Exercise / conversionRestricted Stock Units · Derivative | 253 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-023426 · doc1.xml · derivative · entry 12 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 2,026 Underlying: Common Stock · 253 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2017 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock. F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2017 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| February 10, 2018 Filed May 14, 2018 22:01 UTC |
Liang CharlesDirector · President and CEO · 10% owner
|
Tax withholdingCommon Stock | 104 | $18.85 | $1,960.40 |
DisclosureSEC source: 0001140361-18-023426 · doc1.xml · nonDerivative · entry 2 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 471,794 Read SEC document |
| February 10, 2018 Filed May 14, 2018 22:01 UTC |
Liang CharlesDirector · President and CEO · 10% owner
|
Exercise / conversionCommon Stock | 253 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-023426 · doc1.xml · nonDerivative · entry 1 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 471,898 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 10, 2018 Filed May 14, 2018 22:00 UTC |
Liu Liang Chiu-Chu SaraDirector · Senior VP and Treasurer · 10% owner
|
Exercise / conversionRestricted Stock Units · Derivative | 253 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-023425 · doc1.xml · derivative · entry 12 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · Senior VP and Treasurer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,026 Underlying: Common Stock · 253 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2017 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock. F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2017 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| February 10, 2018 Filed May 14, 2018 22:00 UTC |
Liu Liang Chiu-Chu SaraDirector · Senior VP and Treasurer · 10% owner
|
Tax withholdingCommon Stock | 104 | $18.85 | $1,960.40 |
DisclosureSEC source: 0001140361-18-023425 · doc1.xml · nonDerivative · entry 2 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · Senior VP and Treasurer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 471,794 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.