Last 12 months
Inside the activity.
0 purchase rows · 10 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 6 |
| Oct 2026 | 0 | 2 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 16, 2019 Filed Nov 19, 2019 22:00 UTC |
CLEGG DON WSVP, Worldwide Sales
|
Exercise / conversionRestricted Stock Units · Derivative | 61 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-19-000066 · wf-form4_157420080106939.xml · derivative · entry 3 CLEGG DON W · CIK 0001777241 · SVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122 Underlying: Common Stock · 61 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 16, 2017 and and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 16, 2017 and and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| November 16, 2019 Filed Nov 19, 2019 22:00 UTC |
CLEGG DON WSVP, Worldwide Sales
|
Tax withholdingCommon Stock | 22 | $22.18 | $487.96 |
DisclosureSEC source: 0001758554-19-000066 · wf-form4_157420080106939.xml · nonDerivative · entry 2 CLEGG DON W · CIK 0001777241 · SVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,513 Read SEC document |
| November 16, 2019 Filed Nov 19, 2019 22:00 UTC |
CLEGG DON WSVP, Worldwide Sales
|
Exercise / conversionCommon Stock | 61 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-19-000066 · wf-form4_157420080106939.xml · nonDerivative · entry 1 CLEGG DON W · CIK 0001777241 · SVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,535 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2019 Filed Nov 19, 2019 22:02 UTC |
Hsu AlexChief Operating Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 71 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-19-000068 · wf-form4_157420095601284.xml · derivative · entry 3 Hsu Alex · CIK 0001392940 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 71 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 16, 2016 and and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 16, 2016 and and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| November 16, 2019 Filed Nov 19, 2019 22:02 UTC |
Hsu AlexChief Operating Officer
|
Tax withholdingCommon Stock | 25 | $22.18 | $554.50 |
DisclosureSEC source: 0001758554-19-000068 · wf-form4_157420095601284.xml · nonDerivative · entry 2 Hsu Alex · CIK 0001392940 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 652 Read SEC document |
| November 16, 2019 Filed Nov 19, 2019 22:02 UTC |
Hsu AlexChief Operating Officer
|
Exercise / conversionCommon Stock | 71 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-19-000068 · wf-form4_157420095601284.xml · nonDerivative · entry 1 Hsu Alex · CIK 0001392940 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 677 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2019 Filed Nov 19, 2019 21:57 UTC |
KAO GEORGESVP, OPERATIONS
|
Exercise / conversionRestricted Stock Units · Derivative | 375 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-19-000064 · wf-form4_157420061254313.xml · derivative · entry 3 KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500 Underlying: Common Stock · 375 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 16, 2017 and and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 16, 2017 and and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| November 16, 2019 Filed Nov 19, 2019 21:57 UTC |
KAO GEORGESVP, OPERATIONS
|
Tax withholdingCommon Stock | 130 | $22.18 | $2,883.40 |
DisclosureSEC source: 0001758554-19-000064 · wf-form4_157420061254313.xml · nonDerivative · entry 2 KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,803 Read SEC document |
| November 16, 2019 Filed Nov 19, 2019 21:57 UTC |
KAO GEORGESVP, OPERATIONS
|
Exercise / conversionCommon Stock | 375 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-19-000064 · wf-form4_157420061254313.xml · nonDerivative · entry 1 KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,933 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2019 Filed Dec 30, 2019 22:46 UTC Amendment |
CLEGG DON WSVP, Worldwide Sales
|
Exercise / conversionRestricted Stock Units · Derivative | 61 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-19-000073 · wf-form4a_157774596377326.xml · derivative · entry 3 CLEGG DON W · CIK 0001777241 · SVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122 Underlying: Common Stock · 61 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 16, 2017 and and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 16, 2017 and and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| November 16, 2019 Filed Dec 30, 2019 22:46 UTC Amendment |
CLEGG DON WSVP, Worldwide Sales
|
Tax withholdingCommon Stock | 22 | $22.18 | $487.96 |
DisclosureSEC source: 0001758554-19-000073 · wf-form4a_157774596377326.xml · nonDerivative · entry 2 CLEGG DON W · CIK 0001777241 · SVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,513 Read SEC document |
| November 16, 2019 Filed Dec 30, 2019 22:46 UTC Amendment |
CLEGG DON WSVP, Worldwide Sales
|
Exercise / conversionCommon Stock | 61 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-19-000073 · wf-form4a_157774596377326.xml · nonDerivative · entry 1 CLEGG DON W · CIK 0001777241 · SVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,535 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2019 Filed Nov 12, 2019 22:24 UTC |
Liang CharlesDirector · President and CEO · 10% owner
|
Exercise / conversionRestricted Stock Units · Derivative | 253 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-19-000062 · wf-form4_157359745222219.xml · derivative · entry 9 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 254 Underlying: Common Stock · 253 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2017 and 1/16th of the total number of units at the end of each of the twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock. F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2017 and 1/16th of the total number of units at the end of each of the twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| November 10, 2019 Filed Nov 12, 2019 22:24 UTC |
Liang CharlesDirector · President and CEO · 10% owner
|
Tax withholdingRestricted Stock Units | 86 | $21.25 | $1,827.50 |
DisclosureSEC source: 0001758554-19-000062 · wf-form4_157359745222219.xml · nonDerivative · entry 2 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 472,890 Read SEC document |
| November 10, 2019 Filed Nov 12, 2019 22:24 UTC |
Liang CharlesDirector · President and CEO · 10% owner
|
Exercise / conversionRestricted Stock Units | 253 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-19-000062 · wf-form4_157359745222219.xml · nonDerivative · entry 1 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 472,976 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2019 Filed Nov 12, 2019 22:22 UTC |
Liu Liang Chiu-Chu SaraDirector · Senior Vice President · 10% owner
|
Exercise / conversionRestricted Stock Units · Derivative | 253 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-19-000061 · wf-form4_157359733064049.xml · derivative · entry 9 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · Senior Vice President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 254 Underlying: Common Stock · 253 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2017 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock. F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2017 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| November 10, 2019 Filed Nov 12, 2019 22:22 UTC |
Liu Liang Chiu-Chu SaraDirector · Senior Vice President · 10% owner
|
Tax withholdingCommon Stock | 86 | $21.25 | $1,827.50 |
DisclosureSEC source: 0001758554-19-000061 · wf-form4_157359733064049.xml · nonDerivative · entry 2 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · Senior Vice President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 472,890 Read SEC document |
| November 10, 2019 Filed Nov 12, 2019 22:22 UTC |
Liu Liang Chiu-Chu SaraDirector · Senior Vice President · 10% owner
|
Exercise / conversionCommon Stock | 253 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-19-000061 · wf-form4_157359733064049.xml · nonDerivative · entry 1 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · Senior Vice President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 472,976 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 16, 2019 Filed Aug 20, 2019 17:07 UTC |
Bauer Kevin SChief Financial Officer
|
Exercise / conversionRestricted Stock Units (Common Stock) · Derivative | 938 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-19-000050 · wf-form4_156633525650554.xml · derivative · entry 3 Bauer Kevin S · CIK 0001300264 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,625 Underlying: Common Stock · 938 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 16, 2018 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 16, 2018 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| August 16, 2019 Filed Aug 20, 2019 17:07 UTC |
Bauer Kevin SChief Financial Officer
|
Tax withholdingCommon Stock | 325 | $19.30 | $6,272.50 |
DisclosureSEC source: 0001758554-19-000050 · wf-form4_156633525650554.xml · nonDerivative · entry 2 Bauer Kevin S · CIK 0001300264 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,842 Read SEC document |
| August 16, 2019 Filed Aug 20, 2019 17:07 UTC |
Bauer Kevin SChief Financial Officer
|
Exercise / conversionCommon Stock | 938 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-19-000050 · wf-form4_156633525650554.xml · nonDerivative · entry 1 Bauer Kevin S · CIK 0001300264 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,167 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 16, 2019 Filed Aug 20, 2019 21:23 UTC |
KAO GEORGESVP, OPERATIONS
|
Exercise / conversionRestricted Stock Units · Derivative | 375 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-19-000054 · wf-form4_156633620649615.xml · derivative · entry 3 KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,875 Underlying: Common Stock · 375 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 16, 2017 and and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 16, 2017 and and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| August 16, 2019 Filed Aug 20, 2019 21:23 UTC |
KAO GEORGESVP, OPERATIONS
|
Tax withholdingCommon Stock | 130 | $19.30 | $2,509.00 |
DisclosureSEC source: 0001758554-19-000054 · wf-form4_156633620649615.xml · nonDerivative · entry 2 KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,558 Read SEC document |
| August 16, 2019 Filed Aug 20, 2019 21:23 UTC |
KAO GEORGESVP, OPERATIONS
|
Exercise / conversionCommon Stock | 375 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-19-000054 · wf-form4_156633620649615.xml · nonDerivative · entry 1 KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,688 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 16, 2019 Filed Aug 20, 2019 21:19 UTC |
CLEGG DON WSVP, Worldwide Sales
|
Exercise / conversionRestricted Stock Units · Derivative | 60 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-19-000052 · wf-form4_156633592469126.xml · derivative · entry 3 CLEGG DON W · CIK 0001777241 · SVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183 Underlying: Common Stock · 60 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 16, 2017 and and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 16, 2017 and and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| August 16, 2019 Filed Aug 20, 2019 21:19 UTC |
CLEGG DON WSVP, Worldwide Sales
|
Tax withholdingCommon Stock | 21 | $19.30 | $405.30 |
DisclosureSEC source: 0001758554-19-000052 · wf-form4_156633592469126.xml · nonDerivative · entry 2 CLEGG DON W · CIK 0001777241 · SVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,474 Read SEC document |
| August 16, 2019 Filed Aug 20, 2019 21:19 UTC |
CLEGG DON WSVP, Worldwide Sales
|
Exercise / conversionCommon Stock | 60 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-19-000052 · wf-form4_156633592469126.xml · nonDerivative · entry 1 CLEGG DON W · CIK 0001777241 · SVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,495 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 10, 2019 Filed Aug 13, 2019 01:19 UTC Amendment |
Liu Liang Chiu-Chu SaraDirector · Senior Vice President · 10% owner
|
Exercise / conversionRestricted Stock Units · Derivative | 253 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-19-000046 · wf-form4a_156565917173109.xml · derivative · entry 9 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · Senior Vice President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 507 Underlying: Common Stock · 253 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2017 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock. F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2017 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| August 10, 2019 Filed Aug 13, 2019 01:19 UTC Amendment |
Liu Liang Chiu-Chu SaraDirector · Senior Vice President · 10% owner
|
Tax withholdingCommon Stock | 104 | $17.09 | $1,777.36 |
DisclosureSEC source: 0001758554-19-000046 · wf-form4a_156565917173109.xml · nonDerivative · entry 2 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · Senior Vice President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 472,723 Read SEC document |
| August 10, 2019 Filed Aug 13, 2019 01:19 UTC Amendment |
Liu Liang Chiu-Chu SaraDirector · Senior Vice President · 10% owner
|
Exercise / conversionCommon Stock | 253 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-19-000046 · wf-form4a_156565917173109.xml · nonDerivative · entry 1 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · Senior Vice President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 472,827 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 10, 2019 Filed Aug 13, 2019 01:25 UTC Amendment |
Liang CharlesDirector · President and CEO · 10% owner
|
Exercise / conversionRestricted Stock Units · Derivative | 253 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-19-000048 · wf-form4a_156565949552527.xml · derivative · entry 8 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 507 Underlying: Common Stock · 253 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2017 and 1/16th of the total number of units at the end of each of the twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock. F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2017 and 1/16th of the total number of units at the end of each of the twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| August 10, 2019 Filed Aug 13, 2019 01:25 UTC Amendment |
Liang CharlesDirector · President and CEO · 10% owner
|
Tax withholdingRestricted Stock Units | 104 | $17.09 | $1,777.36 |
DisclosureSEC source: 0001758554-19-000048 · wf-form4a_156565949552527.xml · nonDerivative · entry 2 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 472,723 Read SEC document |
| August 10, 2019 Filed Aug 13, 2019 01:25 UTC Amendment |
Liang CharlesDirector · President and CEO · 10% owner
|
Exercise / conversionRestricted Stock Units | 253 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-19-000048 · wf-form4a_156565949552527.xml · nonDerivative · entry 1 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 472,827 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 10, 2019 Filed Aug 13, 2019 00:10 UTC |
Liang CharlesDirector · President and CEO · 10% owner
|
Exercise / conversionRestricted Stock Units · Derivative | 253 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-19-000044 · wf-form4_156565500528526.xml · derivative · entry 8 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 507 Underlying: Common Stock · 253 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2017 and 1/16th of the total number of units at the end of each of the twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock. F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2017 and 1/16th of the total number of units at the end of each of the twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| August 10, 2019 Filed Aug 13, 2019 00:10 UTC |
Liang CharlesDirector · President and CEO · 10% owner
|
Tax withholdingRestricted Stock Units | 104 | $17.09 | $1,777.36 |
DisclosureSEC source: 0001758554-19-000044 · wf-form4_156565500528526.xml · nonDerivative · entry 2 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 472,723 Read SEC document |
| August 10, 2019 Filed Aug 13, 2019 00:10 UTC |
Liang CharlesDirector · President and CEO · 10% owner
|
Exercise / conversionRestricted Stock Units | 253 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-19-000044 · wf-form4_156565500528526.xml · nonDerivative · entry 1 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 472,827 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 10, 2019 Filed Aug 13, 2019 00:06 UTC |
Liu Liang Chiu-Chu SaraDirector · Senior Vice President · 10% owner
|
Exercise / conversionRestricted Stock Units · Derivative | 253 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-19-000042 · wf-form4_156565476636541.xml · derivative · entry 9 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · Senior Vice President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 507 Underlying: Common Stock · 253 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2017 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock. F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2017 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| August 10, 2019 Filed Aug 13, 2019 00:06 UTC |
Liu Liang Chiu-Chu SaraDirector · Senior Vice President · 10% owner
|
Tax withholdingCommon Stock | 104 | $17.09 | $1,777.36 |
DisclosureSEC source: 0001758554-19-000042 · wf-form4_156565476636541.xml · nonDerivative · entry 2 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · Senior Vice President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 472,723 Read SEC document |
| August 10, 2019 Filed Aug 13, 2019 00:06 UTC |
Liu Liang Chiu-Chu SaraDirector · Senior Vice President · 10% owner
|
Exercise / conversionCommon Stock | 253 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-19-000042 · wf-form4_156565476636541.xml · nonDerivative · entry 1 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · Senior Vice President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 472,827 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 16, 2019 Filed May 20, 2019 16:57 UTC |
Bauer Kevin SChief Financial Officer
|
Exercise / conversionRestricted Stock Units (Common Stock) · Derivative | 937 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-19-000024 · wf-form4_155838584190807.xml · derivative · entry 3 Bauer Kevin S · CIK 0001300264 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,563 Underlying: Common Stock · 937 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 16, 2018 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 16, 2018 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| May 16, 2019 Filed May 20, 2019 16:57 UTC |
Bauer Kevin SChief Financial Officer
|
Tax withholdingCommon Stock | 316 | $20.02 | $6,326.32 |
DisclosureSEC source: 0001758554-19-000024 · wf-form4_155838584190807.xml · nonDerivative · entry 2 Bauer Kevin S · CIK 0001300264 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,229 Read SEC document |
| May 16, 2019 Filed May 20, 2019 16:57 UTC |
Bauer Kevin SChief Financial Officer
|
Exercise / conversionCommon Stock | 937 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-19-000024 · wf-form4_155838584190807.xml · nonDerivative · entry 1 Bauer Kevin S · CIK 0001300264 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,545 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 16, 2019 Filed May 20, 2019 21:03 UTC |
KAO GEORGESVP, OPERATIONS
|
Exercise / conversionRestricted Stock Units · Derivative | 375 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-19-000027 · wf-form4_155838621037187.xml · derivative · entry 3 KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,250 Underlying: Common Stock · 375 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 16, 2016 and and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 16, 2016 and and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| May 16, 2019 Filed May 20, 2019 21:03 UTC |
KAO GEORGESVP, OPERATIONS
|
Tax withholdingCommon Stock | 154 | $20.02 | $3,083.08 |
DisclosureSEC source: 0001758554-19-000027 · wf-form4_155838621037187.xml · nonDerivative · entry 2 KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,313 Read SEC document |
| May 16, 2019 Filed May 20, 2019 21:03 UTC |
KAO GEORGESVP, OPERATIONS
|
Exercise / conversionCommon Stock | 375 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-19-000027 · wf-form4_155838621037187.xml · nonDerivative · entry 1 KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,467 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 16, 2019 Filed May 20, 2019 21:08 UTC |
CLEGG DON WSVP, Worldwide Sales
|
Exercise / conversionRestricted Stock Units · Derivative | 61 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-19-000029 · wf-form4_155838647150360.xml · derivative · entry 3 CLEGG DON W · CIK 0001777241 · SVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 243 Underlying: Common Stock · 61 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 16, 2016 and and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 16, 2016 and and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| May 16, 2019 Filed May 20, 2019 21:08 UTC |
CLEGG DON WSVP, Worldwide Sales
|
Tax withholdingCommon Stock | 22 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-19-000029 · wf-form4_155838647150360.xml · nonDerivative · entry 2 CLEGG DON W · CIK 0001777241 · SVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,435 Read SEC document |
| May 16, 2019 Filed May 20, 2019 21:08 UTC |
CLEGG DON WSVP, Worldwide Sales
|
Exercise / conversionCommon Stock | 61 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-19-000029 · wf-form4_155838647150360.xml · nonDerivative · entry 1 CLEGG DON W · CIK 0001777241 · SVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,457 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 10, 2019 Filed May 14, 2019 21:15 UTC |
Liu Liang Chiu-Chu SaraDirector · Senior VP & Treasurer · 10% owner
|
Exercise / conversionRestricted Stock Units · Derivative | 253 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-19-000016 · wf-form4_155786851839984.xml · derivative · entry 9 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · Senior VP & Treasurer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 760 Underlying: Common Stock · 253 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2017 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock. F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2017 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| May 10, 2019 Filed May 14, 2019 21:15 UTC |
Liu Liang Chiu-Chu SaraDirector · Senior VP & Treasurer · 10% owner
|
Tax withholdingCommon Stock | 104 | $20.11 | $2,091.44 |
DisclosureSEC source: 0001758554-19-000016 · wf-form4_155786851839984.xml · nonDerivative · entry 2 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · Senior VP & Treasurer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 472,574 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.