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Nasdaq · USD

SMCI

Super Micro Computer, Inc.

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Tapewire entity
3204
SEC CIK
0001375365
Parsed reports
645

Last 12 months

Inside the activity.

0 purchase rows · 10 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202606
Oct 202602

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 16, 2021 Filed Feb 18, 2021 22:40 UTC
Hsu AlexChief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 67 $0.00 $0.00
Disclosure

SEC source: 0001758554-21-000009 · wf-form4_161368803112594.xml · derivative · entry 3

Hsu Alex · CIK 0001392940 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201

Underlying: Common Stock · 67 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 16, 2018 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 16, 2018 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

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February 16, 2021 Filed Feb 18, 2021 22:40 UTC
Hsu AlexChief Operating Officer
Tax withholdingCommon Stock 28 $31.93 $894.04
Disclosure

SEC source: 0001758554-21-000009 · wf-form4_161368803112594.xml · nonDerivative · entry 2

Hsu Alex · CIK 0001392940 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,394

Read SEC document
February 16, 2021 Filed Feb 18, 2021 22:40 UTC
Hsu AlexChief Operating Officer
Exercise / conversionCommon Stock 67 Not disclosed Not disclosed
Disclosure

SEC source: 0001758554-21-000009 · wf-form4_161368803112594.xml · nonDerivative · entry 1

Hsu Alex · CIK 0001392940 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,422

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
February 10, 2021 Filed Feb 12, 2021 22:36 UTC
Liang CharlesDirector · President and CEO · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 787 $0.00 $0.00
Disclosure

SEC source: 0001758554-21-000007 · wf-form4_161316937723647.xml · derivative · entry 9

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 2,363

Underlying: Common Stock · 787 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's spouse continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2021 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock.

F2 · derivative.expiration_date: Subject to the Reporting Person's spouse continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2021 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock.

Read SEC document
February 10, 2021 Filed Feb 12, 2021 22:36 UTC
Liang CharlesDirector · President and CEO · 10% owner
Tax withholdingCommon Stock 324 $33.72 $10,925.28
Disclosure

SEC source: 0001758554-21-000007 · wf-form4_161316937723647.xml · nonDerivative · entry 2

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 289,804

Read SEC document
February 10, 2021 Filed Feb 12, 2021 22:36 UTC
Liang CharlesDirector · President and CEO · 10% owner
Exercise / conversionCommon Stock 787 Not disclosed Not disclosed
Disclosure

SEC source: 0001758554-21-000007 · wf-form4_161316937723647.xml · nonDerivative · entry 1

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 290,128

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
February 10, 2021 Filed Feb 12, 2021 22:35 UTC
Liu Liang Chiu-Chu SaraDirector · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 787 $0.00 $0.00
Disclosure

SEC source: 0001758554-21-000006 · wf-form4_161316927217635.xml · derivative · entry 9

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,363

Underlying: Common Stock · 787 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2021 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock.

F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2021 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock.

Read SEC document
February 10, 2021 Filed Feb 12, 2021 22:35 UTC
Liu Liang Chiu-Chu SaraDirector · 10% owner
Tax withholdingCommon Stock 324 $33.72 $10,925.28
Disclosure

SEC source: 0001758554-21-000006 · wf-form4_161316927217635.xml · nonDerivative · entry 2

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,804

Read SEC document
February 10, 2021 Filed Feb 12, 2021 22:35 UTC
Liu Liang Chiu-Chu SaraDirector · 10% owner
Exercise / conversionCommon Stock 787 Not disclosed Not disclosed
Disclosure

SEC source: 0001758554-21-000006 · wf-form4_161316927217635.xml · nonDerivative · entry 1

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 290,128

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
February 10, 2021 Filed Feb 12, 2021 22:32 UTC
Hsu AlexChief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 170 $0.00 $0.00
Disclosure

SEC source: 0001758554-21-000005 · wf-form4_161316914350905.xml · derivative · entry 3

Hsu Alex · CIK 0001392940 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 850

Underlying: Common Stock · 170 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2019 and and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2019 and and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

Read SEC document
February 10, 2021 Filed Feb 12, 2021 22:32 UTC
Hsu AlexChief Operating Officer
Tax withholdingCommon Stock 70 $33.72 $2,360.40
Disclosure

SEC source: 0001758554-21-000005 · wf-form4_161316914350905.xml · nonDerivative · entry 2

Hsu Alex · CIK 0001392940 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,355

Read SEC document
February 10, 2021 Filed Feb 12, 2021 22:32 UTC
Hsu AlexChief Operating Officer
Exercise / conversionCommon Stock 170 Not disclosed Not disclosed
Disclosure

SEC source: 0001758554-21-000005 · wf-form4_161316914350905.xml · nonDerivative · entry 1

Hsu Alex · CIK 0001392940 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,425

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 21:38 UTC
Liang CharlesDirector · President and CEO · 10% owner
Tax withholdingCommon Stock 2,975 $31.66 $94,188.50
Disclosure

SEC source: 0001758554-21-000002 · wf-form4_160988270010355.xml · nonDerivative · entry 1

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,648,929

F1 · shares: Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of 6,000 performance-based restricted stock units. In January 2020, the reporting person earned 120,000 performance-based restricted stock units based on achievement of applicable performance goals, 96,000 of which vested in January 2020, and the remainder of which generally vest in substantially equal installments on March 31, 2020, June 30, 2020, September 30, 2020, and December 31, 2020. Such performance-based restricted stock units are settled with shares of common stock on a one-for-one basis.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 21:39 UTC
Liu Liang Chiu-Chu SaraDirector · 10% owner
Tax withholdingCommon Stock 2,975 $31.66 $94,188.50
Disclosure

SEC source: 0001758554-21-000003 · wf-form4_160988276056641.xml · nonDerivative · entry 1

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 6,648,929

F1 · shares: Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of 6,000 performance-based restricted stock units. In January 2020, the reporting person's spouse earned 120,000 performance-based restricted stock units based on achievement of applicable performance goals, 96,000 of which vested in January 2020, and the remainder of which generally vest in substantially equal installments on March 31, 2020, June 30, 2020, September 30, 2020, and December 31, 2020. Such performance-based restricted stock units are settled with shares of common stock on a one-for-one basis.

Read SEC document
December 04, 2020 Filed Dec 8, 2020 21:45 UTC
Liang CharlesDirector · President and CEO · 10% owner
SaleCommon Stock 28,751 $30.00 $862,530.00
Disclosure

SEC source: 0001758554-20-000124 · wf-form4_160746394212691.xml · nonDerivative · entry 2

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 289,341

F2 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse.

Read SEC document
December 04, 2020 Filed Dec 8, 2020 21:44 UTC
Liu Liang Chiu-Chu SaraDirector · 10% owner
SaleCommon Stock 28,751 $30.00 $862,530.00
Disclosure

SEC source: 0001758554-20-000123 · wf-form4_160746385375339.xml · nonDerivative · entry 2

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,341

F2 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
November 27, 2020 Filed Dec 8, 2020 21:45 UTC
Liang CharlesDirector · President and CEO · 10% owner
GiftCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001758554-20-000124 · wf-form4_160746394212691.xml · nonDerivative · entry 1

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,651,904

F1 · shares: This transaction represents charitable contribution by the Reporting Person.

Read SEC document
November 27, 2020 Filed Dec 8, 2020 21:44 UTC
Liu Liang Chiu-Chu SaraDirector · 10% owner
GiftCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001758554-20-000123 · wf-form4_160746385375339.xml · nonDerivative · entry 1

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 6,651,904

F1 · shares: This transaction represents charitable contribution by the Reporting Person's spouse.

Read SEC document
November 25, 2020 Filed Nov 30, 2020 21:50 UTC
TUAN SHERMANDirector
GiftCommon Stock 50 $0.00 $0.00
Disclosure

SEC source: 0001758554-20-000121 · wf-form4_160677299869151.xml · nonDerivative · entry 2

TUAN SHERMAN · CIK 0001126026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,697

F1 · shares: This transaction represents charitable contributions by the Reporting Person.

Read SEC document
November 25, 2020 Filed Nov 30, 2020 21:50 UTC
TUAN SHERMANDirector
GiftCommon Stock 40 $0.00 $0.00
Disclosure

SEC source: 0001758554-20-000121 · wf-form4_160677299869151.xml · nonDerivative · entry 1

TUAN SHERMAN · CIK 0001126026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,747

F1 · shares: This transaction represents charitable contributions by the Reporting Person.

Read SEC document
November 23, 2020 Filed Nov 25, 2020 21:36 UTC
Liang CharlesDirector · President and CEO · 10% owner
SaleCommon Stock 15,215 $30.00 $456,450.00
Disclosure

SEC source: 0001758554-20-000120 · wf-form4_160634019423809.xml · nonDerivative · entry 1

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 318,092

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse.

Read SEC document
November 23, 2020 Filed Nov 25, 2020 21:35 UTC
Liu Liang Chiu-Chu SaraDirector · 10% owner
SaleCommon Stock 15,215 $30.00 $456,450.00
Disclosure

SEC source: 0001758554-20-000119 · wf-form4_160634008672415.xml · nonDerivative · entry 1

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318,092

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 21:24 UTC
TUAN SHERMANDirector
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $12.37 $0.00
Disclosure

SEC source: 0001758554-20-000116 · wf-form4_160625305450332.xml · derivative · entry 6

TUAN SHERMAN · CIK 0001126026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This stock option grant is fully vested and exercisable.

F1 · derivative.expiration_date: This stock option grant is fully vested and exercisable.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 21:24 UTC
TUAN SHERMANDirector
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,650 $0.00 Strike: $17.69 $0.00
Disclosure

SEC source: 0001758554-20-000116 · wf-form4_160625305450332.xml · derivative · entry 5

TUAN SHERMAN · CIK 0001126026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,650 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This stock option grant is fully vested and exercisable.

F1 · derivative.expiration_date: This stock option grant is fully vested and exercisable.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 21:24 UTC
TUAN SHERMANDirector
SaleCommon Stock 5,000 $30.00 $150,000.00
Disclosure

SEC source: 0001758554-20-000116 · wf-form4_160625305450332.xml · nonDerivative · entry 4

TUAN SHERMAN · CIK 0001126026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,787

Read SEC document
November 20, 2020 Filed Nov 24, 2020 21:24 UTC
TUAN SHERMANDirector
Exercise / conversionCommon Stock 5,000 $12.37 $61,850.00
Disclosure

SEC source: 0001758554-20-000116 · wf-form4_160625305450332.xml · nonDerivative · entry 3

TUAN SHERMAN · CIK 0001126026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,787

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 21:24 UTC
TUAN SHERMANDirector
SaleCommon Stock 2,650 $30.00 $79,500.00
Disclosure

SEC source: 0001758554-20-000116 · wf-form4_160625305450332.xml · nonDerivative · entry 2

TUAN SHERMAN · CIK 0001126026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,787

Read SEC document
November 20, 2020 Filed Nov 24, 2020 21:24 UTC
TUAN SHERMANDirector
Exercise / conversionCommon Stock 2,650 $17.69 $46,878.50
Disclosure

SEC source: 0001758554-20-000116 · wf-form4_160625305450332.xml · nonDerivative · entry 1

TUAN SHERMAN · CIK 0001126026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,437

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 21:27 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $17.69 $0.00
Disclosure

SEC source: 0001758554-20-000117 · wf-form4_160625324184402.xml · derivative · entry 6

Tsai Hwei-Ming Fred · CIK 0001392936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This stock option is fully vested and exercisable.

F3 · derivative.expiration_date: This stock option is fully vested and exercisable.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 21:27 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $15.54 $0.00
Disclosure

SEC source: 0001758554-20-000117 · wf-form4_160625324184402.xml · derivative · entry 5

Tsai Hwei-Ming Fred · CIK 0001392936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This stock option is fully vested and exercisable.

F3 · derivative.expiration_date: This stock option is fully vested and exercisable.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 21:27 UTC SaleCommon Stock 5,000 $29.91 $149,532.50
Disclosure

SEC source: 0001758554-20-000117 · wf-form4_160625324184402.xml · nonDerivative · entry 4

Tsai Hwei-Ming Fred · CIK 0001392936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,000

F2 · price: The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.71 to $29.99, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 21:27 UTC Exercise / conversionCommon Stock 5,000 $17.69 $88,450.00
Disclosure

SEC source: 0001758554-20-000117 · wf-form4_160625324184402.xml · nonDerivative · entry 3

Tsai Hwei-Ming Fred · CIK 0001392936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 21:27 UTC SaleCommon Stock 5,000 $29.80 $149,008.50
Disclosure

SEC source: 0001758554-20-000117 · wf-form4_160625324184402.xml · nonDerivative · entry 2

Tsai Hwei-Ming Fred · CIK 0001392936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,000

F1 · price: The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.665 to $29.83, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 21:27 UTC Exercise / conversionCommon Stock 5,000 $15.54 $77,700.00
Disclosure

SEC source: 0001758554-20-000117 · wf-form4_160625324184402.xml · nonDerivative · entry 1

Tsai Hwei-Ming Fred · CIK 0001392936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 21:22 UTC
Liang CharlesDirector · President and CEO · 10% owner
SaleCommon Stock 33,721 $30.00 $1,011,630.00
Disclosure

SEC source: 0001758554-20-000115 · wf-form4_160625292338586.xml · nonDerivative · entry 1

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 333,307

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 21:19 UTC
Liu Liang Chiu-Chu SaraDirector · 10% owner
SaleCommon Stock 33,721 $30.00 $1,011,630.00
Disclosure

SEC source: 0001758554-20-000114 · wf-form4_160625277000821.xml · nonDerivative · entry 1

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333,307

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
November 19, 2020 Filed Nov 20, 2020 22:21 UTC
Liu Liang Chiu-Chu SaraDirector · 10% owner
SaleCommon Stock 1,284 $30.00 $38,520.00
Disclosure

SEC source: 0001758554-20-000111 · wf-form4_160591086891023.xml · nonDerivative · entry 8

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 367,028

F2 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
November 19, 2020 Filed Nov 20, 2020 22:17 UTC
Liang CharlesDirector · President and CEO · 10% owner
SaleCommon Stock 1,284 $30.00 $38,520.00
Disclosure

SEC source: 0001758554-20-000110 · wf-form4_160591066400803.xml · nonDerivative · entry 8

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 367,028

F2 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse.

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November 18, 2020 Filed Nov 20, 2020 22:21 UTC
Liu Liang Chiu-Chu SaraDirector · 10% owner
SaleCommon Stock 6,798 $30.00 $203,940.00
Disclosure

SEC source: 0001758554-20-000111 · wf-form4_160591086891023.xml · nonDerivative · entry 7

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 368,312

F2 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

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November 18, 2020 Filed Nov 20, 2020 22:17 UTC
Liang CharlesDirector · President and CEO · 10% owner
SaleCommon Stock 6,798 $30.00 $203,940.00
Disclosure

SEC source: 0001758554-20-000110 · wf-form4_160591066400803.xml · nonDerivative · entry 7

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 368,312

F2 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse.

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November 17, 2020 Filed Nov 20, 2020 22:21 UTC
Liu Liang Chiu-Chu SaraDirector · 10% owner
GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001758554-20-000111 · wf-form4_160591086891023.xml · nonDerivative · entry 6

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Child E

Disclosed balance after: 3,327

Read SEC document
November 17, 2020 Filed Nov 20, 2020 22:21 UTC
Liu Liang Chiu-Chu SaraDirector · 10% owner
GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001758554-20-000111 · wf-form4_160591086891023.xml · nonDerivative · entry 5

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Child D

Disclosed balance after: 3,327

Read SEC document
November 17, 2020 Filed Nov 20, 2020 22:21 UTC
Liu Liang Chiu-Chu SaraDirector · 10% owner
GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001758554-20-000111 · wf-form4_160591086891023.xml · nonDerivative · entry 4

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Child C

Disclosed balance after: 3,327

Read SEC document
November 17, 2020 Filed Nov 20, 2020 22:21 UTC
Liu Liang Chiu-Chu SaraDirector · 10% owner
GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001758554-20-000111 · wf-form4_160591086891023.xml · nonDerivative · entry 3

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Child B

Disclosed balance after: 3,327

Read SEC document
November 17, 2020 Filed Nov 20, 2020 22:21 UTC
Liu Liang Chiu-Chu SaraDirector · 10% owner
GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001758554-20-000111 · wf-form4_160591086891023.xml · nonDerivative · entry 2

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Child A

Disclosed balance after: 3,327

Read SEC document
November 17, 2020 Filed Nov 20, 2020 22:21 UTC
Liu Liang Chiu-Chu SaraDirector · 10% owner
GiftCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001758554-20-000111 · wf-form4_160591086891023.xml · nonDerivative · entry 1

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 6,701,904

F1 · shares: This transaction represents gifting a total of 5,000 shares equally divided among the 5 children.

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November 17, 2020 Filed Nov 20, 2020 22:17 UTC
Liang CharlesDirector · President and CEO · 10% owner
GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001758554-20-000110 · wf-form4_160591066400803.xml · nonDerivative · entry 6

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Child E

Disclosed balance after: 3,327

Read SEC document
November 17, 2020 Filed Nov 20, 2020 22:17 UTC
Liang CharlesDirector · President and CEO · 10% owner
GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001758554-20-000110 · wf-form4_160591066400803.xml · nonDerivative · entry 5

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Child D

Disclosed balance after: 3,327

Read SEC document
November 17, 2020 Filed Nov 20, 2020 22:17 UTC
Liang CharlesDirector · President and CEO · 10% owner
GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001758554-20-000110 · wf-form4_160591066400803.xml · nonDerivative · entry 4

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Child C

Disclosed balance after: 3,327

Read SEC document
November 17, 2020 Filed Nov 20, 2020 22:17 UTC
Liang CharlesDirector · President and CEO · 10% owner
GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001758554-20-000110 · wf-form4_160591066400803.xml · nonDerivative · entry 3

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Child B

Disclosed balance after: 3,327

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.