Tapewire

Nasdaq · USD

SMCI

Super Micro Computer, Inc.

Export transactions ↓
Tapewire entity
3204
SEC CIK
0001375365
Parsed reports
645

Last 12 months

Inside the activity.

0 purchase rows · 10 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202606
Oct 202602

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 10, 2021 Filed May 12, 2021 22:16 UTC Exercise / conversionCommon Stock 21,600 Not disclosed Not disclosed
Disclosure

SEC source: 0001758554-21-000043 · wf-form4_162085779238540.xml · nonDerivative · entry 1

McAndrews Michael S · CIK 0001634055 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
May 10, 2021 Filed May 12, 2021 22:14 UTC
CLEGG DON WSVP, Worldwide Sales
Exercise / conversionRestricted Stock Units · Derivative 845 $0.00 $0.00
Disclosure

SEC source: 0001758554-21-000042 · wf-form4_162085762440639.xml · derivative · entry 3

CLEGG DON W · CIK 0001777241 · SVP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,535

Underlying: Common Stock · 845 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2021 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2021 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

Read SEC document
May 10, 2021 Filed May 12, 2021 22:14 UTC
CLEGG DON WSVP, Worldwide Sales
Tax withholdingCommon Stock 312 $35.17 $10,973.04
Disclosure

SEC source: 0001758554-21-000042 · wf-form4_162085762440639.xml · nonDerivative · entry 2

CLEGG DON W · CIK 0001777241 · SVP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,772

Read SEC document
May 10, 2021 Filed May 12, 2021 22:14 UTC
CLEGG DON WSVP, Worldwide Sales
Exercise / conversionCommon Stock 845 Not disclosed Not disclosed
Disclosure

SEC source: 0001758554-21-000042 · wf-form4_162085762440639.xml · nonDerivative · entry 1

CLEGG DON W · CIK 0001777241 · SVP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,084

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
May 10, 2021 Filed May 12, 2021 22:10 UTC
KAO GEORGESVP, OPERATIONS
Exercise / conversionRestricted Stock Units · Derivative 2,112 $0.00 $0.00
Disclosure

SEC source: 0001758554-21-000040 · wf-form4_162085740755057.xml · derivative · entry 3

KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,268

Underlying: Common Stock · 2,112 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, 62.5% of the restricted stock units vest on May 10, 2021 and then 6.25% of the total number of units at the end of each three-month anniversary thereafter. Vested units are settled in shares of SMCI common stock.

F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, 62.5% of the restricted stock units vest on May 10, 2021 and then 6.25% of the total number of units at the end of each three-month anniversary thereafter. Vested units are settled in shares of SMCI common stock.

Read SEC document
May 10, 2021 Filed May 12, 2021 22:10 UTC
KAO GEORGESVP, OPERATIONS
Tax withholdingCommon Stock 780 $35.17 $27,432.60
Disclosure

SEC source: 0001758554-21-000040 · wf-form4_162085740755057.xml · nonDerivative · entry 2

KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,079

Read SEC document
May 10, 2021 Filed May 12, 2021 22:10 UTC
KAO GEORGESVP, OPERATIONS
Exercise / conversionCommon Stock 2,112 Not disclosed Not disclosed
Disclosure

SEC source: 0001758554-21-000040 · wf-form4_162085740755057.xml · nonDerivative · entry 1

KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,859

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
May 10, 2021 Filed May 12, 2021 22:08 UTC Exercise / conversionRestricted Stock Units · Derivative 21,600 $0.00 $0.00
Disclosure

SEC source: 0001758554-21-000039 · wf-form4_162085730170158.xml · derivative · entry 2

Tsai Hwei-Ming Fred · CIK 0001392936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Restricted stock units were granted with respect to service in fiscal 2019 and fiscal 2020 (10,800 restricted stock units for each fiscal year). Subject to the Reporting Person's continued service to the Issuer, the total number of restricted stock units shall fully vest on May 10, 2021. Vested units are settled in shares of common stock.

F2 · derivative.expiration_date: Restricted stock units were granted with respect to service in fiscal 2019 and fiscal 2020 (10,800 restricted stock units for each fiscal year). Subject to the Reporting Person's continued service to the Issuer, the total number of restricted stock units shall fully vest on May 10, 2021. Vested units are settled in shares of common stock.

Read SEC document
May 10, 2021 Filed May 12, 2021 22:08 UTC Exercise / conversionCommon Stock 21,600 Not disclosed Not disclosed
Disclosure

SEC source: 0001758554-21-000039 · wf-form4_162085730170158.xml · nonDerivative · entry 1

Tsai Hwei-Ming Fred · CIK 0001392936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
May 10, 2021 Filed May 12, 2021 22:07 UTC
WEIGAND DAVID ESVP, Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 900 $0.00 $0.00
Disclosure

SEC source: 0001758554-21-000038 · wf-form4_162085721626409.xml · derivative · entry 3

WEIGAND DAVID E · CIK 0001777404 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,700

Underlying: Common Stock · 900 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2021 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2021 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

Read SEC document
May 10, 2021 Filed May 12, 2021 22:07 UTC
WEIGAND DAVID ESVP, Chief Financial Officer
Tax withholdingCommon Stock 304 $35.17 $10,691.68
Disclosure

SEC source: 0001758554-21-000038 · wf-form4_162085721626409.xml · nonDerivative · entry 2

WEIGAND DAVID E · CIK 0001777404 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,014

Read SEC document
May 10, 2021 Filed May 12, 2021 22:07 UTC
WEIGAND DAVID ESVP, Chief Financial Officer
Exercise / conversionCommon Stock 900 Not disclosed Not disclosed
Disclosure

SEC source: 0001758554-21-000038 · wf-form4_162085721626409.xml · nonDerivative · entry 1

WEIGAND DAVID E · CIK 0001777404 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,318

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
April 27, 2021 Filed Apr 29, 2021 22:12 UTC
Liang CharlesDirector · President and CEO · 10% owner
GrantRestricted Stock Units · Derivative 3,780 $0.00 $0.00
Disclosure

SEC source: 0001758554-21-000035 · wf-form4_161973432904249.xml · derivative · entry 2

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 3,780

Underlying: Common Stock · 3,780 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F3 · derivative.exercise_date: Subject to the Reporting Person's spouse's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2022 and 1/16th of the total number of units at the end of each of the successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

F3 · derivative.expiration_date: Subject to the Reporting Person's spouse's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2022 and 1/16th of the total number of units at the end of each of the successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

Read SEC document
April 27, 2021 Filed Apr 29, 2021 22:12 UTC
Liang CharlesDirector · President and CEO · 10% owner
GrantEmployee Stock Option (right to buy) · Derivative 8,390 $0.00 Strike: $42.35 $0.00
Disclosure

SEC source: 0001758554-21-000035 · wf-form4_161973432904249.xml · derivative · entry 1

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 8,390

Underlying: Common Stock · 8,390 shares

Expires 2026-04-27

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the total number of shares subject to the option shall vest and become exercisable at the rate of 1/4th of the shares on the first anniversary of thevesting commencement date on April 27, 2022, and 1/16th at the end of each successive calendar quarter thereafter.

Read SEC document
April 27, 2021 Filed Apr 29, 2021 22:11 UTC
Liu Liang Chiu-Chu SaraDirector · 10% owner
GrantRestricted Stock Units · Derivative 3,780 $0.00 $0.00
Disclosure

SEC source: 0001758554-21-000034 · wf-form4_161973426167367.xml · derivative · entry 2

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,780

Underlying: Common Stock · 3,780 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F3 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2022 and 1/16th of the total number of units at the end of each of the successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

F3 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2022 and 1/16th of the total number of units at the end of each of the successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

Read SEC document
April 27, 2021 Filed Apr 29, 2021 22:11 UTC
Liu Liang Chiu-Chu SaraDirector · 10% owner
GrantEmployee Stock Option (right to buy) · Derivative 8,390 $0.00 Strike: $42.35 $0.00
Disclosure

SEC source: 0001758554-21-000034 · wf-form4_161973426167367.xml · derivative · entry 1

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,390

Underlying: Common Stock · 8,390 shares

Expires 2026-04-27

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the total number of shares subject to the option shall vest and become exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date on April 27, 2022, and 1/16th at the end of each successive calendar quarter thereafter.

Read SEC document
April 21, 2021 Filed Apr 23, 2021 22:08 UTC
Liang CharlesDirector · President and CEO · 10% owner
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 50,000 $0.00 Strike: $18.59 $0.00
Disclosure

SEC source: 0001758554-21-000031 · wf-form4_161921570638909.xml · derivative · entry 8

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2021-04-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This stock option is fully vested and exercisable.

Read SEC document
April 21, 2021 Filed Apr 23, 2021 22:08 UTC
Liang CharlesDirector · President and CEO · 10% owner
Exercise / conversionCommon Stock 50,000 $18.59 $929,500.00
Disclosure

SEC source: 0001758554-21-000031 · wf-form4_161921570638909.xml · nonDerivative · entry 1

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,698,929

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 21, 2021 Filed Apr 23, 2021 22:11 UTC
Liu Liang Chiu-Chu SaraDirector · 10% owner
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 50,000 $0.00 Strike: $18.59 $0.00
Disclosure

SEC source: 0001758554-21-000032 · wf-form4_161921587189717.xml · derivative · entry 8

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2021-04-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This stock option is fully vested and exercisable.

Read SEC document
April 21, 2021 Filed Apr 23, 2021 22:11 UTC
Liu Liang Chiu-Chu SaraDirector · 10% owner
Exercise / conversionCommon Stock 50,000 $18.59 $929,500.00
Disclosure

SEC source: 0001758554-21-000032 · wf-form4_161921587189717.xml · nonDerivative · entry 1

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 6,698,929

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 20, 2021 Filed Apr 21, 2021 21:00 UTC
Liang CharlesDirector · President and CEO · 10% owner
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 41,000 $0.00 Strike: $18.59 $0.00
Disclosure

SEC source: 0001758554-21-000029 · wf-form4_161903882889268.xml · derivative · entry 12

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 41,000 shares

Expires 2021-04-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This stock option is fully vested and exercisable.

Read SEC document
April 20, 2021 Filed Apr 21, 2021 21:00 UTC
Liang CharlesDirector · President and CEO · 10% owner
SaleCommon Stock 41,000 $37.82 $1,550,747.10
Disclosure

SEC source: 0001758554-21-000029 · wf-form4_161903882889268.xml · nonDerivative · entry 4

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,648,929

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.52 to $38.46, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
April 20, 2021 Filed Apr 21, 2021 21:00 UTC
Liang CharlesDirector · President and CEO · 10% owner
Exercise / conversionCommon Stock 41,000 $18.59 $762,190.00
Disclosure

SEC source: 0001758554-21-000029 · wf-form4_161903882889268.xml · nonDerivative · entry 3

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,689,929

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
April 20, 2021 Filed Apr 21, 2021 20:59 UTC
Liu Liang Chiu-Chu SaraDirector · 10% owner
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 41,000 $0.00 Strike: $18.59 $0.00
Disclosure

SEC source: 0001758554-21-000028 · wf-form4_161903875295421.xml · derivative · entry 12

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 50,000

Underlying: Common Stock · 41,000 shares

Expires 2021-04-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This stock option is fully vested and exercisable.

Read SEC document
April 20, 2021 Filed Apr 21, 2021 20:59 UTC
Liu Liang Chiu-Chu SaraDirector · 10% owner
SaleCommon Stock 41,000 $37.82 $1,550,747.10
Disclosure

SEC source: 0001758554-21-000028 · wf-form4_161903875295421.xml · nonDerivative · entry 4

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 6,648,929

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse.

F4 · price: The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.52 to $38.46, inclusive. The reporting person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
April 20, 2021 Filed Apr 21, 2021 20:59 UTC
Liu Liang Chiu-Chu SaraDirector · 10% owner
Exercise / conversionCommon Stock 41,000 $18.59 $762,190.00
Disclosure

SEC source: 0001758554-21-000028 · wf-form4_161903875295421.xml · nonDerivative · entry 3

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 6,689,929

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse.

Read SEC document
April 19, 2021 Filed Apr 21, 2021 21:00 UTC
Liang CharlesDirector · President and CEO · 10% owner
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 41,000 $0.00 Strike: $18.59 $0.00
Disclosure

SEC source: 0001758554-21-000029 · wf-form4_161903882889268.xml · derivative · entry 11

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,000

Underlying: Common Stock · 41,000 shares

Expires 2021-04-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This stock option is fully vested and exercisable.

Read SEC document
April 19, 2021 Filed Apr 21, 2021 21:00 UTC
Liang CharlesDirector · President and CEO · 10% owner
SaleCommon Stock 41,000 $38.52 $1,579,143.70
Disclosure

SEC source: 0001758554-21-000029 · wf-form4_161903882889268.xml · nonDerivative · entry 2

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,648,929

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.27 to $39.26, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
April 19, 2021 Filed Apr 21, 2021 21:00 UTC
Liang CharlesDirector · President and CEO · 10% owner
Exercise / conversionCommon Stock 41,000 $18.59 $762,190.00
Disclosure

SEC source: 0001758554-21-000029 · wf-form4_161903882889268.xml · nonDerivative · entry 1

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,689,929

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
April 19, 2021 Filed Apr 21, 2021 20:59 UTC
Liu Liang Chiu-Chu SaraDirector · 10% owner
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 41,000 $0.00 Strike: $18.59 $0.00
Disclosure

SEC source: 0001758554-21-000028 · wf-form4_161903875295421.xml · derivative · entry 11

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 91,000

Underlying: Common Stock · 41,000 shares

Expires 2021-04-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This stock option is fully vested and exercisable.

Read SEC document
April 19, 2021 Filed Apr 21, 2021 20:59 UTC
Liu Liang Chiu-Chu SaraDirector · 10% owner
SaleCommon Stock 41,000 $38.52 $1,579,143.70
Disclosure

SEC source: 0001758554-21-000028 · wf-form4_161903875295421.xml · nonDerivative · entry 2

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 6,648,929

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse.

F3 · price: The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.27 to $39.26, inclusive. The reporting person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
April 19, 2021 Filed Apr 21, 2021 20:59 UTC
Liu Liang Chiu-Chu SaraDirector · 10% owner
Exercise / conversionCommon Stock 41,000 $18.59 $762,190.00
Disclosure

SEC source: 0001758554-21-000028 · wf-form4_161903875295421.xml · nonDerivative · entry 1

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 6,689,929

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse.

Read SEC document
April 13, 2021 Filed Apr 14, 2021 20:54 UTC
Liang CharlesDirector · President and CEO · 10% owner
SaleCommon Stock 100 $40.05 $4,005.00
Disclosure

SEC source: 0001758554-21-000026 · wf-form4_161843364872211.xml · nonDerivative · entry 2

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 144,295

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse.

Read SEC document
April 13, 2021 Filed Apr 14, 2021 20:53 UTC
Liu Liang Chiu-Chu SaraDirector · 10% owner
SaleCommon Stock 100 $40.05 $4,005.00
Disclosure

SEC source: 0001758554-21-000025 · wf-form4_161843358205648.xml · nonDerivative · entry 2

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,295

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
April 12, 2021 Filed Apr 14, 2021 20:54 UTC
Liang CharlesDirector · President and CEO · 10% owner
SaleCommon Stock 10,026 $40.18 $402,848.69
Disclosure

SEC source: 0001758554-21-000026 · wf-form4_161843364872211.xml · nonDerivative · entry 1

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 144,395

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse.

F2 · price: The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.52, inclusive. The reporting person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
April 12, 2021 Filed Apr 14, 2021 20:53 UTC
Liu Liang Chiu-Chu SaraDirector · 10% owner
SaleCommon Stock 10,026 $40.18 $402,848.69
Disclosure

SEC source: 0001758554-21-000025 · wf-form4_161843358205648.xml · nonDerivative · entry 1

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,395

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.52, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
April 07, 2021 Filed Apr 9, 2021 21:48 UTC
Liang CharlesDirector · President and CEO · 10% owner
SaleCommon Stock 5,774 $39.34 $227,175.14
Disclosure

SEC source: 0001758554-21-000023 · wf-form4_161800489568826.xml · nonDerivative · entry 1

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 154,421

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse.

F2 · price: The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.22 to $39.54, inclusive. The reporting person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
April 07, 2021 Filed Apr 9, 2021 21:46 UTC
Liu Liang Chiu-Chu SaraDirector · 10% owner
SaleCommon Stock 5,774 $39.34 $227,175.14
Disclosure

SEC source: 0001758554-21-000022 · wf-form4_161800479438432.xml · nonDerivative · entry 1

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,421

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.22 to $39.54, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
April 06, 2021 Filed Apr 8, 2021 21:33 UTC
Liang CharlesDirector · President and CEO · 10% owner
SaleCommon Stock 7,972 $39.59 $315,645.76
Disclosure

SEC source: 0001758554-21-000020 · wf-form4_161791758599508.xml · nonDerivative · entry 1

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 160,195

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse.

F2 · price: The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.34 to $40.14, inclusive. The reporting person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
April 06, 2021 Filed Apr 8, 2021 21:31 UTC
Liu Liang Chiu-Chu SaraDirector · 10% owner
SaleCommon Stock 7,972 $39.59 $315,645.76
Disclosure

SEC source: 0001758554-21-000019 · wf-form4_161791745421829.xml · nonDerivative · entry 1

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,195

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.34 to $40.14, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
April 05, 2021 Filed Apr 7, 2021 22:33 UTC
Liang CharlesDirector · President and CEO · 10% owner
SaleCommon Stock 60,126 $40.02 $2,406,452.96
Disclosure

SEC source: 0001758554-21-000017 · wf-form4_161783478423402.xml · nonDerivative · entry 1

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 168,167

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse.

F2 · price: The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.62 to $40.30, inclusive. The reporting person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
April 05, 2021 Filed Apr 7, 2021 22:31 UTC
Liu Liang Chiu-Chu SaraDirector · 10% owner
SaleCommon Stock 60,126 $40.02 $2,406,452.96
Disclosure

SEC source: 0001758554-21-000016 · wf-form4_161783464380362.xml · nonDerivative · entry 1

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,167

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.62 to $40.30, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 21:02 UTC
Liang CharlesDirector · President and CEO · 10% owner
SaleCommon Stock 61,511 $39.26 $2,414,749.63
Disclosure

SEC source: 0001758554-21-000014 · wf-form4_161765648087902.xml · nonDerivative · entry 1

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 228,293

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse.

F2 · price: The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.84 to $39.58, inclusive. The reporting person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 21:00 UTC
Liu Liang Chiu-Chu SaraDirector · 10% owner
SaleCommon Stock 61,511 $39.26 $2,414,749.63
Disclosure

SEC source: 0001758554-21-000013 · wf-form4_161765635377021.xml · nonDerivative · entry 1

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,293

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.84 to $39.58, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 22:53 UTC
CLEGG DON WSVP, Worldwide Sales
Exercise / conversionRestricted Stock Units · Derivative 375 $0.00 $0.00
Disclosure

SEC source: 0001758554-21-000011 · wf-form4_161368880502508.xml · derivative · entry 3

CLEGG DON W · CIK 0001777241 · SVP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,875

Underlying: Common Stock · 375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 16, 2019 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 16, 2019 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 22:53 UTC
CLEGG DON WSVP, Worldwide Sales
Tax withholdingCommon Stock 155 $31.93 $4,949.15
Disclosure

SEC source: 0001758554-21-000011 · wf-form4_161368880502508.xml · nonDerivative · entry 2

CLEGG DON W · CIK 0001777241 · SVP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,239

Read SEC document
February 16, 2021 Filed Feb 18, 2021 22:53 UTC
CLEGG DON WSVP, Worldwide Sales
Exercise / conversionCommon Stock 375 Not disclosed Not disclosed
Disclosure

SEC source: 0001758554-21-000011 · wf-form4_161368880502508.xml · nonDerivative · entry 1

CLEGG DON W · CIK 0001777241 · SVP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,394

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 22:41 UTC
WEIGAND DAVID ESVP, Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 625 $0.00 $0.00
Disclosure

SEC source: 0001758554-21-000010 · wf-form4_161368809621604.xml · derivative · entry 3

WEIGAND DAVID E · CIK 0001777404 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,125

Underlying: Common Stock · 625 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 16, 2019 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 16, 2019 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 22:41 UTC
WEIGAND DAVID ESVP, Chief Financial Officer
Tax withholdingCommon Stock 257 $31.93 $8,206.01
Disclosure

SEC source: 0001758554-21-000010 · wf-form4_161368809621604.xml · nonDerivative · entry 2

WEIGAND DAVID E · CIK 0001777404 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,418

Read SEC document
February 16, 2021 Filed Feb 18, 2021 22:41 UTC
WEIGAND DAVID ESVP, Chief Financial Officer
Exercise / conversionCommon Stock 625 Not disclosed Not disclosed
Disclosure

SEC source: 0001758554-21-000010 · wf-form4_161368809621604.xml · nonDerivative · entry 1

WEIGAND DAVID E · CIK 0001777404 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,675

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.