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SM

SM Energy Co

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3577
SEC CIK
0000893538
Parsed reports
373

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202601
Sep 202601
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 03, 2023 Filed Jul 6, 2023 20:15 UTC Exercise / conversionRestricted Stock Units · Derivative 10,514 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-23-000058 · wk-form4_1688674514.xml · derivative · entry 10

PURSELL A WADE · CIK 0001041812 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,029

Underlying: Common Stock, $.01 Par Value · 10,514 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2023. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F4 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2023. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F4 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2023. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F4 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2023. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 03, 2023 Filed Jul 6, 2023 20:15 UTC Exercise / conversionRestricted Stock Units · Derivative 13,067 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-23-000058 · wk-form4_1688674514.xml · derivative · entry 9

PURSELL A WADE · CIK 0001041812 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,067

Underlying: Common Stock, $.01 Par Value · 13,067 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2022. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F3 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2022. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F3 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2022. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F3 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2022. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 03, 2023 Filed Jul 6, 2023 20:15 UTC Exercise / conversionRestricted Stock Units · Derivative 27,871 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-23-000058 · wk-form4_1688674514.xml · derivative · entry 8

PURSELL A WADE · CIK 0001041812 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $.01 Par Value · 27,871 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal installments on December 14, 2021, July 1, 2022 and July 1, 2023. The vested shares were issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares lapsed.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal installments on December 14, 2021, July 1, 2022 and July 1, 2023. The vested shares were issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares lapsed.

F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal installments on December 14, 2021, July 1, 2022 and July 1, 2023. The vested shares were issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares lapsed.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal installments on December 14, 2021, July 1, 2022 and July 1, 2023. The vested shares were issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares lapsed.

Read SEC document
July 03, 2023 Filed Jul 6, 2023 20:15 UTC Tax withholdingCommon Stock, $.01 Par Value 4,600 $31.63 $145,498.00
Disclosure

SEC source: 0000893538-23-000058 · wk-form4_1688674514.xml · nonDerivative · entry 7

PURSELL A WADE · CIK 0001041812 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 382,984

Read SEC document
July 03, 2023 Filed Jul 6, 2023 20:15 UTC Exercise / conversionCommon Stock, $.01 Par Value 10,514 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-23-000058 · wk-form4_1688674514.xml · nonDerivative · entry 6

PURSELL A WADE · CIK 0001041812 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 387,584

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2023. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 03, 2023 Filed Jul 6, 2023 20:15 UTC Tax withholdingCommon Stock, $.01 Par Value 5,717 $31.63 $180,828.71
Disclosure

SEC source: 0000893538-23-000058 · wk-form4_1688674514.xml · nonDerivative · entry 5

PURSELL A WADE · CIK 0001041812 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 377,070

Read SEC document
July 03, 2023 Filed Jul 6, 2023 20:15 UTC Exercise / conversionCommon Stock, $.01 Par Value 13,067 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-23-000058 · wk-form4_1688674514.xml · nonDerivative · entry 4

PURSELL A WADE · CIK 0001041812 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 382,787

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2022. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 03, 2023 Filed Jul 6, 2023 20:15 UTC Tax withholdingCommon Stock, $.01 Par Value 10,223 $31.63 $323,353.49
Disclosure

SEC source: 0000893538-23-000058 · wk-form4_1688674514.xml · nonDerivative · entry 3

PURSELL A WADE · CIK 0001041812 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 369,720

Read SEC document
July 03, 2023 Filed Jul 6, 2023 20:15 UTC Exercise / conversionCommon Stock, $.01 Par Value 27,871 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-23-000058 · wk-form4_1688674514.xml · nonDerivative · entry 2

PURSELL A WADE · CIK 0001041812 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 379,943

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal installments on December 14, 2021, July 1, 2022 and July 1, 2023. The vested shares were issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares lapsed.

Read SEC document
June 30, 2023 Filed Jul 6, 2023 20:29 UTC
Lytle Patrick AVP - Chief Accounting Officer
OtherCommon Stock, $.01 Par Value 451 $26.61 $12,001.11
Disclosure

SEC source: 0000893538-23-000066 · wk-form4_1688675380.xml · nonDerivative · entry 2

Lytle Patrick A · CIK 0001767858 · VP - Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,163

F2 · kind: The Reporting Person purchased 451 shares of the Issuer's common stock on June 30, 2023, through the Issuer's Employee Stock Purchase Plan.

Read SEC document
June 30, 2023 Filed Jul 6, 2023 20:26 UTC
Lutey Mary EllenSVP - Expl., Development & EHS
OtherCommon Stock, $.01 Par Value 276 $26.61 $7,344.36
Disclosure

SEC source: 0000893538-23-000064 · wk-form4_1688675186.xml · nonDerivative · entry 4

Lutey Mary Ellen · CIK 0001563908 · SVP - Expl., Development & EHS

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 51,473

F5 · kind: The Reporting Person's spouse purchased 276 shares of the Issuer's common stock on June 30, 2023, through the Issuer's Employee Stock Purchase Plan.

F3 · ownership.direct: The Reporting Person's spouse is also employed by the Issuer and purchases the Issuers's common stock through the Issuer's Employment Stock Purchase Plan.

Read SEC document
June 30, 2023 Filed Jul 6, 2023 20:26 UTC
Lutey Mary EllenSVP - Expl., Development & EHS
OtherCommon Stock, $.01 Par Value 280 $26.61 $7,450.80
Disclosure

SEC source: 0000893538-23-000064 · wk-form4_1688675186.xml · nonDerivative · entry 3

Lutey Mary Ellen · CIK 0001563908 · SVP - Expl., Development & EHS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,902

F4 · kind: The Reporting Person purchased 280 shares of the Issuer's common stock on June 30, 2023, through the Issuer's Employee Stock Purchase Plan.

Read SEC document
June 30, 2023 Filed Jul 6, 2023 20:22 UTC
Vogel Herbert SDirector · President & CEO
OtherCommon Stock, $.01 Par Value 451 $26.61 $12,001.11
Disclosure

SEC source: 0000893538-23-000062 · wk-form4_1688674925.xml · nonDerivative · entry 1

Vogel Herbert S · CIK 0001544288 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 406,514

F1 · kind: The Reporting Person purchased 451 shares of the Issuer's common stock on June 30, 2023, through the Issuer's Employee Stock Purchase Plan.

Read SEC document
June 30, 2023 Filed Jul 6, 2023 20:19 UTC
Knott Kenneth J.SVP - Bus Dev & Land
OtherCommon Stock, $.01 Par Value 350 $26.61 $9,313.50
Disclosure

SEC source: 0000893538-23-000060 · wk-form4_1688674733.xml · nonDerivative · entry 2

Knott Kenneth J. · CIK 0001442846 · SVP - Bus Dev & Land

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 119,094

F2 · kind: The Reporting Person purchased 350 shares of the Issuer's common stock on June 30, 2023, through the Issuer's Employee Stock Purchase Plan.

Read SEC document
June 30, 2023 Filed Jul 6, 2023 20:15 UTC OtherCommon Stock, $.01 Par Value 98 $26.61 $2,607.78
Disclosure

SEC source: 0000893538-23-000058 · wk-form4_1688674514.xml · nonDerivative · entry 1

PURSELL A WADE · CIK 0001041812 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 352,072

F1 · kind: The Reporting Person purchased 98 shares of the Issuer's common stock on June 30, 2023, through the Issuer's Employee Stock Purchase Plan.

Read SEC document
June 13, 2023 Filed Jun 14, 2023 20:42 UTC GrantCommon Stock, $.01 Par Value 6,541 $0.00 $0.00
Disclosure

SEC source: 0000893538-23-000054 · wk-form4_1686775364.xml · nonDerivative · entry 1

PERU RAMIRO G · CIK 0001192045 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,355

F1 · kind: On June 13, 2023, the reporting person was granted 6,541 shares of the Issuer's common stock for compensation as a board member. These shares of restricted stock will vest in full on December 31, 2023.

Read SEC document
June 13, 2023 Filed Jun 14, 2023 20:40 UTC GrantCommon Stock, $.01 Par Value 6,541 $0.00 $0.00
Disclosure

SEC source: 0000893538-23-000052 · wk-form4_1686775198.xml · nonDerivative · entry 1

Bailo Carla Jean · CIK 0001756088 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,998

F1 · kind: On June 13, 2023, the reporting person was granted 6,541 shares of the Issuer's common stock for compensation as a board member. These shares of restricted stock will vest in full on December 31, 2023.

Read SEC document
June 13, 2023 Filed Jun 14, 2023 20:37 UTC GrantCommon Stock, $.01 Par Value 6,541 $0.00 $0.00
Disclosure

SEC source: 0000893538-23-000050 · wk-form4_1686775045.xml · nonDerivative · entry 1

Brand Stephen R · CIK 0001516382 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,491

F1 · kind: On June 13, 2023, the reporting person was granted 6,541 shares of the Issuer's common stock for compensation as a board member. These shares of restricted stock will vest in full on December 31, 2023.

Read SEC document
June 13, 2023 Filed Jun 14, 2023 20:34 UTC GrantCommon Stock, $.01 Par Value 9,812 $0.00 $0.00
Disclosure

SEC source: 0000893538-23-000048 · wk-form4_1686774862.xml · nonDerivative · entry 1

Powers Anita M. · CIK 0001713998 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,959

F1 · kind: On June 13, 2023, the reporting person was granted 9,812 shares of the Issuer's common stock for compensation as a board member. These shares of restricted stock will vest in full on December 31, 2023.

Read SEC document
June 13, 2023 Filed Jun 14, 2023 20:31 UTC GrantCommon Stock, $.01 Par Value 6,541 $0.00 $0.00
Disclosure

SEC source: 0000893538-23-000046 · wk-form4_1686774686.xml · nonDerivative · entry 1

ROBESON ROSE M · CIK 0001251678 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,531

F1 · kind: On June 13, 2023, the reporting person was granted 6,541 shares of the Issuer's common stock for compensation as a board member. These shares of restricted stock will vest in full on December 31, 2023.

Read SEC document
June 13, 2023 Filed Jun 14, 2023 20:27 UTC GrantCommon Stock, $.01 Par Value 11,084 $0.00 $0.00
Disclosure

SEC source: 0000893538-23-000044 · wk-form4_1686774428.xml · nonDerivative · entry 1

Quintana Julio M · CIK 0001364531 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 133,028

F1 · kind: On June 13, 2023, the reporting person was granted 11,084 shares of the Issuer's common stock for compensation as a board member. These shares of restricted stock will vest in full on December 31, 2023.

Read SEC document
June 13, 2023 Filed Jun 14, 2023 20:21 UTC GrantCommon Stock, $.01 Par Value 9,812 $0.00 $0.00
Disclosure

SEC source: 0000893538-23-000042 · wk-form4_1686774088.xml · nonDerivative · entry 1

SULLIVAN WILLIAM D · CIK 0001221980 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 154,157

F1 · kind: On June 13, 2023, the reporting person was granted 9,812 shares of the Issuer's common stock for compensation as a board member. These shares of restricted stock will vest in full on December 31, 2023.

Read SEC document
May 05, 2023 Filed May 8, 2023 20:30 UTC GiftCommon Stock, $.01 Par Value 5,000 $0.00 $0.00
Disclosure

SEC source: 0000893538-23-000036 · wf-form4_168357778874752.xml · nonDerivative · entry 1

PURSELL A WADE · CIK 0001041812 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 351,974

Read SEC document
March 15, 2023 Filed Mar 16, 2023 20:53 UTC
Vogel Herbert SDirector · President & CEO
PurchaseCommon Stock, $.01 Par Value 1,000 $25.63 $25,630.00
Disclosure

SEC source: 0000893538-23-000020 · wf-form4_167900002358923.xml · nonDerivative · entry 1

Vogel Herbert S · CIK 0001544288 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 406,063

Read SEC document
March 09, 2023 Filed Mar 10, 2023 22:14 UTC
Vogel Herbert SDirector · President & CEO
PurchaseCommon Stock, $.01 Par Value 1,000 $29.15 $29,150.00
Disclosure

SEC source: 0000893538-23-000018 · wf-form4_167848645674595.xml · nonDerivative · entry 2

Vogel Herbert S · CIK 0001544288 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 405,063

F2 · price: The shares were purchased in multiple transactions at prices ranging from $29.15 to $29.16, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.

Read SEC document
March 08, 2023 Filed Mar 10, 2023 22:14 UTC
Vogel Herbert SDirector · President & CEO
PurchaseCommon Stock, $.01 Par Value 1,000 $29.48 $29,480.00
Disclosure

SEC source: 0000893538-23-000018 · wf-form4_167848645674595.xml · nonDerivative · entry 1

Vogel Herbert S · CIK 0001544288 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 404,063

F1 · price: The shares were purchased in multiple transactions at prices ranging from $29.47 to $29.48, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.

Read SEC document
March 07, 2023 Filed Mar 8, 2023 22:35 UTC
Vogel Herbert SDirector · President & CEO
PurchaseCommon Stock, $.01 Par Value 1,000 $30.78 $30,780.00
Disclosure

SEC source: 0000893538-23-000016 · wf-form4_167831493828065.xml · nonDerivative · entry 2

Vogel Herbert S · CIK 0001544288 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 403,063

F1 · price: The shares were purchased in multiple transactions at prices ranging from $30.77 to $30.78, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.

Read SEC document
March 06, 2023 Filed Mar 8, 2023 22:35 UTC
Vogel Herbert SDirector · President & CEO
PurchaseCommon Stock, $.01 Par Value 1,000 $31.35 $31,350.00
Disclosure

SEC source: 0000893538-23-000016 · wf-form4_167831493828065.xml · nonDerivative · entry 1

Vogel Herbert S · CIK 0001544288 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 402,063

Read SEC document
January 27, 2023 Filed Jan 31, 2023 22:33 UTC
Lebeck James BarkerSVP & General Counsel
GrantRestricted Stock Units · Derivative 14,698 $0.00 $0.00
Disclosure

SEC source: 0000893538-23-000008 · wf-form4_167520441444054.xml · derivative · entry 1

Lebeck James Barker · CIK 0001963802 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,698

Underlying: Common Stock, $.01 Par Value · 14,698 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of stock. The Restricted Stock Unit grant vests in one installment on January 23, 2026. The vested shares will be issued to the Reporting Person on the vesting date, at which time all restrictions on the vested shares will lapse.

F1 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive one share of stock. The Restricted Stock Unit grant vests in one installment on January 23, 2026. The vested shares will be issued to the Reporting Person on the vesting date, at which time all restrictions on the vested shares will lapse.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive one share of stock. The Restricted Stock Unit grant vests in one installment on January 23, 2026. The vested shares will be issued to the Reporting Person on the vesting date, at which time all restrictions on the vested shares will lapse.

Read SEC document
December 31, 2022 Filed Jan 12, 2023 22:31 UTC OtherCommon Stock, $.01 Par Value 88 $28.97 $2,549.36
Disclosure

SEC source: 0000893538-23-000004 · wf-form5_167356264707856.xml · nonDerivative · entry 3

PURSELL A WADE · CIK 0001041812 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 356,974

F1 · kind: The Reporting Person purchased 88 shares of the Issuer's common stock on December 31, 2022, through the Issuer's Employee Stock Purchase Plan.

Read SEC document
December 31, 2022 Filed Jan 12, 2023 22:27 UTC
Vogel Herbert SDirector · President & CEO
OtherCommon Stock, $.01 Par Value 337 $28.97 $9,762.89
Disclosure

SEC source: 0000893538-23-000002 · wf-form5_167356245426905.xml · nonDerivative · entry 2

Vogel Herbert S · CIK 0001544288 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 401,063

F1 · kind: The Reporting Person purchased 337 shares of the Issuer's common stock on December 31, 2022, through the Issuer's Employee Stock Purchase Plan.

Read SEC document
December 30, 2022 Filed Jul 6, 2023 20:29 UTC
Lytle Patrick AVP - Chief Accounting Officer
OtherCommon Stock, $.01 Par Value 249 $28.97 $7,213.53
Disclosure

SEC source: 0000893538-23-000066 · wk-form4_1688675380.xml · nonDerivative · entry 1

Lytle Patrick A · CIK 0001767858 · VP - Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,712

F1 · kind: The Reporting Person purchased 249 shares of the Issuer's common stock on December 30, 2022, through the Issuer's Employee Stock Purchase Plan.

Read SEC document
December 30, 2022 Filed Jul 6, 2023 20:26 UTC
Lutey Mary EllenSVP - Expl., Development & EHS
OtherCommon Stock, $.01 Par Value 247 $28.97 $7,155.59
Disclosure

SEC source: 0000893538-23-000064 · wk-form4_1688675186.xml · nonDerivative · entry 2

Lutey Mary Ellen · CIK 0001563908 · SVP - Expl., Development & EHS

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 51,197

F2 · kind: The Reporting Person's spouse purchased 247 shares of the Issuer's common stock on December 30, 2022, through the Issuer's Employee Stock Purchase Plan.

F3 · ownership.direct: The Reporting Person's spouse is also employed by the Issuer and purchases the Issuers's common stock through the Issuer's Employment Stock Purchase Plan.

Read SEC document
December 30, 2022 Filed Jul 6, 2023 20:26 UTC
Lutey Mary EllenSVP - Expl., Development & EHS
OtherCommon Stock, $.01 Par Value 251 $28.97 $7,271.47
Disclosure

SEC source: 0000893538-23-000064 · wk-form4_1688675186.xml · nonDerivative · entry 1

Lutey Mary Ellen · CIK 0001563908 · SVP - Expl., Development & EHS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,622

F1 · kind: The Reporting Person purchased 251 shares of the Issuer's common stock on December 30, 2022, through the Issuer's Employee Stock Purchase Plan.

Read SEC document
December 30, 2022 Filed Jul 6, 2023 20:19 UTC
Knott Kenneth J.SVP - Bus Dev & Land
OtherCommon Stock, $.01 Par Value 303 $28.97 $8,777.91
Disclosure

SEC source: 0000893538-23-000060 · wk-form4_1688674733.xml · nonDerivative · entry 1

Knott Kenneth J. · CIK 0001442846 · SVP - Bus Dev & Land

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,744

F1 · kind: The Reporting Person purchased 303 shares of the Issuer's common stock on December 30, 2022, through the Issuer's Employee Stock Purchase Plan.

Read SEC document
November 07, 2022 Filed Jan 12, 2023 22:27 UTC
Vogel Herbert SDirector · President & CEO
GiftCommon Stock, $.01 Par Value 7,224 $0.00 $0.00
Disclosure

SEC source: 0000893538-23-000002 · wf-form5_167356245426905.xml · nonDerivative · entry 1

Vogel Herbert S · CIK 0001544288 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,726

Read SEC document
October 27, 2022 Filed Jan 12, 2023 22:31 UTC GiftCommon Stock, $.01 Par Value 1,000 $0.00 $0.00
Disclosure

SEC source: 0000893538-23-000004 · wf-form5_167356264707856.xml · nonDerivative · entry 2

PURSELL A WADE · CIK 0001041812 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 356,886

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October 21, 2022 Filed Nov 22, 2022 21:43 UTC SaleCommon Stock, $.01 Par Value 22,300 $42.79 $954,217.00
Disclosure

SEC source: 0000893538-22-000151 · wf-form4_166915337074166.xml · nonDerivative · entry 1

Quintana Julio M · CIK 0001364531 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,944

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person on September 15, 2022.

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September 21, 2022 Filed Jan 12, 2023 22:31 UTC GiftCommon Stock, $.01 Par Value 3,000 $0.00 $0.00
Disclosure

SEC source: 0000893538-23-000004 · wf-form5_167356264707856.xml · nonDerivative · entry 1

PURSELL A WADE · CIK 0001041812 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 357,886

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September 09, 2022 Filed Sep 12, 2022 20:33 UTC
Lytle Patrick AVP - Chief Accounting Officer
SaleCommon Stock, $.01 Par Value 8,658 $45.61 $394,891.38
Disclosure

SEC source: 0000893538-22-000135 · wf-form4_166301482128566.xml · nonDerivative · entry 1

Lytle Patrick A · CIK 0001767858 · VP - Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,463

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September 09, 2022 Filed Sep 12, 2022 20:31 UTC
Copeland David WEVP & General Counsel
SaleCommon Stock, $.01 Par Value 10,000 $46.23 $462,300.00
Disclosure

SEC source: 0000893538-22-000133 · wf-form4_166301469586595.xml · nonDerivative · entry 2

Copeland David W · CIK 0001396395 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,543

F1 · price: The shares were sold in multiple transactions at prices ranging from $46.13 to $46.33, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

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September 09, 2022 Filed Sep 12, 2022 20:31 UTC
Copeland David WEVP & General Counsel
GiftCommon Stock, $.01 Par Value 7,481 $0.00 $0.00
Disclosure

SEC source: 0000893538-22-000133 · wf-form4_166301469586595.xml · nonDerivative · entry 1

Copeland David W · CIK 0001396395 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,543

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September 01, 2022 Filed Sep 2, 2022 22:21 UTC
Newton Lehman E IIISVP - Operations
Tax withholdingCommon Stock, $.01 Par Value 14,832 $44.07 $653,646.24
Disclosure

SEC source: 0000893538-22-000129 · wf-form4_166215725493800.xml · nonDerivative · entry 2

Newton Lehman E III · CIK 0001403099 · SVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,551

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September 01, 2022 Filed Sep 2, 2022 22:21 UTC
Newton Lehman E IIISVP - Operations
Exercise / conversionCommon Stock, $.01 Par Value 37,704 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-22-000129 · wf-form4_166215725493800.xml · nonDerivative · entry 1

Newton Lehman E III · CIK 0001403099 · SVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,383

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On September 1, 2022, the Compensation Committee of the Board of Directors of the Issuer determined that 37,704 shares of the Issuer's common stock had been earned by the Reporting Person under the terms of a grant of performance share units ("PSUs"), based on the achievement of specific performance criteria that were not tied solely to the market price of the Issuer's common stock. The PSUs were granted to the Reporting Person on July 1, 2019, and represent the right to receive, upon the settlement of the PSUs, the determined number of earned shares of the Issuer's common stock based on the achievement of the performance criteria over a three-year performance period (with the determined number of earned shares being within a range of zero to two times the number of PSUs granted on the award date), to the extent that the PSUs have vested under separate employment service vesting provisions. The PSUs were fully vested on July 1, 2022.

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September 01, 2022 Filed Sep 2, 2022 22:19 UTC
Knott Kenneth J.SVP - Bus Dev & Land
Tax withholdingCommon Stock, $.01 Par Value 13,976 $44.07 $615,922.32
Disclosure

SEC source: 0000893538-22-000127 · wf-form4_166215714227557.xml · nonDerivative · entry 2

Knott Kenneth J. · CIK 0001442846 · SVP - Bus Dev & Land

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,441

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September 01, 2022 Filed Sep 2, 2022 22:19 UTC
Knott Kenneth J.SVP - Bus Dev & Land
Exercise / conversionCommon Stock, $.01 Par Value 36,066 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-22-000127 · wf-form4_166215714227557.xml · nonDerivative · entry 1

Knott Kenneth J. · CIK 0001442846 · SVP - Bus Dev & Land

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,417

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On September 1, 2022, the Compensation Committee of the Board of Directors of the Issuer determined that 36,066 shares of the Issuer's common stock had been earned by the Reporting Person under the terms of a grant of performance share units ("PSUs"), based on the achievement of specific performance criteria that were not tied solely to the market price of the Issuer's common stock. The PSUs were granted to the Reporting Person on July 1, 2019, and represent the right to receive, upon the settlement of the PSUs, the determined number of earned shares of the Issuer's common stock based on the achievement of the performance criteria over a three-year performance period (with the determined number of earned shares being within a range of zero to two times the number of PSUs granted on the award date), to the extent that the PSUs have vested under separate employment service vesting provisions. The PSUs were fully vested on July 1, 2022.

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September 01, 2022 Filed Sep 2, 2022 22:13 UTC
Lytle Patrick AVP - Chief Accounting Officer
Tax withholdingCommon Stock, $.01 Par Value 3,520 $44.07 $155,126.40
Disclosure

SEC source: 0000893538-22-000123 · wf-form4_166215681825847.xml · nonDerivative · entry 2

Lytle Patrick A · CIK 0001767858 · VP - Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,121

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September 01, 2022 Filed Sep 2, 2022 22:13 UTC
Lytle Patrick AVP - Chief Accounting Officer
Exercise / conversionCommon Stock, $.01 Par Value 12,178 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-22-000123 · wf-form4_166215681825847.xml · nonDerivative · entry 1

Lytle Patrick A · CIK 0001767858 · VP - Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,641

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On September 1, 2022, the Compensation Committee of the Board of Directors of the Issuer determined that 12,178 shares of the Issuer's common stock had been earned by the Reporting Person under the terms of a grant of performance share units ("PSUs"), based on the achievement of specific performance criteria that were not tied solely to the market price of the Issuer's common stock. The PSUs were granted to the Reporting Person on July 1, 2019, and represent the right to receive, upon the settlement of the PSUs, the determined number of earned shares of the Issuer's common stock based on the achievement of the performance criteria over a three-year performance period (with the determined number of earned shares being within a range of zero to two times the number of PSUs granted on the award date), to the extent that the PSUs have vested under separate employment service vesting provisions. The PSUs were fully vested on July 1, 2022.

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September 01, 2022 Filed Sep 2, 2022 22:17 UTC Tax withholdingCommon Stock, $.01 Par Value 57,574 $44.07 $2,537,286.18
Disclosure

SEC source: 0000893538-22-000125 · wf-form4_166215701069418.xml · nonDerivative · entry 2

PURSELL A WADE · CIK 0001041812 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 360,886

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September 01, 2022 Filed Sep 2, 2022 22:17 UTC Exercise / conversionCommon Stock, $.01 Par Value 131,148 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-22-000125 · wf-form4_166215701069418.xml · nonDerivative · entry 1

PURSELL A WADE · CIK 0001041812 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 418,460

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On September 1, 2022, the Compensation Committee of the Board of Directors of the Issuer determined that 131,148 shares of the Issuer's common stock had been earned by the Reporting Person under the terms of a grant of performance share units ("PSUs"), based on the achievement of specific performance criteria that were not tied solely to the market price of the Issuer's common stock. The PSUs were granted to the Reporting Person on July 1, 2019, and represent the right to receive, upon the settlement of the PSUs, the determined number of earned shares of the Issuer's common stock based on the achievement of the performance criteria over a three-year performance period (with the determined number of earned shares being within a range of zero to two times the number of PSUs granted on the award date), to the extent that the PSUs have vested under separate employment service vesting provisions. The PSUs were fully vested on July 1, 2022.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.