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SM

SM Energy Co

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3577
SEC CIK
0000893538
Parsed reports
373

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202601
Sep 202601
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 01, 2019 Filed Jul 2, 2019 20:34 UTC
Lutey Mary EllenSr. VP & Regional Manager
Exercise / conversionCommon Stock; $.01 Par Value 1,703 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-19-000073 · wf-form4_156209964386339.xml · nonDerivative · entry 13

Lutey Mary Ellen · CIK 0001563908 · Sr. VP & Regional Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,558

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2019. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:34 UTC
Lutey Mary EllenSr. VP & Regional Manager
Tax withholdingCommon Stock; $.01 Par Value 271 $12.52 $3,392.92
Disclosure

SEC source: 0000893538-19-000073 · wf-form4_156209964386339.xml · nonDerivative · entry 12

Lutey Mary Ellen · CIK 0001563908 · Sr. VP & Regional Manager

10b5-1 filing: Not disclosed

Ownership: Indirect · By husband

Disclosed balance after: 20,615

F3 · ownership.direct: The reporting person's husband is also employed by the issuer, purchases the issuers's common stock through the issuer's Employee Stock Purchase Plan, and receives grants of restricted stock units and performance share awards.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:34 UTC
Lutey Mary EllenSr. VP & Regional Manager
Exercise / conversionCommon Stock; $.01 Par Value 1,109 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-19-000073 · wf-form4_156209964386339.xml · nonDerivative · entry 11

Lutey Mary Ellen · CIK 0001563908 · Sr. VP & Regional Manager

10b5-1 filing: Not disclosed

Ownership: Indirect · By husband

Disclosed balance after: 20,886

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2018. The vested shares will be issued to the reporting person's husband on the vesting dates, at which time all restrictions on the vested shares will lapse.

F3 · ownership.direct: The reporting person's husband is also employed by the issuer, purchases the issuers's common stock through the issuer's Employee Stock Purchase Plan, and receives grants of restricted stock units and performance share awards.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:34 UTC
Lutey Mary EllenSr. VP & Regional Manager
Tax withholdingCommon Stock; $.01 Par Value 645 $12.52 $8,075.40
Disclosure

SEC source: 0000893538-19-000073 · wf-form4_156209964386339.xml · nonDerivative · entry 10

Lutey Mary Ellen · CIK 0001563908 · Sr. VP & Regional Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,855

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:34 UTC
Lutey Mary EllenSr. VP & Regional Manager
Exercise / conversionCommon Stock; $.01 Par Value 2,647 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-19-000073 · wf-form4_156209964386339.xml · nonDerivative · entry 9

Lutey Mary Ellen · CIK 0001563908 · Sr. VP & Regional Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2018. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:34 UTC
Lutey Mary EllenSr. VP & Regional Manager
Tax withholdingCommon Stock; $.01 Par Value 131 $12.52 $1,640.12
Disclosure

SEC source: 0000893538-19-000073 · wf-form4_156209964386339.xml · nonDerivative · entry 8

Lutey Mary Ellen · CIK 0001563908 · Sr. VP & Regional Manager

10b5-1 filing: Not disclosed

Ownership: Indirect · By husband

Disclosed balance after: 19,777

F3 · ownership.direct: The reporting person's husband is also employed by the issuer, purchases the issuers's common stock through the issuer's Employee Stock Purchase Plan, and receives grants of restricted stock units and performance share awards.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:34 UTC
Lutey Mary EllenSr. VP & Regional Manager
Exercise / conversionCommon Stock; $.01 Par Value 535 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-19-000073 · wf-form4_156209964386339.xml · nonDerivative · entry 7

Lutey Mary Ellen · CIK 0001563908 · Sr. VP & Regional Manager

10b5-1 filing: Not disclosed

Ownership: Indirect · By husband

Disclosed balance after: 19,908

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2017. The vested shares were issued to the reporting person's husband on the vesting dates, at which time all restrictions on the vested shares lapsed.

F3 · ownership.direct: The reporting person's husband is also employed by the issuer, purchases the issuers's common stock through the issuer's Employee Stock Purchase Plan, and receives grants of restricted stock units and performance share awards.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:34 UTC
Lutey Mary EllenSr. VP & Regional Manager
Tax withholdingCommon Stock; $.01 Par Value 246 $12.52 $3,079.92
Disclosure

SEC source: 0000893538-19-000073 · wf-form4_156209964386339.xml · nonDerivative · entry 6

Lutey Mary Ellen · CIK 0001563908 · Sr. VP & Regional Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,853

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:34 UTC
Lutey Mary EllenSr. VP & Regional Manager
Exercise / conversionCommon Stock; $.01 Par Value 1,009 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-19-000073 · wf-form4_156209964386339.xml · nonDerivative · entry 5

Lutey Mary Ellen · CIK 0001563908 · Sr. VP & Regional Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,099

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2017. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:33 UTC
Knott Kenneth J.SVP-Bus Dv & Land & Asst Sec
Exercise / conversionRestricted Stock Units · Derivative 1,459 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-19-000072 · wf-form4_156209962339634.xml · derivative · entry 11

Knott Kenneth J. · CIK 0001442846 · SVP-Bus Dv & Land & Asst Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,920

Underlying: Common Stock · 1,459 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2019. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F5 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2019. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F5 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2019. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F5 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2019. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:33 UTC
Knott Kenneth J.SVP-Bus Dv & Land & Asst Sec
Exercise / conversionRestricted Stock Units · Derivative 2,017 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-19-000072 · wf-form4_156209962339634.xml · derivative · entry 10

Knott Kenneth J. · CIK 0001442846 · SVP-Bus Dv & Land & Asst Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,017

Underlying: Common Stock · 2,017 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2018. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F4 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2018. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F4 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2018. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F4 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2018. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:33 UTC
Knott Kenneth J.SVP-Bus Dv & Land & Asst Sec
Exercise / conversionRestricted Stock Units · Derivative 831 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-19-000072 · wf-form4_156209962339634.xml · derivative · entry 9

Knott Kenneth J. · CIK 0001442846 · SVP-Bus Dv & Land & Asst Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 831 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2017. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed.

F3 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2017. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed.

F3 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2017. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed.

F3 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2017. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:33 UTC
Knott Kenneth J.SVP-Bus Dv & Land & Asst Sec
Tax withholdingCommon Stock: $.01 Par Value 356 $12.52 $4,457.12
Disclosure

SEC source: 0000893538-19-000072 · wf-form4_156209962339634.xml · nonDerivative · entry 8

Knott Kenneth J. · CIK 0001442846 · SVP-Bus Dv & Land & Asst Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,138

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:33 UTC
Knott Kenneth J.SVP-Bus Dv & Land & Asst Sec
Exercise / conversionCommon Stock: $.01 Par Value 1,459 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-19-000072 · wf-form4_156209962339634.xml · nonDerivative · entry 7

Knott Kenneth J. · CIK 0001442846 · SVP-Bus Dv & Land & Asst Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,494

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2019. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:33 UTC
Knott Kenneth J.SVP-Bus Dv & Land & Asst Sec
Tax withholdingCommon Stock: $.01 Par Value 492 $12.52 $6,159.84
Disclosure

SEC source: 0000893538-19-000072 · wf-form4_156209962339634.xml · nonDerivative · entry 6

Knott Kenneth J. · CIK 0001442846 · SVP-Bus Dv & Land & Asst Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,035

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:33 UTC
Knott Kenneth J.SVP-Bus Dv & Land & Asst Sec
Exercise / conversionCommon Stock: $.01 Par Value 2,017 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-19-000072 · wf-form4_156209962339634.xml · nonDerivative · entry 5

Knott Kenneth J. · CIK 0001442846 · SVP-Bus Dv & Land & Asst Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,527

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2018. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:33 UTC
Knott Kenneth J.SVP-Bus Dv & Land & Asst Sec
Tax withholdingCommon Stock: $.01 Par Value 203 $12.52 $2,541.56
Disclosure

SEC source: 0000893538-19-000072 · wf-form4_156209962339634.xml · nonDerivative · entry 4

Knott Kenneth J. · CIK 0001442846 · SVP-Bus Dv & Land & Asst Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,510

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:33 UTC
Knott Kenneth J.SVP-Bus Dv & Land & Asst Sec
Exercise / conversionCommon Stock: $.01 Par Value 831 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-19-000072 · wf-form4_156209962339634.xml · nonDerivative · entry 3

Knott Kenneth J. · CIK 0001442846 · SVP-Bus Dv & Land & Asst Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,713

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2017. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:33 UTC
Copeland David WEVP and General Counsel
Exercise / conversionRestricted Stock Units · Derivative 2,757 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-19-000071 · wf-form4_156209960217116.xml · derivative · entry 7

Copeland David W · CIK 0001396395 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,515

Underlying: Common Stock · 2,757 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2019. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F4 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2019. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F4 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2019. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F4 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2019. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:33 UTC
Copeland David WEVP and General Counsel
Exercise / conversionRestricted Stock Units · Derivative 3,529 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-19-000071 · wf-form4_156209960217116.xml · derivative · entry 6

Copeland David W · CIK 0001396395 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,529

Underlying: Common Stock · 3,529 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2018. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F3 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2018. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F3 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2018. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F3 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2018. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:33 UTC
Copeland David WEVP and General Counsel
Exercise / conversionRestricted Stock Units · Derivative 1,558 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-19-000071 · wf-form4_156209960217116.xml · derivative · entry 5

Copeland David W · CIK 0001396395 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,558 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2017. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2017. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed.

F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2017. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2017. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:33 UTC
Copeland David WEVP and General Counsel
Exercise / conversionCommon Stock; $.01 Par Value 2,757 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-19-000071 · wf-form4_156209960217116.xml · nonDerivative · entry 4

Copeland David W · CIK 0001396395 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,912

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2019. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:33 UTC
Copeland David WEVP and General Counsel
Exercise / conversionCommon Stock; $.01 Par Value 3,529 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-19-000071 · wf-form4_156209960217116.xml · nonDerivative · entry 3

Copeland David W · CIK 0001396395 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,155

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2018. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:33 UTC
Copeland David WEVP and General Counsel
Exercise / conversionCommon Stock; $.01 Par Value 1,558 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-19-000071 · wf-form4_156209960217116.xml · nonDerivative · entry 2

Copeland David W · CIK 0001396395 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,626

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2017. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 20:34 UTC
Lytle Patrick AController and PAO
OtherCommon Stock 1,165 $10.64 $12,397.93
Disclosure

SEC source: 0000893538-19-000074 · wf-form4_156209966389081.xml · nonDerivative · entry 1

Lytle Patrick A · CIK 0001767858 · Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,226

F1 · kind: The reporting person purchased 1,165 shares of the issuer's common stock on June 28, 2019, through the issuer's Employee Stock Purchase Plan.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 20:36 UTC
Whitcomb David J.VP-Marketing
OtherCommon Stock; $.01 Par Value 853 $10.64 $9,077.63
Disclosure

SEC source: 0000893538-19-000079 · wf-form4_156209976062138.xml · nonDerivative · entry 2

Whitcomb David J. · CIK 0001442781 · VP-Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,797

F2 · kind: The reporting person purchased 853 shares of the issuer's common stock on June 28, 2019, through the issuer's Employee Stock Purchase Plan.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 20:35 UTC
Vogel Herbert SChief Operating Officer
OtherCommon Stock; $.01 Par Value 1,614 $10.64 $17,176.19
Disclosure

SEC source: 0000893538-19-000078 · wf-form4_156209974003498.xml · nonDerivative · entry 1

Vogel Herbert S · CIK 0001544288 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,645

F1 · kind: The reporting person purchased 1,614 shares of the issuer's common stock on June 28, 2019, through the issuer's Employee Stock Purchase Plan.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 20:35 UTC OtherCommon Stock; $.01 Par Value 1,614 $10.64 $17,176.19
Disclosure

SEC source: 0000893538-19-000077 · wf-form4_156209971904847.xml · nonDerivative · entry 2

PURSELL A WADE · CIK 0001041812 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,111

F1 · kind: The reporting person purchased 1,614 shares of the issuer's common stock on June 28, 2019, through the issuer's Employee Stock Purchase Plan.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 20:35 UTC
Ottoson Javan DDirector · President & CEO
OtherCommon Stock; $.01 Par Value 1,614 $10.64 $17,176.19
Disclosure

SEC source: 0000893538-19-000076 · wf-form4_156209969972076.xml · nonDerivative · entry 1

Ottoson Javan D · CIK 0001359693 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,740

F1 · kind: The reporting person purchased 1,614 shares of the issuer's common stock on June 28, 2019, through the issuer's Employee Stock Purchase Plan.

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June 28, 2019 Filed Jul 2, 2019 20:34 UTC
Newton Lehman E IIISr. VP & Regional Manager
OtherCommon Stock; $.01 Par Value 1,614 $10.64 $17,176.19
Disclosure

SEC source: 0000893538-19-000075 · wf-form4_156209968097983.xml · nonDerivative · entry 1

Newton Lehman E III · CIK 0001403099 · Sr. VP & Regional Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,550

F1 · kind: The reporting person purchased 1,164 shares of the issuer's common stock on June 28, 2019, through the issuer's Employee Stock Purchase Plan.

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June 28, 2019 Filed Jul 2, 2019 20:34 UTC
Lutey Mary EllenSr. VP & Regional Manager
OtherCommon Stock; $.01 Par Value 838 $10.64 $8,918.00
Disclosure

SEC source: 0000893538-19-000073 · wf-form4_156209964386339.xml · nonDerivative · entry 4

Lutey Mary Ellen · CIK 0001563908 · Sr. VP & Regional Manager

10b5-1 filing: Not disclosed

Ownership: Indirect · By husband

Disclosed balance after: 19,373

F5 · kind: The reporting person's husband purchased 838 shares of the issuer's common stock on June 28, 2019, through the issuer's Employee Stock Purchase Plan.

F3 · ownership.direct: The reporting person's husband is also employed by the issuer, purchases the issuers's common stock through the issuer's Employee Stock Purchase Plan, and receives grants of restricted stock units and performance share awards.

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June 28, 2019 Filed Jul 2, 2019 20:34 UTC
Lutey Mary EllenSr. VP & Regional Manager
OtherCommon Stock; $.01 Par Value 808 $10.64 $8,598.74
Disclosure

SEC source: 0000893538-19-000073 · wf-form4_156209964386339.xml · nonDerivative · entry 3

Lutey Mary Ellen · CIK 0001563908 · Sr. VP & Regional Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,090

F4 · kind: The reporting person purchased 808 shares of the issuer's common stock on June 28, 2019, through the issuer's Employee Stock Purchase Plan.

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June 28, 2019 Filed Jul 2, 2019 20:33 UTC
Knott Kenneth J.SVP-Bus Dv & Land & Asst Sec
OtherCommon Stock: $.01 Par Value 1,614 $10.64 $17,176.19
Disclosure

SEC source: 0000893538-19-000072 · wf-form4_156209962339634.xml · nonDerivative · entry 2

Knott Kenneth J. · CIK 0001442846 · SVP-Bus Dv & Land & Asst Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,882

F2 · kind: The reporting person purchased 1,614 shares of the issuer's common stock on June 28, 2019, through the issuer's Employee Stock Purchase Plan.

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June 28, 2019 Filed Jul 2, 2019 20:33 UTC
Copeland David WEVP and General Counsel
OtherCommon Stock; $.01 Par Value 1,614 $10.64 $17,176.19
Disclosure

SEC source: 0000893538-19-000071 · wf-form4_156209960217116.xml · nonDerivative · entry 1

Copeland David W · CIK 0001396395 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,068

F1 · kind: The reporting person purchased 1,614 shares of the issuer's common stock on June 28, 2019, through the issuer's Employee Stock Purchase Plan.

Read SEC document
June 21, 2019 Filed Jun 24, 2019 21:27 UTC GrantCommon Stock; $.01 Par Value 10,345 $0.00 $0.00
Disclosure

SEC source: 0000893538-19-000051 · wf-form4_156141161244165.xml · nonDerivative · entry 1

Brand Stephen R · CIK 0001516382 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,260

F1 · kind: On June 21, 2019, the reporting person was granted 10,345 shares of the issuer's common stock for compensation as a board member. These shares of restricted stock will vest in full on December 31, 2019.

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June 21, 2019 Filed Jun 24, 2019 21:42 UTC GrantCommon Stock; $.01 Par Value 24,304 $0.00 $0.00
Disclosure

SEC source: 0000893538-19-000061 · wf-form4_156141252027591.xml · nonDerivative · entry 1

SULLIVAN WILLIAM D · CIK 0001221980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,094

F1 · kind: On June 21, 2019, the reporting person was granted 17,735 shares of the issuer's common stock for compensation as a board member. The reporting person was also granted 6,569 shares of the issuer's common stock as compensation for his role as Non-Executive Chairman of the Board of Directors. These shares of restricted stock will vest in full on December 31, 2019.

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June 21, 2019 Filed Jun 24, 2019 21:39 UTC GrantCommon Stock; $.01 Par Value 10,345 $0.00 $0.00
Disclosure

SEC source: 0000893538-19-000059 · wf-form4_156141234669563.xml · nonDerivative · entry 1

ROBESON ROSE M · CIK 0001251678 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,300

F1 · kind: On June 21, 2019, the reporting person was granted 10,345 shares of the issuer's common stock for compensation as a board member. These shares of restricted stock will vest in full on December 31, 2019.

Read SEC document
June 21, 2019 Filed Jun 24, 2019 21:36 UTC GrantCommon Stock; $.01 Par Value 10,345 $0.00 $0.00
Disclosure

SEC source: 0000893538-19-000057 · wf-form4_156141217622752.xml · nonDerivative · entry 1

Quintana Julio M · CIK 0001364531 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,554

F1 · kind: On June 21, 2019, the reporting person was granted 10,345 shares of the issuer's common stock for compensation as a board member. These shares of restricted stock will vest in full on December 31, 2019.

Read SEC document
June 21, 2019 Filed Jun 24, 2019 21:34 UTC GrantCommon Stock, $.01 Par Value 10,345 $0.00 $0.00
Disclosure

SEC source: 0000893538-19-000055 · wf-form4_156141204924950.xml · nonDerivative · entry 1

PERU RAMIRO G · CIK 0001192045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,124

F1 · kind: On June 21, 2019, the reporting person was granted 10,345 shares of the issuer's common stock for compensation as a board member. These shares of restricted stock will vest in full on December 31, 2019.

Read SEC document
June 21, 2019 Filed Jun 24, 2019 21:32 UTC GrantCommon Stock 10,345 $0.00 $0.00
Disclosure

SEC source: 0000893538-19-000053 · wf-form4_156141190874205.xml · nonDerivative · entry 1

LEIKER LOREN M · CIK 0001189094 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,233

F1 · kind: On June 21, 2019, the reporting person was granted 10,345 shares of the issuer's common stock for compensation as a board member. These shares of restricted stock will vest in full on December 31, 2019.

Read SEC document
June 21, 2019 Filed Jun 24, 2019 21:23 UTC GrantCommon Stock 10,345 $0.00 $0.00
Disclosure

SEC source: 0000893538-19-000049 · wf-form4_156141141533172.xml · nonDerivative · entry 1

Bailo Carla Jean · CIK 0001756088 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,514

F1 · kind: On June 21, 2019, the reporting person was granted 10,345 shares of the issuer's common stock for compensation as a board member. These shares of restricted stock will vest in full on December 31, 2019.

Read SEC document
June 21, 2019 Filed Jun 24, 2019 21:21 UTC GrantCommon Stock; $.01 Par Value 10,345 $0.00 $0.00
Disclosure

SEC source: 0000893538-19-000047 · wf-form4_156141127974223.xml · nonDerivative · entry 1

BICKLE LARRY W · CIK 0000939252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,039

F1 · kind: On June 21, 2019, the reporting person was granted 10,345 shares of the issuer's common stock for compensation as a board member. These shares of restricted stock will vest in full on December 31, 2019.

Read SEC document
June 10, 2019 Filed Jun 12, 2019 20:34 UTC
Vogel Herbert SChief Operating Officer
GrantRestricted Stock Units · Derivative 20,000 $0.00 $0.00
Disclosure

SEC source: 0000893538-19-000041 · wf-form4_156037168076671.xml · derivative · entry 1

Vogel Herbert S · CIK 0001544288 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests on July 1, 2022. The vested shares will be issued to the reporting person on the vesting date, at which time all restrictions on the vested shares will lapse.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests on July 1, 2022. The vested shares will be issued to the reporting person on the vesting date, at which time all restrictions on the vested shares will lapse.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests on July 1, 2022. The vested shares will be issued to the reporting person on the vesting date, at which time all restrictions on the vested shares will lapse.

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May 29, 2019 Filed May 30, 2019 23:06 UTC
Vogel Herbert SEVP - Operations
PurchaseCommon Stock; $.01 Par Value 2,000 $12.41 $24,813.00
Disclosure

SEC source: 0000893538-19-000036 · wf-form4_155925756890775.xml · nonDerivative · entry 2

Vogel Herbert S · CIK 0001544288 · EVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,031

Read SEC document
May 24, 2019 Filed May 28, 2019 20:03 UTC
Copeland David WEVP and General Counsel
PurchaseCommon Stock; $.01 Par Value 10,000 $12.71 $127,121.00
Disclosure

SEC source: 0000893538-19-000034 · wf-form4_155907376504243.xml · nonDerivative · entry 1

Copeland David W · CIK 0001396395 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,454

F1 · price: The shares were acquired in multiple transactions at prices from $12.695 to $12.72, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth herein.

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May 07, 2019 Filed May 8, 2019 20:44 UTC
Ottoson Javan DDirector · President & CEO
PurchaseCommon Stock; $.01 Par Value 5,000 $14.63 $73,150.00
Disclosure

SEC source: 0000893538-19-000032 · wf-form4_155734824731935.xml · nonDerivative · entry 1

Ottoson Javan D · CIK 0001359693 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,126

F1 · price: The shares were acquired in multiple transactions at prices from $14.50 to $14.75, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth herein.

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March 05, 2019 Filed Jul 2, 2019 20:35 UTC GiftCommon Stock; $.01 Par Value 6,000 $0.00 $0.00
Disclosure

SEC source: 0000893538-19-000077 · wf-form4_156209971904847.xml · nonDerivative · entry 1

PURSELL A WADE · CIK 0001041812 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,497

Read SEC document
December 31, 2018 Filed Feb 13, 2019 22:14 UTC
Ottoson Javan DDirector · President & CEO
OtherCommon Stock; $.01 Par Value 12 $13.16 $157.90
Disclosure

SEC source: 0000893538-19-000005 · wf-form5_155009604458705.xml · nonDerivative · entry 2

Ottoson Javan D · CIK 0001359693 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,126

F1 · kind: The reporting person purchased 12 shares of the issuer's common stock on December 31, 2018, through the issuer's Employee Stock Purchase Plan.

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December 31, 2018 Filed May 30, 2019 23:06 UTC
Vogel Herbert SEVP - Operations
OtherCommon Stock; $.01 Par Value 229 $13.16 $3,013.18
Disclosure

SEC source: 0000893538-19-000036 · wf-form4_155925756890775.xml · nonDerivative · entry 1

Vogel Herbert S · CIK 0001544288 · EVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,031

F1 · kind: The reporting person purchased 229 shares of the issuer's common stock on December 31, 2018, through the issuer's Employee Stock Purchase Plan.

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December 31, 2018 Filed Jul 2, 2019 20:36 UTC
Whitcomb David J.VP-Marketing
OtherCommon Stock; $.01 Par Value 569 $13.16 $7,486.90
Disclosure

SEC source: 0000893538-19-000079 · wf-form4_156209976062138.xml · nonDerivative · entry 1

Whitcomb David J. · CIK 0001442781 · VP-Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,944

F1 · kind: The reporting person purchased 569 shares of the issuer's common stock on December 31, 2018 through the issuer's Employee Stock Purchase Plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.