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SM

SM Energy Co

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3577
SEC CIK
0000893538
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373

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202601
Sep 202601
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 30, 2020 Filed Jul 6, 2020 20:42 UTC OtherCommon Stock, $.01 Par Value 2,224 $3.19 $7,094.56
Disclosure

SEC source: 0000893538-20-000100 · wf-form4_159406813675016.xml · nonDerivative · entry 1

PURSELL A WADE · CIK 0001041812 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,263

F1 · kind: The Reporting Person purchased 2,224 shares of the Issuer's common stock on June 30, 2020, through the Issuer's Employee Stock Purchase Plan.

Read SEC document
June 30, 2020 Filed Jul 6, 2020 20:40 UTC
Lytle Patrick AController & PAO
OtherCommon Stock, $.01 Par Value 2,224 $3.19 $7,094.56
Disclosure

SEC source: 0000893538-20-000098 · wf-form4_159406799629797.xml · nonDerivative · entry 2

Lytle Patrick A · CIK 0001767858 · Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,883

F2 · kind: The Reporting Person purchased 2,224 shares of the Issuer's common stock on June 30, 2020, through the Issuer's Employee Stock Purchase Plan.

Read SEC document
June 30, 2020 Filed Jul 6, 2020 20:33 UTC
Copeland David WEVP & General Counsel
OtherCommon Stock, $.01 Par Value 2,224 $3.19 $7,094.56
Disclosure

SEC source: 0000893538-20-000096 · wf-form4_159406756693328.xml · nonDerivative · entry 1

Copeland David W · CIK 0001396395 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,136

F1 · kind: The Reporting Person purchased 2,224 shares of the Issuer's common stock on June 30, 2020, through the Issuer's Employee Stock Purchase Plan.

Read SEC document
June 09, 2020 Filed Jun 10, 2020 21:09 UTC GrantCommon Stock, $.01 Par Value 27,028 $0.00 $0.00
Disclosure

SEC source: 0000893538-20-000089 · wf-form4_159182335399500.xml · nonDerivative · entry 1

Quintana Julio M · CIK 0001364531 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,582

F1 · kind: On June 9, 2020, the reporting person was granted 27,028 shares of the issuer's common stock for compensation as a board member. These shares of restricted stock will vest in full on December 31, 2020.

Read SEC document
June 09, 2020 Filed Jun 10, 2020 21:08 UTC GrantCommon Stock, $.01 Par Value 27,028 $0.00 $0.00
Disclosure

SEC source: 0000893538-20-000088 · wf-form4_159182326846306.xml · nonDerivative · entry 1

PERU RAMIRO G · CIK 0001192045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,152

F1 · kind: On June 9, 2020, the reporting person was granted 27,028 shares of the issuer's common stock for compensation as a board member. These shares of restricted stock will vest in full on December 31, 2020.

Read SEC document
June 09, 2020 Filed Jun 10, 2020 21:07 UTC GrantCommon Stock, $.01 Par Value 56,758 $0.00 $0.00
Disclosure

SEC source: 0000893538-20-000087 · wf-form4_159182321496320.xml · nonDerivative · entry 1

Bailo Carla Jean · CIK 0001756088 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,272

F1 · kind: On June 9, 2020, the reporting person was granted 56,758 shares of the issuer's common stock for compensation as a board member. These shares of restricted stock will vest in full on December 31, 2020.

Read SEC document
June 09, 2020 Filed Jun 10, 2020 21:06 UTC GrantCommon Stock, $.01 Par Value 27,028 $0.00 $0.00
Disclosure

SEC source: 0000893538-20-000086 · wf-form4_159182316465425.xml · nonDerivative · entry 1

BICKLE LARRY W · CIK 0000939252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,067

F1 · kind: On June 9, 2020, the reporting person was granted 27,028 shares of the issuer's common stock for compensation as a board member. These shares of restricted stock will vest in full on December 31, 2020.

Read SEC document
June 09, 2020 Filed Jun 10, 2020 21:04 UTC GrantCommon Stock, $.01 Par Value 27,028 $0.00 $0.00
Disclosure

SEC source: 0000893538-20-000085 · wf-form4_159182303871922.xml · nonDerivative · entry 1

Brand Stephen R · CIK 0001516382 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,288

F1 · kind: On June 9, 2020, the reporting person was granted 27,028 shares of the issuer's common stock for compensation as a board member. These shares of restricted stock will vest in full on December 31, 2020.

Read SEC document
June 09, 2020 Filed Jun 10, 2020 21:03 UTC GrantCommon Stock, $.01 Par Value 27,028 $0.00 $0.00
Disclosure

SEC source: 0000893538-20-000084 · wf-form4_159182298904139.xml · nonDerivative · entry 1

LEIKER LOREN M · CIK 0001189094 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,261

F1 · kind: On June 9, 2020, the reporting person was granted 27,028 shares of the issuer's common stock for compensation as a board member. These shares of restricted stock will vest in full on December 31, 2020.

Read SEC document
June 09, 2020 Filed Jun 10, 2020 21:02 UTC GrantCommon Stock, $.01 Par Value 27,028 $0.00 $0.00
Disclosure

SEC source: 0000893538-20-000083 · wf-form4_159182293874158.xml · nonDerivative · entry 1

ROBESON ROSE M · CIK 0001251678 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,328

F1 · kind: On June 9, 2020, the reporting person was granted 27,028 shares of the issuer's common stock for compensation as a board member. These shares of restricted stock will vest in full on December 31, 2020.

Read SEC document
June 09, 2020 Filed Jun 10, 2020 21:01 UTC GrantCommon Stock, $.01 Par Value 48,650 $0.00 $0.00
Disclosure

SEC source: 0000893538-20-000082 · wf-form4_159182286822112.xml · nonDerivative · entry 1

SULLIVAN WILLIAM D · CIK 0001221980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,744

F1 · kind: On June 9, 2020, the reporting person was granted 48,650 shares of the issuer's common stock for compensation as a board member. These shares of restricted stock will vest in full on December 31, 2020.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 18:29 UTC PurchaseCommon Stock, $.01 Par Value 40,000 $2.00 $80,000.00
Disclosure

SEC source: 0000893538-20-000028 · wf-form4_158403775118309.xml · nonDerivative · entry 1

Quintana Julio M · CIK 0001364531 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,554

Read SEC document
March 09, 2020 Filed Mar 10, 2020 20:56 UTC
Copeland David WEVP and General Counsel
PurchaseCommon Stock, $.01 Par Value 10,000 $1.54 $15,400.00
Disclosure

SEC source: 0000893538-20-000024 · wf-form4_158387374614190.xml · nonDerivative · entry 2

Copeland David W · CIK 0001396395 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,912

Read SEC document
March 09, 2020 Filed Mar 10, 2020 21:03 UTC PurchaseCommon Stock, $.01 Par Value 15,000 $1.43 $21,450.00
Disclosure

SEC source: 0000893538-20-000026 · wf-form4_158387418722872.xml · nonDerivative · entry 2

PERU RAMIRO G · CIK 0001192045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,124

Read SEC document
March 06, 2020 Filed Mar 10, 2020 20:56 UTC
Copeland David WEVP and General Counsel
PurchaseCommon Stock, $.01 Par Value 15,000 $4.26 $63,900.00
Disclosure

SEC source: 0000893538-20-000024 · wf-form4_158387374614190.xml · nonDerivative · entry 1

Copeland David W · CIK 0001396395 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,912

F1 · price: This transaction was executed in multiple trades at prices ranging from $4.01 to $4.60. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 06, 2020 Filed Mar 10, 2020 21:03 UTC PurchaseCommon Stock, $.01 Par Value 7,500 $4.20 $31,500.00
Disclosure

SEC source: 0000893538-20-000026 · wf-form4_158387418722872.xml · nonDerivative · entry 1

PERU RAMIRO G · CIK 0001192045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,124

F1 · price: This transaction was executed in multiple trades at prices ranging from $4.19 to $4.21. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 04, 2020 Filed Mar 5, 2020 21:55 UTC
Ottoson Javan DDirector · President & CEO
PurchaseCommon Stock, $.01 Par Value 8,000 $5.81 $46,480.00
Disclosure

SEC source: 0000893538-20-000020 · wf-form4_158344532516766.xml · nonDerivative · entry 1

Ottoson Javan D · CIK 0001359693 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,530

Read SEC document
March 04, 2020 Filed Mar 6, 2020 21:11 UTC
Copeland David WEVP and General Counsel
PurchaseCommon Stock, $.01 Par Value 5,000 $5.84 $29,200.00
Disclosure

SEC source: 0000893538-20-000022 · wf-form4_158352904356482.xml · nonDerivative · entry 1

Copeland David W · CIK 0001396395 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,912

F1 · price: This transaction was executed in multiple trades at prices ranging from $5.84 to $5.85. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 03, 2020 Filed Mar 5, 2020 21:47 UTC
Vogel Herbert SChief Operating Officer
PurchaseCommon Stock, $.01 Par Value 2,000 $5.76 $11,520.00
Disclosure

SEC source: 0000893538-20-000018 · wf-form4_158344480353916.xml · nonDerivative · entry 1

Vogel Herbert S · CIK 0001544288 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,647

Read SEC document
March 03, 2020 Filed Mar 5, 2020 21:43 UTC
Whitcomb David J.VP-Marketing
PurchaseCommon Stock, $.01 Par Value 10,000 $5.93 $59,300.00
Disclosure

SEC source: 0000893538-20-000016 · wf-form4_158344457441836.xml · nonDerivative · entry 2

Whitcomb David J. · CIK 0001442781 · VP-Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,415

Read SEC document
February 25, 2020 Filed Feb 26, 2020 17:34 UTC
Copeland David WEVP and General Counsel
PurchaseCommon Stock; $.01 Par Value 5,000 $7.00 $35,000.00
Disclosure

SEC source: 0000893538-20-000013 · wf-form4_158273846077454.xml · nonDerivative · entry 2

Copeland David W · CIK 0001396395 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,912

Read SEC document
February 24, 2020 Filed Feb 25, 2020 17:03 UTC PurchaseCommon Stock, $.01 Par Value 7,500 $7.67 $57,525.00
Disclosure

SEC source: 0000893538-20-000011 · wf-form4_158265020509230.xml · nonDerivative · entry 1

PERU RAMIRO G · CIK 0001192045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,624

F1 · price: This transaction was executed in multiple trades at prices ranging from $7.65 to $7.69. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 24, 2020 Filed Feb 26, 2020 17:34 UTC
Copeland David WEVP and General Counsel
PurchaseCommon Stock; $.01 Par Value 5,000 $7.68 $38,400.00
Disclosure

SEC source: 0000893538-20-000013 · wf-form4_158273846077454.xml · nonDerivative · entry 1

Copeland David W · CIK 0001396395 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,912

Read SEC document
December 31, 2019 Filed Mar 5, 2020 21:43 UTC
Whitcomb David J.VP-Marketing
OtherCommon Stock, $.01 Par Value 955 $9.55 $9,120.25
Disclosure

SEC source: 0000893538-20-000016 · wf-form4_158344457441836.xml · nonDerivative · entry 1

Whitcomb David J. · CIK 0001442781 · VP-Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,415

F1 · kind: The Reporting Person purchased 955 shares of the Issuer's common stock on December 31, 2019, through the Issuer's Employee Stock Purchase Plan.

Read SEC document
December 31, 2019 Filed Jul 6, 2020 23:15 UTC
Lutey Mary EllenSVP - Development & EHS
OtherCommon Stock, $.01 Par Value 951 $9.55 $9,082.05
Disclosure

SEC source: 0000893538-20-000108 · wf-form4_159407729059719.xml · nonDerivative · entry 2

Lutey Mary Ellen · CIK 0001563908 · SVP - Development & EHS

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 22,448

F2 · kind: The Reporting Person's spouse purchased 951 shares of the Issuer's common stock on December 31, 2019, through the Issuer's Employee Stock Purchase Plan.

F3 · ownership.direct: The Reporting Person's spouse is also employed by the Issuer, purchases the Issuers's common stock through the Issuer's Employee Stock Purchase Plan, and is eligible to receive grants of restricted stock units and performance share units.

Read SEC document
December 31, 2019 Filed Jul 6, 2020 23:15 UTC
Lutey Mary EllenSVP - Development & EHS
OtherCommon Stock, $.01 Par Value 912 $9.55 $8,709.60
Disclosure

SEC source: 0000893538-20-000108 · wf-form4_159407729059719.xml · nonDerivative · entry 1

Lutey Mary Ellen · CIK 0001563908 · SVP - Development & EHS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,055

F1 · kind: The Reporting Person purchased 912 shares of the Issuer's common stock on December 31, 2019, through the Issuer's Employee Stock Purchase Plan.

Read SEC document
December 31, 2019 Filed Jul 6, 2020 20:40 UTC
Lytle Patrick AController & PAO
OtherCommon Stock, $.01 Par Value 564 $9.55 $5,386.20
Disclosure

SEC source: 0000893538-20-000098 · wf-form4_159406799629797.xml · nonDerivative · entry 1

Lytle Patrick A · CIK 0001767858 · Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,659

F1 · kind: The Reporting Person purchased 564 shares of the Issuer's common stock on December 31, 2019, through the Issuer's Employee Stock Purchase Plan.

Read SEC document
August 05, 2019 Filed Aug 7, 2019 22:11 UTC GrantRestricted Stock Units · Derivative 43,716 $0.00 $0.00
Disclosure

SEC source: 0000893538-19-000093 · wf-form4_156521590263355.xml · derivative · entry 1

PURSELL A WADE · CIK 0001041812 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,716

Underlying: Common Stock · 43,716 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2020. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2020. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2020. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
August 05, 2019 Filed Aug 7, 2019 22:27 UTC
Ottoson Javan DDirector · President & CEO
GrantRestricted Stock Units · Derivative 68,306 $0.00 $0.00
Disclosure

SEC source: 0000893538-19-000109 · wf-form4_156521681874935.xml · derivative · entry 1

Ottoson Javan D · CIK 0001359693 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,306

Underlying: Common Stock · 68,306 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2020. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2020. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2020. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
August 05, 2019 Filed Aug 7, 2019 22:25 UTC
Lutey Mary EllenSr. VP & Regional Manager
GrantRestricted Stock Units · Derivative 5,402 $0.00 $0.00
Disclosure

SEC source: 0000893538-19-000107 · wf-form4_156521671127627.xml · derivative · entry 2

Lutey Mary Ellen · CIK 0001563908 · Sr. VP & Regional Manager

10b5-1 filing: Not disclosed

Ownership: Indirect · By husband

Disclosed balance after: 5,402

Underlying: Common Stock · 5,402 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2020. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2020. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2020. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F3 · ownership.direct: The reporting person's husband is also employed by the issuer, purchases the issuers's common stock through the issuer's Employee Stock Purchase Plan, and receives grants of restricted stock units and performance share awards.

Read SEC document
August 05, 2019 Filed Aug 7, 2019 22:25 UTC
Lutey Mary EllenSr. VP & Regional Manager
GrantRestricted Stock Units · Derivative 12,568 $0.00 $0.00
Disclosure

SEC source: 0000893538-19-000107 · wf-form4_156521671127627.xml · derivative · entry 1

Lutey Mary Ellen · CIK 0001563908 · Sr. VP & Regional Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,568

Underlying: Common Stock · 12,568 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2020. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2020. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2020. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
August 05, 2019 Filed Aug 7, 2019 22:23 UTC
Copeland David WEVP and General Counsel
GrantRestricted Stock Units · Derivative 20,765 $0.00 $0.00
Disclosure

SEC source: 0000893538-19-000105 · wf-form4_156521659348333.xml · derivative · entry 1

Copeland David W · CIK 0001396395 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,765

Underlying: Common Stock · 20,765 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2020. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2020. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2020. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
August 05, 2019 Filed Aug 7, 2019 22:21 UTC
Vogel Herbert SChief Operating Officer
GrantRestricted Stock Units · Derivative 49,180 $0.00 $0.00
Disclosure

SEC source: 0000893538-19-000103 · wf-form4_156521649223006.xml · derivative · entry 1

Vogel Herbert S · CIK 0001544288 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,180

Underlying: Common Stock · 49,180 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2020. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2020. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2020. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
August 05, 2019 Filed Aug 7, 2019 22:19 UTC
Whitcomb David J.VP-Marketing
GrantRestricted Stock Units · Derivative 7,369 $0.00 $0.00
Disclosure

SEC source: 0000893538-19-000101 · wf-form4_156521636892613.xml · derivative · entry 1

Whitcomb David J. · CIK 0001442781 · VP-Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,369

Underlying: Common Stock · 7,369 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2020. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2020. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2020. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
August 05, 2019 Filed Aug 7, 2019 22:17 UTC
Lytle Patrick AController and PAO
GrantRestricted Stock Units · Derivative 4,059 $0.00 $0.00
Disclosure

SEC source: 0000893538-19-000099 · wf-form4_156521625069592.xml · derivative · entry 1

Lytle Patrick A · CIK 0001767858 · Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,059

Underlying: Common Stock · 4,059 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2020. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2020. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2020. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
August 05, 2019 Filed Aug 7, 2019 22:15 UTC
Knott Kenneth J.SVP-Bus Dv & Land & Asst Sec
GrantRestricted Stock Units · Derivative 12,022 $0.00 $0.00
Disclosure

SEC source: 0000893538-19-000097 · wf-form4_156521613037529.xml · derivative · entry 1

Knott Kenneth J. · CIK 0001442846 · SVP-Bus Dv & Land & Asst Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,022

Underlying: Common Stock · 12,022 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2020. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2020. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2020. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

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August 05, 2019 Filed Aug 7, 2019 22:14 UTC
Newton Lehman E IIISr. VP & Regional Manager
GrantRestricted Stock Units · Derivative 12,568 $0.00 $0.00
Disclosure

SEC source: 0000893538-19-000095 · wf-form4_156521602678536.xml · derivative · entry 1

Newton Lehman E III · CIK 0001403099 · Sr. VP & Regional Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,568

Underlying: Common Stock · 12,568 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2020. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2020. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2020. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:34 UTC
Lytle Patrick AController and PAO
Exercise / conversionRestricted Stock Units · Derivative 752 $0.00 $0.00
Disclosure

SEC source: 0000893538-19-000074 · wf-form4_156209966389081.xml · derivative · entry 10

Lytle Patrick A · CIK 0001767858 · Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,506

Underlying: Common Stock · 752 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2019. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F4 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2019. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F4 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2019. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:34 UTC
Lytle Patrick AController and PAO
Exercise / conversionRestricted Stock Units · Derivative 1,210 $0.00 $0.00
Disclosure

SEC source: 0000893538-19-000074 · wf-form4_156209966389081.xml · derivative · entry 9

Lytle Patrick A · CIK 0001767858 · Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,210

Underlying: Common Stock · 1,210 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2018. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F3 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2018. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F3 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2018. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:34 UTC
Lytle Patrick AController and PAO
Exercise / conversionRestricted Stock Units · Derivative 668 $0.00 $0.00
Disclosure

SEC source: 0000893538-19-000074 · wf-form4_156209966389081.xml · derivative · entry 8

Lytle Patrick A · CIK 0001767858 · Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 668 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2017. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2017. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2017. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:34 UTC
Lytle Patrick AController and PAO
Tax withholdingCommon Stock 218 $12.52 $2,729.36
Disclosure

SEC source: 0000893538-19-000074 · wf-form4_156209966389081.xml · nonDerivative · entry 7

Lytle Patrick A · CIK 0001767858 · Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,095

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:34 UTC
Lytle Patrick AController and PAO
Exercise / conversionCommon Stock 752 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-19-000074 · wf-form4_156209966389081.xml · nonDerivative · entry 6

Lytle Patrick A · CIK 0001767858 · Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,313

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2019. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:34 UTC
Lytle Patrick AController and PAO
Tax withholdingCommon Stock 351 $12.52 $4,394.52
Disclosure

SEC source: 0000893538-19-000074 · wf-form4_156209966389081.xml · nonDerivative · entry 5

Lytle Patrick A · CIK 0001767858 · Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,561

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:34 UTC
Lytle Patrick AController and PAO
Exercise / conversionCommon Stock 1,210 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-19-000074 · wf-form4_156209966389081.xml · nonDerivative · entry 4

Lytle Patrick A · CIK 0001767858 · Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,912

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2018. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:34 UTC
Lytle Patrick AController and PAO
Tax withholdingCommon Stock 192 $12.52 $2,403.84
Disclosure

SEC source: 0000893538-19-000074 · wf-form4_156209966389081.xml · nonDerivative · entry 3

Lytle Patrick A · CIK 0001767858 · Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,702

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:34 UTC
Lytle Patrick AController and PAO
Exercise / conversionCommon Stock 668 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-19-000074 · wf-form4_156209966389081.xml · nonDerivative · entry 2

Lytle Patrick A · CIK 0001767858 · Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,894

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2017. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:36 UTC
Whitcomb David J.VP-Marketing
Exercise / conversionRestricted Stock Units · Derivative 1,557 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-19-000079 · wf-form4_156209976062138.xml · derivative · entry 11

Whitcomb David J. · CIK 0001442781 · VP-Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,114

Underlying: Common Stock · 1,557 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2019. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F5 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2019. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F5 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2019. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F5 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2019. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:36 UTC
Whitcomb David J.VP-Marketing
Exercise / conversionRestricted Stock Units · Derivative 1,512 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-19-000079 · wf-form4_156209976062138.xml · derivative · entry 10

Whitcomb David J. · CIK 0001442781 · VP-Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,513

Underlying: Common Stock · 1,512 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2018. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F4 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2018. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F4 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2018. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F4 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2018. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:36 UTC
Whitcomb David J.VP-Marketing
Exercise / conversionRestricted Stock Units · Derivative 683 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-19-000079 · wf-form4_156209976062138.xml · derivative · entry 9

Whitcomb David J. · CIK 0001442781 · VP-Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 683 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2017. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed.

F3 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2017. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed.

F3 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2017. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed.

F3 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2017. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:36 UTC
Whitcomb David J.VP-Marketing
Tax withholdingCommon Stock; $.01 Par Value 452 $12.52 $5,659.04
Disclosure

SEC source: 0000893538-19-000079 · wf-form4_156209976062138.xml · nonDerivative · entry 8

Whitcomb David J. · CIK 0001442781 · VP-Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,460

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.