Tapewire

NYSE · USD

SM

SM Energy Co

Export transactions ↓
Tapewire entity
3577
SEC CIK
0000893538
Parsed reports
373

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202601
Sep 202601
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 01, 2021 Filed Jul 6, 2021 22:11 UTC
Lutey Mary EllenSVP - Expl., Development & EHS
Tax withholdingCommon Stock, $.01 Par Value 493 $24.63 $12,142.59
Disclosure

SEC source: 0000893538-21-000056 · wf-form4_162560948879449.xml · nonDerivative · entry 4

Lutey Mary Ellen · CIK 0001563908 · SVP - Expl., Development & EHS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,128

Read SEC document
July 01, 2021 Filed Jul 6, 2021 22:11 UTC
Lutey Mary EllenSVP - Expl., Development & EHS
Exercise / conversionCommon Stock, $.01 Par Value 1,703 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-21-000056 · wf-form4_162560948879449.xml · nonDerivative · entry 3

Lutey Mary Ellen · CIK 0001563908 · SVP - Expl., Development & EHS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,621

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2019. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 22:06 UTC
Newton Lehman E IIISVP - Operations
Exercise / conversionRestricted Stock Units · Derivative 4,189 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-21-000054 · wf-form4_162560917358913.xml · derivative · entry 7

Newton Lehman E III · CIK 0001403099 · SVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,190

Underlying: Common Stock, $.01 Par Value · 4,189 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in six equal biannual installments beginning January 1, 2020. The vested shares will be issued to the reporting person on the earlier of such person's retirement from the issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse.

F3 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in six equal biannual installments beginning January 1, 2020. The vested shares will be issued to the reporting person on the earlier of such person's retirement from the issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse.

F3 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in six equal biannual installments beginning January 1, 2020. The vested shares will be issued to the reporting person on the earlier of such person's retirement from the issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse.

F3 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in six equal biannual installments beginning January 1, 2020. The vested shares will be issued to the reporting person on the earlier of such person's retirement from the issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 22:06 UTC
Newton Lehman E IIISVP - Operations
Exercise / conversionRestricted Stock Units · Derivative 1,703 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-21-000054 · wf-form4_162560917358913.xml · derivative · entry 6

Newton Lehman E III · CIK 0001403099 · SVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $.01 Par Value · 1,703 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in six equal biannual installments beginning January 1, 2019. The vested shares will be issued to the reporting person on the earlier of such person's retirement from the issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in six equal biannual installments beginning January 1, 2019. The vested shares will be issued to the reporting person on the earlier of such person's retirement from the issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse.

F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in six equal biannual installments beginning January 1, 2019. The vested shares will be issued to the reporting person on the earlier of such person's retirement from the issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in six equal biannual installments beginning January 1, 2019. The vested shares will be issued to the reporting person on the earlier of such person's retirement from the issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 22:06 UTC
Newton Lehman E IIISVP - Operations
Tax withholdingCommon Stock, $.01 Par Value 1,021 $24.63 $25,147.23
Disclosure

SEC source: 0000893538-21-000054 · wf-form4_162560917358913.xml · nonDerivative · entry 5

Newton Lehman E III · CIK 0001403099 · SVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,141

Read SEC document
July 01, 2021 Filed Jul 6, 2021 22:06 UTC
Newton Lehman E IIISVP - Operations
Exercise / conversionCommon Stock, $.01 Par Value 4,189 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-21-000054 · wf-form4_162560917358913.xml · nonDerivative · entry 4

Newton Lehman E III · CIK 0001403099 · SVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,162

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in six equal biannual installments beginning January 1, 2020. The vested shares will be issued to the reporting person on the earlier of such person's retirement from the issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 22:06 UTC
Newton Lehman E IIISVP - Operations
Tax withholdingCommon Stock, $.01 Par Value 416 $24.63 $10,246.08
Disclosure

SEC source: 0000893538-21-000054 · wf-form4_162560917358913.xml · nonDerivative · entry 3

Newton Lehman E III · CIK 0001403099 · SVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,973

Read SEC document
July 01, 2021 Filed Jul 6, 2021 22:06 UTC
Newton Lehman E IIISVP - Operations
Exercise / conversionCommon Stock, $.01 Par Value 1,703 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-21-000054 · wf-form4_162560917358913.xml · nonDerivative · entry 2

Newton Lehman E III · CIK 0001403099 · SVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,389

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in six equal biannual installments beginning January 1, 2019. The vested shares will be issued to the reporting person on the earlier of such person's retirement from the issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse.

Read SEC document
June 30, 2021 Filed Jul 6, 2021 22:18 UTC
Vogel Herbert SDirector · President & CEO
OtherCommon Stock, $.01 Par Value 1,962 $5.20 $10,202.40
Disclosure

SEC source: 0000893538-21-000062 · wf-form4_162560991826575.xml · nonDerivative · entry 1

Vogel Herbert S · CIK 0001544288 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,239

F1 · kind: The Reporting Person purchased 1,962 shares of the Issuer's common stock on June 30, 2021, through the Issuer's Employee Stock Purchase Plan.

Read SEC document
June 30, 2021 Filed Jul 6, 2021 22:29 UTC OtherCommon Stock, $.01 Par Value 439 $5.20 $2,282.80
Disclosure

SEC source: 0000893538-21-000068 · wf-form4_162561054522038.xml · nonDerivative · entry 1

PURSELL A WADE · CIK 0001041812 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,270

F1 · kind: The Reporting Person purchased 439 shares of the Issuer's common stock on June 30, 2021, through the Issuer's Employee Stock Purchase Plan.

Read SEC document
June 30, 2021 Filed Jul 6, 2021 22:24 UTC
Whitcomb David J.VP - Marketing
OtherCommon Stock, $.01 Par Value 1,689 $5.20 $8,782.80
Disclosure

SEC source: 0000893538-21-000066 · wf-form4_162561024072411.xml · nonDerivative · entry 1

Whitcomb David J. · CIK 0001442781 · VP - Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,319

F1 · kind: The Reporting Person purchased 1,689 shares of the Issuer's common stock on June 30, 2021, through the Issuer's Employee Stock Purchase Plan.

Read SEC document
June 30, 2021 Filed Jul 6, 2021 22:22 UTC
Copeland David WEVP & General Counsel
OtherCommon Stock, $.01 Par Value 2,500 $5.20 $13,000.00
Disclosure

SEC source: 0000893538-21-000064 · wf-form4_162561011092172.xml · nonDerivative · entry 1

Copeland David W · CIK 0001396395 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,635

F1 · kind: The Reporting Person purchased 2,500 shares of the Issuer's common stock on June 30, 2021, through the Issuer's Employee Stock Purchase Plan.

Read SEC document
June 30, 2021 Filed Jul 6, 2021 22:17 UTC
Lytle Patrick AVP - Chief Accounting Officer
OtherCommon Stock, $.01 Par Value 2,500 $5.20 $13,000.00
Disclosure

SEC source: 0000893538-21-000060 · wf-form4_162560982923195.xml · nonDerivative · entry 1

Lytle Patrick A · CIK 0001767858 · VP - Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,819

F1 · kind: The Reporting Person purchased 2,500 shares of the Issuer's common stock on June 30, 2021, through the Issuer's Employee Stock Purchase Plan.

Read SEC document
June 30, 2021 Filed Jul 6, 2021 22:13 UTC
Knott Kenneth J.SVP - Bus Dev & Land
OtherCommon Stock, $.01 Par Value 2,500 $5.20 $13,000.00
Disclosure

SEC source: 0000893538-21-000058 · wf-form4_162560957706677.xml · nonDerivative · entry 1

Knott Kenneth J. · CIK 0001442846 · SVP - Bus Dev & Land

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,430

F1 · kind: The Reporting Person purchased 2,500 shares of the Issuer's common stock on June 30, 2021, through the Issuer's Employee Stock Purchase Plan.

Read SEC document
June 30, 2021 Filed Jul 6, 2021 22:11 UTC
Lutey Mary EllenSVP - Expl., Development & EHS
OtherCommon Stock, $.01 Par Value 1,224 $5.20 $6,364.80
Disclosure

SEC source: 0000893538-21-000056 · wf-form4_162560948879449.xml · nonDerivative · entry 2

Lutey Mary Ellen · CIK 0001563908 · SVP - Expl., Development & EHS

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 36,061

F2 · kind: The Reporting Person's spouse purchased 1,224 shares of the Issuer's common stock on June 30, 2021, through the Issuer's Employee Stock Purchase Plan.

F3 · ownership.direct: The Reporting Person's spouse is also employed by the Issuer, purchases the Issuer's common stock through the Issuer's Employee Stock Purchase Plan, and is eligible to receive awards under the Issuer's equity incentive compensation plan.

Read SEC document
June 30, 2021 Filed Jul 6, 2021 22:11 UTC
Lutey Mary EllenSVP - Expl., Development & EHS
OtherCommon Stock, $.01 Par Value 1,278 $5.20 $6,645.60
Disclosure

SEC source: 0000893538-21-000056 · wf-form4_162560948879449.xml · nonDerivative · entry 1

Lutey Mary Ellen · CIK 0001563908 · SVP - Expl., Development & EHS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,918

F1 · kind: The Reporting Person purchased 1,278 shares of the Issuer's common stock on June 30, 2021, through the Issuer's Employee Stock Purchase Plan.

Read SEC document
June 30, 2021 Filed Jul 6, 2021 22:06 UTC
Newton Lehman E IIISVP - Operations
OtherCommon Stock, $.01 Par Value 2,500 $5.20 $13,000.00
Disclosure

SEC source: 0000893538-21-000054 · wf-form4_162560917358913.xml · nonDerivative · entry 1

Newton Lehman E III · CIK 0001403099 · SVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,686

F1 · kind: The Reporting Person purchased 2,500 shares of the Issuer's common stock on June 30, 2021, through the Issuer's Employee Stock Purchase Plan.

Read SEC document
June 23, 2021 Filed Jun 24, 2021 21:41 UTC
Knott Kenneth J.SVP - Bus Dev & Land
SaleCommon Stock, $.01 Par Value 12,257 $25.00 $306,425.00
Disclosure

SEC source: 0000893538-21-000052 · wf-form4_162457082989985.xml · nonDerivative · entry 1

Knott Kenneth J. · CIK 0001442846 · SVP - Bus Dev & Land

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,930

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person on March 19, 2021.

Read SEC document
June 21, 2021 Filed Jun 23, 2021 20:55 UTC GrantCommon Stock, $.01 Par Value 8,041 $0.00 $0.00
Disclosure

SEC source: 0000893538-21-000050 · wf-form4_162448169916665.xml · nonDerivative · entry 1

Quintana Julio M · CIK 0001364531 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,623

F1 · kind: On June 21, 2021, the reporting person was granted 8,041 shares of the issuer's common stock for compensation as a board member. These shares of restricted stock will vest in full on December 31, 2021.

Read SEC document
June 21, 2021 Filed Jun 23, 2021 20:53 UTC GrantCommon Stock, $.01 Par Value 8,041 $0.00 $0.00
Disclosure

SEC source: 0000893538-21-000048 · wf-form4_162448161783561.xml · nonDerivative · entry 1

Brand Stephen R · CIK 0001516382 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,329

F1 · kind: On June 21, 2021, the reporting person was granted 8,041 shares of the issuer's common stock for compensation as a board member. These shares of restricted stock will vest in full on December 31, 2021.

Read SEC document
June 21, 2021 Filed Jun 23, 2021 20:52 UTC GrantCommon Stock, $.01 Par Value 8,041 $0.00 $0.00
Disclosure

SEC source: 0000893538-21-000046 · wf-form4_162448154649237.xml · nonDerivative · entry 1

PERU RAMIRO G · CIK 0001192045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,193

F1 · kind: On June 21 2021, the reporting person was granted 8,041 shares of the issuer's common stock for compensation as a board member. These shares of restricted stock will vest in full on December 31, 2021.

Read SEC document
June 21, 2021 Filed Jun 23, 2021 20:51 UTC GrantCommon Stock, $.01 Par Value 13,067 $0.00 $0.00
Disclosure

SEC source: 0000893538-21-000044 · wf-form4_162448146843378.xml · nonDerivative · entry 1

SULLIVAN WILLIAM D · CIK 0001221980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,811

F1 · kind: On June 21, 2021, the reporting person was granted 13,067 shares of the issuer's common stock for compensation as a board member. These shares of restricted stock will vest in full on December 31, 2021.

Read SEC document
June 21, 2021 Filed Jun 23, 2021 20:49 UTC GrantCommon Stock, $.01 Par Value 12,564 $0.00 $0.00
Disclosure

SEC source: 0000893538-21-000042 · wf-form4_162448137125634.xml · nonDerivative · entry 1

Bailo Carla Jean · CIK 0001756088 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,836

F1 · kind: On June 21, 2021, the reporting person was granted 12,564 shares of the issuer's common stock for compensation as a board member. These shares of restricted stock will vest in full on December 31, 2021.

Read SEC document
June 21, 2021 Filed Jun 23, 2021 20:48 UTC GrantCommon Stock, $.01 Par Value 8,041 $0.00 $0.00
Disclosure

SEC source: 0000893538-21-000040 · wf-form4_162448128345383.xml · nonDerivative · entry 1

ROBESON ROSE M · CIK 0001251678 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,369

F1 · kind: On June 21, 2021, the reporting person was granted 8,041 shares of the issuer's common stock for compensation as a board member. These shares of restricted stock will vest in full on December 31, 2021.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 21:08 UTC
Knott Kenneth J.SVP - Bus Dev & Land
SaleCommon Stock, $.01 Par Value 1,714 $22.50 $38,565.00
Disclosure

SEC source: 0000893538-21-000034 · wf-form4_162275444892897.xml · nonDerivative · entry 1

Knott Kenneth J. · CIK 0001442846 · SVP - Bus Dev & Land

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,187

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person on March 19, 2021.

Read SEC document
February 23, 2021 Filed Feb 25, 2021 21:21 UTC SaleCommon Stock, $.01 Par Value 4,000 $12.96 $51,840.00
Disclosure

SEC source: 0000893538-21-000010 · wf-form4_161428808567895.xml · nonDerivative · entry 1

ROBESON ROSE M · CIK 0001251678 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,328

Read SEC document
December 21, 2020 Filed Dec 22, 2020 22:03 UTC
Lytle Patrick AController & PAO
GrantRestricted Stock Units · Derivative 6,271 $0.00 $0.00
Disclosure

SEC source: 0000893538-20-000159 · wf-form4_160867460514337.xml · derivative · entry 1

Lytle Patrick A · CIK 0001767858 · Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,271

Underlying: Common Stock, $.01 Par Value · 6,271 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal installments on December 14, 2021, July 1, 2022 and July 1, 2023. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal installments on December 14, 2021, July 1, 2022 and July 1, 2023. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal installments on December 14, 2021, July 1, 2022 and July 1, 2023. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
December 21, 2020 Filed Dec 22, 2020 22:03 UTC
Whitcomb David J.VP - Marketing
GrantRestricted Stock Units · Derivative 13,169 $0.00 $0.00
Disclosure

SEC source: 0000893538-20-000158 · wf-form4_160867458929708.xml · derivative · entry 1

Whitcomb David J. · CIK 0001442781 · VP - Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,169

Underlying: Common Stock, $.01 Par Value · 13,169 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal installments on December 14, 2021, July 1, 2022 and July 1, 2023. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal installments on December 14, 2021, July 1, 2022 and July 1, 2023. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal installments on December 14, 2021, July 1, 2022 and July 1, 2023. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
December 21, 2020 Filed Dec 22, 2020 22:03 UTC
Lutey Mary EllenSVP - Expl., Development & EHS
GrantRestricted Stock Units · Derivative 9,615 $0.00 $0.00
Disclosure

SEC source: 0000893538-20-000157 · wf-form4_160867457265801.xml · derivative · entry 2

Lutey Mary Ellen · CIK 0001563908 · SVP - Expl., Development & EHS

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 9,615

Underlying: Common Stock, $.01 Par Value · 9,615 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal installments on December 14, 2021, July 1, 2022 and July 1, 2023. The vested shares will be issued to the Reporting Person's spouse on the vesting dates, at which time all restrictions on the vested shares will lapse.

F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal installments on December 14, 2021, July 1, 2022 and July 1, 2023. The vested shares will be issued to the Reporting Person's spouse on the vesting dates, at which time all restrictions on the vested shares will lapse.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal installments on December 14, 2021, July 1, 2022 and July 1, 2023. The vested shares will be issued to the Reporting Person's spouse on the vesting dates, at which time all restrictions on the vested shares will lapse.

F3 · ownership.direct: The Reporting Person's spouse is also employed by the Issuer and is eligible to earn grants of restricted stock units.

Read SEC document
December 21, 2020 Filed Dec 22, 2020 22:03 UTC
Lutey Mary EllenSVP - Expl., Development & EHS
GrantRestricted Stock Units · Derivative 24,038 $0.00 $0.00
Disclosure

SEC source: 0000893538-20-000157 · wf-form4_160867457265801.xml · derivative · entry 1

Lutey Mary Ellen · CIK 0001563908 · SVP - Expl., Development & EHS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,038

Underlying: Common Stock, $.01 Par Value · 24,038 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal installments on December 14, 2021, July 1, 2022, and July 1, 2023. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal installments on December 14, 2021, July 1, 2022, and July 1, 2023. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal installments on December 14, 2021, July 1, 2022, and July 1, 2023. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
December 21, 2020 Filed Dec 22, 2020 22:02 UTC GrantRestricted Stock Units · Derivative 83,612 $0.00 $0.00
Disclosure

SEC source: 0000893538-20-000156 · wf-form4_160867455705196.xml · derivative · entry 1

PURSELL A WADE · CIK 0001041812 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,612

Underlying: Common Stock, $.01 Par Value · 83,612 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal installments on December 14, 2021, July 1, 2022 and July 1, 2023. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal installments on December 14, 2021, July 1, 2022 and July 1, 2023. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal installments on December 14, 2021, July 1, 2022 and July 1, 2023. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
December 21, 2020 Filed Dec 22, 2020 22:02 UTC
Newton Lehman E IIISVP - Operations
GrantRestricted Stock Units · Derivative 24,038 $0.00 $0.00
Disclosure

SEC source: 0000893538-20-000155 · wf-form4_160867454067506.xml · derivative · entry 1

Newton Lehman E III · CIK 0001403099 · SVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,038

Underlying: Common Stock, $.01 Par Value · 24,038 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal installments on December 14, 2021, July 1, 2022 and July 1, 2023. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal installments on December 14, 2021, July 1, 2022 and July 1, 2023. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal installments on December 14, 2021, July 1, 2022 and July 1, 2023. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
December 21, 2020 Filed Dec 22, 2020 22:02 UTC
Vogel Herbert SDirector · President & CEO
GrantRestricted Stock Units · Derivative 197,324 $0.00 $0.00
Disclosure

SEC source: 0000893538-20-000154 · wf-form4_160867451862498.xml · derivative · entry 1

Vogel Herbert S · CIK 0001544288 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,324

Underlying: Common Stock, $.01 Par Value · 197,324 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal installments on December 14, 2021, July 1, 2022 and July 1, 2023. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal installments on December 14, 2021, July 1, 2022 and July 1, 2023. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal installments on December 14, 2021, July 1, 2022 and July 1, 2023. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
December 21, 2020 Filed Dec 22, 2020 22:01 UTC
Copeland David WEVP & General Counsel
GrantRestricted Stock Units · Derivative 39,716 $0.00 $0.00
Disclosure

SEC source: 0000893538-20-000153 · wf-form4_160867450289394.xml · derivative · entry 1

Copeland David W · CIK 0001396395 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,716

Underlying: Common Stock, $.01 Par Value · 39,716 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal installments on December 14, 2021, July 1, 2022 and July 1, 2023. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal installments on December 14, 2021, July 1, 2022 and July 1, 2023. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal installments on December 14, 2021, July 1, 2022 and July 1, 2023. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
December 21, 2020 Filed Dec 22, 2020 22:01 UTC
Knott Kenneth J.SVP - Bus Dev & Land
GrantRestricted Stock Units · Derivative 22,993 $0.00 $0.00
Disclosure

SEC source: 0000893538-20-000152 · wf-form4_160867448270372.xml · derivative · entry 1

Knott Kenneth J. · CIK 0001442846 · SVP - Bus Dev & Land

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,993

Underlying: Common Stock, $.01 Par Value · 22,993 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal installments on December 14, 2021, July 1, 2022 and July 1, 2023. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal installments on December 14, 2021, July 1, 2022 and July 1, 2023. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal installments on December 14, 2021, July 1, 2022 and July 1, 2023. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
August 01, 2020 Filed Aug 4, 2020 20:45 UTC
Lytle Patrick AController & PAO
Exercise / conversionRestricted Stock Units · Derivative 11,655 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-20-000126 · wf-form4_159657381273020.xml · derivative · entry 3

Lytle Patrick A · CIK 0001767858 · Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $.01 Par Value · 11,655 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in full on August 1, 2020, at which time all restrictions on the vested shares lapsed.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in full on August 1, 2020, at which time all restrictions on the vested shares lapsed.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in full on August 1, 2020, at which time all restrictions on the vested shares lapsed.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in full on August 1, 2020, at which time all restrictions on the vested shares lapsed.

Read SEC document
August 01, 2020 Filed Aug 4, 2020 20:45 UTC
Lytle Patrick AController & PAO
Tax withholdingCommon Stock, $.01 Par Value 3,378 $2.95 $9,965.10
Disclosure

SEC source: 0000893538-20-000126 · wf-form4_159657381273020.xml · nonDerivative · entry 2

Lytle Patrick A · CIK 0001767858 · Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,319

Read SEC document
August 01, 2020 Filed Aug 4, 2020 20:45 UTC
Lytle Patrick AController & PAO
Exercise / conversionCommon Stock, $.01 Par Value 11,655 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-20-000126 · wf-form4_159657381273020.xml · nonDerivative · entry 1

Lytle Patrick A · CIK 0001767858 · Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,697

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in full on August 1, 2020, at which time all restrictions on the vested shares lapsed.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 23:19 UTC
Whitcomb David J.VP - Marketing
Exercise / conversionRestricted Stock Units · Derivative 2,456 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-20-000112 · wf-form4_159407752945654.xml · derivative · entry 12

Whitcomb David J. · CIK 0001442781 · VP - Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,913

Underlying: Common Stock, $.01 Par Value · 2,456 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2020. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F4 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2020. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F4 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2020. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F4 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2020. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 23:19 UTC
Whitcomb David J.VP - Marketing
Exercise / conversionRestricted Stock Units · Derivative 1,557 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-20-000112 · wf-form4_159407752945654.xml · derivative · entry 11

Whitcomb David J. · CIK 0001442781 · VP - Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,557

Underlying: Common Stock, $.01 Par Value · 1,557 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2019. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F3 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2019. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F3 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2019. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F3 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2019. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 23:19 UTC
Whitcomb David J.VP - Marketing
Exercise / conversionRestricted Stock Units · Derivative 1,513 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-20-000112 · wf-form4_159407752945654.xml · derivative · entry 10

Whitcomb David J. · CIK 0001442781 · VP - Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $.01 Par Value · 1,513 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2018. The vested shares were issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares lapsed.

F2 · price: Each restricted stock unit represented a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2018. The vested shares were issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares lapsed.

F2 · derivative.exercise_date: Each restricted stock unit represented a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2018. The vested shares were issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares lapsed.

F2 · derivative.expiration_date: Each restricted stock unit represented a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2018. The vested shares were issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares lapsed.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 23:19 UTC
Whitcomb David J.VP - Marketing
Tax withholdingCommon Stock, $.01 Par Value 3,701 $3.75 $13,878.75
Disclosure

SEC source: 0000893538-20-000112 · wf-form4_159407752945654.xml · nonDerivative · entry 9

Whitcomb David J. · CIK 0001442781 · VP - Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,630

Read SEC document
July 01, 2020 Filed Jul 6, 2020 23:19 UTC
Whitcomb David J.VP - Marketing
Exercise / conversionCommon Stock, $.01 Par Value 12,769 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-20-000112 · wf-form4_159407752945654.xml · nonDerivative · entry 8

Whitcomb David J. · CIK 0001442781 · VP - Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,331

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: On July 1, 2020, the Compensation Committee of the Board of Directors of the Issuer determined that 12,769 shares of the Issuer's common stock had been earned by the Reporting Person under the terms of a grant of performance share units ("PSUs"), based on the achievement of specific performance criteria that were not tied solely to the market price of the Issuer's common stock. The PSUs were granted to the Reporting Person on July 1, 2017, and represent the right to receive, upon the settlement of the PSUs, the determined number of earned shares of the Issuer's common stock based on the achievement of the performance criteria over a three-year performance period (with the determined number of earned shares being within a range of zero to two times the number of PSUs granted on the award date), to the extent that the PSUs have vested under separate employment service vesting provisions. The PSUs were fully vested on July 1, 2020.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 23:19 UTC
Whitcomb David J.VP - Marketing
Tax withholdingCommon Stock, $.01 Par Value 712 $3.75 $2,670.00
Disclosure

SEC source: 0000893538-20-000112 · wf-form4_159407752945654.xml · nonDerivative · entry 7

Whitcomb David J. · CIK 0001442781 · VP - Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,562

Read SEC document
July 01, 2020 Filed Jul 6, 2020 23:19 UTC
Whitcomb David J.VP - Marketing
Exercise / conversionCommon Stock, $.01 Par Value 2,456 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-20-000112 · wf-form4_159407752945654.xml · nonDerivative · entry 6

Whitcomb David J. · CIK 0001442781 · VP - Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,274

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2020. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 23:19 UTC
Whitcomb David J.VP - Marketing
Tax withholdingCommon Stock, $.01 Par Value 452 $3.75 $1,695.00
Disclosure

SEC source: 0000893538-20-000112 · wf-form4_159407752945654.xml · nonDerivative · entry 5

Whitcomb David J. · CIK 0001442781 · VP - Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,818

Read SEC document
July 01, 2020 Filed Jul 6, 2020 23:19 UTC
Whitcomb David J.VP - Marketing
Exercise / conversionCommon Stock, $.01 Par Value 1,557 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-20-000112 · wf-form4_159407752945654.xml · nonDerivative · entry 4

Whitcomb David J. · CIK 0001442781 · VP - Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,270

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2019. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 23:19 UTC
Whitcomb David J.VP - Marketing
Tax withholdingCommon Stock, $.01 Par Value 439 $3.75 $1,646.25
Disclosure

SEC source: 0000893538-20-000112 · wf-form4_159407752945654.xml · nonDerivative · entry 3

Whitcomb David J. · CIK 0001442781 · VP - Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,713

Read SEC document
July 01, 2020 Filed Jul 6, 2020 23:19 UTC
Whitcomb David J.VP - Marketing
Exercise / conversionCommon Stock, $.01 Par Value 1,513 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-20-000112 · wf-form4_159407752945654.xml · nonDerivative · entry 2

Whitcomb David J. · CIK 0001442781 · VP - Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,152

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit represented a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2018. The vested shares were issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares lapsed.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 23:10 UTC
Knott Kenneth J.SVP - Bus Dev & Land
Exercise / conversionRestricted Stock Units · Derivative 4,007 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-20-000106 · wf-form4_159407700588840.xml · derivative · entry 12

Knott Kenneth J. · CIK 0001442846 · SVP - Bus Dev & Land

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,015

Underlying: Common Stock, $.01 Par Value · 4,007 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2020. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F4 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2020. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F4 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2020. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F4 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2020. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.