SLQT

SEC source: 0000899243-20-021946 · doc4.xml · derivative · entry 1

Grant Robert Clay · CIK 0001804765 · PRESIDENT, SELECTQUOTE SENIOR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,577

Underlying: Common Stock, par value $0.01 per share · 29,577 shares

Expires not disclosed

F1 · security: Represents restricted stock units of SelectQuote, Inc. granted to Mr. Grant under SelectQuote Inc.'s 2020 Omnibus Stock Incentive Plan.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SelectQuote, Inc. common stock, par value $0.01 per share.

F3 · derivative.exercise_date: The restricted stock units vest in four equal installments on the first four anniversaries of the date of grant, subject to the award recipient's continued employment through the applicable vesting date.

F3 · derivative.expiration_date: The restricted stock units vest in four equal installments on the first four anniversaries of the date of grant, subject to the award recipient's continued employment through the applicable vesting date.

SEC source: 0000899243-20-021945 · doc4.xml · derivative · entry 3

Gunter Matthew Scott · CIK 0001804621 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,688

Underlying: Common Stock, par value $0.01 per share · 9,000 shares

Expires 2027-09-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents incentive stock options of SelectQuote, Inc. granted to Mr. Gunter under SelectQuote, Inc.'s 2003 Stock Incentive Plan.

F2 · derivative.exercise_date: Employee stock options vest as to one-third on the first anniversary of the date of the grant and as to 1/24 of the remaining shares subject to the stock option monthly thereafter, subject to the award recipient's continued employment through the applicable vesting date. Mr. Gunter's employee stock options reported on this line were granted on September 28, 2017 and, as of August 10, 2020, 19,016 of these options were vested.

SEC source: 0000899243-20-021945 · doc4.xml · nonDerivative · entry 1

Gunter Matthew Scott · CIK 0001804621 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 371,836

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000899243-20-018830 · doc4.xml · nonDerivative · entry 3

Grant William Thomas III · CIK 0001804642 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Indirect · By Haakon Capital, LLC

Disclosed balance after: 463,639

F1 · kind: Pro-rata liquidating distribution from Five Elms Equity Fund I LP, an investment company of which Mr. Grant was a non-managing member and in which Mr. Grant's IRA previously owned a 0.38% ownership stake and Haakon Capital, LLC, an investment company in which Mr. Grant owns a 33.3% ownership stake, previously owned a 0.76% ownership stake. In prior reports, Mr. Grant reported indirect beneficial ownership of 23,395 shares of SelectQuote, Inc. common stock held by Five Elms Equity Fund I LP. After deducting carried interest paid to the general partner of Five Elms Equity Fund I LP, Mr. Grant's IRA received 10,681 shares of SelectQuote, Inc. common stock in connection with the distribution and Haakon Capital, LLC received 21,361 shares of SelectQuote, Inc. common stock in connection with the distribution, of which 7,120 are indirectly beneficially owned by Mr. Grant through his interest in Haakon Capital, LLC.

F1 · balance_after: Pro-rata liquidating distribution from Five Elms Equity Fund I LP, an investment company of which Mr. Grant was a non-managing member and in which Mr. Grant's IRA previously owned a 0.38% ownership stake and Haakon Capital, LLC, an investment company in which Mr. Grant owns a 33.3% ownership stake, previously owned a 0.76% ownership stake. In prior reports, Mr. Grant reported indirect beneficial ownership of 23,395 shares of SelectQuote, Inc. common stock held by Five Elms Equity Fund I LP. After deducting carried interest paid to the general partner of Five Elms Equity Fund I LP, Mr. Grant's IRA received 10,681 shares of SelectQuote, Inc. common stock in connection with the distribution and Haakon Capital, LLC received 21,361 shares of SelectQuote, Inc. common stock in connection with the distribution, of which 7,120 are indirectly beneficially owned by Mr. Grant through his interest in Haakon Capital, LLC.

F3 · balance_after: Beneficially owned by Mr. Grant through Haakon Capital, LLC, an investment company in which Mr. Grant owns a 33.3% ownership stake. Mr. Grant disclaims beneficial ownership of the shares held by Haakon Capital, LLC, except to the extent of his pecuniary interest therein.

SEC source: 0000899243-20-018830 · doc4.xml · nonDerivative · entry 2

Grant William Thomas III · CIK 0001804642 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Indirect · By Mainstar Trust IRA

Disclosed balance after: 10,681

F1 · kind: Pro-rata liquidating distribution from Five Elms Equity Fund I LP, an investment company of which Mr. Grant was a non-managing member and in which Mr. Grant's IRA previously owned a 0.38% ownership stake and Haakon Capital, LLC, an investment company in which Mr. Grant owns a 33.3% ownership stake, previously owned a 0.76% ownership stake. In prior reports, Mr. Grant reported indirect beneficial ownership of 23,395 shares of SelectQuote, Inc. common stock held by Five Elms Equity Fund I LP. After deducting carried interest paid to the general partner of Five Elms Equity Fund I LP, Mr. Grant's IRA received 10,681 shares of SelectQuote, Inc. common stock in connection with the distribution and Haakon Capital, LLC received 21,361 shares of SelectQuote, Inc. common stock in connection with the distribution, of which 7,120 are indirectly beneficially owned by Mr. Grant through his interest in Haakon Capital, LLC.

F1 · balance_after: Pro-rata liquidating distribution from Five Elms Equity Fund I LP, an investment company of which Mr. Grant was a non-managing member and in which Mr. Grant's IRA previously owned a 0.38% ownership stake and Haakon Capital, LLC, an investment company in which Mr. Grant owns a 33.3% ownership stake, previously owned a 0.76% ownership stake. In prior reports, Mr. Grant reported indirect beneficial ownership of 23,395 shares of SelectQuote, Inc. common stock held by Five Elms Equity Fund I LP. After deducting carried interest paid to the general partner of Five Elms Equity Fund I LP, Mr. Grant's IRA received 10,681 shares of SelectQuote, Inc. common stock in connection with the distribution and Haakon Capital, LLC received 21,361 shares of SelectQuote, Inc. common stock in connection with the distribution, of which 7,120 are indirectly beneficially owned by Mr. Grant through his interest in Haakon Capital, LLC.

F2 · balance_after: Beneficially owned by Mr. Grant through his Mainstar Trust IRA.

SEC source: 0000899243-20-018832 · doc4.xml · nonDerivative · entry 2

Gregory Paul L · CIK 0001804766 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · By Mainstar Trust Roth IRA

Disclosed balance after: 1,425

F1 · kind: Pro-rata liquidating distribution from Five Elms Equity Fund I LP, an investment company of which Mr. Gregory was a non-managing member and in which Mr. Gregory's Roth IRA previously owned a 0.05% ownership stake. In prior reports, Mr. Gregory reported indirect beneficial ownership of 1,847 shares of SelectQuote, Inc. common stock held by Five Elms Equity Fund I LP. After deducting carried interest paid to the general partner of Five Elms Equity Fund I LP, Mr. Gregory's Roth IRA received 1,425 shares of SelectQuote, Inc. common stock in connection with the distribution.

F1 · balance_after: Pro-rata liquidating distribution from Five Elms Equity Fund I LP, an investment company of which Mr. Gregory was a non-managing member and in which Mr. Gregory's Roth IRA previously owned a 0.05% ownership stake. In prior reports, Mr. Gregory reported indirect beneficial ownership of 1,847 shares of SelectQuote, Inc. common stock held by Five Elms Equity Fund I LP. After deducting carried interest paid to the general partner of Five Elms Equity Fund I LP, Mr. Gregory's Roth IRA received 1,425 shares of SelectQuote, Inc. common stock in connection with the distribution.

F2 · balance_after: Beneficially owned by Mr. Gregory through his Mainstar Trust Roth IRA.

SEC source: 0000899243-20-018837 · doc4.xml · nonDerivative · entry 2

Danker Timothy Robert · CIK 0001804636 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Indirect · By Mainstar Trust IRA

Disclosed balance after: 9,398

F1 · kind: Pro-rata liquidating distribution from Five Elms Coinvest, LP, an investment company of which Mr. Danker was a non-managing member and in which Mr. Danker's IRA previously owned a 4.53% ownership stake. In prior reports, Mr. Danker reported indirect beneficial ownership of 9,392 shares of SelectQuote, Inc. common stock held by Five Elms Coinvest, LP. After deducting carried interest paid to the general partner of Five Elms Coinvest, LP, Mr. Danker's IRA received 9,398 shares of SelectQuote, Inc. common stock in connection with the distribution.

F1 · balance_after: Pro-rata liquidating distribution from Five Elms Coinvest, LP, an investment company of which Mr. Danker was a non-managing member and in which Mr. Danker's IRA previously owned a 4.53% ownership stake. In prior reports, Mr. Danker reported indirect beneficial ownership of 9,392 shares of SelectQuote, Inc. common stock held by Five Elms Coinvest, LP. After deducting carried interest paid to the general partner of Five Elms Coinvest, LP, Mr. Danker's IRA received 9,398 shares of SelectQuote, Inc. common stock in connection with the distribution.

F2 · balance_after: Beneficially owned by Mr. Danker through his Mainstar Trust IRA.

SEC source: 0000899243-20-018836 · doc4.xml · nonDerivative · entry 2

Grant Robert Clay · CIK 0001804765 · PRESIDENT, SELECTQUOTE SENIOR

10b5-1 filing: Not disclosed

Ownership: Indirect · By Haakon Capital, LLC

Disclosed balance after: 463,639

F1 · kind: Pro-rata liquidating distribution from Five Elms Equity Fund I LP, an investment company of which Mr. Grant was a non-managing member and in which Mr. Grant previously owned a 0.38% ownership stake and Haakon Capital, LLC, an investment company in which Mr. Grant owns a 33.3% ownership stake, previously owned a 0.76% ownership stake. In prior reports, Mr. Grant reported indirect beneficial ownership of 23,395 shares of SelectQuote, Inc. common stock held by Five Elms Equity Fund I LP. After deducting carried interest paid to the general partner of Five Elms Equity Fund I LP, Mr. Grant received 10,681 shares of SelectQuote, Inc. common stock in connection with the distribution and Haakon Capital, LLC received 21,361 shares of SelectQuote, Inc. common stock in connection with the distribution, of which 7,120 are indirectly beneficially owned by Mr. Grant through his interest in Haakon Capital, LLC.

F1 · balance_after: Pro-rata liquidating distribution from Five Elms Equity Fund I LP, an investment company of which Mr. Grant was a non-managing member and in which Mr. Grant previously owned a 0.38% ownership stake and Haakon Capital, LLC, an investment company in which Mr. Grant owns a 33.3% ownership stake, previously owned a 0.76% ownership stake. In prior reports, Mr. Grant reported indirect beneficial ownership of 23,395 shares of SelectQuote, Inc. common stock held by Five Elms Equity Fund I LP. After deducting carried interest paid to the general partner of Five Elms Equity Fund I LP, Mr. Grant received 10,681 shares of SelectQuote, Inc. common stock in connection with the distribution and Haakon Capital, LLC received 21,361 shares of SelectQuote, Inc. common stock in connection with the distribution, of which 7,120 are indirectly beneficially owned by Mr. Grant through his interest in Haakon Capital, LLC.

F2 · balance_after: Beneficially owned by Mr. Grant through Haakon Capital, LLC, an investment company in which Mr. Grant owns a 33.3% ownership stake. Mr. Grant disclaims beneficial ownership of the shares held by Haakon Capital, LLC, except to the extent of his pecuniary interest therein.

SEC source: 0000899243-20-018836 · doc4.xml · nonDerivative · entry 1

Grant Robert Clay · CIK 0001804765 · PRESIDENT, SELECTQUOTE SENIOR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,290,046

F1 · kind: Pro-rata liquidating distribution from Five Elms Equity Fund I LP, an investment company of which Mr. Grant was a non-managing member and in which Mr. Grant previously owned a 0.38% ownership stake and Haakon Capital, LLC, an investment company in which Mr. Grant owns a 33.3% ownership stake, previously owned a 0.76% ownership stake. In prior reports, Mr. Grant reported indirect beneficial ownership of 23,395 shares of SelectQuote, Inc. common stock held by Five Elms Equity Fund I LP. After deducting carried interest paid to the general partner of Five Elms Equity Fund I LP, Mr. Grant received 10,681 shares of SelectQuote, Inc. common stock in connection with the distribution and Haakon Capital, LLC received 21,361 shares of SelectQuote, Inc. common stock in connection with the distribution, of which 7,120 are indirectly beneficially owned by Mr. Grant through his interest in Haakon Capital, LLC.

F1 · balance_after: Pro-rata liquidating distribution from Five Elms Equity Fund I LP, an investment company of which Mr. Grant was a non-managing member and in which Mr. Grant previously owned a 0.38% ownership stake and Haakon Capital, LLC, an investment company in which Mr. Grant owns a 33.3% ownership stake, previously owned a 0.76% ownership stake. In prior reports, Mr. Grant reported indirect beneficial ownership of 23,395 shares of SelectQuote, Inc. common stock held by Five Elms Equity Fund I LP. After deducting carried interest paid to the general partner of Five Elms Equity Fund I LP, Mr. Grant received 10,681 shares of SelectQuote, Inc. common stock in connection with the distribution and Haakon Capital, LLC received 21,361 shares of SelectQuote, Inc. common stock in connection with the distribution, of which 7,120 are indirectly beneficially owned by Mr. Grant through his interest in Haakon Capital, LLC.

SEC source: 0000899243-20-018834 · doc4.xml · nonDerivative · entry 2

GRANT W THOMAS II · CIK 0001184696 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Mainstar Trust IRA

Disclosed balance after: 391,361

F1 · kind: Pro-rata liquidating distribution from Five Elms Equity Fund I LP, an investment company of which Mr. Grant was a non-managing member and in which Mr. Grant's IRA previously owned a 1.27% ownership stake. In prior reports, Mr. Grant reported indirect beneficial ownership of 46,913 shares of SelectQuote, Inc. common stock held by Five Elms Equity Fund I LP. After deducting carried interest paid to the general partner of Five Elms Equity Fund I LP, Mr. Grant's IRA received 35,601 shares of SelectQuote, Inc. common stock in connection with the distribution.

F1 · balance_after: Pro-rata liquidating distribution from Five Elms Equity Fund I LP, an investment company of which Mr. Grant was a non-managing member and in which Mr. Grant's IRA previously owned a 1.27% ownership stake. In prior reports, Mr. Grant reported indirect beneficial ownership of 46,913 shares of SelectQuote, Inc. common stock held by Five Elms Equity Fund I LP. After deducting carried interest paid to the general partner of Five Elms Equity Fund I LP, Mr. Grant's IRA received 35,601 shares of SelectQuote, Inc. common stock in connection with the distribution.

F2 · balance_after: Beneficially owned by Mr. Grant through his Mainstar Trust IRA.

SEC source: 0000899243-20-014975 · doc4.xml · derivative · entry 5

Sadun Raffaele · CIK 0001804619 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 83,392 shares

Expires 2027-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents all of the incentive stock options of SelectQuote, Inc. granted to Mr. Sadun under SelectQuote, Inc.'s 2003 Stock Incentive Plan. Number of incentive stock options held by Mr. Sadun has been corrected from amount listed on Mr. Sadun's Form 3 filed on May 20, 2020.

F3 · derivative.exercise_date: Employee stock options vest as to one-third on the first anniversary of the date of the grant and as to 1/24 of the remaining shares subject to the stock option monthly thereafter, subject to the award recipient's continued employment through the applicable vesting date. Mr. Sadun's employee stock options reported on this line were granted on May 16, 2017 and are fully vested.

SEC source: 0000899243-20-014975 · doc4.xml · nonDerivative · entry 3

Sadun Raffaele · CIK 0001804619 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,055,458

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000899243-20-014975 · doc4.xml · derivative · entry 4

Sadun Raffaele · CIK 0001804619 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,392

Underlying: Common Stock · 16,664 shares

Expires 2027-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents all of the non-qualified stock options of SelectQuote, Inc. granted to Mr. Sadun under SelectQuote, Inc.'s 2003 Stock Incentive Plan. Number of non-qualified stock options held by Mr. Sadun has been corrected from amount listed on Mr. Sadun's Form 3 filed on May 20, 2020.

F3 · derivative.exercise_date: Employee stock options vest as to one-third on the first anniversary of the date of the grant and as to 1/24 of the remaining shares subject to the stock option monthly thereafter, subject to the award recipient's continued employment through the applicable vesting date. Mr. Sadun's employee stock options reported on this line were granted on May 16, 2017 and are fully vested.

SEC source: 0000899243-20-014975 · doc4.xml · nonDerivative · entry 2

Sadun Raffaele · CIK 0001804619 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 972,066

SEC source: 0000899243-20-014975 · doc4.xml · nonDerivative · entry 1

Sadun Raffaele · CIK 0001804619 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 979,920

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000899243-20-014257 · doc4.xml · nonDerivative · entry 1

Sadun Raffaele · CIK 0001804619 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 963,256

F1 · shares: Represents shares sold by Mr. Sadun upon the closing of the initial public offering of the common stock of SelectQuote, Inc. at a net price per share of $18.90 (after underwriting discounts and commissions).

SEC source: 0000899243-20-014271 · doc4.xml · nonDerivative · entry 2

DEVANNY EARL H III · CIK 0001094680 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Devanny LLC

Disclosed balance after: 500

F1 · shares: Represents shares acquired pursuant to a directed share program in connection with SelectQuote Inc.'s initial public offering of its common stock.

F3 · balance_after: Beneficially owned by Mr. Devanny through Devanny LLC, an investment company in which Mr. Devanny owns a 2% ownership stake. Mr. Devanny disclaims beneficial ownership of the shares held by Devanny LLC, except to the extent of his pecuniary interest therein.

SEC source: 0000899243-20-014271 · doc4.xml · nonDerivative · entry 1

DEVANNY EARL H III · CIK 0001094680 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Earl H. Devanny, III Revocable Trust

Disclosed balance after: 12,500

F1 · shares: Represents shares acquired pursuant to a directed share program in connection with SelectQuote Inc.'s initial public offering of its common stock.

F2 · balance_after: Beneficially owned by Mr. Devanny as trustee of the Earl H. Devanny, III Revocable Trust.

SEC source: 0000899243-20-014254 · doc4.xml · derivative · entry 10

Hawks Donald L III · CIK 0001804623 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Owned by SQ Co-investors LLC

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 3,292,320 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Shares of Series D Convertible Preferred Stock automatically converted into shares of SelectQuote, Inc. common stock on an 8-to-1 basis immediately upon the closing of SelectQuote, Inc.'s initial public offering and had no expiration date.

F2 · derivative.exercise_date: Shares of Series D Convertible Preferred Stock automatically converted into shares of SelectQuote, Inc. common stock on an 8-to-1 basis immediately upon the closing of SelectQuote, Inc.'s initial public offering and had no expiration date.

F2 · derivative.expiration_date: Shares of Series D Convertible Preferred Stock automatically converted into shares of SelectQuote, Inc. common stock on an 8-to-1 basis immediately upon the closing of SelectQuote, Inc.'s initial public offering and had no expiration date.

F1 · derivative.underlying_shares: Mr. Hawks owns an indirect pecuniary interest in the securities reported on this line. Mr. Hawks disclaims beneficial ownership of the securities reported on this line except to the extent of his pecuniary interest therein.

SEC source: 0000899243-20-014254 · doc4.xml · derivative · entry 9

Hawks Donald L III · CIK 0001804623 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Owned by BEP III Co-Invest LLC

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 12,044,344 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Shares of Series D Convertible Preferred Stock automatically converted into shares of SelectQuote, Inc. common stock on an 8-to-1 basis immediately upon the closing of SelectQuote, Inc.'s initial public offering and had no expiration date.

F2 · derivative.exercise_date: Shares of Series D Convertible Preferred Stock automatically converted into shares of SelectQuote, Inc. common stock on an 8-to-1 basis immediately upon the closing of SelectQuote, Inc.'s initial public offering and had no expiration date.

F2 · derivative.expiration_date: Shares of Series D Convertible Preferred Stock automatically converted into shares of SelectQuote, Inc. common stock on an 8-to-1 basis immediately upon the closing of SelectQuote, Inc.'s initial public offering and had no expiration date.

F1 · derivative.underlying_shares: Mr. Hawks owns an indirect pecuniary interest in the securities reported on this line. Mr. Hawks disclaims beneficial ownership of the securities reported on this line except to the extent of his pecuniary interest therein.

SEC source: 0000899243-20-014254 · doc4.xml · derivative · entry 8

Hawks Donald L III · CIK 0001804623 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Owned by BEP III LLC

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 15,470,824 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Shares of Series D Convertible Preferred Stock automatically converted into shares of SelectQuote, Inc. common stock on an 8-to-1 basis immediately upon the closing of SelectQuote, Inc.'s initial public offering and had no expiration date.

F2 · derivative.exercise_date: Shares of Series D Convertible Preferred Stock automatically converted into shares of SelectQuote, Inc. common stock on an 8-to-1 basis immediately upon the closing of SelectQuote, Inc.'s initial public offering and had no expiration date.

F2 · derivative.expiration_date: Shares of Series D Convertible Preferred Stock automatically converted into shares of SelectQuote, Inc. common stock on an 8-to-1 basis immediately upon the closing of SelectQuote, Inc.'s initial public offering and had no expiration date.

F1 · derivative.underlying_shares: Mr. Hawks owns an indirect pecuniary interest in the securities reported on this line. Mr. Hawks disclaims beneficial ownership of the securities reported on this line except to the extent of his pecuniary interest therein.

SEC source: 0000899243-20-014254 · doc4.xml · nonDerivative · entry 7

Hawks Donald L III · CIK 0001804623 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Owned by SQ Co-investors LLC

Disclosed balance after: 2,402,815

F1 · shares: Mr. Hawks owns an indirect pecuniary interest in the securities reported on this line. Mr. Hawks disclaims beneficial ownership of the securities reported on this line except to the extent of his pecuniary interest therein.

F5 · shares: Represents shares sold by SQ Co-investors LLC upon the closing of the initial public offering of the common stock of SelectQuote, Inc. at a net price per share of $18.90 (after underwriting discounts and commissions).

F1 · balance_after: Mr. Hawks owns an indirect pecuniary interest in the securities reported on this line. Mr. Hawks disclaims beneficial ownership of the securities reported on this line except to the extent of his pecuniary interest therein.

SEC source: 0000899243-20-014254 · doc4.xml · nonDerivative · entry 6

Hawks Donald L III · CIK 0001804623 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Owned by BEP III Co-Invest LLC

Disclosed balance after: 8,790,256

F1 · shares: Mr. Hawks owns an indirect pecuniary interest in the securities reported on this line. Mr. Hawks disclaims beneficial ownership of the securities reported on this line except to the extent of his pecuniary interest therein.

F4 · shares: Represents shares sold by BEP III Co-Invest LLC upon the closing of the initial public offering of the common stock of SelectQuote, Inc. at a net price per share of $18.90 (after underwriting discounts and commissions).

F1 · balance_after: Mr. Hawks owns an indirect pecuniary interest in the securities reported on this line. Mr. Hawks disclaims beneficial ownership of the securities reported on this line except to the extent of his pecuniary interest therein.

SEC source: 0000899243-20-014254 · doc4.xml · nonDerivative · entry 5

Hawks Donald L III · CIK 0001804623 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Owned by BEP III LLC

Disclosed balance after: 11,290,984

F1 · shares: Mr. Hawks owns an indirect pecuniary interest in the securities reported on this line. Mr. Hawks disclaims beneficial ownership of the securities reported on this line except to the extent of his pecuniary interest therein.

F3 · shares: Represents shares sold by BEP III LLC upon the closing of the initial public offering of the common stock of SelectQuote, Inc. at a net price per share of $18.90 (after underwriting discounts and commissions).

F1 · balance_after: Mr. Hawks owns an indirect pecuniary interest in the securities reported on this line. Mr. Hawks disclaims beneficial ownership of the securities reported on this line except to the extent of his pecuniary interest therein.

SEC source: 0000899243-20-014254 · doc4.xml · nonDerivative · entry 4

Hawks Donald L III · CIK 0001804623 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Owned by SQ Co-investors LLC

Disclosed balance after: 3,292,320

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Mr. Hawks owns an indirect pecuniary interest in the securities reported on this line. Mr. Hawks disclaims beneficial ownership of the securities reported on this line except to the extent of his pecuniary interest therein.

F2 · price: Shares of Series D Convertible Preferred Stock automatically converted into shares of SelectQuote, Inc. common stock on an 8-to-1 basis immediately upon the closing of SelectQuote, Inc.'s initial public offering and had no expiration date.

F1 · balance_after: Mr. Hawks owns an indirect pecuniary interest in the securities reported on this line. Mr. Hawks disclaims beneficial ownership of the securities reported on this line except to the extent of his pecuniary interest therein.

SEC source: 0000899243-20-014254 · doc4.xml · nonDerivative · entry 3

Hawks Donald L III · CIK 0001804623 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Owned by BEP III Co-Invest LLC

Disclosed balance after: 12,044,344

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Mr. Hawks owns an indirect pecuniary interest in the securities reported on this line. Mr. Hawks disclaims beneficial ownership of the securities reported on this line except to the extent of his pecuniary interest therein.

F2 · price: Shares of Series D Convertible Preferred Stock automatically converted into shares of SelectQuote, Inc. common stock on an 8-to-1 basis immediately upon the closing of SelectQuote, Inc.'s initial public offering and had no expiration date.

F1 · balance_after: Mr. Hawks owns an indirect pecuniary interest in the securities reported on this line. Mr. Hawks disclaims beneficial ownership of the securities reported on this line except to the extent of his pecuniary interest therein.

SEC source: 0000899243-20-014254 · doc4.xml · nonDerivative · entry 2

Hawks Donald L III · CIK 0001804623 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Owned by BEP III LLC

Disclosed balance after: 15,470,824

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Mr. Hawks owns an indirect pecuniary interest in the securities reported on this line. Mr. Hawks disclaims beneficial ownership of the securities reported on this line except to the extent of his pecuniary interest therein.

F2 · price: Shares of Series D Convertible Preferred Stock automatically converted into shares of SelectQuote, Inc. common stock on an 8-to-1 basis immediately upon the closing of SelectQuote, Inc.'s initial public offering and had no expiration date.

F1 · balance_after: Mr. Hawks owns an indirect pecuniary interest in the securities reported on this line. Mr. Hawks disclaims beneficial ownership of the securities reported on this line except to the extent of his pecuniary interest therein.

SEC source: 0000899243-20-014274 · doc4.xml · nonDerivative · entry 2

May Floyd O'Lander III · CIK 0001811608 · CHIEF INFORMATION OFFICER

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 100

F1 · shares: Represents shares acquired pursuant to a directed share program in connection with SelectQuote Inc.'s initial public offering of its common stock.

F2 · balance_after: Beneficially owned by Mr. May through his spouse, Ledra May.

SEC source: 0000899243-20-014274 · doc4.xml · nonDerivative · entry 1

May Floyd O'Lander III · CIK 0001811608 · CHIEF INFORMATION OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50

F1 · shares: Represents shares acquired pursuant to a directed share program in connection with SelectQuote Inc.'s initial public offering of its common stock.

SEC source: 0000899243-20-014252 · doc4.xml · derivative · entry 10

Weldon Raymond F · CIK 0001804618 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Owned by SQ Co-investors LLC

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 3,292,320 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Shares of Series D Convertible Preferred Stock automatically converted into shares of SelectQuote, Inc. common stock on an 8-to-1 basis immediately upon the closing of SelectQuote, Inc.'s initial public offering and had no expiration date.

F2 · derivative.exercise_date: Shares of Series D Convertible Preferred Stock automatically converted into shares of SelectQuote, Inc. common stock on an 8-to-1 basis immediately upon the closing of SelectQuote, Inc.'s initial public offering and had no expiration date.

F2 · derivative.expiration_date: Shares of Series D Convertible Preferred Stock automatically converted into shares of SelectQuote, Inc. common stock on an 8-to-1 basis immediately upon the closing of SelectQuote, Inc.'s initial public offering and had no expiration date.

F1 · derivative.underlying_shares: Mr. Weldon owns an indirect pecuniary interest in the securities reported on this line. Mr. Weldon disclaims beneficial ownership of the securities reported on this line except to the extent of his pecuniary interest therein.

SEC source: 0000899243-20-014252 · doc4.xml · derivative · entry 9

Weldon Raymond F · CIK 0001804618 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Owned by BEP III Co-Invest LLC

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 12,044,344 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Shares of Series D Convertible Preferred Stock automatically converted into shares of SelectQuote, Inc. common stock on an 8-to-1 basis immediately upon the closing of SelectQuote, Inc.'s initial public offering and had no expiration date.

F2 · derivative.exercise_date: Shares of Series D Convertible Preferred Stock automatically converted into shares of SelectQuote, Inc. common stock on an 8-to-1 basis immediately upon the closing of SelectQuote, Inc.'s initial public offering and had no expiration date.

F2 · derivative.expiration_date: Shares of Series D Convertible Preferred Stock automatically converted into shares of SelectQuote, Inc. common stock on an 8-to-1 basis immediately upon the closing of SelectQuote, Inc.'s initial public offering and had no expiration date.

F1 · derivative.underlying_shares: Mr. Weldon owns an indirect pecuniary interest in the securities reported on this line. Mr. Weldon disclaims beneficial ownership of the securities reported on this line except to the extent of his pecuniary interest therein.

SEC source: 0000899243-20-014252 · doc4.xml · derivative · entry 8

Weldon Raymond F · CIK 0001804618 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Owned by BEP III LLC

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 15,470,824 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Shares of Series D Convertible Preferred Stock automatically converted into shares of SelectQuote, Inc. common stock on an 8-to-1 basis immediately upon the closing of SelectQuote, Inc.'s initial public offering and had no expiration date.

F2 · derivative.exercise_date: Shares of Series D Convertible Preferred Stock automatically converted into shares of SelectQuote, Inc. common stock on an 8-to-1 basis immediately upon the closing of SelectQuote, Inc.'s initial public offering and had no expiration date.

F2 · derivative.expiration_date: Shares of Series D Convertible Preferred Stock automatically converted into shares of SelectQuote, Inc. common stock on an 8-to-1 basis immediately upon the closing of SelectQuote, Inc.'s initial public offering and had no expiration date.

F1 · derivative.underlying_shares: Mr. Weldon owns an indirect pecuniary interest in the securities reported on this line. Mr. Weldon disclaims beneficial ownership of the securities reported on this line except to the extent of his pecuniary interest therein.

SEC source: 0000899243-20-014252 · doc4.xml · nonDerivative · entry 7

Weldon Raymond F · CIK 0001804618 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Owned by SQ Co-investors LLC

Disclosed balance after: 2,402,815

F1 · shares: Mr. Weldon owns an indirect pecuniary interest in the securities reported on this line. Mr. Weldon disclaims beneficial ownership of the securities reported on this line except to the extent of his pecuniary interest therein.

F5 · shares: Represents shares sold by SQ Co-investors LLC upon the closing of the initial public offering of the common stock of SelectQuote, Inc. at a net price per share of $18.90 (after underwriting discounts and commissions).

F1 · balance_after: Mr. Weldon owns an indirect pecuniary interest in the securities reported on this line. Mr. Weldon disclaims beneficial ownership of the securities reported on this line except to the extent of his pecuniary interest therein.

SEC source: 0000899243-20-014252 · doc4.xml · nonDerivative · entry 6

Weldon Raymond F · CIK 0001804618 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Owned by BEP III Co-Invest LLC

Disclosed balance after: 8,790,256

F1 · shares: Mr. Weldon owns an indirect pecuniary interest in the securities reported on this line. Mr. Weldon disclaims beneficial ownership of the securities reported on this line except to the extent of his pecuniary interest therein.

F4 · shares: Represents shares sold by BEP III Co-Invest LLC upon the closing of the initial public offering of the common stock of SelectQuote, Inc. at a net price per share of $18.90 (after underwriting discounts and commissions).

F1 · balance_after: Mr. Weldon owns an indirect pecuniary interest in the securities reported on this line. Mr. Weldon disclaims beneficial ownership of the securities reported on this line except to the extent of his pecuniary interest therein.

SEC source: 0000899243-20-014252 · doc4.xml · nonDerivative · entry 5

Weldon Raymond F · CIK 0001804618 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Owned by BEP III LLC

Disclosed balance after: 11,290,984

F1 · shares: Mr. Weldon owns an indirect pecuniary interest in the securities reported on this line. Mr. Weldon disclaims beneficial ownership of the securities reported on this line except to the extent of his pecuniary interest therein.

F3 · shares: Represents shares sold by BEP III LLC upon the closing of the initial public offering of the common stock of SelectQuote, Inc. at a net price per share of $18.90 (after underwriting discounts and commissions).

F1 · balance_after: Mr. Weldon owns an indirect pecuniary interest in the securities reported on this line. Mr. Weldon disclaims beneficial ownership of the securities reported on this line except to the extent of his pecuniary interest therein.

SEC source: 0000899243-20-014252 · doc4.xml · nonDerivative · entry 4

Weldon Raymond F · CIK 0001804618 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Owned by SQ Co-investors LLC

Disclosed balance after: 3,292,320

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Mr. Weldon owns an indirect pecuniary interest in the securities reported on this line. Mr. Weldon disclaims beneficial ownership of the securities reported on this line except to the extent of his pecuniary interest therein.

F2 · price: Shares of Series D Convertible Preferred Stock automatically converted into shares of SelectQuote, Inc. common stock on an 8-to-1 basis immediately upon the closing of SelectQuote, Inc.'s initial public offering and had no expiration date.

F1 · balance_after: Mr. Weldon owns an indirect pecuniary interest in the securities reported on this line. Mr. Weldon disclaims beneficial ownership of the securities reported on this line except to the extent of his pecuniary interest therein.

SEC source: 0000899243-20-014252 · doc4.xml · nonDerivative · entry 3

Weldon Raymond F · CIK 0001804618 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Owned by BEP III Co-Invest LLC

Disclosed balance after: 12,044,344

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Mr. Weldon owns an indirect pecuniary interest in the securities reported on this line. Mr. Weldon disclaims beneficial ownership of the securities reported on this line except to the extent of his pecuniary interest therein.

F2 · price: Shares of Series D Convertible Preferred Stock automatically converted into shares of SelectQuote, Inc. common stock on an 8-to-1 basis immediately upon the closing of SelectQuote, Inc.'s initial public offering and had no expiration date.

F1 · balance_after: Mr. Weldon owns an indirect pecuniary interest in the securities reported on this line. Mr. Weldon disclaims beneficial ownership of the securities reported on this line except to the extent of his pecuniary interest therein.

SEC source: 0000899243-20-014252 · doc4.xml · nonDerivative · entry 2

Weldon Raymond F · CIK 0001804618 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Owned by BEP III LLC

Disclosed balance after: 15,470,824

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Mr. Weldon owns an indirect pecuniary interest in the securities reported on this line. Mr. Weldon disclaims beneficial ownership of the securities reported on this line except to the extent of his pecuniary interest therein.

F2 · price: Shares of Series D Convertible Preferred Stock automatically converted into shares of SelectQuote, Inc. common stock on an 8-to-1 basis immediately upon the closing of SelectQuote, Inc.'s initial public offering and had no expiration date.

F1 · balance_after: Mr. Weldon owns an indirect pecuniary interest in the securities reported on this line. Mr. Weldon disclaims beneficial ownership of the securities reported on this line except to the extent of his pecuniary interest therein.

SEC source: 0000899243-20-014259 · doc4.xml · nonDerivative · entry 2

Gunter Matthew Scott · CIK 0001804621 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · By Bowen Investments, LLC

Disclosed balance after: 31,094

F2 · shares: Represents 16% of the shares sold by Bowen Investments, LLC upon the closing of the initial public offering of the common stock of SelectQuote, Inc. at a net price per share of $18.90 (after underwriting discounts and commissions).

F3 · balance_after: Beneficially owned by Mr. Gunter through Bowen Investments, LLC, an investment company in which Mr. Gunter owns a 16% ownership stake. Mr. Gunter disclaims beneficial ownership of the shares held by Bowen Investments, LLC, except to the extent of his pecuniary interest therein.

SEC source: 0000899243-20-014259 · doc4.xml · nonDerivative · entry 1

Gunter Matthew Scott · CIK 0001804621 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 362,836

F1 · shares: Represents shares sold by Mr. Gunter upon the closing of the initial public offering of the common stock of SelectQuote, Inc. at a net price per share of $18.90 (after underwriting discounts and commissions).

SEC source: 0000899243-20-014249 · doc4.xml · derivative · entry 6

Grant William Thomas III · CIK 0001804642 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 37,112 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Shares of Series A Preferred Stock automatically converted into shares of SelectQuote, Inc. common stock on an 8-to-1 basis immediately upon the closing of SelectQuote, Inc.'s initial public offering and had no expiration date.

F1 · derivative.exercise_date: Shares of Series A Preferred Stock automatically converted into shares of SelectQuote, Inc. common stock on an 8-to-1 basis immediately upon the closing of SelectQuote, Inc.'s initial public offering and had no expiration date.

F1 · derivative.expiration_date: Shares of Series A Preferred Stock automatically converted into shares of SelectQuote, Inc. common stock on an 8-to-1 basis immediately upon the closing of SelectQuote, Inc.'s initial public offering and had no expiration date.

SEC source: 0000899243-20-014249 · doc4.xml · nonDerivative · entry 4

Grant William Thomas III · CIK 0001804642 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Indirect · By Haakon Capital LLC

Disclosed balance after: 456,519

F5 · shares: Represents 33.3% of the shares sold by Haakon Capital LLC upon the closing of the initial public offering of the common stock of SelectQuote, Inc. at a net price per share of $18.90 (after underwriting discounts and commissions).

F6 · balance_after: Beneficially owned by Mr. Grant through Haakon Capital LLC, an investment company in which Mr. Grant owns a 33.3% ownership stake. Mr. Grant disclaims beneficial ownership of the shares held by Haakon Capital LLC, except to the extent of his pecuniary interest therein.

SEC source: 0000899243-20-014249 · doc4.xml · nonDerivative · entry 3

Grant William Thomas III · CIK 0001804642 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Indirect · By Self as Trustee for the W. Thomas Grant III Irrevocable Trust

Disclosed balance after: 1,440,000

F3 · shares: Represents shares sold by the W. Thomas Grant III Irrevocable Trust upon the closing of the initial public offering of the common stock of SelectQuote, Inc. at a net price per share of $18.90 (after underwriting discounts and commissions).

F4 · balance_after: Beneficially owned by Mr. Grant as the trustee of the W. Thomas Grant III Irrevocable Trust.

SEC source: 0000899243-20-014249 · doc4.xml · nonDerivative · entry 2

Grant William Thomas III · CIK 0001804642 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,638,373

F2 · shares: Represents shares sold by Mr. Grant upon the closing of the initial public offering of the common stock of SelectQuote, Inc. at a net price per share of $18.90 (after underwriting discounts and commissions).

SEC source: 0000899243-20-014249 · doc4.xml · nonDerivative · entry 1

Grant William Thomas III · CIK 0001804642 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,848,984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Series A Preferred Stock automatically converted into shares of SelectQuote, Inc. common stock on an 8-to-1 basis immediately upon the closing of SelectQuote, Inc.'s initial public offering and had no expiration date.

SEC source: 0000899243-20-014262 · doc4.xml · nonDerivative · entry 1

Danker Timothy Robert · CIK 0001804636 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,736,743

F1 · shares: Represents shares sold by Mr. Danker upon the closing of the initial public offering of the common stock of SelectQuote, Inc. at a net price per share of $18.90 (after underwriting discounts and commissions).

SEC source: 0000899243-20-014265 · doc4.xml · nonDerivative · entry 1

Boulware Daniel Allen · CIK 0001804666 · GENERAL COUNSEL AND SECRETARY

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 1,100

F1 · shares: Represents shares acquired pursuant to a directed share program in connection with SelectQuote Inc.'s initial public offering of its common stock.

F2 · balance_after: Beneficially owned by Mr. Boulware through his spouse, Sasha Boulware.

SEC source: 0000899243-20-014263 · doc4.xml · nonDerivative · entry 1

Gregory Paul L · CIK 0001804766 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,372

F1 · shares: Represents shares sold by Mr. Gregory upon the closing of the initial public offering of the common stock of SelectQuote, Inc. at a net price per share of $18.90 (after underwriting discounts and commissions).

SEC source: 0000899243-20-014260 · doc4.xml · derivative · entry 6

Grant Robert Clay · CIK 0001804765 · PRESIDENT, SELECTQUOTE SENIOR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 37,112 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Shares of Series A Preferred Stock automatically converted into shares of SelectQuote, Inc. common stock on an 8-to-1 basis immediately upon the closing of SelectQuote, Inc.'s initial public offering and had no expiration date.

F1 · derivative.exercise_date: Shares of Series A Preferred Stock automatically converted into shares of SelectQuote, Inc. common stock on an 8-to-1 basis immediately upon the closing of SelectQuote, Inc.'s initial public offering and had no expiration date.

F1 · derivative.expiration_date: Shares of Series A Preferred Stock automatically converted into shares of SelectQuote, Inc. common stock on an 8-to-1 basis immediately upon the closing of SelectQuote, Inc.'s initial public offering and had no expiration date.

SEC source: 0000899243-20-014260 · doc4.xml · nonDerivative · entry 4

Grant Robert Clay · CIK 0001804765 · PRESIDENT, SELECTQUOTE SENIOR

10b5-1 filing: Not disclosed

Ownership: Indirect · By Haakon Capital LLC

Disclosed balance after: 456,519

F5 · shares: Represents 33.3% of the shares sold by Haakon Capital LLC upon the closing of the initial public offering of the common stock of SelectQuote, Inc. at a net price per share of $18.90 (after underwriting discounts and commissions).

F6 · balance_after: Beneficially owned by Mr. Grant through Haakon Capital LLC, an investment company in which Mr. Grant owns a 33.3% ownership stake. Mr. Grant disclaims beneficial ownership of the shares held by Haakon Capital LLC, except to the extent of his pecuniary interest therein.