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SLP

Simulations Plus, Inc.

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5719
SEC CIK
0001023459
Parsed reports
423

Last 12 months

Inside the activity.

0 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 202600
Apr 202601
May 202603
Jun 202604
Jul 202602
Aug 202601
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 27, 2023 Filed Jan 31, 2023 22:48 UTC
WOLTOSZ WALTER SDirector · 10% owner
SaleCommon Stock 17,655 $39.70 $700,903.50
Disclosure

SEC source: 0001023459-23-000021 · wf-form4_167520531344297.xml · nonDerivative · entry 1

WOLTOSZ WALTER S · CIK 0001222526 · Director · 10% owner

WOLTOSZ VIRGINIA E · CIK 0001222527 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,937,355

F1 · kind: The sales reported in this Form 4 were effected automatically pursuant to a Rule 10b5-1 plan adopted by the reporting persons.

F2 · price: These shares were sold in multiple transactions at prices falling within those ranges set forth in footnotes (3) and (4) of this Form 4. The reporting persons undertake to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the relevant footnotes.

F3 · price: These shares were sold in multiple transactions at prices ranging from $39.18 to $40.05, inclusive.

Read SEC document
December 28, 2022 Filed Dec 29, 2022 21:03 UTC
WOLTOSZ WALTER SDirector · 10% owner
SaleCommon Stock 1,748 $36.66 $64,081.68
Disclosure

SEC source: 0001023459-22-000102 · wf-form4_167234777003774.xml · nonDerivative · entry 2

WOLTOSZ WALTER S · CIK 0001222526 · Director · 10% owner

WOLTOSZ VIRGINIA E · CIK 0001222527 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,955,010

F1 · kind: The sales reported in this Form 4 were effected automatically pursuant to a Rule 10b5-1 plan adopted by the reporting persons.

F2 · price: These shares were sold in multiple transactions at prices falling within those ranges set forth in footnotes (3) and (4) of this Form 4. The reporting persons undertake to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the relevant footnotes.

F4 · price: These shares were sold in multiple transactions at prices ranging from $36.62 to $36.80, inclusive.

Read SEC document
December 28, 2022 Filed Dec 29, 2022 21:03 UTC
WOLTOSZ WALTER SDirector · 10% owner
SaleCommon Stock 18,252 $36.10 $658,897.20
Disclosure

SEC source: 0001023459-22-000102 · wf-form4_167234777003774.xml · nonDerivative · entry 1

WOLTOSZ WALTER S · CIK 0001222526 · Director · 10% owner

WOLTOSZ VIRGINIA E · CIK 0001222527 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,956,758

F1 · kind: The sales reported in this Form 4 were effected automatically pursuant to a Rule 10b5-1 plan adopted by the reporting persons.

F2 · price: These shares were sold in multiple transactions at prices falling within those ranges set forth in footnotes (3) and (4) of this Form 4. The reporting persons undertake to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the relevant footnotes.

F3 · price: These shares were sold in multiple transactions at prices ranging from $35.62 to $36.61, inclusive.

Read SEC document
December 12, 2022 Filed Dec 13, 2022 23:23 UTC
WOLTOSZ WALTER SDirector · 10% owner
GiftCommon Stock 95,000 $0.00 $0.00
Disclosure

SEC source: 0001023459-22-000095 · wf-form4_167097376701414.xml · nonDerivative · entry 1

WOLTOSZ WALTER S · CIK 0001222526 · Director · 10% owner

WOLTOSZ VIRGINIA E · CIK 0001222527 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,975,010

F1 · shares: Annual gift of shares to Auburn University Foundation.

Read SEC document
November 28, 2022 Filed Nov 29, 2022 21:05 UTC
WOLTOSZ WALTER SDirector · 10% owner
SaleCommon Stock 801 $40.86 $32,728.86
Disclosure

SEC source: 0001023459-22-000093 · wf-form4_166975592691123.xml · nonDerivative · entry 2

WOLTOSZ WALTER S · CIK 0001222526 · Director · 10% owner

WOLTOSZ VIRGINIA E · CIK 0001222527 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,070,010

F1 · kind: The sales reported in this Form 4 were effected automatically pursuant to a Rule 10b5-1 plan adopted by the reporting persons.

F2 · price: These shares were sold in multiple transactions at prices falling within those ranges set forth in footnotes (3) and (4) of this Form 4. The reporting persons undertake to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the relevant footnotes.

F4 · price: These shares were sold in multiple transactions at prices ranging from $40.47 to $41.14, inclusive.

Read SEC document
November 28, 2022 Filed Nov 29, 2022 21:05 UTC
WOLTOSZ WALTER SDirector · 10% owner
SaleCommon Stock 19,199 $39.85 $765,080.15
Disclosure

SEC source: 0001023459-22-000093 · wf-form4_166975592691123.xml · nonDerivative · entry 1

WOLTOSZ WALTER S · CIK 0001222526 · Director · 10% owner

WOLTOSZ VIRGINIA E · CIK 0001222527 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,070,811

F1 · kind: The sales reported in this Form 4 were effected automatically pursuant to a Rule 10b5-1 plan adopted by the reporting persons.

F2 · price: These shares were sold in multiple transactions at prices falling within those ranges set forth in footnotes (3) and (4) of this Form 4. The reporting persons undertake to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the relevant footnotes.

F3 · price: These shares were sold in multiple transactions at prices ranging from $39.38 to $40.35, inclusive.

Read SEC document
November 11, 2022 Filed Nov 14, 2022 21:25 UTC GrantCommon Stock 703 $0.00 $0.00
Disclosure

SEC source: 0001023459-22-000091 · wf-form4_166846111684776.xml · nonDerivative · entry 1

Evans Sharlene · CIK 0001899498 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,780

F1 · price: Stock granted as independent director compensation, issued under the issuer's 2021 Equity Incentive Plan.

Read SEC document
November 11, 2022 Filed Nov 14, 2022 21:24 UTC
LaVange LisaDirector
GrantCommon Stock 703 $0.00 $0.00
Disclosure

SEC source: 0001023459-22-000090 · wf-form4_166846104099092.xml · nonDerivative · entry 1

LaVange Lisa · CIK 0001774849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,160

F1 · price: Stock granted as independent director compensation, issued under the issuer's 2021 Equity Incentive Plan.

Read SEC document
November 11, 2022 Filed Nov 14, 2022 21:23 UTC GrantCommon Stock 703 $0.00 $0.00
Disclosure

SEC source: 0001023459-22-000089 · wf-form4_166846090627283.xml · nonDerivative · entry 1

Paglia John Kenneth · CIK 0001627832 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,396

F1 · price: Stock granted as independent director compensation, issued under the issuer's 2021 Equity Incentive Plan.

Read SEC document
November 11, 2022 Filed Nov 14, 2022 21:20 UTC
WOLTOSZ WALTER SDirector · 10% owner
GrantCommon Stock 703 $0.00 $0.00
Disclosure

SEC source: 0001023459-22-000088 · wf-form4_166846065675982.xml · nonDerivative · entry 1

WOLTOSZ WALTER S · CIK 0001222526 · Director · 10% owner

WOLTOSZ VIRGINIA E · CIK 0001222527 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,090,010

F1 · price: Stock granted as independent director compensation, issued under the issuer's 2021 Equity Incentive Plan.

Read SEC document
November 11, 2022 Filed Nov 14, 2022 21:16 UTC GrantCommon Stock 703 $0.00 $0.00
Disclosure

SEC source: 0001023459-22-000087 · wf-form4_166846039589659.xml · nonDerivative · entry 1

WEINER DANIEL L · CIK 0001134615 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,654

F1 · price: Stock granted as independent director compensation, issued under the issuer's 2021 Equity Incentive Plan.

Read SEC document
October 27, 2022 Filed Oct 31, 2022 20:48 UTC
WOLTOSZ WALTER SDirector · 10% owner
SaleCommon Stock 600 $44.34 $26,604.00
Disclosure

SEC source: 0001023459-22-000082 · wf-form4_166724931020431.xml · nonDerivative · entry 5

WOLTOSZ WALTER S · CIK 0001222526 · Director · 10% owner

WOLTOSZ VIRGINIA E · CIK 0001222527 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,089,307

F1 · kind: The sales reported in this Form 4 were effected automatically pursuant to a Rule 10b5-1 plan adopted by the reporting persons.

F2 · price: These shares were sold in multiple transactions at prices falling within those ranges set forth in footnotes (3), (4), (5), (6) and (7) of this Form 4. The reporting persons undertake to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the relevant footnotes.

F7 · price: These shares were sold in multiple transactions at prices ranging from $44.00 to $44.86, inclusive.

Read SEC document
October 27, 2022 Filed Oct 31, 2022 20:48 UTC
WOLTOSZ WALTER SDirector · 10% owner
SaleCommon Stock 2,586 $43.15 $111,585.90
Disclosure

SEC source: 0001023459-22-000082 · wf-form4_166724931020431.xml · nonDerivative · entry 4

WOLTOSZ WALTER S · CIK 0001222526 · Director · 10% owner

WOLTOSZ VIRGINIA E · CIK 0001222527 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,089,907

F1 · kind: The sales reported in this Form 4 were effected automatically pursuant to a Rule 10b5-1 plan adopted by the reporting persons.

F2 · price: These shares were sold in multiple transactions at prices falling within those ranges set forth in footnotes (3), (4), (5), (6) and (7) of this Form 4. The reporting persons undertake to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the relevant footnotes.

F6 · price: These shares were sold in multiple transactions at prices ranging from $42.89 to $43.87, inclusive.

Read SEC document
October 27, 2022 Filed Oct 31, 2022 20:48 UTC
WOLTOSZ WALTER SDirector · 10% owner
SaleCommon Stock 4,794 $42.53 $203,888.82
Disclosure

SEC source: 0001023459-22-000082 · wf-form4_166724931020431.xml · nonDerivative · entry 3

WOLTOSZ WALTER S · CIK 0001222526 · Director · 10% owner

WOLTOSZ VIRGINIA E · CIK 0001222527 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,092,493

F1 · kind: The sales reported in this Form 4 were effected automatically pursuant to a Rule 10b5-1 plan adopted by the reporting persons.

F2 · price: These shares were sold in multiple transactions at prices falling within those ranges set forth in footnotes (3), (4), (5), (6) and (7) of this Form 4. The reporting persons undertake to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the relevant footnotes.

F5 · price: These shares were sold in multiple transactions at prices ranging from $41.89 to $42.88, inclusive.

Read SEC document
October 27, 2022 Filed Oct 31, 2022 20:48 UTC
WOLTOSZ WALTER SDirector · 10% owner
SaleCommon Stock 4,966 $41.21 $204,648.86
Disclosure

SEC source: 0001023459-22-000082 · wf-form4_166724931020431.xml · nonDerivative · entry 2

WOLTOSZ WALTER S · CIK 0001222526 · Director · 10% owner

WOLTOSZ VIRGINIA E · CIK 0001222527 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,097,287

F1 · kind: The sales reported in this Form 4 were effected automatically pursuant to a Rule 10b5-1 plan adopted by the reporting persons.

F2 · price: These shares were sold in multiple transactions at prices falling within those ranges set forth in footnotes (3), (4), (5), (6) and (7) of this Form 4. The reporting persons undertake to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the relevant footnotes.

F4 · price: These shares were sold in multiple transactions at prices ranging from $40.81 to $41.80, inclusive.

Read SEC document
October 27, 2022 Filed Oct 31, 2022 20:48 UTC
WOLTOSZ WALTER SDirector · 10% owner
SaleCommon Stock 7,054 $40.55 $286,039.70
Disclosure

SEC source: 0001023459-22-000082 · wf-form4_166724931020431.xml · nonDerivative · entry 1

WOLTOSZ WALTER S · CIK 0001222526 · Director · 10% owner

WOLTOSZ VIRGINIA E · CIK 0001222527 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,102,253

F1 · kind: The sales reported in this Form 4 were effected automatically pursuant to a Rule 10b5-1 plan adopted by the reporting persons.

F2 · price: These shares were sold in multiple transactions at prices falling within those ranges set forth in footnotes (3), (4), (5), (6) and (7) of this Form 4. The reporting persons undertake to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the relevant footnotes.

F3 · price: These shares were sold in multiple transactions at prices ranging from $39.81 to $40.80, inclusive.

Read SEC document
October 20, 2022 Filed Oct 24, 2022 23:07 UTC
OCONNOR SHAWNChief Executive Officer
GrantStock Options (Right to Buy) · Derivative 50,000 $0.00 Strike: $43.91 $0.00
Disclosure

SEC source: 0001023459-22-000069 · wf-form4_166665281604544.xml · derivative · entry 1

OCONNOR SHAWN · CIK 0001227877 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2032-10-19

F1 · derivative.exercise_date: The stock options shall vest 40% on the first anniversary date and continuing to vest on the 2nd and 3rd anniversary dates thereafter at 30%.

Read SEC document
October 20, 2022 Filed Oct 24, 2022 23:06 UTC
Fiedler-Kelly JillPresident, Cognigen Division
GrantStock Options (Right to Buy) · Derivative 15,000 $0.00 Strike: $43.91 $0.00
Disclosure

SEC source: 0001023459-22-000068 · wf-form4_166665275988496.xml · derivative · entry 1

Fiedler-Kelly Jill · CIK 0001899390 · President, Cognigen Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2032-10-19

F1 · derivative.exercise_date: The stock options shall vest in four equal installments over a four year period, with one fourth of the stock options vesting on each anniversary of the date of grant.

Read SEC document
October 20, 2022 Filed Oct 24, 2022 23:05 UTC GrantStock Options (Right to Buy) · Derivative 20,000 $0.00 Strike: $43.91 $0.00
Disclosure

SEC source: 0001023459-22-000067 · wf-form4_166665269416521.xml · derivative · entry 1

FREDERICK WILLIAM W · CIK 0001269890 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2032-10-19

F1 · derivative.exercise_date: The stock options shall vest in four equal installments over a four year period, with one fourth of the stock options vesting on each anniversary of the date of grant.

Read SEC document
October 20, 2022 Filed Oct 24, 2022 23:02 UTC
Howell BrettPresident, DILIsym Division
GrantStock Options (Right to Buy) · Derivative 15,000 $0.00 Strike: $43.91 $0.00
Disclosure

SEC source: 0001023459-22-000065 · wf-form4_166665253407023.xml · derivative · entry 1

Howell Brett · CIK 0001899152 · President, DILIsym Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2032-10-19

F1 · derivative.exercise_date: The stock options shall vest in four equal installments over a four year period, with one fourth of the stock options vesting on each anniversary of the date of grant.

Read SEC document
October 20, 2022 Filed Oct 24, 2022 23:04 UTC
DiBella John Anthony IIDivision President
GrantStock Options (Right to Buy) · Derivative 15,000 $0.00 Strike: $43.91 $0.00
Disclosure

SEC source: 0001023459-22-000066 · wf-form4_166665263483319.xml · derivative · entry 1

DiBella John Anthony II · CIK 0001544167 · Division President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2032-10-19

F1 · derivative.exercise_date: The stock options shall vest in four equal installments over a four year period, with one fourth of the stock options vesting on each anniversary of the date of grant.

Read SEC document
October 11, 2022 Filed Oct 12, 2022 23:43 UTC
WOLTOSZ WALTER SDirector · 10% owner
Exercise / conversionStock Options (Right to Buy) · Derivative 5,000 $0.00 Strike: $34.23 $0.00
Disclosure

SEC source: 0001023459-22-000047 · wf-form4_166561816185715.xml · derivative · entry 10

WOLTOSZ WALTER S · CIK 0001222526 · Director · 10% owner

WOLTOSZ VIRGINIA E · CIK 0001222527 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2029-07-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Fully Vested

Read SEC document
October 11, 2022 Filed Oct 12, 2022 23:43 UTC
WOLTOSZ WALTER SDirector · 10% owner
Exercise / conversionStock Options (Right to Buy) · Derivative 12,000 $0.00 Strike: $22.24 $0.00
Disclosure

SEC source: 0001023459-22-000047 · wf-form4_166561816185715.xml · derivative · entry 9

WOLTOSZ WALTER S · CIK 0001222526 · Director · 10% owner

WOLTOSZ VIRGINIA E · CIK 0001222527 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 12,000 shares

Expires 2023-11-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Fully Vested

Read SEC document
October 11, 2022 Filed Oct 12, 2022 23:43 UTC
WOLTOSZ WALTER SDirector · 10% owner
Exercise / conversionStock Options (Right to Buy) · Derivative 7,200 $0.00 Strike: $17.71 $0.00
Disclosure

SEC source: 0001023459-22-000047 · wf-form4_166561816185715.xml · derivative · entry 8

WOLTOSZ WALTER S · CIK 0001222526 · Director · 10% owner

WOLTOSZ VIRGINIA E · CIK 0001222527 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,000

Underlying: Common Stock · 7,200 shares

Expires 2022-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Fully Vested

Read SEC document
October 11, 2022 Filed Oct 12, 2022 23:43 UTC
WOLTOSZ WALTER SDirector · 10% owner
Exercise / conversionStock Options (Right to Buy) · Derivative 3,600 $0.00 Strike: $10.01 $0.00
Disclosure

SEC source: 0001023459-22-000047 · wf-form4_166561816185715.xml · derivative · entry 7

WOLTOSZ WALTER S · CIK 0001222526 · Director · 10% owner

WOLTOSZ VIRGINIA E · CIK 0001222527 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,200

Underlying: Common Stock · 3,600 shares

Expires 2026-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Fully Vested

Read SEC document
October 11, 2022 Filed Oct 12, 2022 23:43 UTC
WOLTOSZ WALTER SDirector · 10% owner
Exercise / conversionStock Options (Right to Buy) · Derivative 3,600 $0.00 Strike: $9.82 $0.00
Disclosure

SEC source: 0001023459-22-000047 · wf-form4_166561816185715.xml · derivative · entry 6

WOLTOSZ WALTER S · CIK 0001222526 · Director · 10% owner

WOLTOSZ VIRGINIA E · CIK 0001222527 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,800

Underlying: Common Stock · 3,600 shares

Expires 2026-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Fully Vested

Read SEC document
October 11, 2022 Filed Oct 12, 2022 23:43 UTC
WOLTOSZ WALTER SDirector · 10% owner
Exercise / conversionCommon Stock 5,000 $34.23 $171,150.00
Disclosure

SEC source: 0001023459-22-000047 · wf-form4_166561816185715.xml · nonDerivative · entry 5

WOLTOSZ WALTER S · CIK 0001222526 · Director · 10% owner

WOLTOSZ VIRGINIA E · CIK 0001222527 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,109,307

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 11, 2022 Filed Oct 12, 2022 23:43 UTC
WOLTOSZ WALTER SDirector · 10% owner
Exercise / conversionCommon Stock 12,000 $22.24 $266,880.00
Disclosure

SEC source: 0001023459-22-000047 · wf-form4_166561816185715.xml · nonDerivative · entry 4

WOLTOSZ WALTER S · CIK 0001222526 · Director · 10% owner

WOLTOSZ VIRGINIA E · CIK 0001222527 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,104,307

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 11, 2022 Filed Oct 12, 2022 23:43 UTC
WOLTOSZ WALTER SDirector · 10% owner
Exercise / conversionCommon Stock 7,200 $17.71 $127,512.00
Disclosure

SEC source: 0001023459-22-000047 · wf-form4_166561816185715.xml · nonDerivative · entry 3

WOLTOSZ WALTER S · CIK 0001222526 · Director · 10% owner

WOLTOSZ VIRGINIA E · CIK 0001222527 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,092,307

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 11, 2022 Filed Oct 12, 2022 23:43 UTC
WOLTOSZ WALTER SDirector · 10% owner
Exercise / conversionCommon Stock 3,600 $10.01 $36,036.00
Disclosure

SEC source: 0001023459-22-000047 · wf-form4_166561816185715.xml · nonDerivative · entry 2

WOLTOSZ WALTER S · CIK 0001222526 · Director · 10% owner

WOLTOSZ VIRGINIA E · CIK 0001222527 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,085,107

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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October 11, 2022 Filed Oct 12, 2022 23:43 UTC
WOLTOSZ WALTER SDirector · 10% owner
Exercise / conversionCommon Stock 3,600 $9.82 $35,352.00
Disclosure

SEC source: 0001023459-22-000047 · wf-form4_166561816185715.xml · nonDerivative · entry 1

WOLTOSZ WALTER S · CIK 0001222526 · Director · 10% owner

WOLTOSZ VIRGINIA E · CIK 0001222527 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,081,507

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 28, 2022 Filed Sep 29, 2022 20:25 UTC
WOLTOSZ WALTER SDirector · 10% owner
SaleCommon Stock 13,246 $49.73 $658,723.58
Disclosure

SEC source: 0001023459-22-000045 · wf-form4_166448309127067.xml · nonDerivative · entry 2

WOLTOSZ WALTER S · CIK 0001222526 · Director · 10% owner

WOLTOSZ VIRGINIA E · CIK 0001222527 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,077,907

F1 · kind: The sales reported in this Form 4 were effected automatically pursuant to a Rule 10b5-1 plan adopted by the reporting persons.

F2 · price: These shares were sold in multiple transactions at prices falling within those ranges set forth in footnotes (3) and (4) of this Form 4. The reporting persons undertake to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the relevant footnotes.

F4 · price: These shares were sold in multiple transactions at prices ranging from $49.52 to $49.94, inclusive.

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September 28, 2022 Filed Sep 29, 2022 20:25 UTC
WOLTOSZ WALTER SDirector · 10% owner
SaleCommon Stock 6,754 $49.19 $332,229.26
Disclosure

SEC source: 0001023459-22-000045 · wf-form4_166448309127067.xml · nonDerivative · entry 1

WOLTOSZ WALTER S · CIK 0001222526 · Director · 10% owner

WOLTOSZ VIRGINIA E · CIK 0001222527 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,091,153

F1 · kind: The sales reported in this Form 4 were effected automatically pursuant to a Rule 10b5-1 plan adopted by the reporting persons.

F2 · price: These shares were sold in multiple transactions at prices falling within those ranges set forth in footnotes (3) and (4) of this Form 4. The reporting persons undertake to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the relevant footnotes.

F3 · price: These shares were sold in multiple transactions at prices ranging from $48.52 to $49.51, inclusive.

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August 30, 2022 Filed Aug 31, 2022 20:30 UTC
WOLTOSZ WALTER SDirector · 10% owner
SaleCommon Stock 1,879 $60.65 $113,961.35
Disclosure

SEC source: 0001023459-22-000039 · wf-form4_166197779944359.xml · nonDerivative · entry 4

WOLTOSZ WALTER S · CIK 0001222526 · Director · 10% owner

WOLTOSZ VIRGINIA E · CIK 0001222527 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,097,907

F1 · kind: The sales reported in this Form 4 were effected automatically pursuant to a Rule 10b5-1 plan adopted by the reporting persons.

F2 · price: These shares were sold in multiple transactions at prices falling within those ranges set forth in footnotes (3), (4), (5) and (6) of this Form 4. The reporting persons undertake to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the relevant footnotes.

F6 · price: These shares were sold in multiple transactions at prices ranging from $60.28 to $61.04, inclusive.

Read SEC document
August 29, 2022 Filed Aug 31, 2022 20:30 UTC
WOLTOSZ WALTER SDirector · 10% owner
SaleCommon Stock 508 $62.38 $31,689.04
Disclosure

SEC source: 0001023459-22-000039 · wf-form4_166197779944359.xml · nonDerivative · entry 3

WOLTOSZ WALTER S · CIK 0001222526 · Director · 10% owner

WOLTOSZ VIRGINIA E · CIK 0001222527 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,099,786

F1 · kind: The sales reported in this Form 4 were effected automatically pursuant to a Rule 10b5-1 plan adopted by the reporting persons.

F2 · price: These shares were sold in multiple transactions at prices falling within those ranges set forth in footnotes (3), (4), (5) and (6) of this Form 4. The reporting persons undertake to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the relevant footnotes.

F5 · price: These shares were sold in multiple transactions at prices ranging from $62.36 to $62.41, inclusive.

Read SEC document
August 29, 2022 Filed Aug 31, 2022 20:30 UTC
WOLTOSZ WALTER SDirector · 10% owner
SaleCommon Stock 11,203 $61.70 $691,225.10
Disclosure

SEC source: 0001023459-22-000039 · wf-form4_166197779944359.xml · nonDerivative · entry 2

WOLTOSZ WALTER S · CIK 0001222526 · Director · 10% owner

WOLTOSZ VIRGINIA E · CIK 0001222527 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,100,294

F1 · kind: The sales reported in this Form 4 were effected automatically pursuant to a Rule 10b5-1 plan adopted by the reporting persons.

F2 · price: These shares were sold in multiple transactions at prices falling within those ranges set forth in footnotes (3), (4), (5) and (6) of this Form 4. The reporting persons undertake to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the relevant footnotes.

F4 · price: These shares were sold in multiple transactions at prices ranging from $61.35 to $62.34, inclusive.

Read SEC document
August 29, 2022 Filed Aug 31, 2022 20:30 UTC
WOLTOSZ WALTER SDirector · 10% owner
SaleCommon Stock 6,410 $61.06 $391,394.60
Disclosure

SEC source: 0001023459-22-000039 · wf-form4_166197779944359.xml · nonDerivative · entry 1

WOLTOSZ WALTER S · CIK 0001222526 · Director · 10% owner

WOLTOSZ VIRGINIA E · CIK 0001222527 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,111,497

F1 · kind: The sales reported in this Form 4 were effected automatically pursuant to a Rule 10b5-1 plan adopted by the reporting persons.

F2 · price: These shares were sold in multiple transactions at prices falling within those ranges set forth in footnotes (3), (4), (5) and (6) of this Form 4. The reporting persons undertake to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the relevant footnotes.

F3 · price: These shares were sold in multiple transactions at prices ranging from $60.35 to $61.34, inclusive.

Read SEC document
August 01, 2022 Filed Aug 2, 2022 21:15 UTC
WOLTOSZ WALTER SDirector · 10% owner
GrantCommon Stock 273 $0.00 $0.00
Disclosure

SEC source: 0001023459-22-000036 · wf-form4_165947490193405.xml · nonDerivative · entry 1

WOLTOSZ WALTER S · CIK 0001222526 · Director · 10% owner

WOLTOSZ VIRGINIA E · CIK 0001222527 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,117,907

F1 · price: Stock granted as independent director compensation, issued under the issuer's 2021 Equity Incentive Plan.

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August 01, 2022 Filed Aug 2, 2022 21:16 UTC GrantCommon Stock 273 $0.00 $0.00
Disclosure

SEC source: 0001023459-22-000037 · wf-form4_165947498552169.xml · nonDerivative · entry 1

Evans Sharlene · CIK 0001899498 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,077

F1 · price: Stock granted as independent director compensation, issued under the issuer's 2021 Equity Incentive Plan.

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August 01, 2022 Filed Aug 2, 2022 21:14 UTC
LaVange LisaDirector
GrantCommon Stock 273 $0.00 $0.00
Disclosure

SEC source: 0001023459-22-000035 · wf-form4_165947481795145.xml · nonDerivative · entry 1

LaVange Lisa · CIK 0001774849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,457

F1 · price: Stock granted as independent director compensation, issued under the issuer's 2021 Equity Incentive Plan.

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August 01, 2022 Filed Aug 2, 2022 21:13 UTC GrantCommon Stock 273 $0.00 $0.00
Disclosure

SEC source: 0001023459-22-000034 · wf-form4_165947477977515.xml · nonDerivative · entry 1

Paglia John Kenneth · CIK 0001627832 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,693

F1 · price: Stock granted as independent director compensation, issued under the issuer's 2021 Equity Incentive Plan.

Read SEC document
August 01, 2022 Filed Aug 2, 2022 21:06 UTC GrantCommon Stock 273 $0.00 $0.00
Disclosure

SEC source: 0001023459-22-000033 · wf-form4_165947431731674.xml · nonDerivative · entry 1

WEINER DANIEL L · CIK 0001134615 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,951

F1 · price: Stock granted as independent director compensation, issued under the issuer's 2021 Equity Incentive Plan.

Read SEC document
July 27, 2022 Filed Jul 29, 2022 15:43 UTC
WOLTOSZ WALTER SDirector · 10% owner
SaleCommon Stock 8,105 $61.54 $498,781.70
Disclosure

SEC source: 0001023459-22-000021 · wf-form4_165910939542448.xml · nonDerivative · entry 2

WOLTOSZ WALTER S · CIK 0001222526 · Director · 10% owner

WOLTOSZ VIRGINIA E · CIK 0001222527 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,117,634

F1 · kind: The sales reported in this Form 4 were effected automatically pursuant to a Rule 10b5-1 plan adopted by the reporting persons.

F2 · price: These shares were sold in multiple transactions at prices falling within those ranges set forth in footnotes (3) and (4) of this Form 4. The reporting persons undertake to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the relevant footnotes.

F4 · price: These shares were sold in multiple transactions at prices ranging from $61.31 to $62.00, inclusive.

Read SEC document
July 27, 2022 Filed Jul 29, 2022 15:43 UTC
WOLTOSZ WALTER SDirector · 10% owner
SaleCommon Stock 11,895 $60.95 $725,000.25
Disclosure

SEC source: 0001023459-22-000021 · wf-form4_165910939542448.xml · nonDerivative · entry 1

WOLTOSZ WALTER S · CIK 0001222526 · Director · 10% owner

WOLTOSZ VIRGINIA E · CIK 0001222527 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,125,739

F1 · kind: The sales reported in this Form 4 were effected automatically pursuant to a Rule 10b5-1 plan adopted by the reporting persons.

F2 · price: These shares were sold in multiple transactions at prices falling within those ranges set forth in footnotes (3) and (4) of this Form 4. The reporting persons undertake to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the relevant footnotes.

F3 · price: These shares were sold in multiple transactions at prices ranging from $60.31 to $61.30, inclusive.

Read SEC document
June 29, 2022 Filed Jun 30, 2022 19:11 UTC
WOLTOSZ WALTER SDirector · 10% owner
SaleCommon Stock 576 $48.93 $28,183.68
Disclosure

SEC source: 0001023459-22-000003 · wf-form4_165661629613719.xml · nonDerivative · entry 4

WOLTOSZ WALTER S · CIK 0001222526 · Director · 10% owner

WOLTOSZ VIRGINIA E · CIK 0001222527 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,137,634

F1 · kind: The sales reported in this Form 4 were effected automatically pursuant to a Rule 10b5-1 plan adopted by the reporting persons.

F2 · price: These shares were sold in multiple transactions at prices falling within those ranges set forth in footnotes (3), (4), (5), and (6) of this Form 4. The reporting persons undertake to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the relevant footnotes.

F6 · price: These shares were sold in multiple transactions at prices ranging from $48.85 to $48.99, inclusive.

Read SEC document
June 29, 2022 Filed Jun 30, 2022 19:11 UTC
WOLTOSZ WALTER SDirector · 10% owner
SaleCommon Stock 1,963 $48.42 $95,048.46
Disclosure

SEC source: 0001023459-22-000003 · wf-form4_165661629613719.xml · nonDerivative · entry 3

WOLTOSZ WALTER S · CIK 0001222526 · Director · 10% owner

WOLTOSZ VIRGINIA E · CIK 0001222527 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,138,210

F1 · kind: The sales reported in this Form 4 were effected automatically pursuant to a Rule 10b5-1 plan adopted by the reporting persons.

F2 · price: These shares were sold in multiple transactions at prices falling within those ranges set forth in footnotes (3), (4), (5), and (6) of this Form 4. The reporting persons undertake to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the relevant footnotes.

F5 · price: These shares were sold in multiple transactions at prices ranging from $47.82 to $48.80, inclusive.

Read SEC document
June 28, 2022 Filed Jun 30, 2022 19:11 UTC
WOLTOSZ WALTER SDirector · 10% owner
SaleCommon Stock 300 $48.79 $14,637.00
Disclosure

SEC source: 0001023459-22-000003 · wf-form4_165661629613719.xml · nonDerivative · entry 2

WOLTOSZ WALTER S · CIK 0001222526 · Director · 10% owner

WOLTOSZ VIRGINIA E · CIK 0001222527 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,140,173

F1 · kind: The sales reported in this Form 4 were effected automatically pursuant to a Rule 10b5-1 plan adopted by the reporting persons.

F2 · price: These shares were sold in multiple transactions at prices falling within those ranges set forth in footnotes (3), (4), (5), and (6) of this Form 4. The reporting persons undertake to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the relevant footnotes.

F4 · price: These shares were sold in multiple transactions at prices ranging from $48.74 to $48.82, inclusive.

Read SEC document
June 28, 2022 Filed Jun 30, 2022 19:11 UTC
WOLTOSZ WALTER SDirector · 10% owner
SaleCommon Stock 17,161 $47.99 $823,556.39
Disclosure

SEC source: 0001023459-22-000003 · wf-form4_165661629613719.xml · nonDerivative · entry 1

WOLTOSZ WALTER S · CIK 0001222526 · Director · 10% owner

WOLTOSZ VIRGINIA E · CIK 0001222527 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,140,473

F1 · kind: The sales reported in this Form 4 were effected automatically pursuant to a Rule 10b5-1 plan adopted by the reporting persons.

F2 · price: These shares were sold in multiple transactions at prices falling within those ranges set forth in footnotes (3), (4), (5), and (6) of this Form 4. The reporting persons undertake to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the relevant footnotes.

F3 · price: These shares were sold in multiple transactions at prices ranging from $47.56 to $48.34, inclusive.

Read SEC document
May 27, 2022 Filed Jun 1, 2022 18:48 UTC
WOLTOSZ WALTER SDirector · 10% owner
SaleCommon Stock 12,384 $48.39 $599,261.76
Disclosure

SEC source: 0001628280-22-015859 · wf-form4_165410931839167.xml · nonDerivative · entry 2

WOLTOSZ WALTER S · CIK 0001222526 · Director · 10% owner

WOLTOSZ VIRGINIA E · CIK 0001222527 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,157,634

F1 · kind: The sales reported in this Form 4 were effected automatically pursuant to a Rule 10b5-1 plan adopted by the reporting persons.

F2 · price: These shares were sold in multiple transactions at prices falling within those ranges set forth in footnotes (3) and (4) of this Form 4. The reporting persons undertake to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the relevant footnotes.

F4 · price: These shares were sold in multiple transactions at prices ranging from $47.81 to $48.75, inclusive.

Read SEC document
May 27, 2022 Filed Jun 1, 2022 18:48 UTC
WOLTOSZ WALTER SDirector · 10% owner
SaleCommon Stock 7,616 $47.33 $360,465.28
Disclosure

SEC source: 0001628280-22-015859 · wf-form4_165410931839167.xml · nonDerivative · entry 1

WOLTOSZ WALTER S · CIK 0001222526 · Director · 10% owner

WOLTOSZ VIRGINIA E · CIK 0001222527 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,170,018

F1 · kind: The sales reported in this Form 4 were effected automatically pursuant to a Rule 10b5-1 plan adopted by the reporting persons.

F2 · price: These shares were sold in multiple transactions at prices falling within those ranges set forth in footnotes (3) and (4) of this Form 4. The reporting persons undertake to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the relevant footnotes.

F3 · price: These shares were sold in multiple transactions at prices ranging from $46.80 to $47.79, inclusive.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.