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Nasdaq · USD

SLP

Simulations Plus, Inc.

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5719
SEC CIK
0001023459
Parsed reports
423

Last 12 months

Inside the activity.

0 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 202600
Apr 202601
May 202603
Jun 202604
Jul 202602
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 19, 2023 Filed Oct 23, 2023 21:11 UTC
OCONNOR SHAWNChief Executive Officer
GrantStock Options (Right to Buy) · Derivative 50,000 $0.00 Strike: $39.98 $0.00
Disclosure

SEC source: 0001023459-23-000118 · wk-form4_1698095462.xml · derivative · entry 1

OCONNOR SHAWN · CIK 0001227877 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2033-10-18

F1 · derivative.exercise_date: The stock options shall vest 40% on the first anniversary date and continuing to vest on the 2nd and 3rd anniversary dates thereafter at 30%.

Read SEC document
October 19, 2023 Filed Oct 23, 2023 21:10 UTC GrantStock Options (Right to Buy) · Derivative 25,000 $0.00 Strike: $39.98 $0.00
Disclosure

SEC source: 0001023459-23-000117 · wk-form4_1698095407.xml · derivative · entry 1

FREDERICK WILLIAM W · CIK 0001269890 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2033-10-18

F1 · derivative.exercise_date: The stock options shall vest in four equal installments over a four year period, with one fourth of the stock options vesting on each anniversary of the date of grant.

Read SEC document
October 19, 2023 Filed Oct 23, 2023 21:09 UTC
DiBella John Anthony IIBusiness Unit President
GrantStock Options (Right to Buy) · Derivative 15,000 $0.00 Strike: $39.98 $0.00
Disclosure

SEC source: 0001023459-23-000116 · wk-form4_1698095337.xml · derivative · entry 1

DiBella John Anthony II · CIK 0001544167 · Business Unit President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2033-10-18

F1 · derivative.exercise_date: The stock options shall vest in four equal installments over a four year period, with one fourth of the stock options vesting on each anniversary of the date of grant.

Read SEC document
October 19, 2023 Filed Oct 23, 2023 21:06 UTC
Howell BrettBusiness Unit President
GrantStock Options (Right to Buy) · Derivative 15,000 $0.00 Strike: $39.98 $0.00
Disclosure

SEC source: 0001023459-23-000114 · wk-form4_1698095203.xml · derivative · entry 1

Howell Brett · CIK 0001899152 · Business Unit President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2033-10-18

F1 · derivative.exercise_date: The stock options shall vest in four equal installments over a four year period, with one fourth of the stock options vesting on each anniversary of the date of grant.

Read SEC document
October 19, 2023 Filed Oct 23, 2023 21:08 UTC
Fiedler-Kelly JillBusiness Unit President
GrantStock Options (Right to Buy) · Derivative 15,000 $0.00 Strike: $39.98 $0.00
Disclosure

SEC source: 0001023459-23-000115 · wk-form4_1698095283.xml · derivative · entry 1

Fiedler-Kelly Jill · CIK 0001899390 · Business Unit President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2033-10-18

F1 · derivative.exercise_date: The stock options shall vest in four equal installments over a four year period, with one fourth of the stock options vesting on each anniversary of the date of grant.

Read SEC document
August 01, 2023 Filed Aug 2, 2023 20:20 UTC GrantCommon Stock 602 $0.00 $0.00
Disclosure

SEC source: 0001023459-23-000107 · wk-form4_1691007619.xml · nonDerivative · entry 1

Paglia John Kenneth · CIK 0001627832 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,246

F1 · price: Stock granted as independent director compensation, issued under the issuer's 2021 Equity Incentive Plan.

Read SEC document
August 01, 2023 Filed Aug 2, 2023 20:18 UTC GrantCommon Stock 602 $0.00 $0.00
Disclosure

SEC source: 0001023459-23-000105 · wk-form4_1691007521.xml · nonDerivative · entry 1

WEINER DANIEL L · CIK 0001134615 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,704

F1 · price: Stock granted as independent director compensation, issued under the issuer's 2021 Equity Incentive Plan.

Read SEC document
August 01, 2023 Filed Aug 2, 2023 20:16 UTC
LaVange LisaDirector
GrantCommon Stock 602 $0.00 $0.00
Disclosure

SEC source: 0001023459-23-000103 · wk-form4_1691007405.xml · nonDerivative · entry 1

LaVange Lisa · CIK 0001774849 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,218

F1 · price: Stock granted as independent director compensation, issued under the issuer's 2021 Equity Incentive Plan.

Read SEC document
August 01, 2023 Filed Aug 2, 2023 20:15 UTC GrantCommon Stock 602 $0.00 $0.00
Disclosure

SEC source: 0001023459-23-000101 · wk-form4_1691007301.xml · nonDerivative · entry 1

Evans Sharlene · CIK 0001899498 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,830

F1 · price: Stock granted as independent director compensation, issued under the issuer's 2021 Equity Incentive Plan.

Read SEC document
August 01, 2023 Filed Aug 2, 2023 20:13 UTC
WOLTOSZ WALTER SDirector · 10% owner
GrantCommon Stock 602 $0.00 $0.00
Disclosure

SEC source: 0001023459-23-000099 · wk-form4_1691007200.xml · nonDerivative · entry 1

WOLTOSZ WALTER S · CIK 0001222526 · Director · 10% owner

WOLTOSZ VIRGINIA E · CIK 0001222527 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,837,060

F1 · price: Stock granted as independent director compensation, issued under the issuer's 2021 Equity Incentive Plan.

Read SEC document
July 27, 2023 Filed Jul 31, 2023 20:10 UTC
LaVange LisaDirector
SaleCommon Stock 992 $49.29 $48,895.68
Disclosure

SEC source: 0001023459-23-000097 · wk-form4_1690834244.xml · nonDerivative · entry 1

LaVange Lisa · CIK 0001774849 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,616

F1 · price: The price reported on Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.28 to $49.34, inclusive. The reporting person undertakes to provide to Simulations Plus, Inc., any security holder of Simulations Plus, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote to this Form 4.

Read SEC document
July 13, 2023 Filed Jul 17, 2023 21:15 UTC SaleCommon Stock 1,200 $46.45 $55,740.00
Disclosure

SEC source: 0001023459-23-000094 · wk-form4_1689628513.xml · nonDerivative · entry 1

Paglia John Kenneth · CIK 0001627832 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,644

F1 · price: The price reported on Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.41 to $46.48, inclusive. The reporting person undertakes to provide to Simulations Plus, Inc., any security holder of Simulations Plus, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote to this Form 4.

Read SEC document
June 29, 2023 Filed Jun 30, 2023 20:07 UTC
WOLTOSZ WALTER SDirector · 10% owner
SaleCommon Stock 3,754 $42.88 $160,971.52
Disclosure

SEC source: 0001023459-23-000078 · wk-form4_1688155642.xml · nonDerivative · entry 2

WOLTOSZ WALTER S · CIK 0001222526 · Director · 10% owner

WOLTOSZ VIRGINIA E · CIK 0001222527 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,836,458

F1 · kind: The sales reported in this Form 4 were effected automatically pursuant to a Rule 10b5-1 plan adopted by the reporting persons.

F2 · price: These shares were sold in multiple transactions at prices falling within those ranges set forth in footnotes (3) and (4) of this Form 4. The reporting persons undertake to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the relevant footnotes.

F4 · price: These shares were sold in multiple transactions at prices ranging from $42.45 to $43.20, inclusive.

Read SEC document
June 28, 2023 Filed Jun 30, 2023 20:07 UTC
WOLTOSZ WALTER SDirector · 10% owner
SaleCommon Stock 16,246 $43.07 $699,715.22
Disclosure

SEC source: 0001023459-23-000078 · wk-form4_1688155642.xml · nonDerivative · entry 1

WOLTOSZ WALTER S · CIK 0001222526 · Director · 10% owner

WOLTOSZ VIRGINIA E · CIK 0001222527 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,840,212

F1 · kind: The sales reported in this Form 4 were effected automatically pursuant to a Rule 10b5-1 plan adopted by the reporting persons.

F2 · price: These shares were sold in multiple transactions at prices falling within those ranges set forth in footnotes (3) and (4) of this Form 4. The reporting persons undertake to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the relevant footnotes.

F3 · price: These shares were sold in multiple transactions at prices ranging from $42.65 to $43.36, inclusive.

Read SEC document
May 30, 2023 Filed May 31, 2023 20:28 UTC
WOLTOSZ WALTER SDirector · 10% owner
SaleCommon Stock 9,956 $46.35 $461,460.60
Disclosure

SEC source: 0001023459-23-000070 · wf-form4_168556488232314.xml · nonDerivative · entry 2

WOLTOSZ WALTER S · CIK 0001222526 · Director · 10% owner

WOLTOSZ VIRGINIA E · CIK 0001222527 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,856,458

F1 · kind: The sales reported in this Form 4 were effected automatically pursuant to a Rule 10b5-1 plan adopted by the reporting persons.

F2 · price: These shares were sold in multiple transactions at prices falling within those ranges set forth in footnotes (3) and (4) of this Form 4. The reporting persons undertake to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the relevant footnotes.

F4 · price: These shares were sold in multiple transactions at prices ranging from $46.14 to $46.84, inclusive.

Read SEC document
May 30, 2023 Filed May 31, 2023 20:28 UTC
WOLTOSZ WALTER SDirector · 10% owner
SaleCommon Stock 10,044 $45.76 $459,613.44
Disclosure

SEC source: 0001023459-23-000070 · wf-form4_168556488232314.xml · nonDerivative · entry 1

WOLTOSZ WALTER S · CIK 0001222526 · Director · 10% owner

WOLTOSZ VIRGINIA E · CIK 0001222527 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,866,414

F1 · kind: The sales reported in this Form 4 were effected automatically pursuant to a Rule 10b5-1 plan adopted by the reporting persons.

F2 · price: These shares were sold in multiple transactions at prices falling within those ranges set forth in footnotes (3) and (4) of this Form 4. The reporting persons undertake to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the relevant footnotes.

F3 · price: These shares were sold in multiple transactions at prices ranging from $45.13 to $46.11, inclusive.

Read SEC document
May 01, 2023 Filed May 2, 2023 21:54 UTC
LaVange LisaDirector
GrantCommon Stock 719 $0.00 $0.00
Disclosure

SEC source: 0001023459-23-000068 · wf-form4_168306444427680.xml · nonDerivative · entry 1

LaVange Lisa · CIK 0001774849 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,608

F1 · price: Stock granted as independent director compensation, issued under the issuer's 2021 Equity Incentive Plan.

Read SEC document
May 01, 2023 Filed May 2, 2023 21:52 UTC GrantCommon Stock 719 $0.00 $0.00
Disclosure

SEC source: 0001023459-23-000066 · wf-form4_168306433774247.xml · nonDerivative · entry 1

WEINER DANIEL L · CIK 0001134615 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,102

F1 · price: Stock granted as independent director compensation, issued under the issuer's 2021 Equity Incentive Plan.

Read SEC document
May 01, 2023 Filed May 2, 2023 21:50 UTC GrantCommon Stock 719 $0.00 $0.00
Disclosure

SEC source: 0001023459-23-000064 · wf-form4_168306420877698.xml · nonDerivative · entry 1

Paglia John Kenneth · CIK 0001627832 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,844

F1 · price: Stock granted as independent director compensation, issued under the issuer's 2021 Equity Incentive Plan.

Read SEC document
May 01, 2023 Filed May 2, 2023 21:48 UTC GrantCommon Stock 719 $0.00 $0.00
Disclosure

SEC source: 0001023459-23-000062 · wf-form4_168306409598275.xml · nonDerivative · entry 1

Evans Sharlene · CIK 0001899498 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,228

F1 · price: Stock granted as independent director compensation, issued under the issuer's 2021 Equity Incentive Plan.

Read SEC document
May 01, 2023 Filed May 2, 2023 21:46 UTC
WOLTOSZ WALTER SDirector · 10% owner
GrantCommon Stock 719 $0.00 $0.00
Disclosure

SEC source: 0001023459-23-000060 · wf-form4_168306398274865.xml · nonDerivative · entry 1

WOLTOSZ WALTER S · CIK 0001222526 · Director · 10% owner

WOLTOSZ VIRGINIA E · CIK 0001222527 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,876,458

F1 · price: Stock granted as independent director compensation, issued under the issuer's 2021 Equity Incentive Plan.

Read SEC document
April 26, 2023 Filed Apr 27, 2023 21:16 UTC
WOLTOSZ WALTER SDirector · 10% owner
SaleCommon Stock 2,089 $42.14 $88,030.46
Disclosure

SEC source: 0001023459-23-000058 · wf-form4_168263019803094.xml · nonDerivative · entry 2

WOLTOSZ WALTER S · CIK 0001222526 · Director · 10% owner

WOLTOSZ VIRGINIA E · CIK 0001222527 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,875,739

F1 · kind: The sales reported in this Form 4 were effected automatically pursuant to a Rule 10b5-1 plan adopted by the reporting persons.

F2 · price: These shares were sold in multiple transactions at prices falling within those ranges set forth in footnotes (3) and (4) of this Form 4. The reporting persons undertake to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the relevant footnotes.

F4 · price: These shares were sold in multiple transactions at prices ranging from $42.02 to $42.56, inclusive.

Read SEC document
April 26, 2023 Filed Apr 27, 2023 21:16 UTC
WOLTOSZ WALTER SDirector · 10% owner
SaleCommon Stock 17,911 $41.45 $742,410.95
Disclosure

SEC source: 0001023459-23-000058 · wf-form4_168263019803094.xml · nonDerivative · entry 1

WOLTOSZ WALTER S · CIK 0001222526 · Director · 10% owner

WOLTOSZ VIRGINIA E · CIK 0001222527 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,877,828

F1 · kind: The sales reported in this Form 4 were effected automatically pursuant to a Rule 10b5-1 plan adopted by the reporting persons.

F2 · price: These shares were sold in multiple transactions at prices falling within those ranges set forth in footnotes (3) and (4) of this Form 4. The reporting persons undertake to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the relevant footnotes.

F3 · price: These shares were sold in multiple transactions at prices ranging from $41.01 to $41.99, inclusive.

Read SEC document
April 03, 2023 Filed Apr 4, 2023 20:17 UTC
Fiedler-Kelly JillPresident, Cognigen Division
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 500 $0.00 Strike: $6.85 $0.00
Disclosure

SEC source: 0001023459-23-000051 · wf-form4_168063942102180.xml · derivative · entry 2

Fiedler-Kelly Jill · CIK 0001899390 · President, Cognigen Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 500 shares

Expires 2024-09-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Fully vested.

Read SEC document
April 03, 2023 Filed Apr 4, 2023 20:17 UTC
Fiedler-Kelly JillPresident, Cognigen Division
Exercise / conversionCommon Stock 500 $6.85 $3,425.00
Disclosure

SEC source: 0001023459-23-000051 · wf-form4_168063942102180.xml · nonDerivative · entry 1

Fiedler-Kelly Jill · CIK 0001899390 · President, Cognigen Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,617

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 29, 2023 Filed Mar 30, 2023 20:23 UTC
WOLTOSZ WALTER SDirector · 10% owner
SaleCommon Stock 1,838 $43.50 $79,953.00
Disclosure

SEC source: 0001023459-23-000049 · wf-form4_168020780907391.xml · nonDerivative · entry 2

WOLTOSZ WALTER S · CIK 0001222526 · Director · 10% owner

WOLTOSZ VIRGINIA E · CIK 0001222527 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,895,739

F1 · kind: The sales reported in this Form 4 were effected automatically pursuant to a Rule 10b5-1 plan adopted by the reporting persons.

F2 · price: These shares were sold in multiple transactions at prices falling within those ranges set forth in footnotes (3) and (4) of this Form 4. The reporting persons undertake to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the relevant footnotes.

F4 · price: These shares were sold in multiple transactions at prices ranging from $43.45 to $43.67, inclusive.

Read SEC document
March 29, 2023 Filed Mar 30, 2023 20:23 UTC
WOLTOSZ WALTER SDirector · 10% owner
SaleCommon Stock 18,162 $42.74 $776,243.88
Disclosure

SEC source: 0001023459-23-000049 · wf-form4_168020780907391.xml · nonDerivative · entry 1

WOLTOSZ WALTER S · CIK 0001222526 · Director · 10% owner

WOLTOSZ VIRGINIA E · CIK 0001222527 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,897,577

F1 · kind: The sales reported in this Form 4 were effected automatically pursuant to a Rule 10b5-1 plan adopted by the reporting persons.

F2 · price: These shares were sold in multiple transactions at prices falling within those ranges set forth in footnotes (3) and (4) of this Form 4. The reporting persons undertake to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the relevant footnotes.

F3 · price: These shares were sold in multiple transactions at prices ranging from $42.43 to $43.41, inclusive.

Read SEC document
March 23, 2023 Filed Mar 24, 2023 20:14 UTC
DiBella John Anthony IIDivision President
Exercise / conversionStock Options (Right to Buy) · Derivative 35,000 $0.00 Strike: $6.85 $0.00
Disclosure

SEC source: 0001023459-23-000047 · wf-form4_167968884265662.xml · derivative · entry 2

DiBella John Anthony II · CIK 0001544167 · Division President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 35,000 shares

Expires 2024-08-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Fully Vested.

Read SEC document
March 23, 2023 Filed Mar 24, 2023 20:14 UTC
DiBella John Anthony IIDivision President
Exercise / conversionCommon Stock 35,000 $6.85 $239,750.00
Disclosure

SEC source: 0001023459-23-000047 · wf-form4_167968884265662.xml · nonDerivative · entry 1

DiBella John Anthony II · CIK 0001544167 · Division President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,840

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 03, 2023 Filed Mar 6, 2023 21:37 UTC
DiBella John Anthony IIDivision President
Exercise / conversionStock Options (Right to Buy) · Derivative 12,442 $0.00 Strike: $10.05 $0.00
Disclosure

SEC source: 0001023459-23-000040 · wf-form4_167813863261675.xml · derivative · entry 9

DiBella John Anthony II · CIK 0001544167 · Division President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,206

Underlying: Common Stock · 12,442 shares

Expires 2027-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Fully Vested.

Read SEC document
March 03, 2023 Filed Mar 6, 2023 21:37 UTC
DiBella John Anthony IIDivision President
SaleCommon Stock 4,322 $39.54 $170,891.88
Disclosure

SEC source: 0001023459-23-000040 · wf-form4_167813863261675.xml · nonDerivative · entry 6

DiBella John Anthony II · CIK 0001544167 · Division President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,840

F1 · kind: The sales reported in this Form 4 were effected automatically pursuant to a Rule 10b5-1 plan adopted by the reporting persons.

F2 · price: These shares were sold in multiple transactions at prices falling within those ranges set forth in footnotes (3), (4), and (5) of this Form 4. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the relevant footnotes.

F5 · price: These shares were sold in multiple transactions at prices ranging from $39.45 to $39.63, inclusive.

Read SEC document
March 03, 2023 Filed Mar 6, 2023 21:37 UTC
DiBella John Anthony IIDivision President
SaleCommon Stock 8,120 $39.05 $317,086.00
Disclosure

SEC source: 0001023459-23-000040 · wf-form4_167813863261675.xml · nonDerivative · entry 5

DiBella John Anthony II · CIK 0001544167 · Division President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,162

F1 · kind: The sales reported in this Form 4 were effected automatically pursuant to a Rule 10b5-1 plan adopted by the reporting persons.

F2 · price: These shares were sold in multiple transactions at prices falling within those ranges set forth in footnotes (3), (4), and (5) of this Form 4. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the relevant footnotes.

F4 · price: These shares were sold in multiple transactions at prices ranging from $38.45 to $39.44, inclusive.

Read SEC document
March 03, 2023 Filed Mar 6, 2023 21:37 UTC
DiBella John Anthony IIDivision President
Exercise / conversionCommon Stock 12,442 $10.05 $125,042.10
Disclosure

SEC source: 0001023459-23-000040 · wf-form4_167813863261675.xml · nonDerivative · entry 4

DiBella John Anthony II · CIK 0001544167 · Division President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,282

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2023 Filed Mar 7, 2023 02:15 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 1,875 $0.00 Strike: $37.89 $0.00
Disclosure

SEC source: 0001023459-23-000042 · wf-form4_167815530154255.xml · derivative · entry 2

FREDERICK WILLIAM W · CIK 0001269890 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,625

Underlying: Common Stock · 1,875 shares

Expires 2031-10-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock options shall vest in four equal installments over a four year period, with one fourth of the stock options vesting on each anniversary of the date of grant.

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March 02, 2023 Filed Mar 7, 2023 02:15 UTC Exercise / conversionCommon Stock 1,875 $37.89 $71,043.75
Disclosure

SEC source: 0001023459-23-000042 · wf-form4_167815530154255.xml · nonDerivative · entry 1

FREDERICK WILLIAM W · CIK 0001269890 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,875

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 02, 2023 Filed Mar 6, 2023 21:37 UTC
DiBella John Anthony IIDivision President
Exercise / conversionStock Options (Right to Buy) · Derivative 1,352 $0.00 Strike: $10.05 $0.00
Disclosure

SEC source: 0001023459-23-000040 · wf-form4_167813863261675.xml · derivative · entry 8

DiBella John Anthony II · CIK 0001544167 · Division President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,648

Underlying: Common Stock · 1,352 shares

Expires 2027-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Fully Vested.

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March 02, 2023 Filed Mar 6, 2023 21:37 UTC
DiBella John Anthony IIDivision President
Exercise / conversionStock Options (Right to Buy) · Derivative 15,000 $0.00 Strike: $6.85 $0.00
Disclosure

SEC source: 0001023459-23-000040 · wf-form4_167813863261675.xml · derivative · entry 7

DiBella John Anthony II · CIK 0001544167 · Division President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 15,000 shares

Expires 2024-08-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Fully Vested.

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March 02, 2023 Filed Mar 6, 2023 21:37 UTC
DiBella John Anthony IIDivision President
SaleCommon Stock 16,352 $38.34 $626,935.68
Disclosure

SEC source: 0001023459-23-000040 · wf-form4_167813863261675.xml · nonDerivative · entry 3

DiBella John Anthony II · CIK 0001544167 · Division President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,840

F1 · kind: The sales reported in this Form 4 were effected automatically pursuant to a Rule 10b5-1 plan adopted by the reporting persons.

F2 · price: These shares were sold in multiple transactions at prices falling within those ranges set forth in footnotes (3), (4), and (5) of this Form 4. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the relevant footnotes.

F3 · price: These shares were sold in multiple transactions at prices ranging from $37.97 to $38.62, inclusive.

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March 02, 2023 Filed Mar 6, 2023 21:37 UTC
DiBella John Anthony IIDivision President
Exercise / conversionCommon Stock 1,352 $10.05 $13,587.60
Disclosure

SEC source: 0001023459-23-000040 · wf-form4_167813863261675.xml · nonDerivative · entry 2

DiBella John Anthony II · CIK 0001544167 · Division President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,192

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 21:37 UTC
DiBella John Anthony IIDivision President
Exercise / conversionCommon Stock 15,000 $6.85 $102,750.00
Disclosure

SEC source: 0001023459-23-000040 · wf-form4_167813863261675.xml · nonDerivative · entry 1

DiBella John Anthony II · CIK 0001544167 · Division President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,840

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 24, 2023 Filed Feb 27, 2023 12:54 UTC
WOLTOSZ WALTER SDirector · 10% owner
SaleCommon Stock 400 $38.91 $15,564.00
Disclosure

SEC source: 0001023459-23-000036 · wf-form4_167750246005591.xml · nonDerivative · entry 2

WOLTOSZ WALTER S · CIK 0001222526 · Director · 10% owner

WOLTOSZ VIRGINIA E · CIK 0001222527 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,915,739

F1 · kind: The sales reported in this Form 4 were effected automatically pursuant to a Rule 10b5-1 plan adopted by the reporting persons.

F2 · price: These shares were sold in multiple transactions at prices falling within those ranges set forth in footnotes (3) and (4) of this Form 4. The reporting persons undertake to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the relevant footnotes.

F4 · price: These shares were sold in multiple transactions at prices ranging from $38.89 to $38.92, inclusive.

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February 24, 2023 Filed Feb 27, 2023 12:54 UTC
WOLTOSZ WALTER SDirector · 10% owner
SaleCommon Stock 19,600 $38.02 $745,192.00
Disclosure

SEC source: 0001023459-23-000036 · wf-form4_167750246005591.xml · nonDerivative · entry 1

WOLTOSZ WALTER S · CIK 0001222526 · Director · 10% owner

WOLTOSZ VIRGINIA E · CIK 0001222527 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,916,139

F1 · kind: The sales reported in this Form 4 were effected automatically pursuant to a Rule 10b5-1 plan adopted by the reporting persons.

F2 · price: These shares were sold in multiple transactions at prices falling within those ranges set forth in footnotes (3) and (4) of this Form 4. The reporting persons undertake to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the relevant footnotes.

F3 · price: These shares were sold in multiple transactions at prices ranging from $37.70 to $38.64, inclusive.

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February 01, 2023 Filed Feb 2, 2023 21:37 UTC
LaVange LisaDirector
GrantCommon Stock 729 $0.00 $0.00
Disclosure

SEC source: 0001023459-23-000031 · wf-form4_167537386266136.xml · nonDerivative · entry 1

LaVange Lisa · CIK 0001774849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,889

F1 · price: Stock granted as independent director compensation, issued under the issuer's 2021 Equity Incentive Plan.

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February 01, 2023 Filed Feb 2, 2023 21:36 UTC GrantCommon Stock 729 $0.00 $0.00
Disclosure

SEC source: 0001023459-23-000030 · wf-form4_167537379621540.xml · nonDerivative · entry 1

WEINER DANIEL L · CIK 0001134615 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,383

F1 · price: Stock granted as independent director compensation, issued under the issuer's 2021 Equity Incentive Plan.

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February 01, 2023 Filed Feb 2, 2023 21:35 UTC GrantCommon Stock 729 $0.00 $0.00
Disclosure

SEC source: 0001023459-23-000029 · wf-form4_167537372829848.xml · nonDerivative · entry 1

Evans Sharlene · CIK 0001899498 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,509

F1 · price: Stock granted as independent director compensation, issued under the issuer's 2021 Equity Incentive Plan.

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February 01, 2023 Filed Feb 2, 2023 21:34 UTC
WOLTOSZ WALTER SDirector · 10% owner
GrantCommon Stock 729 $0.00 $0.00
Disclosure

SEC source: 0001023459-23-000028 · wf-form4_167537365021255.xml · nonDerivative · entry 1

WOLTOSZ WALTER S · CIK 0001222526 · Director · 10% owner

WOLTOSZ VIRGINIA E · CIK 0001222527 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,935,739

F1 · price: Stock granted as independent director compensation, issued under the issuer's 2021 Equity Incentive Plan.

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February 01, 2023 Filed Feb 2, 2023 21:33 UTC GrantCommon Stock 729 $0.00 $0.00
Disclosure

SEC source: 0001023459-23-000027 · wf-form4_167537357910929.xml · nonDerivative · entry 1

Paglia John Kenneth · CIK 0001627832 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,125

F1 · price: Stock granted as independent director compensation, issued under the issuer's 2021 Equity Incentive Plan.

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January 30, 2023 Filed Jan 31, 2023 22:48 UTC
WOLTOSZ WALTER SDirector · 10% owner
SaleCommon Stock 200 $40.11 $8,022.00
Disclosure

SEC source: 0001023459-23-000021 · wf-form4_167520531344297.xml · nonDerivative · entry 4

WOLTOSZ WALTER S · CIK 0001222526 · Director · 10% owner

WOLTOSZ VIRGINIA E · CIK 0001222527 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,935,010

F1 · kind: The sales reported in this Form 4 were effected automatically pursuant to a Rule 10b5-1 plan adopted by the reporting persons.

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January 30, 2023 Filed Jan 31, 2023 22:48 UTC
WOLTOSZ WALTER SDirector · 10% owner
SaleCommon Stock 2,058 $39.70 $81,702.60
Disclosure

SEC source: 0001023459-23-000021 · wf-form4_167520531344297.xml · nonDerivative · entry 3

WOLTOSZ WALTER S · CIK 0001222526 · Director · 10% owner

WOLTOSZ VIRGINIA E · CIK 0001222527 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,935,210

F1 · kind: The sales reported in this Form 4 were effected automatically pursuant to a Rule 10b5-1 plan adopted by the reporting persons.

F2 · price: These shares were sold in multiple transactions at prices falling within those ranges set forth in footnotes (3) and (4) of this Form 4. The reporting persons undertake to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the relevant footnotes.

F4 · price: These shares were sold in multiple transactions at prices ranging from $39.10 to $40.07, inclusive.

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January 27, 2023 Filed Jan 31, 2023 22:48 UTC
WOLTOSZ WALTER SDirector · 10% owner
SaleCommon Stock 87 $40.19 $3,496.53
Disclosure

SEC source: 0001023459-23-000021 · wf-form4_167520531344297.xml · nonDerivative · entry 2

WOLTOSZ WALTER S · CIK 0001222526 · Director · 10% owner

WOLTOSZ VIRGINIA E · CIK 0001222527 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,937,268

F1 · kind: The sales reported in this Form 4 were effected automatically pursuant to a Rule 10b5-1 plan adopted by the reporting persons.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.