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Nasdaq · USD

SLP

Simulations Plus, Inc.

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5719
SEC CIK
0001023459
Parsed reports
423

Last 12 months

Inside the activity.

0 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 202600
Apr 202601
May 202603
Jun 202604
Jul 202602
Aug 202601
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 02, 2018 Filed Mar 3, 2018 00:29 UTC
Grasela Thaddeus Henry JrDirector · President
SaleCommon Stock 9,066 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-18-000577 · grasela_f4-030118.xml · nonDerivative · entry 2

Grasela Thaddeus Henry Jr · CIK 0001618649 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,226

F1 · shares: The shares were effected pursuant to a written 10b5-1 trading plan entered into on May 3, 2017 in accordance with SEC rule 10b5-1.

F3 · price: The shares were sold in multiple transactions at prices ranging from $15.45 to $16.2, inclusive.

Read SEC document
March 01, 2018 Filed Mar 3, 2018 00:29 UTC
Grasela Thaddeus Henry JrDirector · President
SaleCommon Stock 10,658 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-18-000577 · grasela_f4-030118.xml · nonDerivative · entry 1

Grasela Thaddeus Henry Jr · CIK 0001618649 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,292

F1 · shares: The shares were effected pursuant to a written 10b5-1 trading plan entered into on May 3, 2017 in accordance with SEC rule 10b5-1.

F2 · price: The shares were sold in multiple transactions at prices ranging from $15.35 to $15.7, inclusive.

Read SEC document
February 28, 2018 Filed Feb 28, 2018 22:22 UTC
Grasela Thaddeus Henry JrDirector · President
SaleCommon Stock 7,077 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-18-000533 · grasela_f4-022718.xml · nonDerivative · entry 2

Grasela Thaddeus Henry Jr · CIK 0001618649 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,950

F1 · shares: The shares were effected pursuant to a written 10b5-1 trading plan entered into on May 3, 2017 in accordance with SEC rule 10b5-1.

F3 · price: The shares were sold in multiple transactions at prices ranging from $15.575 to $15.85, inclusive.

Read SEC document
February 27, 2018 Filed Feb 27, 2018 22:47 UTC
WOLTOSZ WALTER SDirector · Chairman and CEO · 10% owner
SaleSimulations Plus, Inc. common stock 18,500 $16.13 $298,495.65
Disclosure

SEC source: 0001222526-18-000003 · primary_doc.xml · nonDerivative · entry 1

WOLTOSZ WALTER S · CIK 0001222526 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,482,916

F1 · date: Automatic sales under 10b5-1 program on 2/26 and 2/27/2018.

F2 · price: 6366 shares sold on 2/26/2018 at average price of $16.5101/share 12,134 shares sold on 2/27/2018 at average price of $15.938/share. Net average price is $16.1349/share

Read SEC document
February 27, 2018 Filed Feb 28, 2018 22:22 UTC
Grasela Thaddeus Henry JrDirector · President
SaleCommon Stock 14,853 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-18-000533 · grasela_f4-022718.xml · nonDerivative · entry 1

Grasela Thaddeus Henry Jr · CIK 0001618649 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,027

F1 · shares: The shares were effected pursuant to a written 10b5-1 trading plan entered into on May 3, 2017 in accordance with SEC rule 10b5-1.

F2 · price: The shares were sold in multiple transactions at prices ranging from $15.675 to $16.55, inclusive.

Read SEC document
February 26, 2018 Filed Feb 26, 2018 21:23 UTC
Grasela Thaddeus Henry JrDirector · President
SaleCommon Stock 6,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-18-000516 · grasela_f4-022318.xml · nonDerivative · entry 2

Grasela Thaddeus Henry Jr · CIK 0001618649 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,880

F1 · shares: The shares were effected pursuant to a written 10b5-1 trading plan entered into on May 3, 2017 in accordance with SEC rule 10b5-1.

F2 · price: The shares were sold in multiple transactions at prices ranging from $16.475 to $16.60, inclusive.

Read SEC document
February 23, 2018 Filed Feb 26, 2018 21:23 UTC
Grasela Thaddeus Henry JrDirector · President
SaleCommon Stock 3,883 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-18-000516 · grasela_f4-022318.xml · nonDerivative · entry 1

Grasela Thaddeus Henry Jr · CIK 0001618649 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,880

F1 · shares: The shares were effected pursuant to a written 10b5-1 trading plan entered into on May 3, 2017 in accordance with SEC rule 10b5-1.

F2 · price: The shares were sold in multiple transactions at prices ranging from $16.475 to $16.60, inclusive.

Read SEC document
February 01, 2018 Filed Feb 7, 2018 22:08 UTC GrantCommon Stock 752 $16.15 $12,144.80
Disclosure

SEC source: 0001683168-18-000345 · weiner_f4.xml · nonDerivative · entry 1

WEINER DANIEL L · CIK 0001134615 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,339

F1 · balance_after: Shares granted as independent director compensation, issued from the 2017 Equity Incentive Plan.

Read SEC document
February 01, 2018 Filed Feb 7, 2018 22:07 UTC GrantCommon Stock 752 $16.15 $12,144.80
Disclosure

SEC source: 0001683168-18-000344 · ralph_f4.xml · nonDerivative · entry 1

Ralph David L. · CIK 0001543736 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,339

F1 · balance_after: Shares granted as independent director compensation, issued from the 2017 Equity Incentive Plan.

Read SEC document
February 01, 2018 Filed Feb 7, 2018 22:06 UTC GrantCommon Stock 759 $16.15 $12,257.85
Disclosure

SEC source: 0001683168-18-000343 · paglia_frm4.xml · nonDerivative · entry 1

Paglia John Kenneth · CIK 0001627832 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,339

F1 · balance_after: Shares granted as independent director compensation, issued from the 2017 Equity Incentive Plan.

Read SEC document
January 24, 2018 Filed Jan 29, 2018 19:28 UTC
WOLTOSZ WALTER SDirector · Chairman and CEO · 10% owner
Exercise / conversionSimulations Plus, Inc. common stock 17,500 $5.61 $98,175.00
Disclosure

SEC source: 0001222526-18-000002 · primary_doc.xml · nonDerivative · entry 1

WOLTOSZ WALTER S · CIK 0001222526 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,519,916

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 22:24 UTC
WOLTOSZ WALTER SDirector · Chairman and CEO · 10% owner
SaleSimulations Plus, Inc. common stock 18,500 $16.25 $300,625.00
Disclosure

SEC source: 0001222526-17-000009 · primary_doc.xml · nonDerivative · entry 1

WOLTOSZ WALTER S · CIK 0001222526 · Director · Chairman and CEO · 10% owner

WOLTOSZ VIRGINIA E · CIK 0001222527 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,502,416

F1 · date: Automatic sales under 10b5-1 program on 12/27, 12/28, and 12/29 2017.

F2 · price: 8408 shares sold on 12/27/2017 at average price of $16.8682 5100 shares sold on 12/28/2017 at average price of $16.5079 4992 shares sold on 12/29/2017 at average price of $16.2475

Read SEC document
November 29, 2017 Filed Nov 30, 2017 01:02 UTC
WOLTOSZ WALTER SDirector · CEO · 10% owner
SaleSimulations Plus, Inc. common stock 18,500 $15.78 $291,930.00
Disclosure

SEC source: 0001222526-17-000007 · primary_doc.xml · nonDerivative · entry 1

WOLTOSZ WALTER S · CIK 0001222526 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,610,916

F1 · date: Automatic sales under 10b5-1 program on 11/27, 11/28, and 11/29/2017

F2 · shares: Sales of 5948 shares on 11/27, 7122 shares on 11/28, and 5430 shares on 11/29

F3 · price: 5948 shares sold on 11/27 at average price of $16.1444 7122 shares sold on 11/28 at average price of $15.7735 5948 shares sold on 11/29 at average price of $15.387 Net average price = $15.7793

Read SEC document
November 28, 2017 Filed Dec 18, 2017 18:34 UTC
WOLTOSZ WALTER SDirector · Chairman and CEO · 10% owner
GiftSimulations Plus, Inc. common stock 90,000 $15.90 $1,431,000.00
Disclosure

SEC source: 0001222526-17-000008 · primary_doc.xml · nonDerivative · entry 1

WOLTOSZ WALTER S · CIK 0001222526 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,520,916

F2 · date: Irrevocable instructions for annual gift to Auburn University were sent to brokerage firm on November 8, but shares did not transfer until November 28.

F1 · price: Adjusted close on Nov 28, 2017 when shares were finally transferred to Auburn University. Irrevocable gift instructions were sent to brokerage account on November 8, 2017 when closing price was $16.55.

Read SEC document
November 16, 2017 Filed Nov 20, 2017 20:54 UTC
WOLTOSZ WALTER SDirector · CEO · 10% owner
GrantOptions for Simulations Plus, Inc. common stock · Derivative 12,000 $0.00 Strike: $17.71 $0.00
Disclosure

SEC source: 0001222526-17-000006 · primary_doc.xml · derivative · entry 1

WOLTOSZ WALTER S · CIK 0001222526 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,000

Underlying: Simulations Plus, Inc. (SLP) common stock · 12,000 shares

Expires 2022-11-15

F1 · security: Issued by the compensation committee in accordance with CEO's employment agreement.

F2 · derivative.exercise_date: Exercisable in three annual installments, with 40% exercisable after one year, and an additional 30% exercisable after each of the second and third years.

Read SEC document
November 01, 2017 Filed Nov 2, 2017 20:05 UTC GrantCommon Stock 752 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-17-002810 · ralph_frm4.xml · nonDerivative · entry 1

Ralph David L. · CIK 0001543736 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,580

F1 · price: Shares granted as independent director compensation, issued from the 2017 Equity Incentive Plan.

F1 · balance_after: Shares granted as independent director compensation, issued from the 2017 Equity Incentive Plan.

Read SEC document
November 01, 2017 Filed Nov 2, 2017 20:05 UTC GrantCommon Stock 752 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-17-002809 · weiner_frm4.xml · nonDerivative · entry 1

WEINER DANIEL L · CIK 0001134615 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,580

F1 · price: Shares granted as independent director compensation, issued from the 2017 Equity Incentive Plan.

F1 · balance_after: Shares granted as independent director compensation, issued from the 2017 Equity Incentive Plan.

Read SEC document
November 01, 2017 Filed Nov 2, 2017 20:05 UTC GrantCommon Stock 752 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-17-002808 · paglia_frm4.xml · nonDerivative · entry 1

Paglia John Kenneth · CIK 0001627832 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,580

F1 · price: Shares granted as independent director compensation, issued from the 2017 Equity Incentive Plan.

F1 · balance_after: Shares granted as independent director compensation, issued from the 2017 Equity Incentive Plan.

Read SEC document
October 28, 2017 Filed Oct 30, 2017 22:03 UTC
WOLTOSZ WALTER SDirector · CO · 10% owner
WOLTOSZ VIRGINIA ESecretary-Treasurer · 10% owner
SaleSimulations Plus, Inc. common stock 18,500 $16.37 $302,845.00
Disclosure

SEC source: 0001222526-17-000005 · primary_doc.xml · nonDerivative · entry 1

WOLTOSZ WALTER S · CIK 0001222526 · Director · CO · 10% owner

WOLTOSZ VIRGINIA E · CIK 0001222527 · Secretary-Treasurer · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,629,416

F1 · date: Automatic sale under 10b5-1 program of 13,752 shares at average of $16.4119/share on 10/28/2017 and 4,748 shares at average of $16.2325 on 10/30/2017 for a total of 18,500 shares at an average of $16.37.

Read SEC document
September 27, 2017 Filed Sep 29, 2017 17:15 UTC
WOLTOSZ WALTER SDirector · CO · 10% owner
SaleSimulations Plus, Inc. Common stock 18,500 $15.45 $285,825.00
Disclosure

SEC source: 0001222526-17-000004 · primary_doc.xml · nonDerivative · entry 1

WOLTOSZ WALTER S · CIK 0001222526 · Director · CO · 10% owner

WOLTOSZ VIRGINIA E · CIK 0001222527 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,647,916

F1 · date: Automatic sales on 09/27/2017 and 09/28/2017 under 10b(5)-1 program.

F2 · price: 16,733 shares sold on 09/27/2017 at average price of $15.4372. 1,767 shares sold on 09/27/2017 at average price of $15.6104. All sales automatic under 10b(5)-1 program.

Read SEC document
August 31, 2017 Filed Sep 5, 2017 12:18 UTC GrantStock Option (right to buy) · Derivative 416 $14.50 Strike: $14.50 $6,032.00
Disclosure

SEC source: 0001683168-17-002296 · weiner_frm4.xml · derivative · entry 2

WEINER DANIEL L · CIK 0001134615 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 416

Underlying: Common Stock · 416 shares

Expires 2027-08-31

F2 · derivative.exercise_date: The option is vested over a three year period with 40% on the first anniversary of the date of grant and continuing to vest as to the 2nd and 3rd installment on the 2nd and 3rd anniversary date thereafter at 30%.

Read SEC document
August 31, 2017 Filed Sep 5, 2017 12:17 UTC GrantStock Option (right to buy) · Derivative 3,750 $14.50 Strike: $14.50 $54,375.00
Disclosure

SEC source: 0001683168-17-002295 · ralph_f4.xml · derivative · entry 2

Ralph David L. · CIK 0001543736 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 3,750 shares

Expires 2027-08-31

F2 · derivative.exercise_date: The option is vested over a three year period with 40% on the first anniversary of the date of grant and continuing to vest as to the 2nd and 3rd installment on the 2nd and 3rd anniversary date thereafter at 30%.

Read SEC document
August 31, 2017 Filed Sep 5, 2017 12:15 UTC GrantStock Option (right to buy) · Derivative 3,750 $14.50 Strike: $14.50 $54,375.00
Disclosure

SEC source: 0001683168-17-002293 · pagios_f4.xml · derivative · entry 2

Paglia John Kenneth · CIK 0001627832 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 3,750 shares

Expires 2027-08-31

F2 · derivative.exercise_date: The option is vested over a three year period with 40% on the first anniversary of the date of grant and continuing to vest as to the 2nd and 3rd installment on the 2nd and 3rd anniversary date thereafter at 30%.

Read SEC document
August 28, 2017 Filed Aug 30, 2017 21:19 UTC
WOLTOSZ WALTER SDirector · CEO · 10% owner
Disposition to issuerSimulations Plus, Inc. common stock 18,500 $14.15 $261,823.10
Disclosure

SEC source: 0001222526-17-000003 · primary_doc.xml · nonDerivative · entry 1

WOLTOSZ WALTER S · CIK 0001222526 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,666,416

F2 · date: Sale dates were 8/28, 8/29, and 8/30/2017

F1 · shares: Total of shares sold over 8/28, 8/29, and 8/30/2017.

F4 · price: Automatic sales under 10b5-1 program: 5513 shares on 8/28/2017 at average price of $14.1725 5370 shares on 8/29/2017 at average price of $14.1928 7617 shares on 8/30/2017 at average price of $14.2631 Total = 18,500 shares at average price of $14.1526

F3 · balance_after: Shares are held jointly with Virginia E. Woltosz

Read SEC document
August 10, 2017 Filed Aug 10, 2017 20:30 UTC
Grasela Thaddeus Henry JrDirector · President
SaleCommon Stock 31,515 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-17-002033 · grasela_f4-081017.xml · nonDerivative · entry 2

Grasela Thaddeus Henry Jr · CIK 0001618649 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,763

F1 · shares: The shares were effected pursuant to a written 10b5-1 trading plan entered into on May 3, 2017 in accordance with SEC rule 10b5-1.

F3 · price: The shares were sold in multiple transactions at prices ranging from $13.375 to $14.10, inclusive.

Read SEC document
August 09, 2017 Filed Aug 10, 2017 20:30 UTC
Grasela Thaddeus Henry JrDirector · President
SaleCommon Stock 8,134 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-17-002033 · grasela_f4-081017.xml · nonDerivative · entry 1

Grasela Thaddeus Henry Jr · CIK 0001618649 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,278

F1 · shares: The shares were effected pursuant to a written 10b5-1 trading plan entered into on May 3, 2017 in accordance with SEC rule 10b5-1.

F2 · price: The shares were sold in multiple transactions at prices ranging from $13.95 to $14.40, inclusive.

Read SEC document
August 08, 2017 Filed Aug 8, 2017 22:00 UTC
Grasela Thaddeus Henry JrDirector · President
SaleCommon Stock 21,262 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-17-002001 · grasela_f4-080817.xml · nonDerivative · entry 2

Grasela Thaddeus Henry Jr · CIK 0001618649 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,412

F1 · shares: The shares were effected pursuant to a written 10b5-1 trading plan entered into on May 3, 2017 in accordance with SEC rule 10b5-1.

F3 · price: The shares were sold in multiple transactions at prices ranging from $14.375 to $15.00, inclusive.

Read SEC document
August 07, 2017 Filed Aug 8, 2017 22:00 UTC
Grasela Thaddeus Henry JrDirector · President
SaleCommon Stock 7,529 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-17-002001 · grasela_f4-080817.xml · nonDerivative · entry 1

Grasela Thaddeus Henry Jr · CIK 0001618649 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,674

F1 · shares: The shares were effected pursuant to a written 10b5-1 trading plan entered into on May 3, 2017 in accordance with SEC rule 10b5-1.

F2 · price: The shares were sold in multiple transactions at prices ranging from $14.25 to $14.70, inclusive.

Read SEC document
August 04, 2017 Filed Aug 4, 2017 21:34 UTC
Grasela Thaddeus Henry JrDirector · President
SaleCommon Stock 17,429 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-17-001954 · grasela_f4-080317.xml · nonDerivative · entry 2

Grasela Thaddeus Henry Jr · CIK 0001618649 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,203

F1 · shares: The shares were effected pursuant to a written 10b5-1 trading plan entered into on May 3, 2017 in accordance with SEC rule 10b5-1.

F3 · price: The shares were sold in multiple transactions at prices ranging from $14.05 to $15.05, inclusive.

Read SEC document
August 03, 2017 Filed Aug 4, 2017 21:34 UTC
Grasela Thaddeus Henry JrDirector · President
SaleCommon Stock 15,879 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-17-001954 · grasela_f4-080317.xml · nonDerivative · entry 1

Grasela Thaddeus Henry Jr · CIK 0001618649 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,632

F1 · shares: The shares were effected pursuant to a written 10b5-1 trading plan entered into on May 3, 2017 in accordance with SEC rule 10b5-1.

F2 · price: The shares were sold in multiple transactions at prices ranging from $13.875 to $14.20, inclusive.

Read SEC document
August 02, 2017 Filed Aug 2, 2017 21:11 UTC
Grasela Thaddeus Henry JrDirector · President
SaleCommon Stock 13,121 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-17-001933 · grasela_f4-080117.xml · nonDerivative · entry 2

Grasela Thaddeus Henry Jr · CIK 0001618649 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281,511

F1 · shares: The shares were effected pursuant to a written 10b5-1 trading plan entered into on May 3, 2017 in accordance with SEC rule 10b5-1.

F3 · price: The shares were sold in multiple transactions at prices ranging from $14.10 to $15.10, inclusive.

Read SEC document
August 02, 2017 Filed Aug 2, 2017 20:02 UTC GrantCommon Stock 828 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-17-001930 · weiner_f4.xml · nonDerivative · entry 1

WEINER DANIEL L · CIK 0001134615 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 828

F1 · price: Shares granted as independent director compensation, issued from the 2017 Equity Incentive Plan.

Read SEC document
August 02, 2017 Filed Aug 2, 2017 20:01 UTC GrantCommon Stock 828 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-17-001929 · ralph_f4.xml · nonDerivative · entry 1

Ralph David L. · CIK 0001543736 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 828

F1 · price: Shares granted as independent director compensation, issued from the 2017 Equity Incentive Plan.

Read SEC document
August 02, 2017 Filed Aug 2, 2017 20:01 UTC GrantCommon Stock 828 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-17-001928 · paglia_f4.xml · nonDerivative · entry 1

Paglia John Kenneth · CIK 0001627832 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 828

F1 · price: Shares granted as independent director compensation, issued from the 2017 Equity Incentive Plan.

Read SEC document
August 01, 2017 Filed Aug 2, 2017 21:11 UTC
Grasela Thaddeus Henry JrDirector · President
SaleCommon Stock 14,953 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-17-001933 · grasela_f4-080117.xml · nonDerivative · entry 1

Grasela Thaddeus Henry Jr · CIK 0001618649 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,632

F1 · shares: The shares were effected pursuant to a written 10b5-1 trading plan entered into on May 3, 2017 in accordance with SEC rule 10b5-1.

F2 · price: The shares were sold in multiple transactions at prices ranging from $14.55 to $14.95, inclusive.

Read SEC document
July 31, 2017 Filed Jul 31, 2017 20:44 UTC
Grasela Thaddeus Henry JrDirector · President
SaleCommon Stock 9,677 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-17-001902 · grasela_f4.xml · nonDerivative · entry 2

Grasela Thaddeus Henry Jr · CIK 0001618649 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 309,585

F1 · shares: The shares were effected pursuant to a written 10b5-1 trading plan entered into on May 3, 2017 in accordance with SEC rule 10b5-1.

F3 · price: The shares were sold in multiple transactions at prices ranging from $14.625 to $15.15, inclusive.

Read SEC document
July 28, 2017 Filed Jul 31, 2017 20:44 UTC
Grasela Thaddeus Henry JrDirector · President
SaleCommon Stock 10,501 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-17-001902 · grasela_f4.xml · nonDerivative · entry 1

Grasela Thaddeus Henry Jr · CIK 0001618649 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 319,262

F1 · shares: The shares were effected pursuant to a written 10b5-1 trading plan entered into on May 3, 2017 in accordance with SEC rule 10b5-1.

F2 · price: The shares were sold in multiple transactions at prices ranging from $14.55 to $15.20, inclusive.

Read SEC document
July 27, 2017 Filed Jul 31, 2017 16:41 UTC
WOLTOSZ WALTER SDirector · CEO · 10% owner
SaleSimulations Plus, Inc. common stock 18,500 $15.07 $278,861.60
Disclosure

SEC source: 0001222526-17-000002 · primary_doc.xml · nonDerivative · entry 1

WOLTOSZ WALTER S · CIK 0001222526 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,684,916

F1 · price: Average price for the day

Read SEC document
June 07, 2017 Filed Jun 9, 2017 15:13 UTC
Grasela Thaddeus Henry JrDirector · President
SaleCommon Stock 6,491 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-17-001528 · grasela_f4.xml · nonDerivative · entry 1

Grasela Thaddeus Henry Jr · CIK 0001618649 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 329,763

F1 · shares: The shares were effected pursuant to a written 10b5-1 trading plan entered into on May 3, 2017 in accordance with SEC rule 10b5-1.

F2 · price: The shares were sold in multiple transactions at prices ranging from $12.30 to $12.55, inclusive.

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June 06, 2017 Filed Jun 6, 2017 20:49 UTC
Grasela Thaddeus Henry JrDirector · President
SaleCommon Stock 9,240 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-17-001513 · grasela_f4.xml · nonDerivative · entry 2

Grasela Thaddeus Henry Jr · CIK 0001618649 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 336,254

F1 · shares: The shares were effected pursuant to a written 10b5-1 trading plan entered into on May 3, 2017 in accordance with SEC rule 10b5-1.

F3 · price: The shares were sold in multiple transactions at prices ranging from $12.35 to $12.625, inclusive.

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June 05, 2017 Filed Jun 6, 2017 20:49 UTC
Grasela Thaddeus Henry JrDirector · President
SaleCommon Stock 8,323 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-17-001513 · grasela_f4.xml · nonDerivative · entry 1

Grasela Thaddeus Henry Jr · CIK 0001618649 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 345,494

F1 · shares: The shares were effected pursuant to a written 10b5-1 trading plan entered into on May 3, 2017 in accordance with SEC rule 10b5-1.

F2 · price: The shares were sold in multiple transactions at prices ranging from $12.25 to $12.70, inclusive.

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June 02, 2017 Filed Jun 2, 2017 21:26 UTC
Grasela Thaddeus Henry JrDirector · President
SaleCommon Stock 6,861 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-17-001490 · grasela_f4.xml · nonDerivative · entry 2

Grasela Thaddeus Henry Jr · CIK 0001618649 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 353,817

F1 · shares: The shares were effected pursuant to a written 10b5-1 trading plan entered into on May 3, 2017 in accordance with SEC rule 10b5-1.

F3 · price: The shares were sold in multiple transactions at prices ranging from $12.55 to $12.90, inclusive.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 21:26 UTC
Grasela Thaddeus Henry JrDirector · President
SaleCommon Stock 10,100 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-17-001490 · grasela_f4.xml · nonDerivative · entry 1

Grasela Thaddeus Henry Jr · CIK 0001618649 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 360,678

F1 · shares: The shares were effected pursuant to a written 10b5-1 trading plan entered into on May 3, 2017 in accordance with SEC rule 10b5-1.

F2 · price: The shares were sold in multiple transactions at prices ranging from $10.10 to $12.50, inclusive.

Read SEC document
May 31, 2017 Filed May 31, 2017 22:40 UTC
Grasela Thaddeus Henry JrDirector · President
SaleCommon Stock 5,393 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-17-001453 · grasela_f4.xml · nonDerivative · entry 2

Grasela Thaddeus Henry Jr · CIK 0001618649 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 370,778

F1 · shares: The shares were effected pursuant to a written 10b5-1 trading plan entered into on May 3, 2017 in accordance with SEC rule 10b5-1.

F3 · price: The shares were sold in multiple transactions at prices ranging from $11.85 to $12.05, inclusive.

Read SEC document
May 30, 2017 Filed May 31, 2017 22:40 UTC
Grasela Thaddeus Henry JrDirector · President
SaleCommon Stock 4,729 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-17-001453 · grasela_f4.xml · nonDerivative · entry 1

Grasela Thaddeus Henry Jr · CIK 0001618649 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 376,171

F1 · shares: The shares were effected pursuant to a written 10b5-1 trading plan entered into on May 3, 2017 in accordance with SEC rule 10b5-1.

F2 · price: The shares were sold in multiple transactions at prices ranging from $11.70 to $12.00, inclusive.

Read SEC document
May 26, 2017 Filed May 26, 2017 20:26 UTC
Grasela Thaddeus Henry JrDirector · President
SaleCommon Stock 7,204 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-17-001421 · grasela_f4.xml · nonDerivative · entry 2

Grasela Thaddeus Henry Jr · CIK 0001618649 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 380,900

F1 · shares: The shares were effected pursuant to a written 10b5-1 trading plan entered into on May 3, 2017 in accordance with SEC rule 10b5-1.

F3 · price: The shares were sold in multiple transactions at prices ranging from $11.50 to $11.80, inclusive.

Read SEC document
May 25, 2017 Filed May 26, 2017 20:26 UTC
Grasela Thaddeus Henry JrDirector · President
SaleCommon Stock 4,628 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-17-001421 · grasela_f4.xml · nonDerivative · entry 1

Grasela Thaddeus Henry Jr · CIK 0001618649 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 388,104

F1 · shares: The shares were effected pursuant to a written 10b5-1 trading plan entered into on May 3, 2017 in accordance with SEC rule 10b5-1.

F2 · price: The shares were sold in multiple transactions at prices ranging from $11.55 to $11.70, inclusive.

Read SEC document
May 24, 2017 Filed May 24, 2017 21:26 UTC
Grasela Thaddeus Henry JrDirector · President
SaleCommon Stock 6,975 $11.70 $81,615.17
Disclosure

SEC source: 0001683168-17-001399 · grasela_f4.xml · nonDerivative · entry 5

Grasela Thaddeus Henry Jr · CIK 0001618649 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 392,732

F1 · shares: The shares were effected pursuant to a written 10b5-1 trading plan entered into on May 3, 2017 in accordance with SEC rule 10b5-1.

F6 · price: This is an average price. The shares were sold in multiple transactions at prices ranging from $11.60 to $11.9, inclusive.

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May 24, 2017 Filed May 26, 2017 15:55 UTC
D ARGENIO DAVID ZFormer Director
SaleCommon 2,674 $11.68 $31,232.32
Disclosure

SEC source: 0001222528-17-000004 · primary_doc.xml · nonDerivative · entry 1

D ARGENIO DAVID Z · CIK 0001222528 · Former Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,608

Read SEC document
May 23, 2017 Filed May 24, 2017 21:26 UTC
Grasela Thaddeus Henry JrDirector · President
SaleCommon Stock 8,400 $11.73 $98,542.08
Disclosure

SEC source: 0001683168-17-001399 · grasela_f4.xml · nonDerivative · entry 4

Grasela Thaddeus Henry Jr · CIK 0001618649 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 399,707

F1 · shares: The shares were effected pursuant to a written 10b5-1 trading plan entered into on May 3, 2017 in accordance with SEC rule 10b5-1.

F5 · price: This is an average price. The shares were sold in multiple transactions at prices ranging from $11.65 to $11.9, inclusive.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.