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Nasdaq · USD

SLNH

Soluna Holdings, Inc

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Tapewire entity
6098
SEC CIK
0000064463
Parsed reports
263

Last 12 months

Inside the activity.

5 purchase rows · 40 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202508
Dec 202508
Jan 202600
Feb 202600
Mar 202600
Apr 202601
May 202610
Jun 2026010
Jul 202600
Aug 2026410
Sep 202603
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 25, 2021 Filed May 6, 2021 17:07 UTC Amendment GrantCommon Stock, $0.01 par value 10,000 $0.00 $0.00
Disclosure

SEC source: 0001183209-21-000004 · primary_doc.xml · nonDerivative · entry 1

MICHAELS DAVID C · CIK 0001183209 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,477

F1 · shares: On 03/29/2021, the reporting person filed a Form 4 that mistakenly reported that he acquired 17,500 shares of restricted stock on 3/25/21. In fact, as reported in this amendment, the reporting person acquired 10,000 shares of restricted stock on 3/25/21.

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February 02, 2021 Filed Feb 4, 2021 18:42 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 6,250 $0.00 Strike: $0.90 $0.00
Disclosure

SEC source: 0001311899-21-000002 · primary_doc.xml · derivative · entry 12

Phelan William P · CIK 0001311899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,250

Underlying: Common Stock · 6,250 shares

Expires 2028-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The options became exercisable in four equal annual installments beginning on December 12, 2019, which was the first anniversary of the date on which the options were granted.

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February 02, 2021 Filed Feb 4, 2021 18:42 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 18,000 $0.00 Strike: $0.78 $0.00
Disclosure

SEC source: 0001311899-21-000002 · primary_doc.xml · derivative · entry 11

Phelan William P · CIK 0001311899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,000 shares

Expires 2026-01-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The options became exercisable in four equal annual installments beginning on January 14, 2017, which was the first anniversary of the date on which the options were granted.

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February 02, 2021 Filed Feb 4, 2021 18:42 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 15,000 $0.00 Strike: $1.20 $0.00
Disclosure

SEC source: 0001311899-21-000002 · primary_doc.xml · derivative · entry 10

Phelan William P · CIK 0001311899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2025-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options became exercisable in four equal annual installments beginning on March 5, 2016, which was the first anniversary of the date on which the options were granted.

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February 02, 2021 Filed Feb 4, 2021 18:42 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 13,000 $0.00 Strike: $1.08 $0.00
Disclosure

SEC source: 0001311899-21-000002 · primary_doc.xml · derivative · entry 9

Phelan William P · CIK 0001311899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,000 shares

Expires 2024-03-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options became exercisable in four equal annual installments beginning on March 12, 2015, which was the first anniversary of the date on which the options were granted.

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February 02, 2021 Filed Feb 4, 2021 18:42 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 12,500 $0.00 Strike: $0.52 $0.00
Disclosure

SEC source: 0001311899-21-000002 · primary_doc.xml · derivative · entry 8

Phelan William P · CIK 0001311899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,500 shares

Expires 2023-06-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options became exercisable in four equal annual installments beginning on June 12, 2014, which was the first anniversary of the date on which the options were granted.

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February 02, 2021 Filed Feb 4, 2021 18:42 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 12,500 $0.00 Strike: $0.29 $0.00
Disclosure

SEC source: 0001311899-21-000002 · primary_doc.xml · derivative · entry 7

Phelan William P · CIK 0001311899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,500 shares

Expires 2022-07-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options became exercisable in four equal annual installments beginning on July 2, 2013, which was the first anniversary of the date on which the options were granted.

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February 02, 2021 Filed Feb 4, 2021 18:42 UTC Exercise / conversionCommon Stock 6,250 $0.90 $5,625.00
Disclosure

SEC source: 0001311899-21-000002 · primary_doc.xml · nonDerivative · entry 6

Phelan William P · CIK 0001311899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 02, 2021 Filed Feb 4, 2021 18:42 UTC Exercise / conversionCommon Stock 18,000 $0.78 $14,040.00
Disclosure

SEC source: 0001311899-21-000002 · primary_doc.xml · nonDerivative · entry 5

Phelan William P · CIK 0001311899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 02, 2021 Filed Feb 4, 2021 18:42 UTC Exercise / conversionCommon Stock 15,000 $1.20 $18,000.00
Disclosure

SEC source: 0001311899-21-000002 · primary_doc.xml · nonDerivative · entry 4

Phelan William P · CIK 0001311899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 02, 2021 Filed Feb 4, 2021 18:42 UTC Exercise / conversionCommon Stock 13,000 $1.08 $14,040.00
Disclosure

SEC source: 0001311899-21-000002 · primary_doc.xml · nonDerivative · entry 3

Phelan William P · CIK 0001311899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 02, 2021 Filed Feb 4, 2021 18:42 UTC Exercise / conversionCommon Stock 12,500 $0.52 $6,500.00
Disclosure

SEC source: 0001311899-21-000002 · primary_doc.xml · nonDerivative · entry 2

Phelan William P · CIK 0001311899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 02, 2021 Filed Feb 4, 2021 18:42 UTC Exercise / conversionCommon Stock 12,500 $0.29 $3,625.00
Disclosure

SEC source: 0001311899-21-000002 · primary_doc.xml · nonDerivative · entry 1

Phelan William P · CIK 0001311899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 14, 2021 Filed Jan 15, 2021 22:16 UTC Exercise / conversionRestricted Stock Awards · Derivative 17,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001311899-21-000001 · primary_doc.xml · derivative · entry 2

Phelan William P · CIK 0001311899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

Underlying: Common Stock · 17,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The reporting person was granted 35,000 shares of restricted stock on January 14, 2020, of which 17,500 vested on January 14, 2021, as reported in Table I on this Form 4. The remaining unvested shares of common stock will vest on January 14, 2022, assuming the reporting person is a director of the Issuer on such date.

F1 · derivative.expiration_date: The reporting person was granted 35,000 shares of restricted stock on January 14, 2020, of which 17,500 vested on January 14, 2021, as reported in Table I on this Form 4. The remaining unvested shares of common stock will vest on January 14, 2022, assuming the reporting person is a director of the Issuer on such date.

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January 14, 2021 Filed Jan 15, 2021 22:16 UTC Exercise / conversionCommon Stock 17,500 $0.00 $0.00
Disclosure

SEC source: 0001311899-21-000001 · primary_doc.xml · nonDerivative · entry 1

Phelan William P · CIK 0001311899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 14, 2021 Filed Jan 15, 2021 22:12 UTC Exercise / conversionRestricted Stock Awards · Derivative 7,732 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001183209-21-000001 · primary_doc.xml · derivative · entry 2

MICHAELS DAVID C · CIK 0001183209 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,733

Underlying: Common Stock · 7,732 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The reporting person was granted 15,465 shares of restricted stock on January 14, 2020, of which 7,732 vested on January 14, 2021, as reported in Table I on this Form 4. The remaining unvested shares of common stock will vest on January 14, 2022, assuming the reporting person is a director of the Issuer on such date.

F1 · derivative.expiration_date: The reporting person was granted 15,465 shares of restricted stock on January 14, 2020, of which 7,732 vested on January 14, 2021, as reported in Table I on this Form 4. The remaining unvested shares of common stock will vest on January 14, 2022, assuming the reporting person is a director of the Issuer on such date.

Read SEC document
January 14, 2021 Filed Jan 15, 2021 22:12 UTC Exercise / conversionCommon Stock 7,732 $0.00 $0.00
Disclosure

SEC source: 0001183209-21-000001 · primary_doc.xml · nonDerivative · entry 1

MICHAELS DAVID C · CIK 0001183209 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,744

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 14, 2021 Filed Jan 15, 2021 22:02 UTC Exercise / conversionRestricted Stock Awards · Derivative 7,732 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001312027-21-000001 · primary_doc.xml · derivative · entry 2

Marusak Thomas J · CIK 0001312027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,733

Underlying: Common Stock · 7,732 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The reporting person was granted 15,465 shares of restricted stock on January 14, 2020, of which 7,732 vested on January 14, 2021, as reported in Table I on this Form 4. The remaining unvested shares of common stock will vest on January 14, 2022, assuming the reporting person is a director of the Issuer on such date.

F1 · derivative.expiration_date: The reporting person was granted 15,465 shares of restricted stock on January 14, 2020, of which 7,732 vested on January 14, 2021, as reported in Table I on this Form 4. The remaining unvested shares of common stock will vest on January 14, 2022, assuming the reporting person is a director of the Issuer on such date.

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January 14, 2021 Filed Jan 15, 2021 22:02 UTC Exercise / conversionCommon Stock 7,732 $0.00 $0.00
Disclosure

SEC source: 0001312027-21-000001 · primary_doc.xml · nonDerivative · entry 1

Marusak Thomas J · CIK 0001312027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,792

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 21, 2020 Filed Jan 12, 2021 02:22 UTC
Thomas Jessica L.Chief Financial Officer
GrantRestricted Stock Awards · Derivative 7,500 $0.00 Strike: $3.63 $0.00
Disclosure

SEC source: 0001003297-21-000006 · primary_doc.xml · derivative · entry 1

Thomas Jessica L. · CIK 0001833489 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,500

Underlying: Common Stock · 7,500 shares

Expires 2030-12-31

F1 · security: This award was granted under the Company's 2014 Equity Incentive Plan.

F2 · derivative.exercise_date: The restricted stock awards vest in three equal annual installments beginning December 21, 2021.

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December 21, 2020 Filed Mar 3, 2021 23:07 UTC Amendment
Thomas Jessica L.Chief Financial Officer
GrantCommon Stock, $0.01 par value 7,500 $0.00 $0.00
Disclosure

SEC source: 0001833489-21-000001 · primary_doc.xml · nonDerivative · entry 1

Thomas Jessica L. · CIK 0001833489 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

F1 · shares: On 1/11/2021, the reporting person mistakenly reported 7,500 shares of restricted stock issued on 12/21/2020 as Restricted Stock Awards instead of as shares of Common Stock owned on the date of the report.

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May 09, 2018 Filed May 11, 2018 12:56 UTC
Jones Frederick W.Chief Executive & CFO
PurchaseCommon Stock 2,500 $0.70 $1,750.00
Disclosure

SEC source: 0001003297-18-000102 · primary_doc.xml · nonDerivative · entry 1

Jones Frederick W. · CIK 0001466864 · Chief Executive & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,168

Read SEC document
April 10, 2018 Filed Apr 12, 2018 16:54 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 12,500 $0.00 Strike: $0.29 $0.00
Disclosure

SEC source: 0001003297-18-000090 · primary_doc.xml · derivative · entry 2

Marusak Thomas J · CIK 0001312027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,500 shares

Expires 2022-07-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 10, 2018 Filed Apr 12, 2018 16:54 UTC Exercise / conversionCommon Stock 12,500 $0.29 $3,625.00
Disclosure

SEC source: 0001003297-18-000090 · primary_doc.xml · nonDerivative · entry 1

Marusak Thomas J · CIK 0001312027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,560

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 02, 2017 Filed Jun 5, 2017 12:52 UTC PurchaseCommon Stock 2,045 $0.86 $1,758.70
Disclosure

SEC source: 0001003297-17-000173 · marusak.xml · nonDerivative · entry 2

Marusak Thomas J · CIK 0001312027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,060

Read SEC document
June 01, 2017 Filed Jun 5, 2017 12:52 UTC PurchaseCommon Stock 1,050 $0.86 $903.00
Disclosure

SEC source: 0001003297-17-000173 · marusak.xml · nonDerivative · entry 1

Marusak Thomas J · CIK 0001312027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,015

Read SEC document
May 25, 2017 Filed May 30, 2017 16:52 UTC PurchaseCommon Stock 90 $0.86 $77.40
Disclosure

SEC source: 0001003297-17-000164 · marusak.xml · nonDerivative · entry 1

Marusak Thomas J · CIK 0001312027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,965

Read SEC document
December 15, 2016 Filed Dec 16, 2016 16:35 UTC PurchaseCommon Stock 5,000 $1.50 $7,500.00
Disclosure

SEC source: 0001003297-16-000914 · michaels.xml · nonDerivative · entry 1

MICHAELS DAVID C · CIK 0001183209 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,412

Read SEC document
November 22, 2016 Filed Nov 23, 2016 15:52 UTC PurchaseCommon Stock 10,000 $1.50 $15,000.00
Disclosure

SEC source: 0001003297-16-000895 · michaels.xml · nonDerivative · entry 2

MICHAELS DAVID C · CIK 0001183209 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,412

Read SEC document
November 21, 2016 Filed Nov 23, 2016 15:52 UTC PurchaseCommon Stock 412 $1.45 $597.40
Disclosure

SEC source: 0001003297-16-000895 · michaels.xml · nonDerivative · entry 1

MICHAELS DAVID C · CIK 0001183209 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,412

Read SEC document
November 11, 2016 Filed Nov 14, 2016 14:50 UTC PurchaseCommon Stock 5,000 $1.40 $7,000.00
Disclosure

SEC source: 0001003297-16-000890 · marusak.xml · nonDerivative · entry 2

Marusak Thomas J · CIK 0001312027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,875

Read SEC document
November 10, 2016 Filed Nov 14, 2016 14:50 UTC PurchaseCommon Stock 5,000 $1.40 $7,000.00
Disclosure

SEC source: 0001003297-16-000890 · marusak.xml · nonDerivative · entry 1

Marusak Thomas J · CIK 0001312027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,875

Read SEC document
November 09, 2016 Filed Nov 10, 2016 15:25 UTC PurchaseCommon Stock 5,000 $1.45 $7,250.00
Disclosure

SEC source: 0001003297-16-000887 · michaels.xml · nonDerivative · entry 1

MICHAELS DAVID C · CIK 0001183209 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,000

Read SEC document
November 01, 2016 Filed Nov 2, 2016 17:53 UTC PurchaseCommon Stock 29,512 $1.50 $44,268.00
Disclosure

SEC source: 0001003297-16-000870 · phelan.xml · nonDerivative · entry 3

Phelan William P · CIK 0001311899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Read SEC document
October 31, 2016 Filed Nov 2, 2016 17:53 UTC PurchaseCommon Stock 70,488 $1.50 $105,732.00
Disclosure

SEC source: 0001003297-16-000870 · phelan.xml · nonDerivative · entry 2

Phelan William P · CIK 0001311899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,488

F2 · price: Represents the average purchase price of shares acquired in thirty-one lots with a share price range of $1.40-$1.50 per share. Mr. Phelan undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of shares purchased at each separate price.

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August 10, 2016 Filed Nov 2, 2016 17:53 UTC PurchaseCommon Stock 10,000 $0.89 $8,900.00
Disclosure

SEC source: 0001003297-16-000870 · phelan.xml · nonDerivative · entry 1

Phelan William P · CIK 0001311899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

F1 · price: Represents the average purchase price of shares acquired in two lots with a share price range of $0.84-$0.90 per share. Mr. Phelan undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of shares purchased at each separate price.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.