SLND

SEC source: 0001062993-23-003796 · form4.xml · nonDerivative · entry 2

Sgro David · CIK 0001376451 · Former Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Eris S Rosenfeld 2017 Trust No. 1, Eris S Rosenfeld 2017 Trust No. 2

Disclosed balance after: 396,288

F1 · kind: The reporting person transferred shares of the Issuer's common stock to certain third parties in connection with the transactions contemplated by the Agreement and Plan of Merger, dated as of May 25, 2022 (the "Merger Agreement"), by and among the Issuer, Southland Holdings LLC, a Texas limited liability company, and Legato Merger Sub, Inc., a Delaware corporation and a direct, wholly-owned subsidiary of the Issuer. The transfers were made to induce certain holders not to seek redemption of their shares in connection with the transactions contemplated by the Merger Agreement and to induce the members of Southland to consummate the transactions contemplated by the Merger Agreement.

F1 · price: The reporting person transferred shares of the Issuer's common stock to certain third parties in connection with the transactions contemplated by the Agreement and Plan of Merger, dated as of May 25, 2022 (the "Merger Agreement"), by and among the Issuer, Southland Holdings LLC, a Texas limited liability company, and Legato Merger Sub, Inc., a Delaware corporation and a direct, wholly-owned subsidiary of the Issuer. The transfers were made to induce certain holders not to seek redemption of their shares in connection with the transactions contemplated by the Merger Agreement and to induce the members of Southland to consummate the transactions contemplated by the Merger Agreement.

F2 · ownership.nature: The Reporting Person is the trustee of these trusts and has sole voting and dispositive power over the securities held thereby. The Reporting Person disclaims beneficial ownership of such securities.

SEC source: 0001062993-23-003796 · form4.xml · nonDerivative · entry 1

Sgro David · CIK 0001376451 · Former Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 305,837

F1 · kind: The reporting person transferred shares of the Issuer's common stock to certain third parties in connection with the transactions contemplated by the Agreement and Plan of Merger, dated as of May 25, 2022 (the "Merger Agreement"), by and among the Issuer, Southland Holdings LLC, a Texas limited liability company, and Legato Merger Sub, Inc., a Delaware corporation and a direct, wholly-owned subsidiary of the Issuer. The transfers were made to induce certain holders not to seek redemption of their shares in connection with the transactions contemplated by the Merger Agreement and to induce the members of Southland to consummate the transactions contemplated by the Merger Agreement.

F1 · price: The reporting person transferred shares of the Issuer's common stock to certain third parties in connection with the transactions contemplated by the Agreement and Plan of Merger, dated as of May 25, 2022 (the "Merger Agreement"), by and among the Issuer, Southland Holdings LLC, a Texas limited liability company, and Legato Merger Sub, Inc., a Delaware corporation and a direct, wholly-owned subsidiary of the Issuer. The transfers were made to induce certain holders not to seek redemption of their shares in connection with the transactions contemplated by the Merger Agreement and to induce the members of Southland to consummate the transactions contemplated by the Merger Agreement.

SEC source: 0001062993-23-003798 · form4.xml · nonDerivative · entry 1

ROSENFELD ERIC · CIK 0001219603 · Former Chief SPAC Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,255

F1 · kind: The reporting person transferred an aggregate of 457,445 shares of the Issuer's common stock to certain third parties in connection with the transactions contemplated by the Agreement and Plan of Merger, dated as of May 25, 2022 (the "Merger Agreement"), by and among the Issuer, Southland Holdings LLC, a Texas limited liability company, and Legato Merger Sub, Inc., a Delaware corporation and a direct, wholly-owned subsidiary of the Issuer. The transfers were made to induce certain holders not to seek redemption of their shares in connection with the transactions contemplated by the Merger Agreement and to induce the members of Southland to consummate the transactions contemplated by the Merger Agreement.

F1 · price: The reporting person transferred an aggregate of 457,445 shares of the Issuer's common stock to certain third parties in connection with the transactions contemplated by the Agreement and Plan of Merger, dated as of May 25, 2022 (the "Merger Agreement"), by and among the Issuer, Southland Holdings LLC, a Texas limited liability company, and Legato Merger Sub, Inc., a Delaware corporation and a direct, wholly-owned subsidiary of the Issuer. The transfers were made to induce certain holders not to seek redemption of their shares in connection with the transactions contemplated by the Merger Agreement and to induce the members of Southland to consummate the transactions contemplated by the Merger Agreement.

SEC source: 0001062993-23-003797 · form4.xml · nonDerivative · entry 1

Jaffe Adam H · CIK 0001745026 · Former Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,467

F1 · kind: The reporting person transferred an aggregate of 16,713 shares of the Issuer's common stock to certain third parties in connection with the transactions contemplated by the Agreement and Plan of Merger, dated as of May 25, 2022 (the "Merger Agreement"), by and among the Issuer, Southland Holdings LLC, a Texas limited liability company, and Legato Merger Sub, Inc., a Delaware corporation and a direct, wholly-owned subsidiary of the Issuer. The transfers were made to induce certain holders not to seek redemption of their shares in connection with the transactions contemplated by the Merger Agreement and to induce the members of Southland to consummate the transactions contemplated by the Merger Agreement.

F1 · price: The reporting person transferred an aggregate of 16,713 shares of the Issuer's common stock to certain third parties in connection with the transactions contemplated by the Agreement and Plan of Merger, dated as of May 25, 2022 (the "Merger Agreement"), by and among the Issuer, Southland Holdings LLC, a Texas limited liability company, and Legato Merger Sub, Inc., a Delaware corporation and a direct, wholly-owned subsidiary of the Issuer. The transfers were made to induce certain holders not to seek redemption of their shares in connection with the transactions contemplated by the Merger Agreement and to induce the members of Southland to consummate the transactions contemplated by the Merger Agreement.

SEC source: 0001062993-23-003795 · form4.xml · nonDerivative · entry 1

Ing John · CIK 0001827815 · Former Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Mont Blanc Investment Corporation

Disclosed balance after: 230,000

F1 · ownership.nature: These securities are owned by The Mont Blanc Investment Corporation, of which the Reporting Person is the President and CEO. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

SEC source: 0001446472-23-000002 · primary_doc.xml · derivative · entry 1

Gallarda Cody · CIK 0001965795 · CFO, EVP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,333

Underlying: Common Stock · 173,333 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit is equivalent to one share of the Issuer's common stock.

F2 · derivative.exercise_date: The reporting person received an award of restricted stock units on February 14, 2023. The restricted stock units shall vest over a two-year period, with one-half (1/2) of the shares vesting on February 14, 2024 and the remaining shares vesting on February 14, 2025.

F2 · derivative.expiration_date: The reporting person received an award of restricted stock units on February 14, 2023. The restricted stock units shall vest over a two-year period, with one-half (1/2) of the shares vesting on February 14, 2024 and the remaining shares vesting on February 14, 2025.

SEC source: 0001062993-23-003219 · form4.xml · nonDerivative · entry 1

Pratt Brian · CIK 0001441252 · Director · Non-Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Pratt Capital LLC

Disclosed balance after: 484,436

F1 · ownership.nature: These securities are owned by Pratt Capital LLC, of which the Reporting Person is a Member and Manager of the Manager. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

SEC source: 0001062993-23-002548 · form4.xml · nonDerivative · entry 1

Pratt Brian · CIK 0001441252 · Director · Non-Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

SEC source: 0001062993-22-021693 · form4.xml · nonDerivative · entry 1

ROSENFELD ERIC · CIK 0001219603 · Chief SPAC Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By self-managed IRA

Disclosed balance after: 1,600,000

SEC source: 0001062993-22-021664 · form4.xml · nonDerivative · entry 1

ROSENFELD ERIC · CIK 0001219603 · Chief SPAC Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 544,700

SEC source: 0001062993-21-013556 · form4.xml · nonDerivative · entry 1

ROSENFELD ERIC · CIK 0001219603 · Chief SPAC Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,144,700

F1 · price: The 10,000 shares were sold by the Reporting Person for an aggregate price of $36.23, equivalent to $0.00362 per share.