SLDP

SEC source: 0001441617-25-000002 · primary_doc.xml · nonDerivative · entry 1

Heller Linda C. · CIK 0001441617 · CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,986,547

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of the underlying common stock of the Issuer. The restricted stock units will vest as to 25% of the granted number on May 9, 2026, and the remaining 75% of the granted number will vest in 12 equal quarterly installments commencing on June 30, 2026, and thereafter at the end of each fiscal quarter of the Issuer, subject to the reporting person continuing to be a service provider (as defined in the Solid Power, Inc. 2021 Equity Incentive Plan) through the applicable vesting date.

SEC source: 0001317458-25-000005 · primary_doc.xml · nonDerivative · entry 1

Van Scoter John C. · CIK 0001317458 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,083,700

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of the underlying common stock of the Issuer. The restricted stock units will vest as to 25% of the granted number on May 9, 2026, and the remaining 75% of the granted number will vest in 12 equal quarterly installments commencing on June 30, 2026, and thereafter at the end of each fiscal quarter of the Issuer, subject to the reporting person continuing to be a service provider (as defined in the Solid Power, Inc. 2021 Equity Incentive Plan) through the applicable vesting date.

SEC source: 0001880162-25-000004 · primary_doc.xml · nonDerivative · entry 1

Buettner-Garrett Joshua · CIK 0001880162 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 811,548

F1 · shares: Represents shares of the issuer's common stock withheld to satisfy the reporting person's tax obligation upon the vesting of restricted stock units.

SEC source: 0001317458-25-000002 · primary_doc.xml · nonDerivative · entry 1

Van Scoter John C. · CIK 0001317458 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,267,609

F1 · shares: Represents shares of the issuer's common stock withheld to satisfy the reporting person's tax obligation upon the vesting of restricted stock units.

SEC source: 0001891897-25-000002 · primary_doc.xml · nonDerivative · entry 1

Liebscher James · CIK 0001891897 · Chief Legal Officer & Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 673,022

F1 · shares: Represents shares of the issuer's common stock withheld to satisfy the reporting person's tax obligation upon the vesting of restricted stock units.

SEC source: 0001880162-25-000003 · primary_doc.xml · nonDerivative · entry 1

Buettner-Garrett Joshua · CIK 0001880162 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 825,833

F1 · shares: Represents shares of the issuer's common stock withheld to satisfy the reporting person's tax obligation upon the vesting of restricted stock units.

SEC source: 0001317458-25-000001 · primary_doc.xml · nonDerivative · entry 1

Van Scoter John C. · CIK 0001317458 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,310,450

F1 · shares: Represents shares of the issuer's common stock withheld to satisfy the reporting person's tax obligation upon the vesting of restricted stock units.

SEC source: 0001891897-25-000001 · primary_doc.xml · nonDerivative · entry 1

Liebscher James · CIK 0001891897 · Chief Legal Officer & Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 691,201

F1 · shares: Represents shares of the issuer's common stock withheld to satisfy the reporting person's tax obligation upon the vesting of restricted stock units.

SEC source: 0001880162-25-000002 · primary_doc.xml · derivative · entry 3

Buettner-Garrett Joshua · CIK 0001880162 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 187,500 shares

Expires 2025-03-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 1, 2023 (the "10b5-1 Plan") for a stock option award set to expire on March 20, 2025. The 10b5-1 Plan is structured to include several sale periods and was established to cover the reporting person's tax liability arising from the option exercises and for longer-term asset diversification.

SEC source: 0001880162-25-000002 · primary_doc.xml · nonDerivative · entry 2

Buettner-Garrett Joshua · CIK 0001880162 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 865,304

F2 · shares: This sale was made pursuant to the 10b5-1 Plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $1.095 to $1.17. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001880162-25-000002 · primary_doc.xml · nonDerivative · entry 1

Buettner-Garrett Joshua · CIK 0001880162 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,052,804

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 1, 2023 (the "10b5-1 Plan") for a stock option award set to expire on March 20, 2025. The 10b5-1 Plan is structured to include several sale periods and was established to cover the reporting person's tax liability arising from the option exercises and for longer-term asset diversification.

SEC source: 0001880162-25-000001 · primary_doc.xml · derivative · entry 3

Buettner-Garrett Joshua · CIK 0001880162 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 187,500

Underlying: Common Stock · 187,500 shares

Expires 2025-03-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 1, 2023 (the "10b5-1 Plan") for a stock option award set to expire on March 20, 2025. The 10b5-1 Plan is structured to include several sale periods and was established to cover the reporting person's tax liability arising from the option exercises and for longer-term asset diversification.

SEC source: 0001880162-25-000001 · primary_doc.xml · nonDerivative · entry 2

Buettner-Garrett Joshua · CIK 0001880162 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 865,304

F2 · shares: This sale was made pursuant to the 10b5-1 Plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $1.30 to $1.355. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001880162-25-000001 · primary_doc.xml · nonDerivative · entry 1

Buettner-Garrett Joshua · CIK 0001880162 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,052,804

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 1, 2023 (the "10b5-1 Plan") for a stock option award set to expire on March 20, 2025. The 10b5-1 Plan is structured to include several sale periods and was established to cover the reporting person's tax liability arising from the option exercises and for longer-term asset diversification.

SEC source: 0001104659-25-001681 · tm252203-1_4seq1.xml · derivative · entry 3

Buettner-Garrett Joshua · CIK 0001880162 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 375,000

Underlying: Common Stock · 187,500 shares

Expires 2025-03-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 1, 2023 (the "10b5-1 Plan") for a stock option award set to expire on March 20, 2025. The 10b5-1 Plan is structured to include several sale periods and was established to cover the reporting person's tax liability arising from the option exercises and for longer-term asset diversification.

SEC source: 0001104659-25-001681 · tm252203-1_4seq1.xml · nonDerivative · entry 2

Buettner-Garrett Joshua · CIK 0001880162 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 865,304

F2 · shares: This sale was made pursuant to the 10b5-1 Plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $1.985 to $2.33. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001104659-25-001681 · tm252203-1_4seq1.xml · nonDerivative · entry 1

Buettner-Garrett Joshua · CIK 0001880162 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,052,804

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 1, 2023 (the "10b5-1 Plan") for a stock option award set to expire on March 20, 2025. The 10b5-1 Plan is structured to include several sale periods and was established to cover the reporting person's tax liability arising from the option exercises and for longer-term asset diversification.

SEC source: 0001104659-25-000333 · tm251698-1_4seq1.xml · nonDerivative · entry 1

Johnson Derek Colby · CIK 0001882289 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 832,254

F1 · shares: Represents shares of the issuer's common stock withheld to satisfy the reporting person's tax obligation upon the vesting of restricted stock units.

SEC source: 0001104659-25-000338 · tm251698-4_4seq1.xml · nonDerivative · entry 1

Buettner-Garrett Joshua · CIK 0001880162 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 865,304

F1 · shares: Represents shares of the issuer's common stock withheld to satisfy the reporting person's tax obligation upon the vesting of restricted stock units.

SEC source: 0001104659-25-000335 · tm251698-3_4seq1.xml · nonDerivative · entry 1

Van Scoter John C. · CIK 0001317458 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,368,579

F1 · shares: Represents shares of the issuer's common stock withheld to satisfy the reporting person's tax obligation upon the vesting of restricted stock units.

SEC source: 0001104659-25-000334 · tm251698-2_4seq1.xml · nonDerivative · entry 1

Liebscher James · CIK 0001891897 · Chief Legal Officer & Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 741,437

F1 · shares: Represents shares of the issuer's common stock withheld to satisfy the reporting person's tax obligation upon the vesting of restricted stock units.

SEC source: 0001880162-24-000019 · primary_doc.xml · derivative · entry 3

Buettner-Garrett Joshua · CIK 0001880162 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 562,500

Underlying: Common Stock · 187,500 shares

Expires 2025-03-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 1, 2023 (the "10b5-1 Plan") for a stock option award set to expire on March 20, 2025. The 10b5-1 Plan is structured to include several sale periods and was established to cover the reporting person's tax liability arising from the option exercises and for longer-term asset diversification.

SEC source: 0001880162-24-000019 · primary_doc.xml · nonDerivative · entry 2

Buettner-Garrett Joshua · CIK 0001880162 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 869,720

F2 · shares: This sale was made pursuant to the 10b5-1 Plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $1.05 to $1.098. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001880162-24-000019 · primary_doc.xml · nonDerivative · entry 1

Buettner-Garrett Joshua · CIK 0001880162 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,057,220

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 1, 2023 (the "10b5-1 Plan") for a stock option award set to expire on March 20, 2025. The 10b5-1 Plan is structured to include several sale periods and was established to cover the reporting person's tax liability arising from the option exercises and for longer-term asset diversification.

SEC source: 0001880162-24-000018 · primary_doc.xml · derivative · entry 3

Buettner-Garrett Joshua · CIK 0001880162 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 750,000

Underlying: Common Stock · 187,500 shares

Expires 2025-03-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 1, 2023 (the "10b5-1 Plan") for a stock option award set to expire on March 20, 2025. The 10b5-1 Plan is structured to include several sale periods and was established to cover the reporting person's tax liability arising from the option exercises and for longer-term asset diversification.

SEC source: 0001880162-24-000018 · primary_doc.xml · nonDerivative · entry 2

Buettner-Garrett Joshua · CIK 0001880162 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 869,720

F2 · shares: This sale was made pursuant to the 10b5-1 Plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $1.06 to $1.095. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001880162-24-000018 · primary_doc.xml · nonDerivative · entry 1

Buettner-Garrett Joshua · CIK 0001880162 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,057,220

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 1, 2023 (the "10b5-1 Plan") for a stock option award set to expire on March 20, 2025. The 10b5-1 Plan is structured to include several sale periods and was established to cover the reporting person's tax liability arising from the option exercises and for longer-term asset diversification.

SEC source: 0001880162-24-000017 · primary_doc.xml · derivative · entry 3

Buettner-Garrett Joshua · CIK 0001880162 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 937,500

Underlying: Common Stock · 187,500 shares

Expires 2025-03-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 1, 2023 (the "10b5-1 Plan") for a stock option award set to expire on March 20, 2025. The 10b5-1 Plan is structured to include several sale periods and was established to cover the reporting person's tax liability arising from the option exercises and for longer-term asset diversification.

SEC source: 0001880162-24-000017 · primary_doc.xml · nonDerivative · entry 2

Buettner-Garrett Joshua · CIK 0001880162 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 869,720

F2 · shares: This sale was made pursuant to the 10b5-1 Plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $1.25 to $1.29. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001880162-24-000017 · primary_doc.xml · nonDerivative · entry 1

Buettner-Garrett Joshua · CIK 0001880162 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,057,220

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 1, 2023 (the "10b5-1 Plan") for a stock option award set to expire on March 20, 2025. The 10b5-1 Plan is structured to include several sale periods and was established to cover the reporting person's tax liability arising from the option exercises and for longer-term asset diversification.

SEC source: 0001225208-24-010327 · doc4.xml · nonDerivative · entry 1

ANDERSON ERIK J · CIK 0001174968 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By WestRiver Management, LLC

Disclosed balance after: 187,617

F1 · shares: The shares were sold by WRG INV41, LLC ("WRG INV41"), of which WestRiver Management, LLC ("WestRiver Management") is the sole managing member. The reporting person is the sole member and sole manager of WestRiver Management. As a result, the reporting person may be deemed to beneficially own the securities held of record by WRG INV41. The reporting person disclaims beneficial ownership of the shares sold by WRG INV41 except to the extent of such reporting person's pecuniary interest therein.

F2 · balance_after: Represents 187,617 shares owned directly by WestRiver Management, of which the reporting person is the sole member and sole manager.

SEC source: 0001882289-24-000006 · primary_doc.xml · nonDerivative · entry 1

Johnson Derek Colby · CIK 0001882289 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 839,200

F1 · shares: Represents shares of the issuer's common stock withheld to satisfy the reporting person's tax obligation upon the vesting of restricted stock units.

SEC source: 0001880162-24-000016 · primary_doc.xml · nonDerivative · entry 1

Buettner-Garrett Joshua · CIK 0001880162 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 869,720

F1 · shares: Represents shares of the issuer's common stock withheld to satisfy the reporting person's tax obligation upon the vesting of restricted stock units.

SEC source: 0001317458-24-000004 · primary_doc.xml · nonDerivative · entry 1

Van Scoter John C. · CIK 0001317458 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,396,888

F1 · shares: Represents shares of the issuer's common stock withheld to satisfy the reporting person's tax obligation upon the vesting of restricted stock units.

SEC source: 0001891897-24-000010 · primary_doc.xml · nonDerivative · entry 1

Liebscher James · CIK 0001891897 · Chief Legal Officer & Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 747,058

F1 · shares: Represents shares of the issuer's common stock withheld to satisfy the reporting person's tax obligation upon the vesting of restricted stock units.

SEC source: 0001880162-24-000015 · primary_doc.xml · derivative · entry 3

Buettner-Garrett Joshua · CIK 0001880162 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,125,000

Underlying: Common Stock · 187,500 shares

Expires 2025-03-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 1, 2023 (the "10b5-1 Plan") for a stock option award set to expire on March 20, 2025. The 10b5-1 Plan is structured to include several sale periods and was established to cover the reporting person's tax liability arising from the option exercises and for longer-term asset diversification.

SEC source: 0001880162-24-000015 · primary_doc.xml · nonDerivative · entry 2

Buettner-Garrett Joshua · CIK 0001880162 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 874,136

F2 · shares: This sale was made pursuant to the 10b5-1 Plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $1.18 to $1.255. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001880162-24-000015 · primary_doc.xml · nonDerivative · entry 1

Buettner-Garrett Joshua · CIK 0001880162 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,061,636

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 1, 2023 (the "10b5-1 Plan") for a stock option award set to expire on March 20, 2025. The 10b5-1 Plan is structured to include several sale periods and was established to cover the reporting person's tax liability arising from the option exercises and for longer-term asset diversification.

SEC source: 0001880162-24-000014 · primary_doc.xml · derivative · entry 2

Buettner-Garrett Joshua · CIK 0001880162 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,312,500

Underlying: Common Stock · 191,079 shares

Expires 2025-03-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001880162-24-000014 · primary_doc.xml · nonDerivative · entry 1

Buettner-Garrett Joshua · CIK 0001880162 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 874,136

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001879989-24-000002 · primary_doc.xml · nonDerivative · entry 1

Goldberg Steven H · CIK 0001879989 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,365

SEC source: 0001880162-24-000013 · primary_doc.xml · derivative · entry 3

Buettner-Garrett Joshua · CIK 0001880162 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,503,579

Underlying: Common Stock · 187,500 shares

Expires 2025-03-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 1, 2023 (the "10b5-1 Plan") for a stock option award set to expire on March 20, 2025. The 10b5-1 Plan is structured to include several sale periods and was established to cover the reporting person's tax liability arising from the option exercises and for longer-term asset diversification.

SEC source: 0001880162-24-000013 · primary_doc.xml · nonDerivative · entry 2

Buettner-Garrett Joshua · CIK 0001880162 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 683,057

F2 · shares: This sale was made pursuant to the 10b5-1 Plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $1.405 to $1.45. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001880162-24-000013 · primary_doc.xml · nonDerivative · entry 1

Buettner-Garrett Joshua · CIK 0001880162 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 870,557

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 1, 2023 (the "10b5-1 Plan") for a stock option award set to expire on March 20, 2025. The 10b5-1 Plan is structured to include several sale periods and was established to cover the reporting person's tax liability arising from the option exercises and for longer-term asset diversification.

SEC source: 0001903970-24-000002 · primary_doc.xml · nonDerivative · entry 1

Roe Lesa B · CIK 0001903970 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 149,241

F1 · kind: The sale was made to generate proceeds to cover the reporting person's tax liability arising from the vesting of restricted stock units.

SEC source: 0001880162-24-000012 · primary_doc.xml · derivative · entry 3

Buettner-Garrett Joshua · CIK 0001880162 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,691,079

Underlying: Common Stock · 187,500 shares

Expires 2025-03-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 1, 2023 (the "10b5-1 Plan") for a stock option award set to expire on March 20, 2025. The 10b5-1 Plan is structured to include several sale periods and was established to cover the reporting person's tax liability arising from the option exercises and for longer-term asset diversification.

SEC source: 0001880162-24-000012 · primary_doc.xml · nonDerivative · entry 2

Buettner-Garrett Joshua · CIK 0001880162 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 683,057

F2 · shares: This sale was made pursuant to the 10b5-1 Plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $1.62 to $1.72. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001880162-24-000012 · primary_doc.xml · nonDerivative · entry 1

Buettner-Garrett Joshua · CIK 0001880162 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 870,557

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 1, 2023 (the "10b5-1 Plan") for a stock option award set to expire on March 20, 2025. The 10b5-1 Plan is structured to include several sale periods and was established to cover the reporting person's tax liability arising from the option exercises and for longer-term asset diversification.

SEC source: 0001882289-24-000005 · primary_doc.xml · nonDerivative · entry 1

Johnson Derek Colby · CIK 0001882289 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 846,145

F1 · shares: Represents shares of the issuer's common stock withheld to satisfy the reporting person's tax obligation upon the vesting of restricted stock units.

SEC source: 0001880162-24-000011 · primary_doc.xml · nonDerivative · entry 1

Buettner-Garrett Joshua · CIK 0001880162 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 683,057

F1 · shares: Represents shares of the issuer's common stock withheld to satisfy the reporting person's tax obligation upon the vesting of restricted stock units.