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Goldberg Steven H

Disclosed activity across 1 company

Tapewire entity
45283
SEC CIK
0001879989

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Solid Power, Inc.SLDP · Entity 5427DirectorMay 20, 2026May 22, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Solid Power, Inc.

Report date May 20, 2026 · Filed May 22, 2026 · Amendment

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect162,941 Reported balance After 2026-05-20 transaction · row 1 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 1 · 2026-05-20 · Grant · Acquired 44,133 · Balance 162,941

F1: Represents stock units, which upon vesting of the unit, represent the right to receive one share of the issuer's common stock. The stock units vest upon the earlier of: (i) the first anniversary of the grant date or (ii) the day before the issuer's next annual meeting of stockholders following the grant date, in each case, subject to the reporting person continuing to be a service provider (as defined in the Solid Power, Inc. 2021 Equity Incentive Plan) through such vesting date. The reporting person has elected to defer settlement pursuant to the Solid Power, Inc. Directors' Deferred Equity Compensation Plan.

Filing footnotes · ownership attribution and instrument terms

F1: Represents stock units, which upon vesting of the unit, represent the right to receive one share of the issuer's common stock. The stock units vest upon the earlier of: (i) the first anniversary of the grant date or (ii) the day before the issuer's next annual meeting of stockholders following the grant date, in each case, subject to the reporting person continuing to be a service provider (as defined in the Solid Power, Inc. 2021 Equity Incentive Plan) through such vesting date. The reporting person has elected to defer settlement pursuant to the Solid Power, Inc. Directors' Deferred Equity Compensation Plan.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 20, 2026 Filed May 22, 2026 00:11 UTC Amendment Solid Power, Inc. SLDP · Entity 5427 GrantCommon Stock 44,133 $0.00 $0.00
Disclosure

SEC source: 0001844862-26-000019 · primary_doc.xml · nonDerivative · entry 1

Goldberg Steven H · CIK 0001879989 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 162,941

F1 · shares: Represents stock units, which upon vesting of the unit, represent the right to receive one share of the issuer's common stock. The stock units vest upon the earlier of: (i) the first anniversary of the grant date or (ii) the day before the issuer's next annual meeting of stockholders following the grant date, in each case, subject to the reporting person continuing to be a service provider (as defined in the Solid Power, Inc. 2021 Equity Incentive Plan) through such vesting date. The reporting person has elected to defer settlement pursuant to the Solid Power, Inc. Directors' Deferred Equity Compensation Plan.

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May 20, 2026 Filed May 21, 2026 20:32 UTC Solid Power, Inc. SLDP · Entity 5427 GrantCommon Stock 44,133 $0.00 $0.00
Disclosure

SEC source: 0001844862-26-000013 · primary_doc.xml · nonDerivative · entry 1

Goldberg Steven H · CIK 0001879989 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 162,941

F1 · shares: Represents restricted stock units, which upon vesting of the unit, represent the right to receive one share of the issuer's common stock. The restricted stock units vest upon the earlier of: (i) the first anniversary of the grant date or (ii) the day before the issuer's next annual meeting of stockholders following the grant date, in each case, subject to the reporting person continuing to be a service provider (as defined in the Solid Power, Inc. 2021 Equity Incentive Plan) through such vesting date.

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May 27, 2025 Filed May 28, 2025 20:23 UTC Solid Power, Inc. SLDP · Entity 5427 SaleCommon Stock 82,365 $1.62 $133,480.72
Disclosure

SEC source: 0001879989-25-000004 · primary_doc.xml · nonDerivative · entry 1

Goldberg Steven H · CIK 0001879989 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,808

F1 · price: This transaction was executed in multiple trades at prices ranging from $1.565 to $1.67. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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May 21, 2025 Filed May 22, 2025 17:09 UTC Solid Power, Inc. SLDP · Entity 5427 GrantCommon Stock 118,808 $0.00 $0.00
Disclosure

SEC source: 0001879989-25-000003 · primary_doc.xml · nonDerivative · entry 1

Goldberg Steven H · CIK 0001879989 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 201,173

F1 · shares: Represents restricted stock units, which upon vesting of the unit, represent the right to receive one share of the issuer's common stock. The restricted stock units vest upon the earlier of: (i) the first anniversary of the grant date or (ii) the day before the issuer's next annual meeting of stockholders following the grant date, in each case, subject to the reporting person continuing to be a service provider (as defined in the Solid Power, Inc. 2021 Equity Incentive Plan) through such vesting date.

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August 29, 2024 Filed Aug 30, 2024 21:17 UTC Solid Power, Inc. SLDP · Entity 5427 SaleCommon Stock 59,197 $1.45 $85,835.65
Disclosure

SEC source: 0001879989-24-000002 · primary_doc.xml · nonDerivative · entry 1

Goldberg Steven H · CIK 0001879989 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,365

Read SEC document
May 22, 2024 Filed May 23, 2024 18:45 UTC Solid Power, Inc. SLDP · Entity 5427 GrantCommon Stock 82,365 $0.00 $0.00
Disclosure

SEC source: 0001879989-24-000001 · primary_doc.xml · nonDerivative · entry 1

Goldberg Steven H · CIK 0001879989 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 141,562

F1 · shares: Represents restricted stock units, which upon vesting of the unit, represent the right to receive one share of the issuer's common stock. The restricted stock units vest upon the earlier of: (i) the first anniversary of the grant date or (ii) the day before the issuer's next annual meeting of stockholders following the grant date, in each case, subject to the reporting person continuing to be a service provider (as defined in the Solid Power, Inc. 2021 Equity Incentive Plan) through such vesting date.

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November 17, 2023 Filed Nov 20, 2023 18:12 UTC Solid Power, Inc. SLDP · Entity 5427 SaleCommon Stock 15,700 $1.49 $23,374.16
Disclosure

SEC source: 0001879989-23-000002 · primary_doc.xml · nonDerivative · entry 1

Goldberg Steven H · CIK 0001879989 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,197

F1 · kind: The sale was made to generate proceeds to cover the reporting person's tax liability arising from the vesting of restricted stock units.

F2 · price: This transaction was executed in multiple trades at prices ranging from $1.48 to $1.495. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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May 24, 2023 Filed May 25, 2023 21:42 UTC Solid Power, Inc. SLDP · Entity 5427 GrantCommon Stock 59,197 $0.00 $0.00
Disclosure

SEC source: 0001879989-23-000001 · primary_doc.xml · nonDerivative · entry 1

Goldberg Steven H · CIK 0001879989 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,897

F1 · shares: Represents restricted stock units, which upon vesting of the unit, represent the right to receive one share of the issuer's common stock. The restricted stock units vest upon the earlier of: (i) the first anniversary of the grant date or (ii) the day before the issuer's next annual meeting of stockholders following the grant date, in each case, subject to the reporting person continuing to be a service provider (as defined in the 2021 Solid Power, Inc. Equity Incentive Plan) through such vesting date.

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May 25, 2022 Filed May 26, 2022 16:01 UTC Solid Power, Inc. SLDP · Entity 5427 GrantCommon Stock 15,700 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-065092 · tm2216960-1_4seq1.xml · nonDerivative · entry 1

Goldberg Steven H · CIK 0001879989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,700

F1 · shares: Represents restriced stock units, which upon vesting of the unit, represent the right to receive one share of the issuer's common stock. The restricted stock units vest upon the earlier of: (i) the first anniversary of the grant date or (ii) the day before the Company's next annual meeting of stockholders, in each case, subject to the reporting person continuing to be a service provider (as defined in the Company's 2021 Equity Incentive Plan) through the applicable vesting date.

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December 08, 2021 Filed Dec 9, 2021 01:04 UTC Solid Power, Inc. SLDP · Entity 5427 GrantStock Option (Right to Buy) · Derivative 968,620 Not disclosed Strike: $0.17 Not disclosed
Disclosure

SEC source: 0001104659-21-147787 · tm2134826-18_4seq.xml · derivative · entry 1

Goldberg Steven H · CIK 0001879989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 968,620

Underlying: Common Stock · 968,620 shares

Expires 2029-09-20

F2 · price: On December 8, 2021, the Issuer completed the merger (the "Merger") pursuant to the as amended Business Combination Agreement and Plan of Reorganization, by and among the Issuer, a wholly owned subsidiary of the Issuer, and Solid Power, Inc. ("Solid Power"). At the effective time of the Merger (the "Effective Time"), each Solid Power option was converted into an option to purchase a number of shares of Common Stock of the Issuer, equal to the product (rounded down to the nearest whole number) of (x) the number of shares of Solid Power Common Stock subject to such Solid Power Option immediately prior to the Effective Time and (y) an exchange ratio calculated at closing (the "Exchange Ratio"), at an exercise price per share (rounded up to the nearest whole cent) equal to (A) the exercise price per share of such Solid Power Option immediately prior to the Effective Time divided by (B) the Exchange Ratio.

F1 · derivative.exercise_date: 25% of the total number of shares issuable upon exercise of the option vested on September 6, 2020, and 1/36 of the remaining shares issuable upon exercise of the option vested or will vest, as applicable, monthly thereafter.

F2 · derivative.underlying_shares: On December 8, 2021, the Issuer completed the merger (the "Merger") pursuant to the as amended Business Combination Agreement and Plan of Reorganization, by and among the Issuer, a wholly owned subsidiary of the Issuer, and Solid Power, Inc. ("Solid Power"). At the effective time of the Merger (the "Effective Time"), each Solid Power option was converted into an option to purchase a number of shares of Common Stock of the Issuer, equal to the product (rounded down to the nearest whole number) of (x) the number of shares of Solid Power Common Stock subject to such Solid Power Option immediately prior to the Effective Time and (y) an exchange ratio calculated at closing (the "Exchange Ratio"), at an exercise price per share (rounded up to the nearest whole cent) equal to (A) the exercise price per share of such Solid Power Option immediately prior to the Effective Time divided by (B) the Exchange Ratio.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.