Last 12 months
Inside the activity.
0 purchase rows · 30 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 18 |
| Sep 2026 | 0 | 12 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 29, 2024 Filed Mar 4, 2024 06:20 UTC |
TYLE PRAVEENDirector
|
GrantStock Option (Right to Buy) · Derivative | 35,000 | $0.00 Strike: $14.56 | $0.00 |
DisclosureSEC source: 0001516551-24-000022 · wk-form4_1709551223.xml · derivative · entry 1 TYLE PRAVEEN · CIK 0001296936 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,000 Underlying: Common Stock · 35,000 shares Expires 2034-03-01 F1 · derivative.exercise_date: The option grant shall be exercisable for a price of $14.56 per option share for ten years from February 29, 2024 and the options will vest in equal monthly installments over the one year period beginning February 29, 2024. Read SEC document |
| February 29, 2024 Filed Mar 4, 2024 06:24 UTC |
DALESANDRO MARGARETDirector
|
GrantStock Option (Right to Buy) · Derivative | 35,000 | $0.00 Strike: $14.56 | $0.00 |
DisclosureSEC source: 0001516551-24-000027 · wk-form4_1709551460.xml · derivative · entry 1 DALESANDRO MARGARET · CIK 0001208853 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,000 Underlying: Common Stock · 35,000 shares Expires 2034-03-01 F1 · derivative.exercise_date: The option grant shall be exercisable for a price of $14.56 per option share for ten years from February 29, 2024 and the options will vest in equal monthly installments over the one year period beginning February 29, 2024. Read SEC document |
| February 29, 2024 Filed Mar 4, 2024 23:02 UTC |
Charych Deborah H.Director
|
GrantStock Option (Right to Buy) · Derivative | 35,000 | $0.00 Strike: $14.56 | $0.00 |
DisclosureSEC source: 0001516551-24-000039 · wk-form4_1709593294.xml · derivative · entry 1 Charych Deborah H. · CIK 0001965700 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,000 Underlying: Common Stock · 35,000 shares Expires 2034-03-01 F1 · derivative.exercise_date: The option grant shall be exercisable for a price of $14.56 per option share for ten years from February 29, 2024 and the options will vest in equal monthly installments over the one year period beginning February 29, 2024. Read SEC document |
| February 29, 2024 Filed Mar 4, 2024 23:01 UTC |
Jenkins AnnalisaDirector
|
GrantStock Option (Right to Buy) · Derivative | 40,000 | $0.00 Strike: $14.56 | $0.00 |
DisclosureSEC source: 0001516551-24-000038 · wk-form4_1709593247.xml · derivative · entry 1 Jenkins Annalisa · CIK 0001639481 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2034-03-01 F1 · derivative.exercise_date: The option grant shall be exercisable for a price of $14.56 per option share for ten years from February 29, 2024 and the options will vest in equal monthly installments over the one year period beginning February 29, 2024. Read SEC document |
| February 29, 2024 Filed Mar 4, 2024 21:04 UTC |
Schwab Andrew J.Director
|
GrantStock Option (Right to Buy) · Derivative | 35,000 | $0.00 Strike: $14.56 | $0.00 |
DisclosureSEC source: 0001516551-24-000030 · wk-form4_1709586211.xml · derivative · entry 1 Schwab Andrew J. · CIK 0001598549 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,000 Underlying: Common Stock · 35,000 shares Expires 2034-03-01 F1 · derivative.exercise_date: The option grant shall be exercisable for a price of $14.56 per option share for ten years from February 29, 2024 and the options will vest in equal monthly installments over the one year period beginning February 29, 2024. Read SEC document |
| February 29, 2024 Filed Mar 4, 2024 11:23 UTC |
Ward Keith WayneDirector
|
GrantStock Option (Right to Buy) · Derivative | 35,000 | $0.00 Strike: $14.56 | $0.00 |
DisclosureSEC source: 0001516551-24-000025 · wk-form4_1709551390.xml · derivative · entry 1 Ward Keith Wayne · CIK 0001662394 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,000 Underlying: Common Stock · 35,000 shares Expires 2034-03-01 F1 · derivative.exercise_date: The option grant shall be exercisable for a price of $14.56 per option share for ten years from February 29, 2024 and the options will vest in equal monthly installments over the one year period beginning February 29, 2024. Read SEC document |
| January 31, 2024 Filed Feb 2, 2024 21:32 UTC |
5AM Partners VII, LLC10% owner
5AM Ventures VII, L.P.10% owner
5AM Partners II, LLC10% owner
5AM Ventures II LP10% owner
5AM CO-INVESTORS II LP10% owner
DIEKMAN JOHN D10% owner
PARMAR KUSH10% owner
ROCKLAGE SCOTT M10% owner
|
PurchaseCommon Stock | 5,206,074 | $2.31 | $12,026,030.94 |
DisclosureSEC source: 0001209191-24-002643 · doc4.xml · nonDerivative · entry 1 5AM Partners VII, LLC · CIK 0001873545 · 10% owner 5AM Ventures VII, L.P. · CIK 0001844435 · 10% owner 5AM Partners II, LLC · CIK 0001555952 · 10% owner 5AM Ventures II LP · CIK 0001386509 · 10% owner 5AM CO-INVESTORS II LP · CIK 0001390376 · 10% owner DIEKMAN JOHN D · CIK 0001240357 · 10% owner PARMAR KUSH · CIK 0001664281 · 10% owner ROCKLAGE SCOTT M · CIK 0001219014 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By 5AM Ventures VII, L.P. Disclosed balance after: 7,943,520 F1 · ownership.nature: The securities are directly held by 5AM Ventures VII, L.P. ("Ventures VII"). 5AM Partners VII, LLC ("Partners VII") is the sole general partner of Ventures VII. Dr. Kush Parmar and Andrew J. Schwab are the managing members of Partners VII and may be deemed to have shared voting and investment power over the securities beneficially owned by Ventures VII. Each of Partners VII and Dr. Parmar disclaims beneficial ownership of such securities except to the extent of its or his respective pecuniary interest therein. Mr. Schwab is a director of the Issuer and files separate Section 16 reports. Read SEC document |
| January 31, 2024 Filed Feb 2, 2024 21:35 UTC |
Schwab Andrew J.Director · 10% owner
|
GrantCommon Stock | 5,206,074 | $2.31 | $12,026,030.94 |
DisclosureSEC source: 0001209191-24-002649 · doc4.xml · nonDerivative · entry 1 Schwab Andrew J. · CIK 0001598549 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By 5AM Ventures VII, L.P. Disclosed balance after: 7,943,520 F1 · ownership.nature: The securities are directly held by 5AM Ventures VII, L.P. ("Ventures VII"). 5AM Partners VII, LLC ("Partners VII") is the sole general partner of Ventures VII. The Reporting Person is a managing member of Partners VII and may be deemed to have shared voting and investment power over the shares beneficially owned by Ventures VII. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. Read SEC document |
| November 06, 2023 Filed Nov 6, 2023 20:29 UTC |
ARSENAULT KAITLYNChief Financial Officer
|
GrantStock Option (Right to Buy) · Derivative | 32,053 | $0.00 Strike: $3.50 | $0.00 |
DisclosureSEC source: 0001516551-23-000096 · wk-form4_1699320590.xml · derivative · entry 2 ARSENAULT KAITLYN · CIK 0001877242 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,436 Underlying: Common Stock · 32,053 shares Expires 2033-08-25 F3 · derivative.exercise_date: The option grant shall be exercisable for a price of $3.50 per option share for ten years from August 25, 2023 and the options will vest in equal monthly installments over the four year period beginning August 24, 2023. Upon a change in control of the Issuer, 100% of the options will become fully vested. Read SEC document |
| November 06, 2023 Filed Nov 6, 2023 20:29 UTC |
ARSENAULT KAITLYNChief Financial Officer
|
GrantCommon Stock | 128,209 | $0.00 | $0.00 |
DisclosureSEC source: 0001516551-23-000096 · wk-form4_1699320590.xml · nonDerivative · entry 1 ARSENAULT KAITLYN · CIK 0001877242 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 185,738 F1 · shares: Represents a restricted stock unit ("RSU") award that vests on the following performance milestones : 25% vests upon achieving a market cap of $125M, an additional 25% vests upon achieving a market cap of $250M, an additional 25% vests upon achieving a market cap of $400M, an additional 25% vest at an exit of $500M or greater; provided, however, that no RSUs shall vest until the compensation committee of the Issuer determines that shares can be sold into the market to cover withholding tax obligations associated with the vesting of the RSUs. Notwithstanding anything to the foregoing, all of the RSUS shall vest if an exit greater than $500M is achieved at an earlier date. F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| November 06, 2023 Filed Nov 6, 2023 20:29 UTC |
Grayson Paul A.Director
|
GrantCommon Stock | 173,721 | $0.00 | $0.00 |
DisclosureSEC source: 0001516551-23-000093 · wk-form4_1699320557.xml · nonDerivative · entry 1 Grayson Paul A. · CIK 0001861554 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 246,252 F1 · shares: Represents a restricted stock unit ("RSU") award that vests on the following performance milestones : 25% vests upon achieving a market cap of $125M, an additional 25% vests upon achieving a market cap of $250M, an additional 25% vests upon achieving a market cap of $400M, an additional 25% vest at an exit of $500M or greater; provided, however, that no RSUs shall vest until the compensation committee of the Issuer determines that shares can be sold into the market to cover withholding tax obligations associated with the vesting of the RSUs. Notwithstanding anything to the foregoing, all of the RSUS shall vest if an exit greater than $500M is achieved at an earlier date. F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| November 06, 2023 Filed Nov 7, 2023 01:29 UTC |
DHILLON PUNITDirector · Chief Executive Officer
|
GrantStock Option (Right to Buy) · Derivative | 21,586 | $0.00 Strike: $3.50 | $0.00 |
DisclosureSEC source: 0001516551-23-000095 · wk-form4_1699320579.xml · derivative · entry 2 DHILLON PUNIT · CIK 0001425052 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,599 Underlying: Common Stock · 21,586 shares Expires 2033-08-25 F3 · derivative.exercise_date: The option grant shall be exercisable for a price of $3.50 per option share for ten years from August 25, 2023 and the options will vest in equal monthly installments over the four year period beginning August 24, 2023. Upon a change in control of the Issuer, 100% of the options will become fully vested. Read SEC document |
| November 06, 2023 Filed Nov 7, 2023 01:29 UTC |
DHILLON PUNITDirector · Chief Executive Officer
|
GrantCommon Stock | 194,270 | $0.00 | $0.00 |
DisclosureSEC source: 0001516551-23-000095 · wk-form4_1699320579.xml · nonDerivative · entry 1 DHILLON PUNIT · CIK 0001425052 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 297,006 F1 · shares: Represents a restricted stock unit ("RSU") award that vests on the following performance milestones : 25% vests upon achieving a market cap of $125M, an additional 25% vests upon achieving a market cap of $250M, an additional 25% vests upon achieving a market cap of $400M, an additional 25% vest at an exit of $500M or greater; provided, however, that no RSUs shall vest until the compensation committee of the Issuer determines that shares can be sold into the market to cover withholding tax obligations associated with the vesting of the RSUs. Notwithstanding anything to the foregoing, all of the RSUS shall vest if an exit greater than $500M is achieved at an earlier date. F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| November 06, 2023 Filed Nov 6, 2023 20:29 UTC |
TYLE PRAVEENDirector
|
GrantStock Option (Right to Buy) · Derivative | 14,110 | $0.00 Strike: $3.50 | $0.00 |
DisclosureSEC source: 0001516551-23-000092 · wk-form4_1699320545.xml · derivative · entry 1 TYLE PRAVEEN · CIK 0001296936 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,001 Underlying: Common Stock · 14,110 shares Expires 2033-08-25 F1 · derivative.exercise_date: The option grant shall be exercisable for a price of $3.50 per option share for ten years from August 25, 2023 and the options will vest in equal monthly installments over the one year period beginning August 24, 2023. Read SEC document |
| November 06, 2023 Filed Nov 6, 2023 20:29 UTC |
DALESANDRO MARGARETDirector
|
GrantStock Option (Right to Buy) · Derivative | 14,110 | $0.00 Strike: $3.50 | $0.00 |
DisclosureSEC source: 0001516551-23-000094 · wk-form4_1699320568.xml · derivative · entry 1 DALESANDRO MARGARET · CIK 0001208853 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,001 Underlying: Common Stock · 14,110 shares Expires 2033-08-25 F1 · derivative.exercise_date: The option grant shall be exercisable for a price of $3.50 per option share for ten years from August 25, 2023 and the options will vest in equal monthly installments over the one year period beginning August 24, 2023. Read SEC document |
| November 06, 2023 Filed Nov 7, 2023 01:32 UTC |
Ward Keith WayneDirector
|
GrantStock Option (Right to Buy) · Derivative | 14,110 | $0.00 Strike: $3.50 | $0.00 |
DisclosureSEC source: 0001516551-23-000098 · wk-form4_1699320737.xml · derivative · entry 1 Ward Keith Wayne · CIK 0001662394 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,001 Underlying: Common Stock · 14,110 shares Expires 2033-08-25 F1 · derivative.exercise_date: The option grant shall be exercisable for a price of $3.50 per option share for ten years from August 25, 2023 and the options will vest in equal monthly installments over the one year period beginning August 24, 2023. Read SEC document |
| November 06, 2023 Filed Nov 7, 2023 01:30 UTC |
Charych Deborah H.Director
|
GrantStock Option (Right to Buy) · Derivative | 14,110 | $0.00 Strike: $3.50 | $0.00 |
DisclosureSEC source: 0001516551-23-000097 · wk-form4_1699320601.xml · derivative · entry 1 Charych Deborah H. · CIK 0001965700 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,001 Underlying: Common Stock · 14,110 shares Expires 2033-08-25 F1 · derivative.exercise_date: The option grant shall be exercisable for a price of $3.50 per option share for ten years from August 25, 2023 and the options will vest in equal monthly installments over the one year period beginning August 24, 2023. Read SEC document |
| November 06, 2023 Filed Nov 7, 2023 01:29 UTC |
Schwab Andrew J.Director
|
GrantStock Option (Right to Buy) · Derivative | 14,110 | $0.00 Strike: $3.50 | $0.00 |
DisclosureSEC source: 0001516551-23-000091 · wk-form4_1699320532.xml · derivative · entry 1 Schwab Andrew J. · CIK 0001598549 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,001 Underlying: Common Stock · 14,110 shares Expires 2033-08-25 F1 · derivative.exercise_date: The option grant shall be exercisable for a price of $3.50 per option share for ten years from August 25, 2023 and the options will vest in equal monthly installments over the one year period beginning August 24, 2023. Read SEC document |
| August 29, 2023 Filed Aug 29, 2023 22:39 UTC |
DHILLON PUNITDirector · Chief Executive Officer
|
PurchaseCommon Stock | 881,000 | $0.02 | $16,474.70 |
DisclosureSEC source: 0001516551-23-000062 · wk-form4_1693348773.xml · nonDerivative · entry 4 DHILLON PUNIT · CIK 0001425052 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,554,828 Read SEC document |
| August 29, 2023 Filed Aug 31, 2023 15:26 UTC Amendment |
DHILLON PUNITDirector · Chief Executive Officer
|
PurchaseCommon Stock | 881,000 | $0.02 | $16,474.70 |
DisclosureSEC source: 0001516551-23-000069 · wk-form4a_1693495603.xml · nonDerivative · entry 4 DHILLON PUNIT · CIK 0001425052 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,683,957 Read SEC document |
| August 28, 2023 Filed Aug 29, 2023 22:39 UTC |
DHILLON PUNITDirector · Chief Executive Officer
|
OtherCommon Stock | 110,000 | $0.02 | $1,881.00 |
DisclosureSEC source: 0001516551-23-000062 · wk-form4_1693348773.xml · nonDerivative · entry 3 DHILLON PUNIT · CIK 0001425052 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,673,828 Read SEC document |
| August 28, 2023 Filed Aug 31, 2023 15:26 UTC Amendment |
DHILLON PUNITDirector · Chief Executive Officer
|
OtherCommon Stock | 110,000 | $0.02 | $1,881.00 |
DisclosureSEC source: 0001516551-23-000069 · wk-form4a_1693495603.xml · nonDerivative · entry 3 DHILLON PUNIT · CIK 0001425052 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,802,957 Read SEC document |
| August 25, 2023 Filed Aug 29, 2023 18:53 UTC |
ARSENAULT KAITLYNChief Financial Officer
|
GrantStock Option (Right to Buy) · Derivative | 3,345,530 | $0.00 Strike: $0.01 | $0.00 |
DisclosureSEC source: 0001516551-23-000064 · wk-form4_1693349578.xml · derivative · entry 2 ARSENAULT KAITLYN · CIK 0001877242 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,345,530 Underlying: Common Stock · 3,345,530 shares Expires 2033-08-25 F3 · derivative.exercise_date: The option grant shall be exercisable for a price of $0.014 per option share for ten years from August 25, 2023 and the options will vest in equal monthly installments over the four year period beginning August 24, 2023. Upon a change in control of the Issuer, 100% of the options will become fully vested. Read SEC document |
| August 25, 2023 Filed Aug 29, 2023 18:53 UTC |
ARSENAULT KAITLYNChief Financial Officer
|
GrantCommon Stock | 13,382,118 | $0.00 | $0.00 |
DisclosureSEC source: 0001516551-23-000064 · wk-form4_1693349578.xml · nonDerivative · entry 1 ARSENAULT KAITLYN · CIK 0001877242 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,382,118 F1 · shares: Represents a restricted stock unit ("RSU") award that vests on the following performance milestones : 25% vests upon achieving a market cap of $125M, an additional 25% vests upon achieving a market cap of $250M, an additional 25% vests upon achieving a market cap of $400M, an additional 25% vest at an exit of $500M or greater; provided, however, that no RSUs shall vest until the compensation committee of the Issuer determines that shares can be sold into the market to cover withholding tax obligations associated with the vesting of the RSUs . Notwithstanding anything to the foregoing, all of the RSUS shall vest if an exit greater than $500M is achieved at an earlier date. F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| August 25, 2023 Filed Aug 29, 2023 19:25 UTC |
Grayson Paul A.Director
|
GrantCommon Stock | 18,132,596 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001516551-23-000066 · wk-form4_1693351547.xml · nonDerivative · entry 1 Grayson Paul A. · CIK 0001861554 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,132,596 F1 · shares: Represents a restricted stock unit ("RSU") award that vests on the following performance milestones : 25% vests upon achieving a market cap of $125M, an additional 25% vests upon achieving a market cap of $250M, an additional 25% vests upon achieving a market cap of $400M, an additional 25% vest at an exit of $500M or greater; provided, however, that no RSUs shall vest until the compensation committee of the Issuer determines that shares can be sold into the market to cover withholding tax obligations associated with the vesting of the RSUs . Notwithstanding anything to the foregoing, all of the RSUS shall vest if an exit greater than $500M is achieved at an earlier date. F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| August 25, 2023 Filed Aug 29, 2023 22:39 UTC |
DHILLON PUNITDirector · Chief Executive Officer
|
GrantStock Option (Right to Buy) · Derivative | 2,253,046 | $0.00 Strike: $0.01 | $0.00 |
DisclosureSEC source: 0001516551-23-000062 · wk-form4_1693348773.xml · derivative · entry 5 DHILLON PUNIT · CIK 0001425052 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,253,046 Underlying: Common Stock · 2,253,046 shares Expires 2033-08-25 F3 · derivative.exercise_date: The option grant shall be exercisable for a price of $0.014 per option share for ten years from August 25, 2023 and the options will vest in equal monthly installments over the four year period beginning August 24, 2023. Upon a change in control of the Issuer, 100% of the options will become fully vested. Read SEC document |
| August 25, 2023 Filed Aug 29, 2023 22:39 UTC |
DHILLON PUNITDirector · Chief Executive Officer
|
GrantCommon Stock | 20,277,414 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001516551-23-000062 · wk-form4_1693348773.xml · nonDerivative · entry 1 DHILLON PUNIT · CIK 0001425052 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,554,828 F1 · shares: Represents a restricted stock unit ("RSU") award that vests on the following performance milestones : 25% vests upon achieving a market cap of $125M, an additional 25% vests upon achieving a market cap of $250M, an additional 25% vests upon achieving a market cap of $400M, an additional 25% vest at an exit of $500M or greater; provided, however, that no RSUs shall vest until the compensation committee of the Issuer determines that shares can be sold into the market to cover withholding tax obligations associated with the vesting of the RSUs . Notwithstanding anything to the foregoing, all of the RSUS shall vest if an exit greater than $500M is achieved at an earlier date. F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| August 25, 2023 Filed Aug 29, 2023 18:22 UTC |
TYLE PRAVEENDirector
|
GrantStock Option (Right to Buy) · Derivative | 1,472,692 | $0.00 Strike: $0.01 | $0.00 |
DisclosureSEC source: 0001516551-23-000060 · wk-form4_1693347739.xml · derivative · entry 1 TYLE PRAVEEN · CIK 0001296936 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,472,692 Underlying: Common Stock · 1,472,692 shares Expires 2033-08-25 F1 · derivative.exercise_date: The option grant shall be exercisable for a price of $0.014 per option share for ten years from August 25, 2023 and the options will vest in equal monthly installments over the one year period beginning August 24, 2023. Read SEC document |
| August 25, 2023 Filed Aug 29, 2023 18:21 UTC |
DALESANDRO MARGARETDirector
|
GrantStock Option (Right to Buy) · Derivative | 1,472,692 | $0.00 Strike: $0.01 | $0.00 |
DisclosureSEC source: 0001516551-23-000058 · wk-form4_1693347662.xml · derivative · entry 1 DALESANDRO MARGARET · CIK 0001208853 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,472,692 Underlying: Common Stock · 1,472,692 shares Expires 2033-08-25 F1 · derivative.exercise_date: The option grant shall be exercisable for a price of $0.014 per option share for ten years from August 25, 2023 and the options will vest in equal monthly installments over the one year period beginning August 24, 2023. Read SEC document |
| August 25, 2023 Filed Aug 30, 2023 01:36 UTC |
Schwab Andrew J.Director
|
GrantStock Option (Right to Buy) · Derivative | 1,472,692 | $0.00 Strike: $0.01 | $0.00 |
DisclosureSEC source: 0001516551-23-000068 · wk-form4_1693359362.xml · derivative · entry 1 Schwab Andrew J. · CIK 0001598549 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,472,692 Underlying: Common Stock · 1,472,692 shares Expires 2033-08-25 F1 · derivative.exercise_date: The option grant shall be exercisable for a price of $0.014 per option share for ten years from August 25, 2023 and the options will vest in equal monthly installments over the one year period beginning August 24, 2023. Read SEC document |
| August 25, 2023 Filed Aug 29, 2023 22:17 UTC |
Ward Keith WayneDirector
|
GrantStock Option (Right to Buy) · Derivative | 1,472,692 | $0.00 Strike: $0.01 | $0.00 |
DisclosureSEC source: 0001516551-23-000056 · wk-form4_1693347437.xml · derivative · entry 1 Ward Keith Wayne · CIK 0001662394 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,472,692 Underlying: Common Stock · 1,472,692 shares Expires 2033-08-25 F1 · derivative.exercise_date: The option grant shall be exercisable for a price of $0.014 per option share for ten years from August 25, 2023 and the options will vest in equal monthly installments over the one year period beginning August 24, 2023. Read SEC document |
| August 25, 2023 Filed Aug 29, 2023 22:02 UTC |
Charych Deborah H.Director
|
GrantStock Option (Right to Buy) · Derivative | 1,472,692 | $0.00 Strike: $0.01 | $0.00 |
DisclosureSEC source: 0001516551-23-000054 · wk-form4_1693346510.xml · derivative · entry 1 Charych Deborah H. · CIK 0001965700 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,472,692 Underlying: Common Stock · 1,472,692 shares Expires 2033-08-25 F1 · derivative.exercise_date: The option grant shall be exercisable for a price of $0.014 per option share for ten years from August 25, 2023 and the options will vest in equal monthly installments over the one year period beginning August 24, 2023. Read SEC document |
| August 25, 2023 Filed Aug 31, 2023 15:26 UTC Amendment |
DHILLON PUNITDirector · Chief Executive Officer
|
GrantStock Option (Right to Buy) · Derivative | 2,253,046 | $0.00 Strike: $0.01 | $0.00 |
DisclosureSEC source: 0001516551-23-000069 · wk-form4a_1693495603.xml · derivative · entry 6 DHILLON PUNIT · CIK 0001425052 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,253,046 Underlying: Common Stock · 2,253,046 shares Expires 2033-08-25 F4 · derivative.exercise_date: The option grant shall be exercisable for a price of $0.014 per option share for ten years from August 25, 2023 and the options will vest in equal monthly installments over the four year period beginning August 24, 2023. Upon a change in control of the Issuer, 100% of the options will become fully vested. Read SEC document |
| August 25, 2023 Filed Aug 31, 2023 15:26 UTC Amendment |
DHILLON PUNITDirector · Chief Executive Officer
|
GrantCommon Stock | 20,277,414 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001516551-23-000069 · wk-form4a_1693495603.xml · nonDerivative · entry 1 DHILLON PUNIT · CIK 0001425052 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,683,957 F1 · shares: Represents a restricted stock unit ("RSU") award that vests on the following performance milestones : 25% vests upon achieving a market cap of $125M, an additional 25% vests upon achieving a market cap of $250M, an additional 25% vests upon achieving a market cap of $400M, an additional 25% vest at an exit of $500M or greater; provided, however, that no RSUs shall vest until the compensation committee of the Issuer determines that shares can be sold into the market to cover withholding tax obligations associated with the vesting of the RSUs . Notwithstanding anything to the foregoing, all of the RSUS shall vest if an exit greater than $500M is achieved at an earlier date. F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| August 23, 2023 Filed Aug 29, 2023 22:39 UTC |
DHILLON PUNITDirector · Chief Executive Officer
|
OtherCommon Stock | 9,000 | $0.01 | $106.20 |
DisclosureSEC source: 0001516551-23-000062 · wk-form4_1693348773.xml · nonDerivative · entry 2 DHILLON PUNIT · CIK 0001425052 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,563,828 Read SEC document |
| August 23, 2023 Filed Aug 31, 2023 15:26 UTC Amendment |
DHILLON PUNITDirector · Chief Executive Officer
|
OtherCommon Stock | 9,000 | $0.01 | $106.20 |
DisclosureSEC source: 0001516551-23-000069 · wk-form4a_1693495603.xml · nonDerivative · entry 2 DHILLON PUNIT · CIK 0001425052 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,692,957 Read SEC document |
| August 18, 2023 Filed Aug 22, 2023 21:21 UTC |
Schwab Andrew J.Director · 10% owner
|
GrantWarrant (Right to Buy) · Derivative | 426,348,120 | $0.00 Strike: $0.02 | $0.00 |
DisclosureSEC source: 0001516551-23-000052 · wk-form4_1692739248.xml · derivative · entry 6 Schwab Andrew J. · CIK 0001598549 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By 5AM Ventures VII, L.P. Disclosed balance after: 426,348,120 Underlying: Common Stock · 426,348,120 shares Expires 2033-08-18 F4 · price: The securities were purchased pursuant to a Securities Purchase Agreement, dated as of August 15, 2023 (the "Purchase Agreement"). The transactions contemplated by the Purchase Agreement closed concurrently with the Merger on August 18, 2023. Pursuant to the Purchase Agreement, 5AM Ventures VII, L.P. ("Ventures VII") purchased an aggregate of 852,696,240 shares of common stock (of which Ventures II and Co-Investors II were allocated 161,944,872 shares and 6,389,799 shares, respectively) for the total purchase price of $8.8 million and received warrants to purchase an aggregate of 426,348,120 shares of common stock for no additional consideration. F5 · ownership.nature: The securities are directly held by 5AM Ventures VII, L.P. ("Ventures VII"). 5AM Partners VII, LLC ("Partners VII") is the sole general partner of Ventures VII. The Reporting Person is a managing member of Partners VII and may be deemed to have shared voting and investment power over the shares beneficially owned by Ventures VII. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. Read SEC document |
| August 18, 2023 Filed Aug 22, 2023 21:21 UTC |
Schwab Andrew J.Director · 10% owner
|
GrantCommon Stock | 6,389,921 | $0.01 | $65,816.19 |
DisclosureSEC source: 0001516551-23-000052 · wk-form4_1692739248.xml · nonDerivative · entry 5 Schwab Andrew J. · CIK 0001598549 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By 5AM Co-Investors II, L.P. Disclosed balance after: 16,948,799 F4 · shares: The securities were purchased pursuant to a Securities Purchase Agreement, dated as of August 15, 2023 (the "Purchase Agreement"). The transactions contemplated by the Purchase Agreement closed concurrently with the Merger on August 18, 2023. Pursuant to the Purchase Agreement, 5AM Ventures VII, L.P. ("Ventures VII") purchased an aggregate of 852,696,240 shares of common stock (of which Ventures II and Co-Investors II were allocated 161,944,872 shares and 6,389,799 shares, respectively) for the total purchase price of $8.8 million and received warrants to purchase an aggregate of 426,348,120 shares of common stock for no additional consideration. F4 · price: The securities were purchased pursuant to a Securities Purchase Agreement, dated as of August 15, 2023 (the "Purchase Agreement"). The transactions contemplated by the Purchase Agreement closed concurrently with the Merger on August 18, 2023. Pursuant to the Purchase Agreement, 5AM Ventures VII, L.P. ("Ventures VII") purchased an aggregate of 852,696,240 shares of common stock (of which Ventures II and Co-Investors II were allocated 161,944,872 shares and 6,389,799 shares, respectively) for the total purchase price of $8.8 million and received warrants to purchase an aggregate of 426,348,120 shares of common stock for no additional consideration. F3 · ownership.nature: The securities are directly held by 5AM Co-Investors II, L.P. ("Co-Investors II"). Partners II is the sole general partner of Co-Investors II. The Reporting Person is a managing member of Partners II and may be deemed to have shared voting and investment power over the shares beneficially owned by Co-Investors II. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. Read SEC document |
| August 18, 2023 Filed Aug 22, 2023 21:21 UTC |
Schwab Andrew J.Director · 10% owner
|
GrantCommon Stock | 161,944,872 | $0.01 | $1,668,032.18 |
DisclosureSEC source: 0001516551-23-000052 · wk-form4_1692739248.xml · nonDerivative · entry 4 Schwab Andrew J. · CIK 0001598549 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By 5AM Ventures II, L.P. Disclosed balance after: 429,546,911 F4 · shares: The securities were purchased pursuant to a Securities Purchase Agreement, dated as of August 15, 2023 (the "Purchase Agreement"). The transactions contemplated by the Purchase Agreement closed concurrently with the Merger on August 18, 2023. Pursuant to the Purchase Agreement, 5AM Ventures VII, L.P. ("Ventures VII") purchased an aggregate of 852,696,240 shares of common stock (of which Ventures II and Co-Investors II were allocated 161,944,872 shares and 6,389,799 shares, respectively) for the total purchase price of $8.8 million and received warrants to purchase an aggregate of 426,348,120 shares of common stock for no additional consideration. F4 · price: The securities were purchased pursuant to a Securities Purchase Agreement, dated as of August 15, 2023 (the "Purchase Agreement"). The transactions contemplated by the Purchase Agreement closed concurrently with the Merger on August 18, 2023. Pursuant to the Purchase Agreement, 5AM Ventures VII, L.P. ("Ventures VII") purchased an aggregate of 852,696,240 shares of common stock (of which Ventures II and Co-Investors II were allocated 161,944,872 shares and 6,389,799 shares, respectively) for the total purchase price of $8.8 million and received warrants to purchase an aggregate of 426,348,120 shares of common stock for no additional consideration. F2 · ownership.nature: The securities are directly held by 5AM Ventures II, L.P. ("Ventures II"). 5AM Partners II, LLC ("Partners II") is the sole general partner of Ventures II. The Reporting Person is a managing member of Partners II and may be deemed to have shared voting and investment power over the shares beneficially owned by Ventures II. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. Read SEC document |
| August 18, 2023 Filed Aug 22, 2023 21:21 UTC |
Schwab Andrew J.Director · 10% owner
|
GrantCommon Stock | 684,361,447 | $0.01 | $7,048,922.90 |
DisclosureSEC source: 0001516551-23-000052 · wk-form4_1692739248.xml · nonDerivative · entry 3 Schwab Andrew J. · CIK 0001598549 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By 5AM Ventures VII, L.P. Disclosed balance after: 684,361,447 F4 · shares: The securities were purchased pursuant to a Securities Purchase Agreement, dated as of August 15, 2023 (the "Purchase Agreement"). The transactions contemplated by the Purchase Agreement closed concurrently with the Merger on August 18, 2023. Pursuant to the Purchase Agreement, 5AM Ventures VII, L.P. ("Ventures VII") purchased an aggregate of 852,696,240 shares of common stock (of which Ventures II and Co-Investors II were allocated 161,944,872 shares and 6,389,799 shares, respectively) for the total purchase price of $8.8 million and received warrants to purchase an aggregate of 426,348,120 shares of common stock for no additional consideration. F4 · price: The securities were purchased pursuant to a Securities Purchase Agreement, dated as of August 15, 2023 (the "Purchase Agreement"). The transactions contemplated by the Purchase Agreement closed concurrently with the Merger on August 18, 2023. Pursuant to the Purchase Agreement, 5AM Ventures VII, L.P. ("Ventures VII") purchased an aggregate of 852,696,240 shares of common stock (of which Ventures II and Co-Investors II were allocated 161,944,872 shares and 6,389,799 shares, respectively) for the total purchase price of $8.8 million and received warrants to purchase an aggregate of 426,348,120 shares of common stock for no additional consideration. F5 · ownership.nature: The securities are directly held by 5AM Ventures VII, L.P. ("Ventures VII"). 5AM Partners VII, LLC ("Partners VII") is the sole general partner of Ventures VII. The Reporting Person is a managing member of Partners VII and may be deemed to have shared voting and investment power over the shares beneficially owned by Ventures VII. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. Read SEC document |
| August 18, 2023 Filed Aug 22, 2023 21:21 UTC |
Schwab Andrew J.Director · 10% owner
|
GrantCommon Stock | 10,558,878 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001516551-23-000052 · wk-form4_1692739248.xml · nonDerivative · entry 2 Schwab Andrew J. · CIK 0001598549 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By 5AM Co-Investors II, L.P. Disclosed balance after: 10,558,878 F1 · price: Pursuant to the Agreement and Plan of Merger and Reorganization, dated as of August 15, 2023 (the "Merger Agreement"), by and among the Issuer, Bird Rock Bio, Inc. ("Bird Rock Bio") and Aquila Merger Sub, Inc. ("Merger Sub"), Merger Sub merged with and into Bird Rock Bio (the "Merger"), with Bird Rock Bio surviving the Merger as a wholly-owned subsidiary of the Issuer. Upon the closing of the Merger, each share of Bird Rock Bio's Series A preferred stock, Series B preferred stock and Series C preferred stock was converted into the right to receive 18.560295 shares of the Issuer's common stock. The Merger closed on August 18, 2023. F3 · ownership.nature: The securities are directly held by 5AM Co-Investors II, L.P. ("Co-Investors II"). Partners II is the sole general partner of Co-Investors II. The Reporting Person is a managing member of Partners II and may be deemed to have shared voting and investment power over the shares beneficially owned by Co-Investors II. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. Read SEC document |
| August 18, 2023 Filed Aug 22, 2023 21:21 UTC |
Schwab Andrew J.Director · 10% owner
|
GrantCommon Stock | 267,602,039 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001516551-23-000052 · wk-form4_1692739248.xml · nonDerivative · entry 1 Schwab Andrew J. · CIK 0001598549 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By 5AM Ventures II, L.P. Disclosed balance after: 267,602,039 F1 · price: Pursuant to the Agreement and Plan of Merger and Reorganization, dated as of August 15, 2023 (the "Merger Agreement"), by and among the Issuer, Bird Rock Bio, Inc. ("Bird Rock Bio") and Aquila Merger Sub, Inc. ("Merger Sub"), Merger Sub merged with and into Bird Rock Bio (the "Merger"), with Bird Rock Bio surviving the Merger as a wholly-owned subsidiary of the Issuer. Upon the closing of the Merger, each share of Bird Rock Bio's Series A preferred stock, Series B preferred stock and Series C preferred stock was converted into the right to receive 18.560295 shares of the Issuer's common stock. The Merger closed on August 18, 2023. F2 · ownership.nature: The securities are directly held by 5AM Ventures II, L.P. ("Ventures II"). 5AM Partners II, LLC ("Partners II") is the sole general partner of Ventures II. The Reporting Person is a managing member of Partners II and may be deemed to have shared voting and investment power over the shares beneficially owned by Ventures II. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. Read SEC document |
| February 22, 2023 Filed Mar 17, 2023 18:52 UTC |
Emerald Health Sciences Inc.10% owner
|
Disposition to issuerWarrants with Credit Facility of Oct 5, 2018 - T3 · Derivative | 2,500,000 | $0.00 Strike: $0.04 | $0.00 |
DisclosureSEC source: 0001567619-23-005234 · doc1.xml · derivative · entry 7 Emerald Health Sciences Inc. · CIK 0001728413 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,500,000 shares Expires 2024-03-29 F2 · kind: Aggregate exercise price for the warrants was paid through a reduction in the debt Issuer owed to Reporting Person under the Multi Draw Credit Facility. Read SEC document |
| February 22, 2023 Filed Mar 17, 2023 18:52 UTC |
Emerald Health Sciences Inc.10% owner
|
Disposition to issuerWarrants with Credit Facility of Oct 5, 2018 - T2 · Derivative | 2,500,000 | $0.00 Strike: $0.04 | $0.00 |
DisclosureSEC source: 0001567619-23-005234 · doc1.xml · derivative · entry 6 Emerald Health Sciences Inc. · CIK 0001728413 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,500,000 shares Expires 2024-02-01 F2 · kind: Aggregate exercise price for the warrants was paid through a reduction in the debt Issuer owed to Reporting Person under the Multi Draw Credit Facility. Read SEC document |
| February 22, 2023 Filed Mar 17, 2023 18:52 UTC |
Emerald Health Sciences Inc.10% owner
|
PurchaseWarrants with Credit Facility of Oct 5, 2018 · Derivative | 2,500,000 | $0.00 Strike: $0.04 | $0.00 |
DisclosureSEC source: 0001567619-23-005234 · doc1.xml · derivative · entry 5 Emerald Health Sciences Inc. · CIK 0001728413 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,500,000 shares Expires 2023-11-01 Read SEC document |
| February 22, 2023 Filed Mar 17, 2023 18:52 UTC |
Emerald Health Sciences Inc.10% owner
|
Disposition to issuerWarrants · Derivative | 9,141,486 | $0.00 Strike: $0.02 | $0.00 |
DisclosureSEC source: 0001567619-23-005234 · doc1.xml · derivative · entry 4 Emerald Health Sciences Inc. · CIK 0001728413 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,141,486 shares Expires 2024-12-30 Read SEC document |
| February 22, 2023 Filed Mar 17, 2023 18:52 UTC |
Emerald Health Sciences Inc.10% owner
|
GrantCommon Stock | 41,379,164 | $0.04 | $1,597,235.73 |
DisclosureSEC source: 0001567619-23-005234 · doc1.xml · nonDerivative · entry 2 Emerald Health Sciences Inc. · CIK 0001728413 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,407,901 Read SEC document |
| February 22, 2023 Filed Mar 17, 2023 18:52 UTC |
Emerald Health Sciences Inc.10% owner
|
GrantCommon Stock | 16,641,486 | $0.02 | $282,905.26 |
DisclosureSEC source: 0001567619-23-005234 · doc1.xml · nonDerivative · entry 1 Emerald Health Sciences Inc. · CIK 0001728413 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,028,737 Read SEC document |
| February 14, 2023 Filed Feb 16, 2023 22:30 UTC |
Charych Deborah H.Director
|
GrantStock Option (Right to Buy) · Derivative | 250,000 | $0.00 Strike: $0.04 | $0.00 |
DisclosureSEC source: 0001516551-23-000022 · wf-form4_167658660353462.xml · derivative · entry 1 Charych Deborah H. · CIK 0001965700 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Stock · 250,000 shares Expires 2033-02-14 F1 · derivative.exercise_date: 1. The option grant shall be exercisable for a price of $0.039 per option share for ten years from February 14, 2023 and the options will vest in equal monthly installments over the one year period beginning February 15, 2023. Read SEC document |
| January 05, 2023 Filed Jan 6, 2023 17:21 UTC |
TYLE PRAVEENDirector
|
GrantStock Option (Right to Buy) · Derivative | 250,000 | $0.00 Strike: $0.02 | $0.00 |
DisclosureSEC source: 0001516551-23-000006 · wf-form4_167304366212912.xml · derivative · entry 1 TYLE PRAVEEN · CIK 0001296936 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Stock · 250,000 shares Expires 2033-01-05 F1 · derivative.exercise_date: The option grant shall be exercisable for a price of $0.017 per option share for ten years from January 5, 2023 (the "Grant Date") and the options will vest in equal monthly installments over the one year period from the Grant Date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.