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person · Reporting owner

Ward Keith Wayne

Disclosed activity across 2 companies

Tapewire entity
93560
SEC CIK
0001662394

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
REATA PHARMACEUTICALS INCRETA · Entity 12293Chief Development OfficerFebruary 25, 2019February 27, 2019
Skye Bioscience, Inc.SKYE · Entity 8098DirectorFebruary 29, 2024March 04, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

REATA PHARMACEUTICALS INC

Report date February 25, 2019 · Filed February 27, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A common stockSEC Table I · non-derivativeDirect8,620 Ending reported balance After 2019-02-26 transaction · row 5
5 source rows · reconciled sequence

Row 1 · 2019-02-25 · Conversion · Acquired 15,183 · Balance 23,803

F1: The exercise, conversion and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 27, 2018.

F2: The Class B common stock is convertible into Class A common stock on a one-for-one basis at the holder's election at any time. The conversion right of the Class B common stock has no expiration date.

Row 2 · 2019-02-25 · Sale · Disposed 15,183 · Balance 8,620

F1: The exercise, conversion and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 27, 2018.

Row 3 · 2019-02-26 · Conversion · Acquired 25,184 · Balance 33,804

F1: The exercise, conversion and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 27, 2018.

F2: The Class B common stock is convertible into Class A common stock on a one-for-one basis at the holder's election at any time. The conversion right of the Class B common stock has no expiration date.

Row 4 · 2019-02-26 · Sale · Disposed 16,817 · Balance 16,987

F1: The exercise, conversion and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 27, 2018.

Row 5 · 2019-02-26 · Sale · Disposed 8,367 · Balance 8,620

F1: The exercise, conversion and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 27, 2018.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.00 · Expires 2026-05-25Direct92,967 Reported balance After 2019-02-25 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2019-02-25 · Exercise / conversion · Disposed 15,183 · Balance 92,967

F1: The exercise, conversion and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 27, 2018.

F3: The options, representing a right to purchase a total of 108,150 shares, vest in sixteen equal quarterly installments beginning on August 25, 2016.

F2: The Class B common stock is convertible into Class A common stock on a one-for-one basis at the holder's election at any time. The conversion right of the Class B common stock has no expiration date.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.00 · Expires 2026-05-25Direct76,150 Reported balance After 2019-02-26 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2019-02-26 · Exercise / conversion · Disposed 16,817 · Balance 76,150

F1: The exercise, conversion and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 27, 2018.

F3: The options, representing a right to purchase a total of 108,150 shares, vest in sixteen equal quarterly installments beginning on August 25, 2016.

F2: The Class B common stock is convertible into Class A common stock on a one-for-one basis at the holder's election at any time. The conversion right of the Class B common stock has no expiration date.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.62 · Expires 2023-06-15Direct0 Reported balance After 2019-02-26 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2019-02-26 · Exercise / conversion · Disposed 8,367 · Balance 0

F1: The exercise, conversion and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 27, 2018.

F4: The options, representing a right to purchase a total of 82,287 shares, vested in twenty equal quarterly installments beginning on September 15, 2013.

F2: The Class B common stock is convertible into Class A common stock on a one-for-one basis at the holder's election at any time. The conversion right of the Class B common stock has no expiration date.

Class B common stockSEC Table II · derivative / convertible securityDirect15,183 Reported balance After 2019-02-25 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2019-02-25 · Exercise / conversion · Acquired 15,183 · Balance 15,183

F2: The Class B common stock is convertible into Class A common stock on a one-for-one basis at the holder's election at any time. The conversion right of the Class B common stock has no expiration date.

F1: The exercise, conversion and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 27, 2018.

Class B common stockSEC Table II · derivative / convertible securityDirect0 Reported balance After 2019-02-25 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2019-02-25 · Conversion · Disposed 15,183 · Balance 0

F2: The Class B common stock is convertible into Class A common stock on a one-for-one basis at the holder's election at any time. The conversion right of the Class B common stock has no expiration date.

F1: The exercise, conversion and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 27, 2018.

Class B common stockSEC Table II · derivative / convertible securityDirect16,817 Reported balance After 2019-02-26 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2019-02-26 · Exercise / conversion · Acquired 16,817 · Balance 16,817

F2: The Class B common stock is convertible into Class A common stock on a one-for-one basis at the holder's election at any time. The conversion right of the Class B common stock has no expiration date.

F1: The exercise, conversion and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 27, 2018.

Class B common stockSEC Table II · derivative / convertible securityDirect25,184 Reported balance After 2019-02-26 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2019-02-26 · Exercise / conversion · Acquired 8,367 · Balance 25,184

F2: The Class B common stock is convertible into Class A common stock on a one-for-one basis at the holder's election at any time. The conversion right of the Class B common stock has no expiration date.

F1: The exercise, conversion and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 27, 2018.

Class B common stockSEC Table II · derivative / convertible securityDirect0 Reported balance After 2019-02-26 transaction · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · 2019-02-26 · Conversion · Disposed 25,184 · Balance 0

F2: The Class B common stock is convertible into Class A common stock on a one-for-one basis at the holder's election at any time. The conversion right of the Class B common stock has no expiration date.

F1: The exercise, conversion and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 27, 2018.

Filing footnotes · ownership attribution and instrument terms

F1: The exercise, conversion and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 27, 2018.

F2: The Class B common stock is convertible into Class A common stock on a one-for-one basis at the holder's election at any time. The conversion right of the Class B common stock has no expiration date.

F3: The options, representing a right to purchase a total of 108,150 shares, vest in sixteen equal quarterly installments beginning on August 25, 2016.

F4: The options, representing a right to purchase a total of 82,287 shares, vested in twenty equal quarterly installments beginning on September 15, 2013.

Skye Bioscience, Inc.

Report date February 29, 2024 · Filed March 04, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $14.56 · Expires 2034-03-01Direct35,000 Reported balance After 2024-02-29 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2024-02-29 · Grant · Acquired 35,000 · Balance 35,000

F1: The option grant shall be exercisable for a price of $14.56 per option share for ten years from February 29, 2024 and the options will vest in equal monthly installments over the one year period beginning February 29, 2024.

Filing footnotes · ownership attribution and instrument terms

F1: The option grant shall be exercisable for a price of $14.56 per option share for ten years from February 29, 2024 and the options will vest in equal monthly installments over the one year period beginning February 29, 2024.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 29, 2024 Filed Mar 4, 2024 11:23 UTC Skye Bioscience, Inc. SKYE · Entity 8098 GrantStock Option (Right to Buy) · Derivative 35,000 $0.00 Strike: $14.56 $0.00
Disclosure

SEC source: 0001516551-24-000025 · wk-form4_1709551390.xml · derivative · entry 1

Ward Keith Wayne · CIK 0001662394 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 35,000 shares

Expires 2034-03-01

F1 · derivative.exercise_date: The option grant shall be exercisable for a price of $14.56 per option share for ten years from February 29, 2024 and the options will vest in equal monthly installments over the one year period beginning February 29, 2024.

Read SEC document
November 06, 2023 Filed Nov 7, 2023 01:32 UTC Skye Bioscience, Inc. SKYE · Entity 8098 GrantStock Option (Right to Buy) · Derivative 14,110 $0.00 Strike: $3.50 $0.00
Disclosure

SEC source: 0001516551-23-000098 · wk-form4_1699320737.xml · derivative · entry 1

Ward Keith Wayne · CIK 0001662394 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,001

Underlying: Common Stock · 14,110 shares

Expires 2033-08-25

F1 · derivative.exercise_date: The option grant shall be exercisable for a price of $3.50 per option share for ten years from August 25, 2023 and the options will vest in equal monthly installments over the one year period beginning August 24, 2023.

Read SEC document
August 25, 2023 Filed Aug 29, 2023 22:17 UTC Skye Bioscience, Inc. SKYE · Entity 8098 GrantStock Option (Right to Buy) · Derivative 1,472,692 $0.00 Strike: $0.01 $0.00
Disclosure

SEC source: 0001516551-23-000056 · wk-form4_1693347437.xml · derivative · entry 1

Ward Keith Wayne · CIK 0001662394 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,472,692

Underlying: Common Stock · 1,472,692 shares

Expires 2033-08-25

F1 · derivative.exercise_date: The option grant shall be exercisable for a price of $0.014 per option share for ten years from August 25, 2023 and the options will vest in equal monthly installments over the one year period beginning August 24, 2023.

Read SEC document
January 05, 2023 Filed Jan 9, 2023 15:42 UTC Skye Bioscience, Inc. SKYE · Entity 8098 GrantStock Option (Right to Buy) · Derivative 250,000 $0.00 Strike: $0.02 $0.00
Disclosure

SEC source: 0001516551-23-000010 · wf-form4_167327894567784.xml · derivative · entry 1

Ward Keith Wayne · CIK 0001662394 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires 2033-01-05

F1 · derivative.exercise_date: The option grant shall be exercisable for a price of $0.017 per option share for ten years from January 5, 2023 and the options will vest in equal monthly installments over the one year period beginning December 8, 2022.

Read SEC document
December 14, 2021 Filed Dec 16, 2021 23:50 UTC Skye Bioscience, Inc. SKYE · Entity 8098 GrantDirector Option Grant (Right to Buy) · Derivative 250,000 $0.00 Strike: $0.06 $0.00
Disclosure

SEC source: 0001516551-21-000025 · wf-form4_163969862196316.xml · derivative · entry 1

Ward Keith Wayne · CIK 0001662394 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires 2031-12-14

F1 · derivative.exercise_date: The Option grant shall be exercisable for a price of $0.058 per Option Share for ten years from December 14, 2021 (the "Grant Date") and the Options will vest in equal monthly installments over the one year period from the Grant Date.

Read SEC document
February 26, 2019 Filed Feb 27, 2019 16:22 UTC REATA PHARMACEUTICALS INC RETA · Entity 12293 ConversionClass B common stock · Derivative 25,184 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-014057 · doc4.xml · derivative · entry 13

Ward Keith Wayne · CIK 0001662394 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A common stock · 25,184 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The Class B common stock is convertible into Class A common stock on a one-for-one basis at the holder's election at any time. The conversion right of the Class B common stock has no expiration date.

F1 · kind: The exercise, conversion and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 27, 2018.

F2 · price: The Class B common stock is convertible into Class A common stock on a one-for-one basis at the holder's election at any time. The conversion right of the Class B common stock has no expiration date.

F2 · derivative.exercise_date: The Class B common stock is convertible into Class A common stock on a one-for-one basis at the holder's election at any time. The conversion right of the Class B common stock has no expiration date.

F2 · derivative.expiration_date: The Class B common stock is convertible into Class A common stock on a one-for-one basis at the holder's election at any time. The conversion right of the Class B common stock has no expiration date.

Read SEC document
February 26, 2019 Filed Feb 27, 2019 16:22 UTC REATA PHARMACEUTICALS INC RETA · Entity 12293 Exercise / conversionClass B common stock · Derivative 8,367 $11.62 $97,224.54
Disclosure

SEC source: 0001209191-19-014057 · doc4.xml · derivative · entry 12

Ward Keith Wayne · CIK 0001662394 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,184

Underlying: Class A common stock · 8,367 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The Class B common stock is convertible into Class A common stock on a one-for-one basis at the holder's election at any time. The conversion right of the Class B common stock has no expiration date.

F1 · kind: The exercise, conversion and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 27, 2018.

F2 · derivative.exercise_date: The Class B common stock is convertible into Class A common stock on a one-for-one basis at the holder's election at any time. The conversion right of the Class B common stock has no expiration date.

F2 · derivative.expiration_date: The Class B common stock is convertible into Class A common stock on a one-for-one basis at the holder's election at any time. The conversion right of the Class B common stock has no expiration date.

Read SEC document
February 26, 2019 Filed Feb 27, 2019 16:22 UTC REATA PHARMACEUTICALS INC RETA · Entity 12293 Exercise / conversionClass B common stock · Derivative 16,817 $11.00 $184,987.00
Disclosure

SEC source: 0001209191-19-014057 · doc4.xml · derivative · entry 11

Ward Keith Wayne · CIK 0001662394 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,817

Underlying: Class A common stock · 16,817 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The Class B common stock is convertible into Class A common stock on a one-for-one basis at the holder's election at any time. The conversion right of the Class B common stock has no expiration date.

F1 · kind: The exercise, conversion and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 27, 2018.

F2 · derivative.exercise_date: The Class B common stock is convertible into Class A common stock on a one-for-one basis at the holder's election at any time. The conversion right of the Class B common stock has no expiration date.

F2 · derivative.expiration_date: The Class B common stock is convertible into Class A common stock on a one-for-one basis at the holder's election at any time. The conversion right of the Class B common stock has no expiration date.

Read SEC document
February 26, 2019 Filed Feb 27, 2019 16:22 UTC REATA PHARMACEUTICALS INC RETA · Entity 12293 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 8,367 $0.00 Strike: $11.62 $0.00
Disclosure

SEC source: 0001209191-19-014057 · doc4.xml · derivative · entry 10

Ward Keith Wayne · CIK 0001662394 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B common stock · 8,367 shares

Expires 2023-06-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise, conversion and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 27, 2018.

F4 · derivative.exercise_date: The options, representing a right to purchase a total of 82,287 shares, vested in twenty equal quarterly installments beginning on September 15, 2013.

F2 · derivative.underlying: The Class B common stock is convertible into Class A common stock on a one-for-one basis at the holder's election at any time. The conversion right of the Class B common stock has no expiration date.

Read SEC document
February 26, 2019 Filed Feb 27, 2019 16:22 UTC REATA PHARMACEUTICALS INC RETA · Entity 12293 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 16,817 $0.00 Strike: $11.00 $0.00
Disclosure

SEC source: 0001209191-19-014057 · doc4.xml · derivative · entry 9

Ward Keith Wayne · CIK 0001662394 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,150

Underlying: Class B common stock · 16,817 shares

Expires 2026-05-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise, conversion and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 27, 2018.

F3 · derivative.exercise_date: The options, representing a right to purchase a total of 108,150 shares, vest in sixteen equal quarterly installments beginning on August 25, 2016.

F2 · derivative.underlying: The Class B common stock is convertible into Class A common stock on a one-for-one basis at the holder's election at any time. The conversion right of the Class B common stock has no expiration date.

Read SEC document
February 26, 2019 Filed Feb 27, 2019 16:22 UTC REATA PHARMACEUTICALS INC RETA · Entity 12293 SaleClass A common stock 8,367 $91.62 $766,584.54
Disclosure

SEC source: 0001209191-19-014057 · doc4.xml · nonDerivative · entry 5

Ward Keith Wayne · CIK 0001662394 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,620

F1 · kind: The exercise, conversion and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 27, 2018.

Read SEC document
February 26, 2019 Filed Feb 27, 2019 16:22 UTC REATA PHARMACEUTICALS INC RETA · Entity 12293 SaleClass A common stock 16,817 $91.00 $1,530,347.00
Disclosure

SEC source: 0001209191-19-014057 · doc4.xml · nonDerivative · entry 4

Ward Keith Wayne · CIK 0001662394 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,987

F1 · kind: The exercise, conversion and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 27, 2018.

Read SEC document
February 26, 2019 Filed Feb 27, 2019 16:22 UTC REATA PHARMACEUTICALS INC RETA · Entity 12293 ConversionClass A common stock 25,184 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-014057 · doc4.xml · nonDerivative · entry 3

Ward Keith Wayne · CIK 0001662394 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,804

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise, conversion and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 27, 2018.

F2 · price: The Class B common stock is convertible into Class A common stock on a one-for-one basis at the holder's election at any time. The conversion right of the Class B common stock has no expiration date.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 16:22 UTC REATA PHARMACEUTICALS INC RETA · Entity 12293 ConversionClass B common stock · Derivative 15,183 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-014057 · doc4.xml · derivative · entry 8

Ward Keith Wayne · CIK 0001662394 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A common stock · 15,183 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The Class B common stock is convertible into Class A common stock on a one-for-one basis at the holder's election at any time. The conversion right of the Class B common stock has no expiration date.

F1 · kind: The exercise, conversion and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 27, 2018.

F2 · price: The Class B common stock is convertible into Class A common stock on a one-for-one basis at the holder's election at any time. The conversion right of the Class B common stock has no expiration date.

F2 · derivative.exercise_date: The Class B common stock is convertible into Class A common stock on a one-for-one basis at the holder's election at any time. The conversion right of the Class B common stock has no expiration date.

F2 · derivative.expiration_date: The Class B common stock is convertible into Class A common stock on a one-for-one basis at the holder's election at any time. The conversion right of the Class B common stock has no expiration date.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 16:22 UTC REATA PHARMACEUTICALS INC RETA · Entity 12293 Exercise / conversionClass B common stock · Derivative 15,183 $11.00 $167,013.00
Disclosure

SEC source: 0001209191-19-014057 · doc4.xml · derivative · entry 7

Ward Keith Wayne · CIK 0001662394 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,183

Underlying: Class A common stock · 15,183 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The Class B common stock is convertible into Class A common stock on a one-for-one basis at the holder's election at any time. The conversion right of the Class B common stock has no expiration date.

F1 · kind: The exercise, conversion and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 27, 2018.

F2 · derivative.exercise_date: The Class B common stock is convertible into Class A common stock on a one-for-one basis at the holder's election at any time. The conversion right of the Class B common stock has no expiration date.

F2 · derivative.expiration_date: The Class B common stock is convertible into Class A common stock on a one-for-one basis at the holder's election at any time. The conversion right of the Class B common stock has no expiration date.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 16:22 UTC REATA PHARMACEUTICALS INC RETA · Entity 12293 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 15,183 $0.00 Strike: $11.00 $0.00
Disclosure

SEC source: 0001209191-19-014057 · doc4.xml · derivative · entry 6

Ward Keith Wayne · CIK 0001662394 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,967

Underlying: Class B common stock · 15,183 shares

Expires 2026-05-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise, conversion and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 27, 2018.

F3 · derivative.exercise_date: The options, representing a right to purchase a total of 108,150 shares, vest in sixteen equal quarterly installments beginning on August 25, 2016.

F2 · derivative.underlying: The Class B common stock is convertible into Class A common stock on a one-for-one basis at the holder's election at any time. The conversion right of the Class B common stock has no expiration date.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 16:22 UTC REATA PHARMACEUTICALS INC RETA · Entity 12293 SaleClass A common stock 15,183 $91.00 $1,381,653.00
Disclosure

SEC source: 0001209191-19-014057 · doc4.xml · nonDerivative · entry 2

Ward Keith Wayne · CIK 0001662394 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,620

F1 · kind: The exercise, conversion and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 27, 2018.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 16:22 UTC REATA PHARMACEUTICALS INC RETA · Entity 12293 ConversionClass A common stock 15,183 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-014057 · doc4.xml · nonDerivative · entry 1

Ward Keith Wayne · CIK 0001662394 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,803

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise, conversion and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 27, 2018.

F2 · price: The Class B common stock is convertible into Class A common stock on a one-for-one basis at the holder's election at any time. The conversion right of the Class B common stock has no expiration date.

Read SEC document
January 31, 2019 Filed Feb 1, 2019 11:50 UTC REATA PHARMACEUTICALS INC RETA · Entity 12293 ConversionClass B common stock · Derivative 4,150 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-006341 · doc4.xml · derivative · entry 6

Ward Keith Wayne · CIK 0001662394 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A common stock · 4,150 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The Class B common stock is convertible into Class A common stock on a one-for-one basis at the holder's election at any time. The conversion right of the Class B common stock has no expiration date.

F1 · kind: The exercise, conversion and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 27, 2018.

F2 · price: The Class B common stock is convertible into Class A common stock on a one-for-one basis at the holder's election at any time. The conversion right of the Class B common stock has no expiration date.

F2 · derivative.exercise_date: The Class B common stock is convertible into Class A common stock on a one-for-one basis at the holder's election at any time. The conversion right of the Class B common stock has no expiration date.

F2 · derivative.expiration_date: The Class B common stock is convertible into Class A common stock on a one-for-one basis at the holder's election at any time. The conversion right of the Class B common stock has no expiration date.

Read SEC document
January 31, 2019 Filed Feb 1, 2019 11:50 UTC REATA PHARMACEUTICALS INC RETA · Entity 12293 Exercise / conversionClass B common stock · Derivative 4,150 $11.62 $48,223.00
Disclosure

SEC source: 0001209191-19-006341 · doc4.xml · derivative · entry 5

Ward Keith Wayne · CIK 0001662394 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,150

Underlying: Class A common stock · 4,150 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The Class B common stock is convertible into Class A common stock on a one-for-one basis at the holder's election at any time. The conversion right of the Class B common stock has no expiration date.

F1 · kind: The exercise, conversion and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 27, 2018.

F2 · derivative.exercise_date: The Class B common stock is convertible into Class A common stock on a one-for-one basis at the holder's election at any time. The conversion right of the Class B common stock has no expiration date.

F2 · derivative.expiration_date: The Class B common stock is convertible into Class A common stock on a one-for-one basis at the holder's election at any time. The conversion right of the Class B common stock has no expiration date.

Read SEC document
January 31, 2019 Filed Feb 1, 2019 11:50 UTC REATA PHARMACEUTICALS INC RETA · Entity 12293 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 4,150 $0.00 Strike: $11.62 $0.00
Disclosure

SEC source: 0001209191-19-006341 · doc4.xml · derivative · entry 4

Ward Keith Wayne · CIK 0001662394 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,367

Underlying: Class B common stock · 4,150 shares

Expires 2023-06-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise, conversion and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 27, 2018.

F5 · derivative.exercise_date: The options, representing a right to purchase a total of 82,287 shares, vested in twenty equal quarterly installments beginning on September 15, 2013.

F2 · derivative.underlying: The Class B common stock is convertible into Class A common stock on a one-for-one basis at the holder's election at any time. The conversion right of the Class B common stock has no expiration date.

Read SEC document
January 31, 2019 Filed Feb 1, 2019 11:50 UTC REATA PHARMACEUTICALS INC RETA · Entity 12293 SaleClass A common stock 2,750 $76.97 $211,661.45
Disclosure

SEC source: 0001209191-19-006341 · doc4.xml · nonDerivative · entry 3

Ward Keith Wayne · CIK 0001662394 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,620

F1 · kind: The exercise, conversion and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 27, 2018.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on one day at prices ranging from $76.73 to $77.25. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
January 31, 2019 Filed Feb 1, 2019 11:50 UTC REATA PHARMACEUTICALS INC RETA · Entity 12293 SaleClass A common stock 1,400 $76.17 $106,640.66
Disclosure

SEC source: 0001209191-19-006341 · doc4.xml · nonDerivative · entry 2

Ward Keith Wayne · CIK 0001662394 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,370

F1 · kind: The exercise, conversion and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 27, 2018.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on one day at prices ranging from $75.68 to $76.53. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
January 31, 2019 Filed Feb 1, 2019 11:50 UTC REATA PHARMACEUTICALS INC RETA · Entity 12293 ConversionClass A common stock 4,150 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-006341 · doc4.xml · nonDerivative · entry 1

Ward Keith Wayne · CIK 0001662394 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,770

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise, conversion and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 27, 2018.

F2 · price: The Class B common stock is convertible into Class A common stock on a one-for-one basis at the holder's election at any time. The conversion right of the Class B common stock has no expiration date.

Read SEC document
January 14, 2019 Filed Jan 15, 2019 11:25 UTC REATA PHARMACEUTICALS INC RETA · Entity 12293 ConversionClass B common stock · Derivative 8,620 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-003672 · doc4.xml · derivative · entry 4

Ward Keith Wayne · CIK 0001662394 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A common stock · 8,620 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Class B common stock is convertible into Class A common stock on a one-for-one basis at the holder's election at any time. The conversion right of the Class B common stock has no expiration date.

F1 · price: The Class B common stock is convertible into Class A common stock on a one-for-one basis at the holder's election at any time. The conversion right of the Class B common stock has no expiration date.

F1 · derivative.exercise_date: The Class B common stock is convertible into Class A common stock on a one-for-one basis at the holder's election at any time. The conversion right of the Class B common stock has no expiration date.

F1 · derivative.expiration_date: The Class B common stock is convertible into Class A common stock on a one-for-one basis at the holder's election at any time. The conversion right of the Class B common stock has no expiration date.

Read SEC document
January 14, 2019 Filed Jan 15, 2019 11:25 UTC REATA PHARMACEUTICALS INC RETA · Entity 12293 Exercise / conversionClass B common stock · Derivative 8,620 $11.62 $100,164.40
Disclosure

SEC source: 0001209191-19-003672 · doc4.xml · derivative · entry 3

Ward Keith Wayne · CIK 0001662394 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,620

Underlying: Class A common stock · 8,620 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Class B common stock is convertible into Class A common stock on a one-for-one basis at the holder's election at any time. The conversion right of the Class B common stock has no expiration date.

F1 · derivative.exercise_date: The Class B common stock is convertible into Class A common stock on a one-for-one basis at the holder's election at any time. The conversion right of the Class B common stock has no expiration date.

F1 · derivative.expiration_date: The Class B common stock is convertible into Class A common stock on a one-for-one basis at the holder's election at any time. The conversion right of the Class B common stock has no expiration date.

Read SEC document
January 14, 2019 Filed Jan 15, 2019 11:25 UTC REATA PHARMACEUTICALS INC RETA · Entity 12293 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 8,620 $0.00 Strike: $11.62 $0.00
Disclosure

SEC source: 0001209191-19-003672 · doc4.xml · derivative · entry 2

Ward Keith Wayne · CIK 0001662394 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,517

Underlying: Class B common stock · 8,620 shares

Expires 2023-06-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options, representing a right to purchase a total of 82,287 shares, vested in twenty equal quarterly installments beginning on September 15, 2013.

F1 · derivative.underlying: The Class B common stock is convertible into Class A common stock on a one-for-one basis at the holder's election at any time. The conversion right of the Class B common stock has no expiration date.

Read SEC document
January 14, 2019 Filed Jan 15, 2019 11:25 UTC REATA PHARMACEUTICALS INC RETA · Entity 12293 ConversionClass A common stock 8,620 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-003672 · doc4.xml · nonDerivative · entry 1

Ward Keith Wayne · CIK 0001662394 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,620

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Class B common stock is convertible into Class A common stock on a one-for-one basis at the holder's election at any time. The conversion right of the Class B common stock has no expiration date.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 14:45 UTC REATA PHARMACEUTICALS INC RETA · Entity 12293 ConversionClass B common stock · Derivative 4,150 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-000798 · doc4.xml · derivative · entry 6

Ward Keith Wayne · CIK 0001662394 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A common stock · 4,150 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The Class B common stock is convertible into Class A common stock on a one-for-one basis at the holder's election at any time. The conversion right of the Class B common stock has no expiration date.

F1 · kind: The exercise, conversion and sale reported in this Form 4 were effected pursuant to Rule 10b5-1 trading plan adopted by the reporting person on September 27, 2018.

F2 · price: The Class B common stock is convertible into Class A common stock on a one-for-one basis at the holder's election at any time. The conversion right of the Class B common stock has no expiration date.

F2 · derivative.exercise_date: The Class B common stock is convertible into Class A common stock on a one-for-one basis at the holder's election at any time. The conversion right of the Class B common stock has no expiration date.

F2 · derivative.expiration_date: The Class B common stock is convertible into Class A common stock on a one-for-one basis at the holder's election at any time. The conversion right of the Class B common stock has no expiration date.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 14:45 UTC REATA PHARMACEUTICALS INC RETA · Entity 12293 Exercise / conversionClass B common stock · Derivative 4,150 $11.62 $48,223.00
Disclosure

SEC source: 0001209191-19-000798 · doc4.xml · derivative · entry 5

Ward Keith Wayne · CIK 0001662394 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,150

Underlying: Class A common stock · 4,150 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The Class B common stock is convertible into Class A common stock on a one-for-one basis at the holder's election at any time. The conversion right of the Class B common stock has no expiration date.

F1 · kind: The exercise, conversion and sale reported in this Form 4 were effected pursuant to Rule 10b5-1 trading plan adopted by the reporting person on September 27, 2018.

F2 · derivative.exercise_date: The Class B common stock is convertible into Class A common stock on a one-for-one basis at the holder's election at any time. The conversion right of the Class B common stock has no expiration date.

F2 · derivative.expiration_date: The Class B common stock is convertible into Class A common stock on a one-for-one basis at the holder's election at any time. The conversion right of the Class B common stock has no expiration date.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 14:45 UTC REATA PHARMACEUTICALS INC RETA · Entity 12293 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 4,150 $0.00 Strike: $11.62 $0.00
Disclosure

SEC source: 0001209191-19-000798 · doc4.xml · derivative · entry 4

Ward Keith Wayne · CIK 0001662394 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,137

Underlying: Class B common stock · 4,150 shares

Expires 2023-06-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise, conversion and sale reported in this Form 4 were effected pursuant to Rule 10b5-1 trading plan adopted by the reporting person on September 27, 2018.

F5 · derivative.exercise_date: The options, representing a right to purchase a total of 82,287 shares, vested in twenty equal quarterly installments beginning on September 15, 2013.

F2 · derivative.underlying: The Class B common stock is convertible into Class A common stock on a one-for-one basis at the holder's election at any time. The conversion right of the Class B common stock has no expiration date.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 14:45 UTC REATA PHARMACEUTICALS INC RETA · Entity 12293 SaleClass A common stock 1,320 $54.58 $72,045.60
Disclosure

SEC source: 0001209191-19-000798 · doc4.xml · nonDerivative · entry 3

Ward Keith Wayne · CIK 0001662394 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The exercise, conversion and sale reported in this Form 4 were effected pursuant to Rule 10b5-1 trading plan adopted by the reporting person on September 27, 2018.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on one day at prices ranging from $54.27 to $55.25. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 14:45 UTC REATA PHARMACEUTICALS INC RETA · Entity 12293 SaleClass A common stock 2,830 $53.71 $151,999.30
Disclosure

SEC source: 0001209191-19-000798 · doc4.xml · nonDerivative · entry 2

Ward Keith Wayne · CIK 0001662394 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,320

F1 · kind: The exercise, conversion and sale reported in this Form 4 were effected pursuant to Rule 10b5-1 trading plan adopted by the reporting person on September 27, 2018.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on one day at prices ranging from $53.26 to $54.25. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 14:45 UTC REATA PHARMACEUTICALS INC RETA · Entity 12293 ConversionClass A common stock 4,150 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-000798 · doc4.xml · nonDerivative · entry 1

Ward Keith Wayne · CIK 0001662394 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,150

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise, conversion and sale reported in this Form 4 were effected pursuant to Rule 10b5-1 trading plan adopted by the reporting person on September 27, 2018.

F2 · price: The Class B common stock is convertible into Class A common stock on a one-for-one basis at the holder's election at any time. The conversion right of the Class B common stock has no expiration date.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 14:37 UTC REATA PHARMACEUTICALS INC RETA · Entity 12293 GrantEmployee Stock Option (right to buy) · Derivative 34,500 $0.00 Strike: $55.73 $0.00
Disclosure

SEC source: 0001209191-19-000786 · doc4.xml · derivative · entry 1

Ward Keith Wayne · CIK 0001662394 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,500

Underlying: Class B common stock · 34,500 shares

Expires 2029-01-02

F1 · derivative.exercise_date: The options vest in sixteen equal quarterly installments beginning on April 2, 2019, subject to continued service through each vesting date.

F2 · derivative.underlying: The Class B common stock is convertible into Class A common stock on a one-for-one basis at the holder's election at any time. The conversion right of the Class B common stock has no expiration date.

Read SEC document
November 07, 2018 Filed Nov 8, 2018 11:16 UTC REATA PHARMACEUTICALS INC RETA · Entity 12293 ConversionClass B common stock · Derivative 4,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-057707 · doc4.xml · derivative · entry 6

Ward Keith Wayne · CIK 0001662394 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A common stock · 4,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The Class B common stock is convertible into Class A common stock on a one-for-one basis at the holder's election at any time. The conversion right of the Class B common stock has no expiration date.

F1 · kind: The exercise, conversion and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 18, 2017.

F2 · price: The Class B common stock is convertible into Class A common stock on a one-for-one basis at the holder's election at any time. The conversion right of the Class B common stock has no expiration date.

F2 · derivative.exercise_date: The Class B common stock is convertible into Class A common stock on a one-for-one basis at the holder's election at any time. The conversion right of the Class B common stock has no expiration date.

F2 · derivative.expiration_date: The Class B common stock is convertible into Class A common stock on a one-for-one basis at the holder's election at any time. The conversion right of the Class B common stock has no expiration date.

Read SEC document
November 07, 2018 Filed Nov 8, 2018 11:16 UTC REATA PHARMACEUTICALS INC RETA · Entity 12293 Exercise / conversionClass B common stock · Derivative 4,750 $11.62 $55,195.00
Disclosure

SEC source: 0001209191-18-057707 · doc4.xml · derivative · entry 5

Ward Keith Wayne · CIK 0001662394 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,750

Underlying: Class A common stock · 4,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The Class B common stock is convertible into Class A common stock on a one-for-one basis at the holder's election at any time. The conversion right of the Class B common stock has no expiration date.

F1 · kind: The exercise, conversion and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 18, 2017.

F2 · derivative.exercise_date: The Class B common stock is convertible into Class A common stock on a one-for-one basis at the holder's election at any time. The conversion right of the Class B common stock has no expiration date.

F2 · derivative.expiration_date: The Class B common stock is convertible into Class A common stock on a one-for-one basis at the holder's election at any time. The conversion right of the Class B common stock has no expiration date.

Read SEC document
November 07, 2018 Filed Nov 8, 2018 11:16 UTC REATA PHARMACEUTICALS INC RETA · Entity 12293 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 4,750 $0.00 Strike: $11.62 $0.00
Disclosure

SEC source: 0001209191-18-057707 · doc4.xml · derivative · entry 4

Ward Keith Wayne · CIK 0001662394 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,287

Underlying: Class B common stock · 4,750 shares

Expires 2023-06-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise, conversion and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 18, 2017.

F5 · derivative.exercise_date: The options, representing a right to purchase a total of 82,287 shares, vested in twenty equal quarterly installments beginning on September 15, 2013.

F2 · derivative.underlying: The Class B common stock is convertible into Class A common stock on a one-for-one basis at the holder's election at any time. The conversion right of the Class B common stock has no expiration date.

Read SEC document
November 07, 2018 Filed Nov 8, 2018 11:16 UTC REATA PHARMACEUTICALS INC RETA · Entity 12293 SaleClass A common stock 1,053 $68.13 $71,740.89
Disclosure

SEC source: 0001209191-18-057707 · doc4.xml · nonDerivative · entry 3

Ward Keith Wayne · CIK 0001662394 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The exercise, conversion and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 18, 2017.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on one day at prices ranging from $68.00 to $68.25. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
November 07, 2018 Filed Nov 8, 2018 11:16 UTC REATA PHARMACEUTICALS INC RETA · Entity 12293 SaleClass A common stock 3,697 $66.64 $246,368.08
Disclosure

SEC source: 0001209191-18-057707 · doc4.xml · nonDerivative · entry 2

Ward Keith Wayne · CIK 0001662394 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,053

F1 · kind: The exercise, conversion and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 18, 2017.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on one day at prices ranging from $66.62 to $67.32. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
November 07, 2018 Filed Nov 8, 2018 11:16 UTC REATA PHARMACEUTICALS INC RETA · Entity 12293 ConversionClass A common stock 4,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-057707 · doc4.xml · nonDerivative · entry 1

Ward Keith Wayne · CIK 0001662394 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise, conversion and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 18, 2017.

F2 · price: The Class B common stock is convertible into Class A common stock on a one-for-one basis at the holder's election at any time. The conversion right of the Class B common stock has no expiration date.

Read SEC document
November 01, 2018 Filed Nov 1, 2018 17:18 UTC REATA PHARMACEUTICALS INC RETA · Entity 12293 ConversionClass B common stock · Derivative 4,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-056805 · doc4.xml · derivative · entry 5

Ward Keith Wayne · CIK 0001662394 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A common stock · 4,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The Class B common stock is convertible into Class A common stock on a one-for-one basis at the holder's election at any time. The conversion right of the Class B common stock has no expiration date.

F1 · kind: The exercise, conversion and sale reported in this Form 4 were effected pursuant to Rule 10b5-1 trading plan adopted by the reporting person on September 18, 2017.

F2 · price: The Class B common stock is convertible into Class A common stock on a one-for-one basis at the holder's election at any time. The conversion right of the Class B common stock has no expiration date.

F2 · derivative.exercise_date: The Class B common stock is convertible into Class A common stock on a one-for-one basis at the holder's election at any time. The conversion right of the Class B common stock has no expiration date.

F2 · derivative.expiration_date: The Class B common stock is convertible into Class A common stock on a one-for-one basis at the holder's election at any time. The conversion right of the Class B common stock has no expiration date.

Read SEC document
November 01, 2018 Filed Nov 1, 2018 17:18 UTC REATA PHARMACEUTICALS INC RETA · Entity 12293 Exercise / conversionClass B common stock · Derivative 4,750 $11.62 $55,195.00
Disclosure

SEC source: 0001209191-18-056805 · doc4.xml · derivative · entry 4

Ward Keith Wayne · CIK 0001662394 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,750

Underlying: Class A common stock · 4,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The Class B common stock is convertible into Class A common stock on a one-for-one basis at the holder's election at any time. The conversion right of the Class B common stock has no expiration date.

F1 · kind: The exercise, conversion and sale reported in this Form 4 were effected pursuant to Rule 10b5-1 trading plan adopted by the reporting person on September 18, 2017.

F2 · derivative.exercise_date: The Class B common stock is convertible into Class A common stock on a one-for-one basis at the holder's election at any time. The conversion right of the Class B common stock has no expiration date.

F2 · derivative.expiration_date: The Class B common stock is convertible into Class A common stock on a one-for-one basis at the holder's election at any time. The conversion right of the Class B common stock has no expiration date.

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November 01, 2018 Filed Nov 1, 2018 17:18 UTC REATA PHARMACEUTICALS INC RETA · Entity 12293 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 4,750 $0.00 Strike: $11.62 $0.00
Disclosure

SEC source: 0001209191-18-056805 · doc4.xml · derivative · entry 3

Ward Keith Wayne · CIK 0001662394 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,037

Underlying: Class B common stock · 4,750 shares

Expires 2023-06-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise, conversion and sale reported in this Form 4 were effected pursuant to Rule 10b5-1 trading plan adopted by the reporting person on September 18, 2017.

F4 · derivative.exercise_date: The options, representing a right to purchase a total of 82,287 shares, vested in twenty equal quarterly installments beginning on September 15, 2013.

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November 01, 2018 Filed Nov 1, 2018 17:18 UTC REATA PHARMACEUTICALS INC RETA · Entity 12293 SaleClass A common stock 4,750 $59.48 $282,530.00
Disclosure

SEC source: 0001209191-18-056805 · doc4.xml · nonDerivative · entry 2

Ward Keith Wayne · CIK 0001662394 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The exercise, conversion and sale reported in this Form 4 were effected pursuant to Rule 10b5-1 trading plan adopted by the reporting person on September 18, 2017.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on one day at prices ranging from $59.34 to $59.71. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

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November 01, 2018 Filed Nov 1, 2018 17:18 UTC REATA PHARMACEUTICALS INC RETA · Entity 12293 ConversionClass A common stock 4,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-056805 · doc4.xml · nonDerivative · entry 1

Ward Keith Wayne · CIK 0001662394 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise, conversion and sale reported in this Form 4 were effected pursuant to Rule 10b5-1 trading plan adopted by the reporting person on September 18, 2017.

F2 · price: The Class B common stock is convertible into Class A common stock on a one-for-one basis at the holder's election at any time. The conversion right of the Class B common stock has no expiration date.

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October 23, 2018 Filed Oct 24, 2018 11:01 UTC REATA PHARMACEUTICALS INC RETA · Entity 12293 ConversionClass B common stock · Derivative 14,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-056013 · doc4.xml · derivative · entry 5

Ward Keith Wayne · CIK 0001662394 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A common stock · 14,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The Class B common stock is convertible into Class A common stock on a one-for-one basis at the holder's election at any time. The conversion right of the Class B common stock has no expiration date.

F1 · kind: The exercise, conversion and sale reported in this Form 4 were effected pursuant to Rule 10b5-1 trading plan adopted by the reporting person on September 18, 2017.

F2 · price: The Class B common stock is convertible into Class A common stock on a one-for-one basis at the holder's election at any time. The conversion right of the Class B common stock has no expiration date.

F2 · derivative.exercise_date: The Class B common stock is convertible into Class A common stock on a one-for-one basis at the holder's election at any time. The conversion right of the Class B common stock has no expiration date.

F2 · derivative.expiration_date: The Class B common stock is convertible into Class A common stock on a one-for-one basis at the holder's election at any time. The conversion right of the Class B common stock has no expiration date.

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October 23, 2018 Filed Oct 24, 2018 11:01 UTC REATA PHARMACEUTICALS INC RETA · Entity 12293 Exercise / conversionClass B common stock · Derivative 14,250 $11.62 $165,585.00
Disclosure

SEC source: 0001209191-18-056013 · doc4.xml · derivative · entry 4

Ward Keith Wayne · CIK 0001662394 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,250

Underlying: Class A common stock · 14,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The Class B common stock is convertible into Class A common stock on a one-for-one basis at the holder's election at any time. The conversion right of the Class B common stock has no expiration date.

F1 · kind: The exercise, conversion and sale reported in this Form 4 were effected pursuant to Rule 10b5-1 trading plan adopted by the reporting person on September 18, 2017.

F2 · derivative.exercise_date: The Class B common stock is convertible into Class A common stock on a one-for-one basis at the holder's election at any time. The conversion right of the Class B common stock has no expiration date.

F2 · derivative.expiration_date: The Class B common stock is convertible into Class A common stock on a one-for-one basis at the holder's election at any time. The conversion right of the Class B common stock has no expiration date.

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October 23, 2018 Filed Oct 24, 2018 11:01 UTC REATA PHARMACEUTICALS INC RETA · Entity 12293 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 14,250 $0.00 Strike: $11.62 $0.00
Disclosure

SEC source: 0001209191-18-056013 · doc4.xml · derivative · entry 3

Ward Keith Wayne · CIK 0001662394 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,787

Underlying: Class B common stock · 14,250 shares

Expires 2023-06-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise, conversion and sale reported in this Form 4 were effected pursuant to Rule 10b5-1 trading plan adopted by the reporting person on September 18, 2017.

F4 · derivative.exercise_date: The options, representing a right to purchase a total of 82,287 shares, vested in twenty equal quarterly installments beginning on September 15, 2013.

F2 · derivative.underlying: The Class B common stock is convertible into Class A common stock on a one-for-one basis at the holder's election at any time. The conversion right of the Class B common stock has no expiration date.

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October 23, 2018 Filed Oct 24, 2018 11:01 UTC REATA PHARMACEUTICALS INC RETA · Entity 12293 SaleClass A common stock 14,250 $57.08 $813,390.00
Disclosure

SEC source: 0001209191-18-056013 · doc4.xml · nonDerivative · entry 2

Ward Keith Wayne · CIK 0001662394 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The exercise, conversion and sale reported in this Form 4 were effected pursuant to Rule 10b5-1 trading plan adopted by the reporting person on September 18, 2017.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions on one day at prices ranging from $56.84 to $57.53, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.