Last 12 months
Inside the activity.
0 purchase rows · 4 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 07, 2017 Filed Mar 8, 2017 21:12 UTC |
WITTMAN VANESSA AMESDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 25,000 | $2.28 Strike: $2.28 | $56,875.00 |
DisclosureSEC source: 0001225208-17-005877 · doc4.xml · derivative · entry 6 WITTMAN VANESSA AMES · CIK 0001229265 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,905 Underlying: Common Stock · 25,000 shares Expires 2021-05-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 07, 2017 Filed Mar 8, 2017 21:12 UTC |
WITTMAN VANESSA AMESDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 76,795 | $1.91 Strike: $1.91 | $146,678.45 |
DisclosureSEC source: 0001225208-17-005877 · doc4.xml · derivative · entry 5 WITTMAN VANESSA AMES · CIK 0001229265 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 76,795 shares Expires 2022-05-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 07, 2017 Filed Mar 8, 2017 21:12 UTC |
WITTMAN VANESSA AMESDirector
|
SaleCommon Stock | 62,037 | $5.11 | $317,071.11 |
DisclosureSEC source: 0001225208-17-005877 · doc4.xml · nonDerivative · entry 4 WITTMAN VANESSA AMES · CIK 0001229265 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,724 Read SEC document |
| March 07, 2017 Filed Mar 8, 2017 21:12 UTC |
WITTMAN VANESSA AMESDirector
|
Tax withholdingCommon Stock | 39,758 | $5.12 | $203,560.96 |
DisclosureSEC source: 0001225208-17-005877 · doc4.xml · nonDerivative · entry 3 WITTMAN VANESSA AMES · CIK 0001229265 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,761 F1 · price: Represents the exercise price of the stock option referenced in Table II which was paid by way of the withholding by the Company of shares with a value equal to the exercise price. Read SEC document |
| March 07, 2017 Filed Mar 8, 2017 21:12 UTC |
WITTMAN VANESSA AMESDirector
|
Exercise / conversionCommon Stock | 25,000 | $2.28 | $56,875.00 |
DisclosureSEC source: 0001225208-17-005877 · doc4.xml · nonDerivative · entry 2 WITTMAN VANESSA AMES · CIK 0001229265 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,519 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 07, 2017 Filed Mar 8, 2017 21:12 UTC |
WITTMAN VANESSA AMESDirector
|
Exercise / conversionCommon Stock | 76,795 | $1.91 | $146,678.45 |
DisclosureSEC source: 0001225208-17-005877 · doc4.xml · nonDerivative · entry 1 WITTMAN VANESSA AMES · CIK 0001229265 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,519 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 07, 2017 Filed Mar 8, 2017 21:12 UTC |
Cady James ArthurEVP, Product and Operations
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 1,377,620 | $3.61 Strike: $3.61 | $4,973,208.20 |
DisclosureSEC source: 0001225208-17-005876 · doc4.xml · derivative · entry 4 Cady James Arthur · CIK 0001646942 · EVP, Product and Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,755,238 Underlying: Common Stock · 1,377,620 shares Expires 2026-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 07, 2017 Filed Mar 8, 2017 21:12 UTC |
Cady James ArthurEVP, Product and Operations
|
Tax withholdingCommon Stock | 1,177,421 | $5.14 | $6,051,943.94 |
DisclosureSEC source: 0001225208-17-005876 · doc4.xml · nonDerivative · entry 3 Cady James Arthur · CIK 0001646942 · EVP, Product and Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 342,090 F2 · price: Represents the exercise price of the stock option referenced in Table II and associated taxes which was paid by way of the withholding by the Company of shares with a value equal to the exercise price and such taxes. Read SEC document |
| March 07, 2017 Filed Mar 8, 2017 21:12 UTC |
Cady James ArthurEVP, Product and Operations
|
SaleCommon Stock | 277,241 | $5.13 | $1,422,689.92 |
DisclosureSEC source: 0001225208-17-005876 · doc4.xml · nonDerivative · entry 2 Cady James Arthur · CIK 0001646942 · EVP, Product and Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,519,511 F1 · price: Represents the weighted average sales price for the price increments ranging from $5.13 to $5.1350. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 07, 2017 Filed Mar 8, 2017 21:12 UTC |
Cady James ArthurEVP, Product and Operations
|
Exercise / conversionCommon Stock | 1,377,620 | $3.61 | $4,973,208.20 |
DisclosureSEC source: 0001225208-17-005876 · doc4.xml · nonDerivative · entry 1 Cady James Arthur · CIK 0001646942 · EVP, Product and Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,796,752 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 21:04 UTC |
COOK STEPHENEVP, Sales and Automotive
|
GrantCommon Stock | 1,258 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-005286 · doc4.xml · nonDerivative · entry 1 COOK STEPHEN · CIK 0001268619 · EVP, Sales and Automotive 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,319,658 F1 · shares: On February 28, 2017, Sirius XM Holdings Inc. ("Sirius") paid a cash dividend of $0.01 per share on each share of its outstanding common stock. The dividend was payable to all holders of Sirius' common stock on the record date, February 7, 2017. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by Mr. Cook, Mr. Cook received an additional 1,258 restricted stock units as a result of the payment of this cash dividend. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 21:04 UTC |
Greenstein Scott AndrewPres. & Chief Content Officer
|
GrantCommon Stock | 3,119 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-005288 · doc4.xml · nonDerivative · entry 1 Greenstein Scott Andrew · CIK 0001289201 · Pres. & Chief Content Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,458,639 F1 · shares: On February 28, 2017, Sirius XM Holdings Inc. ("Sirius") paid a cash dividend of $0.01 per share on each share of its outstanding common stock. The dividend was payable to all holders of Sirius' common stock on the record date, February 7, 2017. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by Mr. Greenstein, Mr. Greenstein received an additional 3,119 restricted stock units as a result of the payment of this cash dividend. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 21:04 UTC |
Thomson Katherine KohlerEVP, Chief Marketing Officer
|
GrantCommon Stock | 1,454 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-005289 · doc4.xml · nonDerivative · entry 1 Thomson Katherine Kohler · CIK 0001592472 · EVP, Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 537,664 F1 · shares: On February 28, 2017, Sirius XM Holdings Inc. ("Sirius") paid a cash dividend of $0.01 per share on each share of its outstanding common stock. The dividend was payable to all holders of Sirius' common stock on the record date, February 7, 2017. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by Ms. Thomson, Ms. Thomson received an additional 1,454 restricted stock units as a result of the payment of this cash dividend. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 21:05 UTC |
Verbrugge Joseph AEVP, Sales and Development
|
GrantCommon Stock | 687 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-005290 · doc4.xml · nonDerivative · entry 1 Verbrugge Joseph A · CIK 0001660799 · EVP, Sales and Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 321,747 F1 · shares: On February 28, 2017, Sirius XM Holdings Inc. ("Sirius") paid a cash dividend of $0.01 per share on each share of its outstanding common stock. The dividend was payable to all holders of Sirius' common stock on the record date, February 7, 2017. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by Mr. Verbrugge, Mr. Verbrugge received an additional 687 restricted stock units as a result of the payment of this cash dividend. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 21:04 UTC |
MEYER JAMES EDirector · Chief Executive Officer
|
GrantCommon Stock | 5,508 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-005283 · doc4.xml · nonDerivative · entry 1 MEYER JAMES E · CIK 0001247499 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,897,685 F1 · shares: On February 28, 2017, Sirius XM Holdings Inc. ("Sirius") paid a cash dividend of $0.01 per share on each share of its outstanding common stock. The dividend was payable to all holders of Sirius' common stock on the record date, February 7, 2017. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by Mr. Meyer, Mr. Meyer received an additional 5,508 restricted stock units as a result of the payment of this cash dividend. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 21:04 UTC |
DONNELLY PATRICK LEVP, General Counsel & Sec.
|
GrantCommon Stock | 2,092 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-005287 · doc4.xml · nonDerivative · entry 1 DONNELLY PATRICK L · CIK 0001233121 · EVP, General Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 752,176 F1 · shares: On February 28, 2017, Sirius XM Holdings Inc. ("Sirius") paid a cash dividend of $0.01 per share on each share of its outstanding common stock. The dividend was payable to all holders of Sirius' common stock on the record date, February 7, 2017. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by Mr. Donnelly, Mr. Donnelly received an additional 2,092 restricted stock units as a result of the payment of this cash dividend. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 21:04 UTC |
Cady James ArthurEVP, Product and Operations
|
GrantCommon Stock | 1,155 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-005285 · doc4.xml · nonDerivative · entry 1 Cady James Arthur · CIK 0001646942 · EVP, Product and Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 419,132 F1 · shares: On February 28, 2017, Sirius XM Holdings Inc. ("Sirius") paid a cash dividend of $0.01 per share on each share of its outstanding common stock. The dividend was payable to all holders of Sirius' common stock on the record date, February 7, 2017. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by Mr. Cady, Mr. Cady received an additional 1,155 restricted stock units as a result of the payment of this cash dividend. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 21:04 UTC |
Altman Dara FEVP & Chief Admin. Officer
|
GrantCommon Stock | 509 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-005284 · doc4.xml · nonDerivative · entry 1 Altman Dara F · CIK 0001348133 · EVP & Chief Admin. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 290,267 F1 · shares: On February 28, 2017, Sirius XM Holdings Inc. ("Sirius") paid a cash dividend of $0.01 per share on each share of its outstanding common stock. The dividend was payable to all holders of Sirius' common stock on the record date, February 7, 2017. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by Ms. Altman, Ms. Altman received an additional 509 restricted stock units as a result of the payment of this cash dividend. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 21:04 UTC |
MOONEY JAMESDirector
|
GrantCommon Stock | 201 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-005282 · doc4.xml · nonDerivative · entry 1 MOONEY JAMES · CIK 0001240253 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,899 F1 · shares: On February 28, 2017, Sirius XM Holdings Inc. ("Sirius") paid a cash dividend of $0.01 per share on each share of its outstanding common stock. The dividend was payable to all holders of Sirius' common stock on the record date, February 7, 2017. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by Mr. Mooney, Mr. Mooney received an additional 201 restricted stock units as a result of the payment of this cash dividend. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 21:04 UTC |
HOLDEN JAMES PDirector
|
GrantCommon Stock | 307 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-005281 · doc4.xml · nonDerivative · entry 1 HOLDEN JAMES P · CIK 0001233398 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,611 F1 · shares: On February 28, 2017, Sirius XM Holdings Inc. ("Sirius") paid a cash dividend of $0.01 per share on each share of its outstanding common stock. The dividend was payable to all holders of Sirius' common stock on the record date, February 7, 2017. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by Mr. Holden, Mr. Holden received an additional 307 restricted stock units as a result of the payment of this cash dividend. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 21:04 UTC |
BARRY THOMAS DSenior VP & Controller
|
GrantCommon Stock | 1,002 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-005280 · doc4.xml · nonDerivative · entry 1 BARRY THOMAS D · CIK 0001182130 · Senior VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 256,950 F1 · shares: On February 28, 2017, Sirius XM Holdings Inc. ("Sirius") paid a cash dividend of $0.01 per share on each share of its outstanding common stock. The dividend was payable to all holders of Sirius' common stock on the record date, February 7, 2017. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by Mr. Barry, Mr. Barry received an additional 1,002 restricted stock units as a result of the payment of this cash dividend. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 21:04 UTC |
HARTENSTEIN EDDY WDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 46,000 | $2.44 Strike: $2.44 | $112,240.00 |
DisclosureSEC source: 0001225208-17-005052 · doc4.xml · derivative · entry 4 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 46,000 shares Expires 2017-08-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 21:04 UTC |
HARTENSTEIN EDDY WDirector
|
SaleCommon Stock | 24,163 | $5.13 | $123,987.60 |
DisclosureSEC source: 0001225208-17-005052 · doc4.xml · nonDerivative · entry 3 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,724 F2 · price: Represents the weighted average sales price for the price increments ranging from $5.13 to $5.1325. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 21:04 UTC |
HARTENSTEIN EDDY WDirector
|
Tax withholdingCommon Stock | 21,837 | $5.14 | $112,242.18 |
DisclosureSEC source: 0001225208-17-005052 · doc4.xml · nonDerivative · entry 2 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,887 F1 · price: Represents the exercise price of the stock option referenced in Table II which was paid by way of the withholding by the Company of shares with a value equal to the exercise price. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 21:04 UTC |
HARTENSTEIN EDDY WDirector
|
Exercise / conversionCommon Stock | 46,000 | $2.44 | $112,240.00 |
DisclosureSEC source: 0001225208-17-005052 · doc4.xml · nonDerivative · entry 1 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,724 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 23, 2017 Filed Feb 23, 2017 21:04 UTC |
FREAR DAVID JSenior EVP and CFO
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 1,250,000 | $2.13 Strike: $2.13 | $2,662,500.00 |
DisclosureSEC source: 0001225208-17-004307 · doc4.xml · derivative · entry 6 FREAR DAVID J · CIK 0001207459 · Senior EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,250,000 Underlying: Common Stock · 1,250,000 shares Expires 2021-07-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 23, 2017 Filed Feb 23, 2017 21:04 UTC |
FREAR DAVID JSenior EVP and CFO
|
Tax withholdingCommon Stock | 889,590 | $5.14 | $4,572,492.60 |
DisclosureSEC source: 0001225208-17-004307 · doc4.xml · nonDerivative · entry 3 FREAR DAVID J · CIK 0001207459 · Senior EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,371 F2 · price: Represents the exercise price of the stock option referenced in Table II and associated taxes which was paid by way of the withholding by the Company of shares with a value equal to the exercise price and such taxes. Read SEC document |
| February 23, 2017 Filed Feb 23, 2017 21:04 UTC |
FREAR DAVID JSenior EVP and CFO
|
SaleCommon Stock | 360,410 | $5.12 | $1,844,073.81 |
DisclosureSEC source: 0001225208-17-004307 · doc4.xml · nonDerivative · entry 2 FREAR DAVID J · CIK 0001207459 · Senior EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 897,961 F1 · price: Represents the weighted average sales price for the price increments ranging from $5.10 to $5.17. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 23, 2017 Filed Feb 23, 2017 21:04 UTC |
FREAR DAVID JSenior EVP and CFO
|
Exercise / conversionCommon Stock | 1,250,000 | $2.13 | $2,662,500.00 |
DisclosureSEC source: 0001225208-17-004307 · doc4.xml · nonDerivative · entry 1 FREAR DAVID J · CIK 0001207459 · Senior EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,258,371 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 23, 2017 Filed Feb 23, 2017 21:04 UTC |
Cady James ArthurEVP, Product and Operations
|
Tax withholdingCommon Stock | 47,372 | $5.15 | $243,965.80 |
DisclosureSEC source: 0001225208-17-004308 · doc4.xml · nonDerivative · entry 1 Cady James Arthur · CIK 0001646942 · EVP, Product and Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 417,977 F1 · shares: Represents the surrender of common stock to the Company to cover withholding taxes upon the vesting of restricted stock units. Read SEC document |
| February 22, 2017 Filed Feb 23, 2017 21:04 UTC |
AMBLE JOAN LORDIDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 50,000 | $0.09 Strike: $0.09 | $4,500.00 |
DisclosureSEC source: 0001225208-17-004309 · doc4.xml · derivative · entry 4 AMBLE JOAN LORDI · CIK 0001274252 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 50,000 shares Expires 2018-12-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 22, 2017 Filed Feb 23, 2017 21:04 UTC |
AMBLE JOAN LORDIDirector
|
SaleCommon Stock | 49,126 | $5.19 | $254,963.94 |
DisclosureSEC source: 0001225208-17-004309 · doc4.xml · nonDerivative · entry 3 AMBLE JOAN LORDI · CIK 0001274252 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,724 Read SEC document |
| February 22, 2017 Filed Feb 23, 2017 21:04 UTC |
AMBLE JOAN LORDIDirector
|
Tax withholdingCommon Stock | 874 | $5.15 | $4,501.10 |
DisclosureSEC source: 0001225208-17-004309 · doc4.xml · nonDerivative · entry 2 AMBLE JOAN LORDI · CIK 0001274252 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,850 F1 · price: Represents the exercise price of the stock option referenced in Table II which was paid by way of the withholding by the Company of shares with a value equal to the exercise price. Read SEC document |
| February 22, 2017 Filed Feb 23, 2017 21:04 UTC |
AMBLE JOAN LORDIDirector
|
Exercise / conversionCommon Stock | 50,000 | $0.09 | $4,500.00 |
DisclosureSEC source: 0001225208-17-004309 · doc4.xml · nonDerivative · entry 1 AMBLE JOAN LORDI · CIK 0001274252 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,724 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 14, 2017 Filed Feb 15, 2017 22:31 UTC |
Cady James ArthurEVP, Product and Operations
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 179,130 | $3.37 Strike: $3.37 | $603,650.19 |
DisclosureSEC source: 0001225208-17-003420 · doc4.xml · derivative · entry 6 Cady James Arthur · CIK 0001646942 · EVP, Product and Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,130 Underlying: Common Stock · 179,130 shares Expires 2024-08-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 14, 2017 Filed Feb 15, 2017 22:31 UTC |
Cady James ArthurEVP, Product and Operations
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 707,390 | $3.55 Strike: $3.55 | $2,511,234.50 |
DisclosureSEC source: 0001225208-17-003420 · doc4.xml · derivative · entry 5 Cady James Arthur · CIK 0001646942 · EVP, Product and Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,796 Underlying: Common Stock · 707,390 shares Expires 2024-02-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 14, 2017 Filed Feb 15, 2017 22:31 UTC |
Cady James ArthurEVP, Product and Operations
|
Tax withholdingCommon Stock | 772,568 | $4.77 | $3,685,149.36 |
DisclosureSEC source: 0001225208-17-003420 · doc4.xml · nonDerivative · entry 4 Cady James Arthur · CIK 0001646942 · EVP, Product and Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 465,349 F1 · price: Represents the exercise price of the stock options referenced in Table II and associated taxes which was paid by way of the withholding by the Company of shares with a value equal to the exercise price and such taxes. Read SEC document |
| February 14, 2017 Filed Feb 15, 2017 22:31 UTC |
Cady James ArthurEVP, Product and Operations
|
SaleCommon Stock | 113,952 | $4.76 | $542,411.52 |
DisclosureSEC source: 0001225208-17-003420 · doc4.xml · nonDerivative · entry 3 Cady James Arthur · CIK 0001646942 · EVP, Product and Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,237,917 Read SEC document |
| February 14, 2017 Filed Feb 15, 2017 22:31 UTC |
Cady James ArthurEVP, Product and Operations
|
Exercise / conversionCommon Stock | 179,130 | $3.37 | $603,650.19 |
DisclosureSEC source: 0001225208-17-003420 · doc4.xml · nonDerivative · entry 2 Cady James Arthur · CIK 0001646942 · EVP, Product and Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,351,869 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 14, 2017 Filed Feb 15, 2017 22:31 UTC |
Cady James ArthurEVP, Product and Operations
|
Exercise / conversionCommon Stock | 707,390 | $3.55 | $2,511,234.50 |
DisclosureSEC source: 0001225208-17-003420 · doc4.xml · nonDerivative · entry 1 Cady James Arthur · CIK 0001646942 · EVP, Product and Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,172,739 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2017 Filed Feb 6, 2017 21:09 UTC |
Verbrugge Joseph AEVP, Sales and Development
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 187,500 | $2.48 Strike: $2.48 | $465,000.00 |
DisclosureSEC source: 0001225208-17-002449 · doc4.xml · derivative · entry 4 Verbrugge Joseph A · CIK 0001660799 · EVP, Sales and Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 187,500 shares Expires 2022-08-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2017 Filed Feb 6, 2017 21:09 UTC |
Verbrugge Joseph AEVP, Sales and Development
|
SaleCommon Stock | 156,035 | $4.77 | $744,286.95 |
DisclosureSEC source: 0001225208-17-002449 · doc4.xml · nonDerivative · entry 3 Verbrugge Joseph A · CIK 0001660799 · EVP, Sales and Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 321,060 F2 · price: Represents the weighted average sales price for the price increments ranging from $4.77 to $4.771. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 03, 2017 Filed Feb 6, 2017 21:09 UTC |
Verbrugge Joseph AEVP, Sales and Development
|
Tax withholdingCommon Stock | 128,657 | $4.77 | $613,693.89 |
DisclosureSEC source: 0001225208-17-002449 · doc4.xml · nonDerivative · entry 2 Verbrugge Joseph A · CIK 0001660799 · EVP, Sales and Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 477,095 F1 · price: Represents the exercise price of the stock option referenced in Table II and associated taxes which was paid by way of the withholding by the Company of shares with a value equal to the exercise price and such taxes. Read SEC document |
| February 03, 2017 Filed Feb 6, 2017 21:09 UTC |
Verbrugge Joseph AEVP, Sales and Development
|
Exercise / conversionCommon Stock | 187,500 | $2.48 | $465,000.00 |
DisclosureSEC source: 0001225208-17-002449 · doc4.xml · nonDerivative · entry 1 Verbrugge Joseph A · CIK 0001660799 · EVP, Sales and Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 605,752 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 02, 2017 Filed Feb 6, 2017 21:09 UTC |
Cady James ArthurEVP, Product and Operations
|
GrantStock Option (Right to Buy) · Derivative | 263,522 | $4.75 Strike: $4.75 | $1,251,729.50 |
DisclosureSEC source: 0001225208-17-002452 · doc4.xml · derivative · entry 2 Cady James Arthur · CIK 0001646942 · EVP, Product and Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 263,522 Underlying: Common Stock · 263,522 shares Expires 2027-02-02 F2 · shares: Options will vest as follows: 87,841 - 2/2/2018; 87,841 - 2/2/2019 and 87,840 - 2/2/2020. Read SEC document |
| February 02, 2017 Filed Feb 6, 2017 21:09 UTC |
Cady James ArthurEVP, Product and Operations
|
GrantCommon Stock | 52,632 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-002452 · doc4.xml · nonDerivative · entry 1 Cady James Arthur · CIK 0001646942 · EVP, Product and Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 465,349 F1 · shares: Restricted Stock Units will vest as follows: 17,544 on 2/2/2018; 2/2/2019 and 2/2/2020. Read SEC document |
| February 02, 2017 Filed Feb 6, 2017 21:09 UTC |
Thomson Katherine KohlerEVP, Chief Marketing Officer
|
GrantStock Option (Right to Buy) · Derivative | 527,044 | $4.75 Strike: $4.75 | $2,503,459.00 |
DisclosureSEC source: 0001225208-17-002451 · doc4.xml · derivative · entry 2 Thomson Katherine Kohler · CIK 0001592472 · EVP, Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 527,044 Underlying: Common Stock · 527,044 shares Expires 2027-02-02 F2 · shares: Options will vest as follows: 175,682 - 2/2/2018; 175,681 - 2/2/2019 and 175,681 - 2/2/2020. Read SEC document |
| February 02, 2017 Filed Feb 6, 2017 21:09 UTC |
Thomson Katherine KohlerEVP, Chief Marketing Officer
|
GrantCommon Stock | 105,263 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-002451 · doc4.xml · nonDerivative · entry 1 Thomson Katherine Kohler · CIK 0001592472 · EVP, Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 536,210 F1 · shares: Restricted Stock Units will vest as follows: 35,088 - 2/2/2018; 35,088 - 2/2/2019 and 35,087 - 2/2/2020. Read SEC document |
| February 02, 2017 Filed Feb 6, 2017 21:09 UTC |
COOK STEPHENEVP, Sales and Automotive
|
GrantStock Option (Right to Buy) · Derivative | 527,044 | $4.75 Strike: $4.75 | $2,503,459.00 |
DisclosureSEC source: 0001225208-17-002450 · doc4.xml · derivative · entry 3 COOK STEPHEN · CIK 0001268619 · EVP, Sales and Automotive 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 527,044 Underlying: Common Stock · 527,044 shares Expires 2027-02-02 F2 · shares: Options will vest as follows: 175,682- 2/2/2018; 175,681 - 2/2/2019 and 175,681 - 2/2/2020. Read SEC document |
| February 02, 2017 Filed Feb 6, 2017 21:09 UTC |
COOK STEPHENEVP, Sales and Automotive
|
GrantCommon Stock | 105,263 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-002450 · doc4.xml · nonDerivative · entry 1 COOK STEPHEN · CIK 0001268619 · EVP, Sales and Automotive 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,318,400 F1 · shares: Restricted Stock Units will vest as follows: 35,088 - 2/2/2018; 35,088 - 2/2/2019 and 35,087 - 2/2/2020. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.