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SIRI

SIRIUS XM HOLDINGS INC.

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3564
SEC CIK
0000908937
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1,136

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0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Nov 202501
Dec 202500
Jan 202600
Feb 202600
Mar 202600
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May 202602
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 01, 2018 Filed Jun 5, 2018 20:10 UTC
MEYER JAMES EDirector · Chief Executive Officer
Exercise / conversionCommon Stock 830,500 $0.62 $517,816.75
Disclosure

SEC source: 0001225208-18-010173 · doc4.xml · nonDerivative · entry 2

MEYER JAMES E · CIK 0001247499 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,637,922

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 20:10 UTC
MEYER JAMES EDirector · Chief Executive Officer
Exercise / conversionCommon Stock 3,000,000 $3.30 $9,900,000.00
Disclosure

SEC source: 0001225208-18-010173 · doc4.xml · nonDerivative · entry 1

MEYER JAMES E · CIK 0001247499 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,807,422

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 31, 2018 Filed May 31, 2018 20:23 UTC
VOGEL CARL EDirector
GrantCommon Stock 23 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-009988 · doc4.xml · nonDerivative · entry 5

VOGEL CARL E · CIK 0001118042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,713

F2 · shares: On May 31, 2018, Sirius XM Holdings Inc. ("Sirius XM") paid a cash dividend of $0.011 per share on each share of its outstanding common stock. The dividend was payable to all holders of Sirius XM's common stock on the record date, May 10, 2018. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by the filer, the filer received certain additional restricted stock units as a result of this cash dividend. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate.

Read SEC document
May 31, 2018 Filed May 31, 2018 20:23 UTC GrantCommon Stock 23 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-009987 · doc4.xml · nonDerivative · entry 4

AMBLE JOAN LORDI · CIK 0001274252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,197

F3 · shares: On May 31, 2018, Sirius XM Holdings Inc. ("Sirius XM") paid a cash dividend of $0.011 per share on each share of its outstanding common stock. The dividend was payable to all holders of Sirius XM's common stock on the record date, May 10, 2018. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by the filer, the filer received certain additional restricted stock units as a result of this cash dividend. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate.

Read SEC document
May 31, 2018 Filed Jun 1, 2018 22:41 UTC
Altman Dara FEVP & Chief Admin. Officer
GrantCommon Stock 207 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-010070 · doc4.xml · nonDerivative · entry 1

Altman Dara F · CIK 0001348133 · EVP & Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,095

F1 · shares: On May 31, 2018, Sirius XM Holdings Inc. ("Sirius XM") paid a cash dividend of $0.011 per share on each share of its outstanding common stock. The dividend was payable to all holders of Sirius XM's common stock on the record date, May 10, 2018. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by the filer, the filer received certain additional restricted stock units as a result of this cash dividend. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate.

Read SEC document
May 31, 2018 Filed Jun 1, 2018 22:41 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 50,000 $0.09 Strike: $0.09 $4,500.00
Disclosure

SEC source: 0001225208-18-010069 · doc4.xml · derivative · entry 4

AMBLE JOAN LORDI · CIK 0001274252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 50,000 shares

Expires 2018-12-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 31, 2018 Filed Jun 1, 2018 22:41 UTC SaleCommon Stock 49,370 $7.15 $352,995.50
Disclosure

SEC source: 0001225208-18-010069 · doc4.xml · nonDerivative · entry 3

AMBLE JOAN LORDI · CIK 0001274252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,197

Read SEC document
May 31, 2018 Filed Jun 1, 2018 22:41 UTC Tax withholdingCommon Stock 630 $7.15 $4,504.50
Disclosure

SEC source: 0001225208-18-010069 · doc4.xml · nonDerivative · entry 2

AMBLE JOAN LORDI · CIK 0001274252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,567

F1 · price: Represents the exercise price of the stock option referenced in Table II which was paid by way of the withholding by the Company of shares with a value equal to the exercise price.

Read SEC document
May 31, 2018 Filed Jun 1, 2018 22:41 UTC Exercise / conversionCommon Stock 50,000 $0.09 $4,500.00
Disclosure

SEC source: 0001225208-18-010069 · doc4.xml · nonDerivative · entry 1

AMBLE JOAN LORDI · CIK 0001274252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,174

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 31, 2018 Filed Jun 1, 2018 22:41 UTC
Zaslav DavidDirector
GrantCommon Stock 23 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-010068 · doc4.xml · nonDerivative · entry 1

Zaslav David · CIK 0001318285 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,473

F1 · shares: On May 31, 2018, Sirius XM Holdings Inc. ("Sirius XM") paid a cash dividend of $0.011 per share on each share of its outstanding common stock. The dividend was payable to all holders of Sirius XM's common stock on the record date, May 10, 2018. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by the filer, the filer received certain additional restricted stock units as a result of this cash dividend. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate.

Read SEC document
May 31, 2018 Filed Jun 1, 2018 22:41 UTC
Witz Jennifer CEVP, Chief Marketing Officer
GrantCommon Stock 1,191 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-010067 · doc4.xml · nonDerivative · entry 1

Witz Jennifer C · CIK 0001714891 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 699,361

F1 · shares: On May 31, 2018, Sirius XM Holdings Inc. ("Sirius XM") paid a cash dividend of $0.011 per share on each share of its outstanding common stock. The dividend was payable to all holders of Sirius XM's common stock on the record date, May 10, 2018. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by the filer, the filer received certain additional restricted stock units as a result of this cash dividend. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate.

Read SEC document
May 31, 2018 Filed Jun 1, 2018 22:41 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 20,000 $3.96 Strike: $3.96 $79,200.00
Disclosure

SEC source: 0001225208-18-010066 · doc4.xml · derivative · entry 9

WITTMAN VANESSA AMES · CIK 0001229265 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,500

Underlying: Common Stock · 20,000 shares

Expires 2026-05-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 31, 2018 Filed Jun 1, 2018 22:41 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 57,075 $3.90 Strike: $3.90 $222,592.50
Disclosure

SEC source: 0001225208-18-010066 · doc4.xml · derivative · entry 8

WITTMAN VANESSA AMES · CIK 0001229265 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,025

Underlying: Common Stock · 57,075 shares

Expires 2025-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 31, 2018 Filed Jun 1, 2018 22:41 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 15,408 $3.16 Strike: $3.16 $48,612.24
Disclosure

SEC source: 0001225208-18-010066 · doc4.xml · derivative · entry 7

WITTMAN VANESSA AMES · CIK 0001229265 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,408 shares

Expires 2024-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 31, 2018 Filed Jun 1, 2018 22:41 UTC Tax withholdingCommon Stock 49,078 $7.14 $350,416.92
Disclosure

SEC source: 0001225208-18-010066 · doc4.xml · nonDerivative · entry 6

WITTMAN VANESSA AMES · CIK 0001229265 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,197

F2 · price: Represents the exercise price of the stock options referenced in Table II which was paid by way of the withholding by the Company of shares with a value equal to the exercise price.

Read SEC document
May 31, 2018 Filed Jun 1, 2018 22:41 UTC SaleCommon Stock 43,405 $7.14 $309,911.70
Disclosure

SEC source: 0001225208-18-010066 · doc4.xml · nonDerivative · entry 5

WITTMAN VANESSA AMES · CIK 0001229265 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,275

Read SEC document
May 31, 2018 Filed Jun 1, 2018 22:41 UTC GrantCommon Stock 23 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-010066 · doc4.xml · nonDerivative · entry 4

WITTMAN VANESSA AMES · CIK 0001229265 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,680

F1 · shares: On May 31, 2018, Sirius XM Holdings Inc. ("Sirius XM") paid a cash dividend of $0.011 per share on each share of its outstanding common stock. The dividend was payable to all holders of Sirius XM's common stock on the record date, May 10, 2018. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by the filer, the filer received certain additional restricted stock units as a result of this cash dividend. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate.

Read SEC document
May 31, 2018 Filed Jun 1, 2018 22:41 UTC Exercise / conversionCommon Stock 15,408 $3.16 $48,612.24
Disclosure

SEC source: 0001225208-18-010066 · doc4.xml · nonDerivative · entry 3

WITTMAN VANESSA AMES · CIK 0001229265 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,657

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 31, 2018 Filed Jun 1, 2018 22:41 UTC Exercise / conversionCommon Stock 20,000 $3.96 $79,200.00
Disclosure

SEC source: 0001225208-18-010066 · doc4.xml · nonDerivative · entry 2

WITTMAN VANESSA AMES · CIK 0001229265 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,249

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 31, 2018 Filed Jun 1, 2018 22:41 UTC Exercise / conversionCommon Stock 57,075 $3.90 $222,592.50
Disclosure

SEC source: 0001225208-18-010066 · doc4.xml · nonDerivative · entry 1

WITTMAN VANESSA AMES · CIK 0001229265 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,249

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 31, 2018 Filed Jun 1, 2018 22:41 UTC
Verbrugge Joseph AEVP, GM, Emerging Business
GrantCommon Stock 424 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-010065 · doc4.xml · nonDerivative · entry 1

Verbrugge Joseph A · CIK 0001660799 · EVP, GM, Emerging Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338,934

F1 · shares: On May 31, 2018, Sirius XM Holdings Inc. ("Sirius XM") paid a cash dividend of $0.011 per share on each share of its outstanding common stock. The dividend was payable to all holders of Sirius XM's common stock on the record date, May 10, 2018. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by the filer, the filer received certain additional restricted stock units as a result of this cash dividend. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate.

Read SEC document
May 31, 2018 Filed Jun 1, 2018 22:41 UTC GrantCommon Stock 7 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-010064 · doc4.xml · nonDerivative · entry 1

Rapino Michael · CIK 0001337041 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,943

F1 · shares: On May 31, 2018, Sirius XM Holdings Inc. ("Sirius XM") paid a cash dividend of $0.011 per share on each share of its outstanding common stock. The dividend was payable to all holders of Sirius XM's common stock on the record date, May 10, 2018. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by the filer, the filer received certain additional restricted stock units as a result of this cash dividend. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate.

Read SEC document
May 31, 2018 Filed Jun 1, 2018 22:41 UTC
MOONEY JAMESDirector
GrantCommon Stock 187 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-010063 · doc4.xml · nonDerivative · entry 1

MOONEY JAMES · CIK 0001240253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,263

F1 · shares: On May 31, 2018, Sirius XM Holdings Inc. ("Sirius XM") paid a cash dividend of $0.011 per share on each share of its outstanding common stock. The dividend was payable to all holders of Sirius XM's common stock on the record date, May 10, 2018. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by the filer, the filer received certain additional restricted stock units as a result of this cash dividend. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate.

Read SEC document
May 31, 2018 Filed Jun 1, 2018 22:41 UTC
MEYER JAMES EDirector · Chief Executive Officer
GrantCommon Stock 2,121 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-010062 · doc4.xml · nonDerivative · entry 1

MEYER JAMES E · CIK 0001247499 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,807,422

F1 · shares: On May 31, 2018, Sirius XM Holdings Inc. ("Sirius XM") paid a cash dividend of $0.011 per share on each share of its outstanding common stock. The dividend was payable to all holders of Sirius XM's common stock on the record date, May 10, 2018. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by the filer, the filer received certain additional restricted stock units as a result of this cash dividend. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate.

Read SEC document
May 31, 2018 Filed Jun 1, 2018 22:40 UTC GrantCommon Stock 23 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-010061 · doc4.xml · nonDerivative · entry 1

MALONE EVAN DANIEL · CIK 0001442645 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,197

F1 · shares: On May 31, 2018, Sirius XM Holdings Inc. ("Sirius XM") paid a cash dividend of $0.011 per share on each share of its outstanding common stock. The dividend was payable to all holders of Sirius XM's common stock on the record date, May 10, 2018. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by the filer, the filer received certain additional restricted stock units as a result of this cash dividend. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate.

Read SEC document
May 31, 2018 Filed Jun 1, 2018 22:40 UTC GrantCommon Stock 23 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-010060 · doc4.xml · nonDerivative · entry 1

MAFFEI GREGORY B · CIK 0001099636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,197

F1 · shares: On May 31, 2018, Sirius XM Holdings Inc. ("Sirius XM") paid a cash dividend of $0.011 per share on each share of its outstanding common stock. The dividend was payable to all holders of Sirius XM's common stock on the record date, May 10, 2018. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by the filer, the filer received certain additional restricted stock units as a result of this cash dividend. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate.

Read SEC document
May 31, 2018 Filed Jun 1, 2018 22:40 UTC GrantCommon Stock 274 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-010059 · doc4.xml · nonDerivative · entry 1

HOLDEN JAMES P · CIK 0001233398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,446

F1 · shares: On May 31, 2018, Sirius XM Holdings Inc. ("Sirius XM") paid a cash dividend of $0.011 per share on each share of its outstanding common stock. The dividend was payable to all holders of Sirius XM's common stock on the record date, May 10, 2018. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by the filer, the filer received certain additional restricted stock units as a result of this cash dividend. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate.

Read SEC document
May 31, 2018 Filed Jun 1, 2018 22:40 UTC GrantCommon Stock 23 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-010058 · doc4.xml · nonDerivative · entry 1

HARTENSTEIN EDDY W · CIK 0001142524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,197

F1 · shares: On May 31, 2018, Sirius XM Holdings Inc. ("Sirius XM") paid a cash dividend of $0.011 per share on each share of its outstanding common stock. The dividend was payable to all holders of Sirius XM's common stock on the record date, May 10, 2018. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by the filer, the filer received certain additional restricted stock units as a result of this cash dividend. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate.

Read SEC document
May 31, 2018 Filed Jun 1, 2018 22:40 UTC
Greenstein Scott AndrewPres. & Chief Content Officer
GrantCommon Stock 1,692 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-010057 · doc4.xml · nonDerivative · entry 1

Greenstein Scott Andrew · CIK 0001289201 · Pres. & Chief Content Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 753,160

F1 · shares: On May 31, 2018, Sirius XM Holdings Inc. ("Sirius XM") paid a cash dividend of $0.011 per share on each share of its outstanding common stock. The dividend was payable to all holders of Sirius XM's common stock on the record date, May 10, 2018. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by the filer, the filer received certain additional restricted stock units as a result of this cash dividend. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate.

Read SEC document
May 31, 2018 Filed Jun 1, 2018 22:40 UTC
DONNELLY PATRICK LEVP, General Counsel & Sec.
GrantCommon Stock 378 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-010056 · doc4.xml · nonDerivative · entry 1

DONNELLY PATRICK L · CIK 0001233121 · EVP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,205

F1 · shares: On May 31, 2018, Sirius XM Holdings Inc. ("Sirius XM") paid a cash dividend of $0.011 per share on each share of its outstanding common stock. The dividend was payable to all holders of Sirius XM's common stock on the record date, May 10, 2018. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by the filer, the filer received certain additional restricted stock units as a result of this cash dividend. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate.

Read SEC document
May 31, 2018 Filed Jun 1, 2018 22:40 UTC
COOK STEPHENEVP, Sales and Automotive
GrantCommon Stock 281 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-010055 · doc4.xml · nonDerivative · entry 1

COOK STEPHEN · CIK 0001268619 · EVP, Sales and Automotive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,238,300

F1 · shares: On May 31, 2018, Sirius XM Holdings Inc. ("Sirius XM") paid a cash dividend of $0.011 per share on each share of its outstanding common stock. The dividend was payable to all holders of Sirius XM's common stock on the record date, May 10, 2018. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by the filer, the filer received certain additional restricted stock units as a result of this cash dividend. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate.

Read SEC document
May 31, 2018 Filed Jun 1, 2018 22:40 UTC GrantCommon Stock 23 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-010054 · doc4.xml · nonDerivative · entry 1

Carleton Mark D · CIK 0001434339 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,197

F1 · shares: On May 31, 2018, Sirius XM Holdings Inc. ("Sirius XM") paid a cash dividend of $0.011 per share on each share of its outstanding common stock. The dividend was payable to all holders of Sirius XM's common stock on the record date, May 10, 2018. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by the filer, the filer received certain additional restricted stock units as a result of this cash dividend. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate.

Read SEC document
May 31, 2018 Filed Jun 1, 2018 22:40 UTC
Cady James ArthurEVP, Product and Operations
GrantCommon Stock 454 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-010053 · doc4.xml · nonDerivative · entry 1

Cady James Arthur · CIK 0001646942 · EVP, Product and Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 312,590

F1 · shares: On May 31, 2018, Sirius XM Holdings Inc. ("Sirius XM") paid a cash dividend of $0.011 per share on each share of its outstanding common stock. The dividend was payable to all holders of Sirius XM's common stock on the record date, May 10, 2018. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by the filer, the filer received certain additional restricted stock units as a result of this cash dividend. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate.

Read SEC document
May 31, 2018 Filed Jun 1, 2018 22:40 UTC GrantCommon Stock 23 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-010052 · doc4.xml · nonDerivative · entry 1

Bodenheimer George Ward · CIK 0001580358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,197

F1 · shares: On May 31, 2018, Sirius XM Holdings Inc. ("Sirius XM") paid a cash dividend of $0.011 per share on each share of its outstanding common stock. The dividend was payable to all holders of Sirius XM's common stock on the record date, May 10, 2018. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by the filer, the filer received certain additional restricted stock units as a result of this cash dividend. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate.

Read SEC document
May 31, 2018 Filed Jun 1, 2018 22:40 UTC
BARRY THOMAS DSenior VP & Controller
GrantCommon Stock 753 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-010051 · doc4.xml · nonDerivative · entry 1

BARRY THOMAS D · CIK 0001182130 · Senior VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 436,490

F1 · shares: On May 31, 2018, Sirius XM Holdings Inc. ("Sirius XM") paid a cash dividend of $0.011 per share on each share of its outstanding common stock. The dividend was payable to all holders of Sirius XM's common stock on the record date, May 10, 2018. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by the filer, the filer received certain additional restricted stock units as a result of this cash dividend. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate.

Read SEC document
May 31, 2018 Filed Jun 4, 2018 20:17 UTC
Altman Dara FEVP & Chief Admin. Officer
GrantStock Option (Right to Buy) · Derivative 962,806 $7.10 Strike: $7.10 $6,835,922.60
Disclosure

SEC source: 0001225208-18-010109 · doc4.xml · derivative · entry 3

Altman Dara F · CIK 0001348133 · EVP & Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 962,806

Underlying: Common Stock · 962,806 shares

Expires 2028-05-31

F2 · derivative.underlying_shares: Approximately one-third of options will vest on each of 5/31/19; 5/21/20 and 5/31/21.

Read SEC document
May 31, 2018 Filed Jun 4, 2018 20:17 UTC
Altman Dara FEVP & Chief Admin. Officer
GrantCommon Stock 190,141 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-010109 · doc4.xml · nonDerivative · entry 1

Altman Dara F · CIK 0001348133 · EVP & Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,029

F1 · shares: Approximately one-third of restricted stock units will vest on each of 5/31/19, 5/31/20 and 5/31/21.

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May 30, 2018 Filed May 31, 2018 20:23 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 50,000 $0.09 Strike: $0.09 $4,500.00
Disclosure

SEC source: 0001225208-18-009987 · doc4.xml · derivative · entry 5

AMBLE JOAN LORDI · CIK 0001274252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 50,000 shares

Expires 2018-12-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 30, 2018 Filed May 31, 2018 20:23 UTC SaleCommon Stock 49,364 $7.08 $349,556.36
Disclosure

SEC source: 0001225208-18-009987 · doc4.xml · nonDerivative · entry 3

AMBLE JOAN LORDI · CIK 0001274252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,174

F2 · price: Represents the weighted average sales price for the price increments ranging from $7.08 to $7.085. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

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May 30, 2018 Filed May 31, 2018 20:23 UTC Tax withholdingCommon Stock 636 $7.08 $4,502.88
Disclosure

SEC source: 0001225208-18-009987 · doc4.xml · nonDerivative · entry 2

AMBLE JOAN LORDI · CIK 0001274252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,538

F1 · price: Represents the exercise price of the stock option referenced in Table II which was paid by way of the withholding by the Company of shares with a value equal to the exercise price.

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May 30, 2018 Filed May 31, 2018 20:23 UTC Exercise / conversionCommon Stock 50,000 $0.09 $4,500.00
Disclosure

SEC source: 0001225208-18-009987 · doc4.xml · nonDerivative · entry 1

AMBLE JOAN LORDI · CIK 0001274252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,174

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 29, 2018 Filed May 31, 2018 20:23 UTC
VOGEL CARL EDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 59,905 $2.28 Strike: $2.28 $136,283.88
Disclosure

SEC source: 0001225208-18-009988 · doc4.xml · derivative · entry 8

VOGEL CARL E · CIK 0001118042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 59,905 shares

Expires 2021-05-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 29, 2018 Filed May 31, 2018 20:23 UTC
VOGEL CARL EDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 76,795 $1.91 Strike: $1.91 $146,678.45
Disclosure

SEC source: 0001225208-18-009988 · doc4.xml · derivative · entry 7

VOGEL CARL E · CIK 0001118042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 76,795 shares

Expires 2022-05-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 29, 2018 Filed May 31, 2018 20:23 UTC
VOGEL CARL EDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 49,059 $3.52 Strike: $3.52 $172,442.39
Disclosure

SEC source: 0001225208-18-009988 · doc4.xml · derivative · entry 6

VOGEL CARL E · CIK 0001118042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 49,059 shares

Expires 2023-05-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 29, 2018 Filed May 31, 2018 20:23 UTC
VOGEL CARL EDirector
Tax withholdingCommon Stock 65,243 $6.98 $455,396.14
Disclosure

SEC source: 0001225208-18-009988 · doc4.xml · nonDerivative · entry 4

VOGEL CARL E · CIK 0001118042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,690

F1 · price: Represents the exercise price of the stock options referenced in Table II which was paid by way of the withholding by the Company of shares with a value equal to the exercise price.

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May 29, 2018 Filed May 31, 2018 20:23 UTC
VOGEL CARL EDirector
Exercise / conversionCommon Stock 49,059 $3.52 $172,442.39
Disclosure

SEC source: 0001225208-18-009988 · doc4.xml · nonDerivative · entry 3

VOGEL CARL E · CIK 0001118042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,933

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 29, 2018 Filed May 31, 2018 20:23 UTC
VOGEL CARL EDirector
Exercise / conversionCommon Stock 59,905 $2.28 $136,283.88
Disclosure

SEC source: 0001225208-18-009988 · doc4.xml · nonDerivative · entry 2

VOGEL CARL E · CIK 0001118042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,874

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 29, 2018 Filed May 31, 2018 20:23 UTC
VOGEL CARL EDirector
Exercise / conversionCommon Stock 76,795 $1.91 $146,678.45
Disclosure

SEC source: 0001225208-18-009988 · doc4.xml · nonDerivative · entry 1

VOGEL CARL E · CIK 0001118042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,969

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 24, 2018 Filed May 24, 2018 20:11 UTC
Greenstein Scott AndrewPres. & Chief Content Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 3,601,867 $3.96 Strike: $3.96 $14,263,393.32
Disclosure

SEC source: 0001225208-18-009819 · doc4.xml · derivative · entry 5

Greenstein Scott Andrew · CIK 0001289201 · Pres. & Chief Content Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,601,867

Underlying: Common Stock · 3,601,867 shares

Expires 2026-05-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 24, 2018 Filed May 24, 2018 20:11 UTC
Greenstein Scott AndrewPres. & Chief Content Officer
Tax withholdingCommon Stock 2,879,745 $6.93 $19,956,632.85
Disclosure

SEC source: 0001225208-18-009819 · doc4.xml · nonDerivative · entry 3

Greenstein Scott Andrew · CIK 0001289201 · Pres. & Chief Content Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 751,468

F2 · price: Represents the exercise price of the stock option referenced in Table II and associated taxes which was paid by way of the withholding by the Company of shares with a value equal to the exercise price and such taxes.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.