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SIRI

SIRIUS XM HOLDINGS INC.

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3564
SEC CIK
0000908937
Parsed reports
1,136

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202602
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 28, 2019 Filed Mar 1, 2019 21:04 UTC GrantCommon Stock 64 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-004115 · doc4.xml · nonDerivative · entry 1

Carleton Mark D · CIK 0001434339 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,511

F1 · shares: On February 28, 2019, Sirius XM Holdings Inc. ("Sirius XM") paid a cash dividend of $0.0121 per share on each share of its outstanding common stock. The dividend was payable to all holders of Sirius XM's common stock on the record date, February 11, 2019. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by the filer, the filer received certain additional restricted stock units as a result of this cash dividend. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 21:04 UTC
BARRY THOMAS DSenior VP & Controller
GrantCommon Stock 827 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-004112 · doc4.xml · nonDerivative · entry 1

BARRY THOMAS D · CIK 0001182130 · Senior VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 404,447

F1 · shares: On February 28, 2019, Sirius XM Holdings Inc. ("Sirius XM") paid a cash dividend of $0.0121 per share on each share of its outstanding common stock. The dividend was payable to all holders of Sirius XM's common stock on the record date, February 11, 2019. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by the filer, the filer received certain additional restricted stock units as a result of this cash dividend. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 21:04 UTC GrantCommon Stock 64 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-004113 · doc4.xml · nonDerivative · entry 1

Bodenheimer George Ward · CIK 0001580358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,511

F1 · shares: On February 28, 2019, Sirius XM Holdings Inc. ("Sirius XM") paid a cash dividend of $0.0121 per share on each share of its outstanding common stock. The dividend was payable to all holders of Sirius XM's common stock on the record date, February 11, 2019. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by the filer, the filer received certain additional restricted stock units as a result of this cash dividend. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 21:04 UTC GrantCommon Stock 64 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-004111 · doc4.xml · nonDerivative · entry 1

AMBLE JOAN LORDI · CIK 0001274252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,891

F1 · shares: On February 28, 2019, Sirius XM Holdings Inc. ("Sirius XM") paid a cash dividend of $0.0121 per share on each share of its outstanding common stock. The dividend was payable to all holders of Sirius XM's common stock on the record date, February 11, 2019. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by the filer, the filer received certain additional restricted stock units as a result of this cash dividend. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 21:04 UTC
Altman Dara FEVP & Chief Admin. Officer
GrantCommon Stock 390 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-004110 · doc4.xml · nonDerivative · entry 1

Altman Dara F · CIK 0001348133 · EVP & Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,389

F1 · shares: On February 28, 2019, Sirius XM Holdings Inc. ("Sirius XM") paid a cash dividend of $0.0121 per share on each share of its outstanding common stock. The dividend was payable to all holders of Sirius XM's common stock on the record date, February 11, 2019. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by the filer, the filer received certain additional restricted stock units as a result of this cash dividend. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate.

Read SEC document
February 05, 2019 Filed Feb 5, 2019 21:16 UTC
COOK STEPHENEVP, Sales and Automotive
Exercise / conversionStock Option (Right to Buy) · Derivative 100,000 $1.64 Strike: $1.64 $164,000.00
Disclosure

SEC source: 0001225208-19-001792 · doc4.xml · derivative · entry 11

COOK STEPHEN · CIK 0001268619 · EVP, Sales and Automotive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 100,000 shares

Expires 2021-08-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 05, 2019 Filed Feb 5, 2019 21:16 UTC
COOK STEPHENEVP, Sales and Automotive
Exercise / conversionStock Option (Right to Buy) · Derivative 50,000 $2.48 Strike: $2.48 $124,000.00
Disclosure

SEC source: 0001225208-19-001792 · doc4.xml · derivative · entry 10

COOK STEPHEN · CIK 0001268619 · EVP, Sales and Automotive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 800,000

Underlying: Common Stock · 50,000 shares

Expires 2022-08-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 05, 2019 Filed Feb 5, 2019 21:16 UTC
COOK STEPHENEVP, Sales and Automotive
Tax withholdingCommon Stock 63,788 $6.15 $392,296.20
Disclosure

SEC source: 0001225208-19-001792 · doc4.xml · nonDerivative · entry 7

COOK STEPHEN · CIK 0001268619 · EVP, Sales and Automotive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,430,619

F3 · price: Represents the exercise price of the stock option referenced in Table II and associated taxes which was paid by way of the withholding by the Company of shares with a value equal to the exercise price and such taxes.

Read SEC document
February 05, 2019 Filed Feb 5, 2019 21:16 UTC
COOK STEPHENEVP, Sales and Automotive
SaleCommon Stock 56,118 $6.13 $344,132.41
Disclosure

SEC source: 0001225208-19-001792 · doc4.xml · nonDerivative · entry 6

COOK STEPHEN · CIK 0001268619 · EVP, Sales and Automotive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,494,407

F4 · price: Represents the weighted average sales price for the price increments ranging from $6.10 to $6.15. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 05, 2019 Filed Feb 5, 2019 21:16 UTC
COOK STEPHENEVP, Sales and Automotive
Tax withholdingCommon Stock 30,094 $6.10 $183,573.40
Disclosure

SEC source: 0001225208-19-001792 · doc4.xml · nonDerivative · entry 5

COOK STEPHEN · CIK 0001268619 · EVP, Sales and Automotive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,550,525

F3 · price: Represents the exercise price of the stock option referenced in Table II and associated taxes which was paid by way of the withholding by the Company of shares with a value equal to the exercise price and such taxes.

Read SEC document
February 05, 2019 Filed Feb 5, 2019 21:16 UTC
COOK STEPHENEVP, Sales and Automotive
Exercise / conversionCommon Stock 50,000 $2.48 $124,000.00
Disclosure

SEC source: 0001225208-19-001792 · doc4.xml · nonDerivative · entry 4

COOK STEPHEN · CIK 0001268619 · EVP, Sales and Automotive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,580,619

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 05, 2019 Filed Feb 5, 2019 21:16 UTC
COOK STEPHENEVP, Sales and Automotive
Exercise / conversionCommon Stock 100,000 $1.64 $164,000.00
Disclosure

SEC source: 0001225208-19-001792 · doc4.xml · nonDerivative · entry 3

COOK STEPHEN · CIK 0001268619 · EVP, Sales and Automotive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,530,619

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 05, 2019 Filed Feb 5, 2019 21:16 UTC
BARRY THOMAS DSenior VP & Controller
SaleCommon Stock 48,513 $6.06 $293,988.78
Disclosure

SEC source: 0001225208-19-001791 · doc4.xml · nonDerivative · entry 3

BARRY THOMAS D · CIK 0001182130 · Senior VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 403,620

Read SEC document
February 04, 2019 Filed Feb 6, 2019 21:12 UTC
COOK STEPHENEVP, Sales and Automotive
Tax withholdingCommon Stock 15,869 $5.98 $94,896.62
Disclosure

SEC source: 0001225208-19-001860 · doc4.xml · nonDerivative · entry 1

COOK STEPHEN · CIK 0001268619 · EVP, Sales and Automotive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,414,750

F1 · shares: Represents the surrender of common stock to the Company to cover withholding taxes upon the vesting of restricted stock units.

Read SEC document
February 04, 2019 Filed Feb 6, 2019 21:12 UTC
Cady James ArthurEVP, Product and Operations
Tax withholdingCommon Stock 5,999 $5.98 $35,874.02
Disclosure

SEC source: 0001225208-19-001859 · doc4.xml · nonDerivative · entry 1

Cady James Arthur · CIK 0001646942 · EVP, Product and Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 461,721

F1 · shares: Represents the surrender of common stock to the Company to cover withholding taxes upon the vesting of restricted stock units.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 21:17 UTC
Witz Jennifer CEVP, Chief Marketing Officer
Tax withholdingCommon Stock 13,716 $5.83 $79,964.28
Disclosure

SEC source: 0001225208-19-001798 · doc4.xml · nonDerivative · entry 1

Witz Jennifer C · CIK 0001714891 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 617,023

F1 · shares: Represents the surrender of common stock to the Company to cover withholding taxes upon the vesting of restricted stock units.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 21:17 UTC
Verbrugge Joseph AEVP, GM, Emerging Business
Tax withholdingCommon Stock 8,670 $5.83 $50,546.10
Disclosure

SEC source: 0001225208-19-001797 · doc4.xml · nonDerivative · entry 1

Verbrugge Joseph A · CIK 0001660799 · EVP, GM, Emerging Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,736

F1 · shares: Represents the surrender of common stock to the Company to cover withholding taxes upon the vesting of restricted stock units.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 21:17 UTC
Cady James ArthurEVP, Product and Operations
GrantStock Option (Right to Buy) · Derivative 410,370 $5.98 Strike: $5.98 $2,454,012.60
Disclosure

SEC source: 0001225208-19-001796 · doc4.xml · derivative · entry 3

Cady James Arthur · CIK 0001646942 · EVP, Product and Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 410,370

Underlying: Common Stock · 410,370 shares

Expires 2029-02-01

F3 · shares: Approximately one-third of options will vest on each of 2/1/20; 2/1/21 and 2/1/22.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 21:17 UTC
Cady James ArthurEVP, Product and Operations
Tax withholdingCommon Stock 9,873 $5.83 $57,559.59
Disclosure

SEC source: 0001225208-19-001796 · doc4.xml · nonDerivative · entry 2

Cady James Arthur · CIK 0001646942 · EVP, Product and Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 467,720

F2 · shares: Represents the surrender of common stock to the Company to cover withholding taxes upon the vesting of restricted stock units.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 21:17 UTC
Cady James ArthurEVP, Product and Operations
GrantCommon Stock 83,625 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-001796 · doc4.xml · nonDerivative · entry 1

Cady James Arthur · CIK 0001646942 · EVP, Product and Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 477,593

F1 · shares: Approximately one-third of restricted stock units will vest on each of 2/1/20; 2/1/21 and 2/1/22.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 21:17 UTC
MEYER JAMES EDirector · Chief Executive Officer
GrantCommon Stock 79,631 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-001795 · doc4.xml · nonDerivative · entry 1

MEYER JAMES E · CIK 0001247499 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,397,189

F1 · shares: Acquired pursuant to the Agreement and Plan of Merger and Reorganization by and among Sirius XM Holdings Inc. ("Sirius") and Pandora Media, Inc. ("Pandora") dated September 23, 2018 (the "Merger Agreement"), pursuant to which Pandora was acquired by Sirius, effective February 1, 2019 (the "Merger"). Pursuant to the Merger, each issued and outstanding share of Pandora common stock converted into the right to receive 1.44 shares of Sirius common stock (rounded down to the nearest whole share).

F1 · price: Acquired pursuant to the Agreement and Plan of Merger and Reorganization by and among Sirius XM Holdings Inc. ("Sirius") and Pandora Media, Inc. ("Pandora") dated September 23, 2018 (the "Merger Agreement"), pursuant to which Pandora was acquired by Sirius, effective February 1, 2019 (the "Merger"). Pursuant to the Merger, each issued and outstanding share of Pandora common stock converted into the right to receive 1.44 shares of Sirius common stock (rounded down to the nearest whole share).

Read SEC document
February 01, 2019 Filed Feb 5, 2019 21:17 UTC GrantCommon Stock 79,631 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-001794 · doc4.xml · nonDerivative · entry 1

MAFFEI GREGORY B · CIK 0001099636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,078

F1 · shares: Acquired pursuant to the Agreement and Plan of Merger and Reorganization by and among Sirius XM Holdings Inc. ("Sirius") and Pandora Media, Inc. ("Pandora") dated September 23, 2018 (the "Merger Agreement"), pursuant to which Pandora was acquired by Sirius, effective February 1, 2019 (the "Merger"). Pursuant to the Merger, each issued and outstanding share of Pandora common stock converted into the right to receive 1.44 shares of Sirius common stock (rounded down to the nearest whole share).

F1 · price: Acquired pursuant to the Agreement and Plan of Merger and Reorganization by and among Sirius XM Holdings Inc. ("Sirius") and Pandora Media, Inc. ("Pandora") dated September 23, 2018 (the "Merger Agreement"), pursuant to which Pandora was acquired by Sirius, effective February 1, 2019 (the "Merger"). Pursuant to the Merger, each issued and outstanding share of Pandora common stock converted into the right to receive 1.44 shares of Sirius common stock (rounded down to the nearest whole share).

Read SEC document
February 01, 2019 Filed Feb 5, 2019 21:17 UTC
FREAR DAVID JSenior EVP and CFO
GrantCommon Stock 79,631 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-001793 · doc4.xml · nonDerivative · entry 1

FREAR DAVID J · CIK 0001207459 · Senior EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 513,845

F1 · shares: Acquired pursuant to the Agreement and Plan of Merger and Reorganization by and among Sirius XM Holdings Inc. ("Sirius") and Pandora Media, Inc. ("Pandora") dated September 23, 2018 (the "Merger Agreement"), pursuant to which Pandora was acquired by Sirius, effective February 1, 2019 (the "Merger"). Pursuant to the Merger, each issued and outstanding share of Pandora common stock converted into the right to receive 1.44 shares of Sirius common stock (rounded down to the nearest whole share).

F1 · price: Acquired pursuant to the Agreement and Plan of Merger and Reorganization by and among Sirius XM Holdings Inc. ("Sirius") and Pandora Media, Inc. ("Pandora") dated September 23, 2018 (the "Merger Agreement"), pursuant to which Pandora was acquired by Sirius, effective February 1, 2019 (the "Merger"). Pursuant to the Merger, each issued and outstanding share of Pandora common stock converted into the right to receive 1.44 shares of Sirius common stock (rounded down to the nearest whole share).

Read SEC document
February 01, 2019 Filed Feb 5, 2019 21:16 UTC
COOK STEPHENEVP, Sales and Automotive
GrantStock Option (Right to Buy) · Derivative 461,670 $5.98 Strike: $5.98 $2,760,786.60
Disclosure

SEC source: 0001225208-19-001792 · doc4.xml · derivative · entry 9

COOK STEPHEN · CIK 0001268619 · EVP, Sales and Automotive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 461,670

Underlying: Common Stock · 461,670 shares

Expires 2029-02-01

F5 · shares: Approximately one-third of options will vest on each of 2/1/20; 2/1/21 and 2/1/22.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 21:16 UTC
COOK STEPHENEVP, Sales and Automotive
Tax withholdingCommon Stock 14,388 $5.83 $83,882.04
Disclosure

SEC source: 0001225208-19-001792 · doc4.xml · nonDerivative · entry 2

COOK STEPHEN · CIK 0001268619 · EVP, Sales and Automotive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,430,619

F2 · shares: Represents the surrender of common stock to the Company to cover withholding taxes upon the vesting of restricted stock units.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 21:16 UTC
COOK STEPHENEVP, Sales and Automotive
GrantCommon Stock 94,065 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-001792 · doc4.xml · nonDerivative · entry 1

COOK STEPHEN · CIK 0001268619 · EVP, Sales and Automotive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,445,007

F1 · shares: Approximately one-third of restricted stock units will vest on each of 2/1/20; 2/1/21 and 2/1/22.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 21:16 UTC
BARRY THOMAS DSenior VP & Controller
GrantStock Option (Right to Buy) · Derivative 307,785 $5.98 Strike: $5.98 $1,840,554.30
Disclosure

SEC source: 0001225208-19-001791 · doc4.xml · derivative · entry 5

BARRY THOMAS D · CIK 0001182130 · Senior VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 307,785

Underlying: Common Stock · 307,785 shares

Expires 2029-02-01

F3 · shares: Approximately one-third of options will vest on each of 2/1/20; 2/1/21 and 2/1/22.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 21:16 UTC
BARRY THOMAS DSenior VP & Controller
Tax withholdingCommon Stock 10,332 $5.83 $60,235.56
Disclosure

SEC source: 0001225208-19-001791 · doc4.xml · nonDerivative · entry 2

BARRY THOMAS D · CIK 0001182130 · Senior VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 452,133

F2 · shares: Represents the surrender of common stock to the Company to cover withholding taxes upon the vesting of restricted stock units.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 21:16 UTC
BARRY THOMAS DSenior VP & Controller
GrantCommon Stock 62,715 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-001791 · doc4.xml · nonDerivative · entry 1

BARRY THOMAS D · CIK 0001182130 · Senior VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 462,465

F1 · shares: Approximately one-third of restricted stock units will vest on each of 2/1/20; 2/1/21 and 2/1/22.

Read SEC document
January 18, 2019 Filed Jan 22, 2019 21:06 UTC
COOK STEPHENEVP, Sales and Automotive
GrantCommon Stock 212,059 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-001083 · doc4.xml · nonDerivative · entry 1

COOK STEPHEN · CIK 0001268619 · EVP, Sales and Automotive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,350,942

F1 · shares: Represents shares of common stock underlying an February 2, 2017 grant of performance-based restricted stock units, including related dividend equivalent units, upon the satisfaction of the applicable performance criteria. Such performance-based restricted stock units shall vest on February 2, 2020, subject to the reporting person's continuing employment with Sirius XM.

Read SEC document
January 18, 2019 Filed Jan 22, 2019 21:06 UTC
Cady James ArthurEVP, Product and Operations
GrantCommon Stock 106,030 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-001084 · doc4.xml · nonDerivative · entry 1

Cady James Arthur · CIK 0001646942 · EVP, Product and Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 393,968

F1 · shares: Represents shares of common stock underlying an February 2, 2017 grant of performance-based restricted stock units, including related dividend equivalent units, upon the satisfaction of the applicable performance criteria. Such performance-based restricted stock units shall vest on February 2, 2020, subject to the reporting person's continuing employment with Sirius XM.

Read SEC document
January 18, 2019 Filed Jan 22, 2019 21:05 UTC
DONNELLY PATRICK LEVP, General Counsel & Sec.
GrantCommon Stock 655,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-001082 · doc4.xml · nonDerivative · entry 1

DONNELLY PATRICK L · CIK 0001233121 · EVP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 830,623

F1 · shares: Represents shares of common stock underlying an November 22, 2016 grant of performance-based restricted stock units, including related dividend equivalent units, upon the satisfaction of the applicable performance criteria. Such performance-based restricted stock units shall vest on November 22, 2019, subject to the reporting person's continuing employment with Sirius XM.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 21:01 UTC
MEYER JAMES EDirector · Chief Executive Officer
GrantCommon Stock 1,271,186 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-000573 · doc4.xml · nonDerivative · entry 1

MEYER JAMES E · CIK 0001247499 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,317,558

F1 · shares: Restricted Stock Units will vest on December 31, 2019.

Read SEC document
December 31, 2018 Filed Jan 2, 2019 21:03 UTC
MEYER JAMES EDirector · Chief Executive Officer
Tax withholdingCommon Stock 605,450 $5.72 $3,463,174.00
Disclosure

SEC source: 0001225208-19-000083 · doc4.xml · nonDerivative · entry 2

MEYER JAMES E · CIK 0001247499 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,046,372

F2 · shares: Represents the surrender of common stock to the Company to cover withholding taxes upon the vesting of restricted stock units.

Read SEC document
December 24, 2018 Filed Dec 26, 2018 22:33 UTC
Greenstein Scott AndrewPres. & Chief Content Officer
GrantStock Option (Right to Buy) · Derivative 3,180,872 $5.51 Strike: $5.51 $17,526,604.72
Disclosure

SEC source: 0001225208-18-017034 · doc4.xml · derivative · entry 3

Greenstein Scott Andrew · CIK 0001289201 · Pres. & Chief Content Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,180,872

Underlying: Common Stock · 3,180,872 shares

Expires 2028-12-24

F2 · shares: Approximately one-third of options will vest on each of 12/24/19; 12/24/20 and 5/24/22.

Read SEC document
December 24, 2018 Filed Dec 26, 2018 22:33 UTC
Greenstein Scott AndrewPres. & Chief Content Officer
GrantCommon Stock 680,581 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-017034 · doc4.xml · nonDerivative · entry 1

Greenstein Scott Andrew · CIK 0001289201 · Pres. & Chief Content Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,435,499

F1 · shares: Approximately one-third of restricted stock units will vest on each of 12/24/19, 12/24/20 and 5/24/22.

Read SEC document
December 13, 2018 Filed Jan 2, 2019 21:03 UTC
MEYER JAMES EDirector · Chief Executive Officer
GiftCommon Stock 160,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-000083 · doc4.xml · nonDerivative · entry 1

MEYER JAMES E · CIK 0001247499 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,651,822

F1 · shares: Distribution of shares were a gift.

Read SEC document
December 11, 2018 Filed Dec 13, 2018 21:11 UTC
Verbrugge Joseph AEVP, GM, Emerging Business
Tax withholdingCommon Stock 47,676 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-016584 · doc4.xml · nonDerivative · entry 1

Verbrugge Joseph A · CIK 0001660799 · EVP, GM, Emerging Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,406

F1 · shares: Represents the surrender of common stock to the Company to cover withholding taxes upon the vesting of restricted stock units.

Read SEC document
November 30, 2018 Filed Dec 3, 2018 21:10 UTC
Zaslav DavidDirector
GrantCommon Stock 62 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-016085 · doc4.xml · nonDerivative · entry 1

Zaslav David · CIK 0001318285 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,723

F1 · shares: On November 30, 2018, Sirius XM Holdings Inc. ("Sirius XM") paid a cash dividend of $0.0121 per share on each share of its outstanding common stock. The dividend was payable to all holders of Sirius XM's common stock on the record date, November 9, 2018. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by the filer, the filer received certain additional restricted stock units as a result of this cash dividend. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate.

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November 30, 2018 Filed Dec 3, 2018 21:10 UTC
Witz Jennifer CEVP, Chief Marketing Officer
GrantCommon Stock 1,121 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-016084 · doc4.xml · nonDerivative · entry 1

Witz Jennifer C · CIK 0001714891 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 630,739

F1 · shares: On November 30, 2018, Sirius XM Holdings Inc. ("Sirius XM") paid a cash dividend of $0.0121 per share on each share of its outstanding common stock. The dividend was payable to all holders of Sirius XM's common stock on the record date, November 9, 2018. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by the filer, the filer received certain additional restricted stock units as a result of this cash dividend. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate.

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November 30, 2018 Filed Dec 3, 2018 21:10 UTC
VOGEL CARL EDirector
GrantCommon Stock 62 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-016083 · doc4.xml · nonDerivative · entry 1

VOGEL CARL E · CIK 0001118042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,447

F1 · shares: On November 30, 2018, Sirius XM Holdings Inc. ("Sirius XM") paid a cash dividend of $0.0121 per share on each share of its outstanding common stock. The dividend was payable to all holders of Sirius XM's common stock on the record date, November 9, 2018. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by the filer, the filer received certain additional restricted stock units as a result of this cash dividend. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate.

Read SEC document
November 30, 2018 Filed Dec 3, 2018 21:10 UTC
Verbrugge Joseph AEVP, GM, Emerging Business
GrantCommon Stock 417 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-016082 · doc4.xml · nonDerivative · entry 1

Verbrugge Joseph A · CIK 0001660799 · EVP, GM, Emerging Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 322,082

F1 · shares: On November 30, 2018, Sirius XM Holdings Inc. ("Sirius XM") paid a cash dividend of $0.0121 per share on each share of its outstanding common stock. The dividend was payable to all holders of Sirius XM's common stock on the record date, November 9, 2018. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by the filer, the filer received certain additional restricted stock units as a result of this cash dividend. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate.

Read SEC document
November 30, 2018 Filed Dec 3, 2018 21:10 UTC GrantCommon Stock 42 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-016081 · doc4.xml · nonDerivative · entry 1

Salen Kristina · CIK 0001612127 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,131

F1 · shares: On November 30, 2018, Sirius XM Holdings Inc. ("Sirius XM") paid a cash dividend of $0.0121 per share on each share of its outstanding common stock. The dividend was payable to all holders of Sirius XM's common stock on the record date, November 9, 2018. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by the filer, the filer received certain additional restricted stock units as a result of this cash dividend. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate.

Read SEC document
November 30, 2018 Filed Dec 3, 2018 21:10 UTC GrantCommon Stock 52 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-016080 · doc4.xml · nonDerivative · entry 1

Rapino Michael · CIK 0001337041 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,175

F1 · shares: On November 30, 2018, Sirius XM Holdings Inc. ("Sirius XM") paid a cash dividend of $0.0121 per share on each share of its outstanding common stock. The dividend was payable to all holders of Sirius XM's common stock on the record date, November 9, 2018. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by the filer, the filer received certain additional restricted stock units as a result of this cash dividend. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate.

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November 30, 2018 Filed Dec 3, 2018 21:10 UTC
MOONEY JAMESDirector
GrantCommon Stock 252 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-016079 · doc4.xml · nonDerivative · entry 1

MOONEY JAMES · CIK 0001240253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,852

F1 · shares: On November 30, 2018, Sirius XM Holdings Inc. ("Sirius XM") paid a cash dividend of $0.0121 per share on each share of its outstanding common stock. The dividend was payable to all holders of Sirius XM's common stock on the record date, November 9, 2018. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by the filer, the filer received certain additional restricted stock units as a result of this cash dividend. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate.

Read SEC document
November 30, 2018 Filed Dec 3, 2018 21:09 UTC
MEYER JAMES EDirector · Chief Executive Officer
GrantCommon Stock 2,471 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-016078 · doc4.xml · nonDerivative · entry 1

MEYER JAMES E · CIK 0001247499 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,811,822

F1 · shares: On November 30, 2018, Sirius XM Holdings Inc. ("Sirius XM") paid a cash dividend of $0.0121 per share on each share of its outstanding common stock. The dividend was payable to all holders of Sirius XM's common stock on the record date, November 9, 2018. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by the filer, the filer received certain additional restricted stock units as a result of this cash dividend. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate.

Read SEC document
November 30, 2018 Filed Dec 3, 2018 21:09 UTC GrantCommon Stock 62 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-016077 · doc4.xml · nonDerivative · entry 1

MALONE EVAN DANIEL · CIK 0001442645 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,447

F1 · shares: On November 30, 2018, Sirius XM Holdings Inc. ("Sirius XM") paid a cash dividend of $0.0121 per share on each share of its outstanding common stock. The dividend was payable to all holders of Sirius XM's common stock on the record date, November 9, 2018. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by the filer, the filer received certain additional restricted stock units as a result of this cash dividend. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate.

Read SEC document
November 30, 2018 Filed Dec 3, 2018 21:09 UTC GrantCommon Stock 62 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-016076 · doc4.xml · nonDerivative · entry 1

MAFFEI GREGORY B · CIK 0001099636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,447

F1 · shares: On November 30, 2018, Sirius XM Holdings Inc. ("Sirius XM") paid a cash dividend of $0.0121 per share on each share of its outstanding common stock. The dividend was payable to all holders of Sirius XM's common stock on the record date, November 9, 2018. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by the filer, the filer received certain additional restricted stock units as a result of this cash dividend. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate.

Read SEC document
November 30, 2018 Filed Dec 3, 2018 21:09 UTC GrantCommon Stock 353 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-016075 · doc4.xml · nonDerivative · entry 1

HOLDEN JAMES P · CIK 0001233398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,215

F1 · shares: On November 30, 2018, Sirius XM Holdings Inc. ("Sirius XM") paid a cash dividend of $0.0121 per share on each share of its outstanding common stock. The dividend was payable to all holders of Sirius XM's common stock on the record date, November 9, 2018. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by the filer, the filer received certain additional restricted stock units as a result of this cash dividend. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate.

Read SEC document
November 30, 2018 Filed Dec 3, 2018 21:09 UTC GrantCommon Stock 62 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-016074 · doc4.xml · nonDerivative · entry 1

HARTENSTEIN EDDY W · CIK 0001142524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,447

F1 · shares: On November 30, 2018, Sirius XM Holdings Inc. ("Sirius XM") paid a cash dividend of $0.0121 per share on each share of its outstanding common stock. The dividend was payable to all holders of Sirius XM's common stock on the record date, November 9, 2018. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by the filer, the filer received certain additional restricted stock units as a result of this cash dividend. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.