Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 15, 2020 Filed Jun 15, 2020 22:29 UTC |
Silk Mark JDirector · 10% owner
|
PurchaseSIFCO Industries, Inc. Common Stock | 8,652 | $4.24 | $36,684.48 |
DisclosureSEC source: 0000899243-20-016582 · doc4.xml · nonDerivative · entry 3 Silk Mark J · CIK 0001451622 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 470,947 F3 · price: The transaction was executed in multiple trades at prices ranging from $4.09 to $4.25, inclusive. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, SIFCO Industries, Inc. or a shareholder of SIFCO Industries, Inc, full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Includes 8,803 shares of the SIFCO Industries, Inc. common stock, which are restricted until January 29, 2021. Read SEC document |
| June 15, 2020 Filed Jun 15, 2020 20:52 UTC |
Knapper Peter WilliamDirector · President & CEO
|
PurchaseSIFCO Industries, Inc. Common Stock | 10,500 | $4.25 | $44,625.00 |
DisclosureSEC source: 0000899243-20-016524 · doc4.xml · nonDerivative · entry 1 Knapper Peter William · CIK 0001677801 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,945 Read SEC document |
| June 12, 2020 Filed Jun 15, 2020 22:29 UTC |
Silk Mark JDirector · 10% owner
|
PurchaseSIFCO Industries, Inc. Common Stock | 6,217 | $4.25 | $26,422.25 |
DisclosureSEC source: 0000899243-20-016582 · doc4.xml · nonDerivative · entry 2 Silk Mark J · CIK 0001451622 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 462,295 F2 · balance_after: Includes 8,803 shares of the SIFCO Industries, Inc. common stock, which are restricted until January 29, 2021. Read SEC document |
| June 11, 2020 Filed Jun 15, 2020 22:29 UTC |
Silk Mark JDirector · 10% owner
|
PurchaseSIFCO Industries, Inc. Common Stock | 16,935 | $4.22 | $71,465.70 |
DisclosureSEC source: 0000899243-20-016582 · doc4.xml · nonDerivative · entry 1 Silk Mark J · CIK 0001451622 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 456,078 F1 · price: The transaction was executed in multiple trades at prices ranging from $4.15 to $4.25, inclusive. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, SIFCO Industries, Inc. or a shareholder of SIFCO Industries, Inc, full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Includes 8,803 shares of the SIFCO Industries, Inc. common stock, which are restricted until January 29, 2021. Read SEC document |
| January 30, 2020 Filed Feb 3, 2020 21:46 UTC |
Wells Norman E Jr.Director
|
GrantSIFCO Industries, Inc. Common Stock | 13,204 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-002557 · doc4.xml · nonDerivative · entry 1 Wells Norman E Jr. · CIK 0001567580 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,204 F1 · security: Awarded 13,204 shares of the SIFCO Industries, Inc. common stock, which are restricted as of the date of the grant. Restriction to lapse on the day immediately preceding the one year anniversary date of this award. Read SEC document |
| January 30, 2020 Filed Feb 3, 2020 21:46 UTC |
Silk Mark JDirector · 10% owner
|
GrantSIFCO Industries, Inc. Common Stock | 8,803 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-002556 · doc4.xml · nonDerivative · entry 1 Silk Mark J · CIK 0001451622 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,803 F1 · security: Awarded 8,803 shares of the SIFCO Industries, Inc. common stock, which are restricted as of the date of the grant. Restriction to lapse on the day immediately preceding the one year anniversary date of this award. Read SEC document |
| January 30, 2020 Filed Feb 3, 2020 21:44 UTC |
GOTSCHALL JEFFREY PDirector
|
GrantSIFCO Industries, Inc. Common Stock | 8,803 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-002554 · doc4.xml · nonDerivative · entry 1 GOTSCHALL JEFFREY P · CIK 0001185073 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,803 F1 · security: Awarded 8,803 shares of the SIFCO Industries, Inc. common stock, which are restricted as of the date of the grant. Restriction to lapse on the day immediately preceding the one year anniversary date of this award. Read SEC document |
| January 30, 2020 Filed Feb 3, 2020 21:42 UTC |
Smith HudsonDirector
|
GrantSIFCO Industries, Inc. Common Stock | 8,803 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-002552 · doc4.xml · nonDerivative · entry 1 Smith Hudson · CIK 0001200555 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,803 F1 · security: Awarded 8,803 shares of the SIFCO Industries, Inc. common stock, which are restricted as of the date of the grant. Restriction to lapse on the day immediately preceding the one year anniversary date of this award. Read SEC document |
| January 30, 2020 Filed Feb 3, 2020 21:41 UTC |
Molten Donald C Jr.Director
|
GrantSIFCO Industries, Inc. Common Stock | 8,803 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-002551 · doc4.xml · nonDerivative · entry 1 Molten Donald C Jr. · CIK 0001491176 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,803 F1 · security: Awarded 8,803 shares of the SIFCO Industries, Inc. common stock, which are restricted as of the date of the grant. Restriction to lapse on the day immediately preceding the one year anniversary date of this award. Read SEC document |
| January 30, 2020 Filed Feb 3, 2020 21:41 UTC |
REITMAN ALAYNE LDirector
|
GrantSIFCO Industries, Inc. Common Stock | 8,803 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-002548 · doc4.xml · nonDerivative · entry 1 REITMAN ALAYNE L · CIK 0001200553 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,803 F1 · security: Awarded 8,803 shares of the SIFCO Industries, Inc. common stock, which are restricted as of the date of the grant. Restriction to lapse on the day immediately preceding the one year anniversary date of this award. Read SEC document |
| November 25, 2019 Filed Nov 27, 2019 11:05 UTC |
Kubera Thomas RobertChief Financial Officer
|
GrantSIFCO Industries, Inc. Common Stock | 14,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-028195 · doc4.xml · nonDerivative · entry 1 Kubera Thomas Robert · CIK 0001608569 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,000 F1 · price: Awarded 14,000 restricted shares of SIFCO Industries, Inc. common stock. Restriction to lapse on the day immediately preceding the three year anniversary date of such award. Read SEC document |
| November 25, 2019 Filed Nov 27, 2019 11:05 UTC |
Knapper Peter WilliamDirector · President & CEO
|
GrantSIFCO Industries, Inc. Common Stock | 34,300 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-028194 · doc4.xml · nonDerivative · entry 1 Knapper Peter William · CIK 0001677801 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,300 F1 · price: Awarded 34,300 restricted shares of SIFCO Industries, Inc. common stock. Restriction to lapse on the day immediately preceding the three year anniversary date of such award. Read SEC document |
| January 31, 2019 Filed Feb 4, 2019 21:16 UTC |
GOTSCHALL JEFFREY PDirector
|
GrantSIFCO Industries, Inc. Common Stock | 10,893 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-002457 · doc4.xml · nonDerivative · entry 1 GOTSCHALL JEFFREY P · CIK 0001185073 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,893 F1 · security: Awarded 10,893 shares of the SIFCO Industries, Inc. common stock, which are restricted as of the date of the grant. Restriction to lapse on the day immediately preceding the one year anniversary date of this award. Read SEC document |
| January 31, 2019 Filed Feb 4, 2019 21:19 UTC |
REITMAN ALAYNE LDirector
|
GrantSIFCO Industries, Inc. Common Stock | 10,893 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-002458 · doc4.xml · nonDerivative · entry 1 REITMAN ALAYNE L · CIK 0001200553 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,893 F1 · security: Awarded 10,893 shares of the SIFCO Industries, Inc. common stock, which are restricted as of the date of the grant. Restriction to lapse on the day immediately preceding the one year anniversary date of this award. Read SEC document |
| January 31, 2019 Filed Feb 4, 2019 21:14 UTC |
Molten Donald C Jr.Director
|
GrantSIFCO Industries, Inc. Common Stock | 10,893 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-002456 · doc4.xml · nonDerivative · entry 1 Molten Donald C Jr. · CIK 0001491176 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,893 F1 · security: Awarded 10,893 shares of the SIFCO Industries, Inc. common stock, which are restricted as of the date of the grant. Restriction to lapse on the day immediately preceding the one year anniversary date of this award. Read SEC document |
| January 31, 2019 Filed Feb 4, 2019 21:13 UTC |
Wells Norman E Jr.Director
|
GrantSIFCO Industries, Inc. Common Stock | 6,535 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-002455 · doc4.xml · nonDerivative · entry 1 Wells Norman E Jr. · CIK 0001567580 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,535 F1 · security: Awarded 6,535 shares of the SIFCO Industries, Inc. common stock, which are restricted as of the date of the grant. Restriction to lapse on the day immediately preceding the one year anniversary date of this award. Read SEC document |
| January 31, 2019 Filed Feb 4, 2019 21:13 UTC |
Silk Mark JDirector · 10% owner
|
GrantSIFCO Industries, Inc. Common Stock | 10,893 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-002454 · doc4.xml · nonDerivative · entry 1 Silk Mark J · CIK 0001451622 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,893 F1 · security: Awarded 10,893 shares of the SIFCO Industries, Inc. common stock, which are restricted as of the date of the grant. Restriction to lapse on the day immediately preceding the one year anniversary date of this award. Read SEC document |
| January 31, 2019 Filed Feb 4, 2019 21:13 UTC |
Smith HudsonDirector
|
GrantSIFCO Industries, Inc. Common Stock | 10,893 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-002451 · doc4.xml · nonDerivative · entry 1 Smith Hudson · CIK 0001200555 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,893 F1 · security: Awarded 10,893 shares of the SIFCO Industries, Inc. common stock, which are restricted as of the date of the grant. Restriction to lapse on the day immediately preceding the one year anniversary date of this award. Read SEC document |
| December 17, 2018 Filed Dec 18, 2018 22:16 UTC |
Smith HudsonDirector
|
PurchaseSIFCO Industries, Inc. Common Stock | 2,000 | $3.45 | $6,896.80 |
DisclosureSEC source: 0000899243-18-031338 · doc4.xml · nonDerivative · entry 2 Smith Hudson · CIK 0001200555 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Owned by Spouse Disclosed balance after: 4,400 Read SEC document |
| December 17, 2018 Filed Dec 18, 2018 22:16 UTC |
Smith HudsonDirector
|
GiftVoting Trust Certificates | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-031338 · doc4.xml · nonDerivative · entry 1 Smith Hudson · CIK 0001200555 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,820 F1 · security: Voting Trust Certificates are for common stock of SIFCO Industries, Inc. F2 · shares: Represents six gifts of Voting Trust Certificates each representing 1,000 shares of common stock of SIFCO Industries, Inc. to the Reporting Person's grandchildren, as follows: (i) Hudson Smith, Jr., Custodian for Peyton Smith; (ii) Hudson Smith, Jr., Custodian for Charlotte Smith; (iii) Hudson Smith, Jr., Custodian for Whitney Smith; (iv) Cynthia R. Champ, Custodian for Elise Day Champ; (v) Cynthia R. Champ, Custodian for William Champ, Jr.; and (vi) Cynthia R. Champ, Custodian for Hudson Graham Champ. Read SEC document |
| December 17, 2018 Filed Dec 18, 2018 21:33 UTC |
Kubera Thomas RobertChief Financial Officer
|
PurchaseSIFCO Industries, Inc. Common Stock | 1,000 | $3.50 | $3,500.00 |
DisclosureSEC source: 0000899243-18-031330 · doc4.xml · nonDerivative · entry 1 Kubera Thomas Robert · CIK 0001608569 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
| December 14, 2018 Filed Dec 17, 2018 23:58 UTC |
Molten Donald C Jr.Director
|
PurchaseSIFCO Industries, Inc. Common Stock | 2,997 | $3.97 | $11,898.09 |
DisclosureSEC source: 0000899243-18-031260 · doc4.xml · nonDerivative · entry 2 Molten Donald C Jr. · CIK 0001491176 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,504 Read SEC document |
| December 13, 2018 Filed Dec 17, 2018 23:58 UTC |
Molten Donald C Jr.Director
|
PurchaseSIFCO Industries, Inc. Common Stock | 2,003 | $3.80 | $7,611.40 |
DisclosureSEC source: 0000899243-18-031260 · doc4.xml · nonDerivative · entry 1 Molten Donald C Jr. · CIK 0001491176 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,507 F1 · price: The transaction was executed in multiple trades at prices ranging from $3.70 to $3.90, inclusive. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, SIFCO Industries, Inc. or a shareholder of SIFCO Industries, Inc, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 12, 2018 Filed Dec 14, 2018 00:04 UTC |
Knapper Peter WilliamDirector · President & CEO
|
GrantSIFCO Industries, Inc. Common Stock | 3,000 | $3.78 | $11,340.00 |
DisclosureSEC source: 0000899243-18-030955 · doc4.xml · nonDerivative · entry 1 Knapper Peter William · CIK 0001677801 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 F1 · price: The transaction was executed in multiple trades at prices ranging from $3.733 to $3.7992, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, SIFCO Industries, Inc. or a shareholder of SIFCO Industries, Inc, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 14, 2018 Filed Nov 15, 2018 21:48 UTC |
Kubera Thomas RobertChief Financial Officer
|
GrantSIFCO Industries, Inc. Common Stock | 4,795 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-029031 · doc4.xml · nonDerivative · entry 1 Kubera Thomas Robert · CIK 0001608569 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,795 F1 · price: Awarded 4,795 restricted shares of SIFCO Industries, Inc. common stock. Restriction to lapse on September 30, 2021. Read SEC document |
| November 14, 2018 Filed Nov 15, 2018 21:47 UTC |
Knapper Peter WilliamDirector · President & CEO
|
GrantSIFCO Industries, Inc. Common Stock | 19,355 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-029030 · doc4.xml · nonDerivative · entry 1 Knapper Peter William · CIK 0001677801 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,355 F1 · price: Awarded 19,355 restricted shares of SIFCO Industries, Inc. common stock. Restriction to lapse on September 30, 2021. Read SEC document |
| October 01, 2018 Filed Oct 11, 2018 20:19 UTC |
GOTSCHALL JEFFREY PDirector
|
OtherVoting Trust Certificates | 10,025 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-026556 · doc5.xml · nonDerivative · entry 2 GOTSCHALL JEFFREY P · CIK 0001185073 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219,323 F1 · security: Voting Trust Certificates are for common stock of SIFCO Industries, Inc. Read SEC document |
| September 13, 2018 Filed Sep 14, 2018 22:04 UTC |
Silk Mark JDirector · 10% owner
|
GiftSIFCO Industries, Inc. Common Stock | 300,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-024563 · doc4.xml · nonDerivative · entry 2 Silk Mark J · CIK 0001451622 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The HHS Trust Disclosed balance after: 300,000 F1 · shares: Reflects a bona fide gift by Mr. Silk for no consideration to The HHS Trust, a trust established for the benefit of Mr. Silk's children. Read SEC document |
| September 13, 2018 Filed Sep 14, 2018 22:04 UTC |
Silk Mark JDirector · 10% owner
|
GiftSIFCO Industries, Inc. Common Stock | 300,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-024563 · doc4.xml · nonDerivative · entry 1 Silk Mark J · CIK 0001451622 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 412,620 F1 · shares: Reflects a bona fide gift by Mr. Silk for no consideration to The HHS Trust, a trust established for the benefit of Mr. Silk's children. Read SEC document |
| September 04, 2018 Filed Oct 11, 2018 20:19 UTC |
GOTSCHALL JEFFREY PDirector
|
OtherVoting Trust Certificates | 57,069 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-026556 · doc5.xml · nonDerivative · entry 1 GOTSCHALL JEFFREY P · CIK 0001185073 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,298 F1 · security: Voting Trust Certificates are for common stock of SIFCO Industries, Inc. Read SEC document |
| August 24, 2018 Filed Aug 27, 2018 20:04 UTC |
Knapper Peter WilliamDirector · President & CEO
|
PurchaseSIFCO Industries, Inc. Common Stock | 1,964 | $5.20 | $10,212.80 |
DisclosureSEC source: 0000899243-18-023302 · doc4.xml · nonDerivative · entry 2 Knapper Peter William · CIK 0001677801 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 F1 · price: The transaction was executed in multiple trades at prices ranging from $5.15 to $5.24, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, SIFCO Industries, Inc. or a shareholder of SIFCO Industries, Inc, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 23, 2018 Filed Aug 27, 2018 20:04 UTC |
Knapper Peter WilliamDirector · President & CEO
|
PurchaseSIFCO Industries, Inc. Common Stock | 36 | $5.15 | $185.40 |
DisclosureSEC source: 0000899243-18-023302 · doc4.xml · nonDerivative · entry 1 Knapper Peter William · CIK 0001677801 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36 Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 00:20 UTC |
Molten Donald C Jr.Director
|
GrantSIFCO Industries, Inc. Common Stock | 6,827 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-002554 · doc4.xml · nonDerivative · entry 1 Molten Donald C Jr. · CIK 0001491176 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,827 F1 · price: Awarded 6,827 shares of the SIFCO Industries, Inc. common stock, which are restricted as of the date of the grant. Restriction to lapse on the day immediately preceding the one year anniversary date of this award. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 00:18 UTC |
REITMAN ALAYNE LDirector
|
GrantSIFCO Industries, Inc. Common Stock | 6,827 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-002553 · doc4.xml · nonDerivative · entry 1 REITMAN ALAYNE L · CIK 0001200553 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,827 F1 · price: Awarded 6,827 shares of the SIFCO Industries, Inc. common stock, which are restricted as of the date of the grant. Restriction to lapse on the day immediately preceding the one year anniversary date of this award. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 00:13 UTC |
GOTSCHALL JEFFREY PDirector
|
GrantSIFCO Industries, Inc. Common Stock | 6,827 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-002543 · doc4.xml · nonDerivative · entry 1 GOTSCHALL JEFFREY P · CIK 0001185073 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,827 F1 · price: Awarded 6,827 shares of the SIFCO Industries, Inc. common stock, which are restricted as of the date of the grant. Restriction to lapse on the day immediately preceding the one year anniversary date of this award. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 00:13 UTC |
Wells Norman E Jr.Director
|
GrantSIFCO Industries, Inc. Common Stock | 12,615 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-002544 · doc4.xml · nonDerivative · entry 1 Wells Norman E Jr. · CIK 0001567580 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,615 F1 · price: Awarded 12,615 shares of the SIFCO Industries, Inc. common stock, which are restricted as of the date of the grant. Restriction to lapse on the day immediately preceding the one year anniversary date of this award. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 00:09 UTC |
Smith HudsonDirector
|
GrantSIFCO Industries, Inc. Common Stock | 6,827 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-002536 · doc4.xml · nonDerivative · entry 1 Smith Hudson · CIK 0001200555 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,827 F1 · price: Awarded 6,827 shares of the SIFCO Industries, Inc. common stock, which are restricted as of the date of the grant. Restriction to lapse on the day immediately preceding the one year anniversary date of this award. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 00:00 UTC |
Silk Mark JDirector · 10% owner
|
GrantSIFCO Industries, Inc. Common Stock | 6,827 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-002523 · doc4.xml · nonDerivative · entry 1 Silk Mark J · CIK 0001451622 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,827 F1 · price: Awarded 6,827 shares of the SIFCO Industries, Inc. common stock, which are restricted as of the date of the grant. Restriction to lapse on the day immediately preceding the one year anniversary date of this award. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 22:36 UTC |
Kubera Thomas RobertCorporate Controller
|
GrantSIFCO Industries, Inc. Common Stock | 3,325 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-026838 · doc4.xml · nonDerivative · entry 1 Kubera Thomas Robert · CIK 0001608569 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,325 F1 · price: Awarded 3,325 restricted shares of SIFCO Industries, Inc. common stock. Restriction to lapse on September 30, 2020. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 22:28 UTC |
Knapper Peter WilliamDirector · President & CEO
|
GrantSIFCO Industries, Inc. Common Stock | 29,735 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-026832 · doc4.xml · nonDerivative · entry 1 Knapper Peter William · CIK 0001677801 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,735 F1 · price: Awarded 29,735 restricted shares of SIFCO Industries, Inc. common stock. Restriction to lapse on September 30, 2020. Read SEC document |
| May 31, 2017 Filed Jun 1, 2017 18:59 UTC |
Incanno SalvatoreVP of Finance & CFO
|
Exercise / conversionBonus Unit · Derivative | 3,572 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-014948 · doc4.xml · derivative · entry 4 Incanno Salvatore · CIK 0001642162 · VP of Finance & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: SIFCO Industries, Inc. Common Stock · 3,572 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: Each bonus unit represented an unvested share of SIFCO Industries, Inc. common stock. F2 · derivative.exercise_price: The remaining 50% of the bonus units awarded vested on May 31, 2017 (3,572 shares vested and of this amount, 1,213 shares were tendered back to the Company to pay required withholding taxes). F1 · kind: Vesting of bonus units into shares of common stock. F5 · derivative.exercise_date: The bonus units vested in approximately equal installments on November 30, 2016 and May 31, 2017. F5 · derivative.expiration_date: The bonus units vested in approximately equal installments on November 30, 2016 and May 31, 2017. Read SEC document |
| May 31, 2017 Filed Jun 1, 2017 18:59 UTC |
Incanno SalvatoreVP of Finance & CFO
|
Tax withholdingSIFCO Industries, Inc. Common Stock | 1,213 | $7.58 | $9,194.54 |
DisclosureSEC source: 0000899243-17-014948 · doc4.xml · nonDerivative · entry 2 Incanno Salvatore · CIK 0001642162 · VP of Finance & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,736 F2 · kind: The remaining 50% of the bonus units awarded vested on May 31, 2017 (3,572 shares vested and of this amount, 1,213 shares were tendered back to the Company to pay required withholding taxes). Read SEC document |
| May 31, 2017 Filed Jun 1, 2017 18:59 UTC |
Incanno SalvatoreVP of Finance & CFO
|
Exercise / conversionSIFCO Industries, Inc. Common Stock | 3,572 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-014948 · doc4.xml · nonDerivative · entry 1 Incanno Salvatore · CIK 0001642162 · VP of Finance & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,949 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of bonus units into shares of common stock. Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 21:08 UTC |
Smith HudsonDirector
|
GrantSIFCO Industries, Inc. Common stock | 4,883 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001200555-17-000002 · primary_doc.xml · nonDerivative · entry 1 Smith Hudson · CIK 0001200555 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,764 F1 · price: Awarded 4,883 shares of the SIFCO Industries, Inc. common stock, which are restricted as of the date of the grant. Restriction to lapse on the day immediately preceding the one year anniversary date of this award. Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 20:56 UTC |
Wells Norman E Jr.Director
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GrantSIFCO Industries, Inc. Common stock | 9,023 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567580-17-000001 · primary_doc.xml · nonDerivative · entry 1 Wells Norman E Jr. · CIK 0001567580 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,930 F1 · price: Awarded 9,023 shares of the SIFCO Industries, Inc. common stock, which are restricted as of the date of the grant. Restriction to lapse on the day immediately preceding the one year anniversary date of this award. Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 20:44 UTC |
Silk Mark JDirector · 10% owner
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GrantSIFCO Industries, Inc. Common stock | 4,883 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001451622-17-000002 · primary_doc.xml · nonDerivative · entry 1 Silk Mark J · CIK 0001451622 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,764 F1 · price: Awarded 4,883 shares of the SIFCO Industries, Inc. common stock, which are restricted as of the date of the grant. Restriction to lapse on the day immediately preceding the one year anniversary date of this award. Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 20:32 UTC |
REITMAN ALAYNE LDirector
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GrantSIFCO Industries, Inc. Common stock | 4,883 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001200553-17-000002 · primary_doc.xml · nonDerivative · entry 1 REITMAN ALAYNE L · CIK 0001200553 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,764 F1 · price: Awarded 4,883 shares of the SIFCO Industries, Inc. common stock, which are restricted as of the date of the grant. Restriction to lapse on the day immediately preceding the one year anniversary date of this award. Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 20:27 UTC |
Molten Donald C Jr.Director
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GrantSIFCO Industries, Inc. Common stock | 4,883 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001491176-17-000001 · primary_doc.xml · nonDerivative · entry 1 Molten Donald C Jr. · CIK 0001491176 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,764 F1 · price: Awarded 4,883 shares of the SIFCO Industries, Inc. common stock, which are restricted as of the date of the grant. Restriction to lapse on the day immediately preceding the one year anniversary date of this award. Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 20:18 UTC |
GOTSCHALL JEFFREY PDirector
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GrantSIFCO Industries, Inc. Common stock | 4,883 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001185073-17-000001 · primary_doc.xml · nonDerivative · entry 1 GOTSCHALL JEFFREY P · CIK 0001185073 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,764 F1 · price: Awarded 4,883 shares of the SIFCO Industries, Inc. common stock, which are restricted as of the date of the grant. Restriction to lapse on the day immediately preceding the one year anniversary date of this award. Read SEC document |
| January 09, 2017 Filed Jan 11, 2017 21:23 UTC |
Kubera Thomas RobertCorporate Controller
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GrantSIFCO Industries, Inc. Common stock | 1,925 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001608569-17-000002 · primary_doc.xml · nonDerivative · entry 1 Kubera Thomas Robert · CIK 0001608569 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,925 F1 · price: Awarded 1,925 restricted shares of SIFCO Industries, Inc. common stock. Restriction to lapse on the day immediately preceding the three year anniversary date of this award. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.