Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SIFCO INDUSTRIES INCSIF · Entity 8800 | VP of Finance & CFO | May 31, 2017 | June 01, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SIFCO INDUSTRIES INC
Report date May 31, 2017 · Filed June 01, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| SIFCO Industries, Inc. Common StockSEC Table I · non-derivative | Direct | 5,949 |
Reported balance
After 2017-05-31 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2017-05-31 · Exercise / conversion · Acquired 3,572 · Balance 5,949 F1: Vesting of bonus units into shares of common stock. |
| SIFCO Industries, Inc. Common StockSEC Table I · non-derivative | Direct | 4,736 |
Reported balance
After 2017-05-31 transaction · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · 2017-05-31 · Tax withholding · Disposed 1,213 · Balance 4,736 F2: The remaining 50% of the bonus units awarded vested on May 31, 2017 (3,572 shares vested and of this amount, 1,213 shares were tendered back to the Company to pay required withholding taxes). |
| SIFCO Industries, Inc. Common StockSEC Table I · non-derivative | Direct | 6,230 |
Reported balance
Holding disclosure · report date 2017-05-31 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 6,230 F3: On January 9, 2017, 6,230 restricted shares of SIFCO Industries, Inc. common stock were awarded. Restriction to lapse on the day immediately preceding the three year anniversary date of such award. |
| Bonus UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-05-31 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2017-05-31 · Exercise / conversion · Disposed 3,572 · Balance 0 F4: Each bonus unit represented an unvested share of SIFCO Industries, Inc. common stock. F2: The remaining 50% of the bonus units awarded vested on May 31, 2017 (3,572 shares vested and of this amount, 1,213 shares were tendered back to the Company to pay required withholding taxes). F1: Vesting of bonus units into shares of common stock. F5: The bonus units vested in approximately equal installments on November 30, 2016 and May 31, 2017. |
Filing footnotes · ownership attribution and instrument terms
F1: Vesting of bonus units into shares of common stock.
F2: The remaining 50% of the bonus units awarded vested on May 31, 2017 (3,572 shares vested and of this amount, 1,213 shares were tendered back to the Company to pay required withholding taxes).
F3: On January 9, 2017, 6,230 restricted shares of SIFCO Industries, Inc. common stock were awarded. Restriction to lapse on the day immediately preceding the three year anniversary date of such award.
F4: Each bonus unit represented an unvested share of SIFCO Industries, Inc. common stock.
F5: The bonus units vested in approximately equal installments on November 30, 2016 and May 31, 2017.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 31, 2017 Filed Jun 1, 2017 18:59 UTC | SIFCO INDUSTRIES INC SIF · Entity 8800 | Exercise / conversionBonus Unit · Derivative | 3,572 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-014948 · doc4.xml · derivative · entry 4 Incanno Salvatore · CIK 0001642162 · VP of Finance & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: SIFCO Industries, Inc. Common Stock · 3,572 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: Each bonus unit represented an unvested share of SIFCO Industries, Inc. common stock. F2 · derivative.exercise_price: The remaining 50% of the bonus units awarded vested on May 31, 2017 (3,572 shares vested and of this amount, 1,213 shares were tendered back to the Company to pay required withholding taxes). F1 · kind: Vesting of bonus units into shares of common stock. F5 · derivative.exercise_date: The bonus units vested in approximately equal installments on November 30, 2016 and May 31, 2017. F5 · derivative.expiration_date: The bonus units vested in approximately equal installments on November 30, 2016 and May 31, 2017. Read SEC document |
| May 31, 2017 Filed Jun 1, 2017 18:59 UTC | SIFCO INDUSTRIES INC SIF · Entity 8800 | Tax withholdingSIFCO Industries, Inc. Common Stock | 1,213 | $7.58 | $9,194.54 |
DisclosureSEC source: 0000899243-17-014948 · doc4.xml · nonDerivative · entry 2 Incanno Salvatore · CIK 0001642162 · VP of Finance & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,736 F2 · kind: The remaining 50% of the bonus units awarded vested on May 31, 2017 (3,572 shares vested and of this amount, 1,213 shares were tendered back to the Company to pay required withholding taxes). Read SEC document |
| May 31, 2017 Filed Jun 1, 2017 18:59 UTC | SIFCO INDUSTRIES INC SIF · Entity 8800 | Exercise / conversionSIFCO Industries, Inc. Common Stock | 3,572 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-014948 · doc4.xml · nonDerivative · entry 1 Incanno Salvatore · CIK 0001642162 · VP of Finance & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,949 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of bonus units into shares of common stock. Read SEC document |
| January 09, 2017 Filed Jan 11, 2017 21:40 UTC | SIFCO INDUSTRIES INC SIF · Entity 8800 | GrantSIFCO Industries, Inc. Common stock | 6,230 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001642162-17-000002 · primary_doc.xml · nonDerivative · entry 1 Incanno Salvatore · CIK 0001642162 · VP of Finance & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,230 F1 · price: Awarded 6,230 restricted shares of SIFCO Industries, Inc. common stock. Restriction to lapse on the day immediately preceding the three year anniversary date of this award. Read SEC document |
| November 30, 2016 Filed Dec 2, 2016 21:11 UTC | SIFCO INDUSTRIES INC SIF · Entity 8800 | Exercise / conversionBonus unit · Derivative | 3,571 | $0.00 | $0.00 |
DisclosureSEC source: 0001642162-16-000005 · primary_doc.xml · derivative · entry 3 Incanno Salvatore · CIK 0001642162 · VP of Finance & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,572 Underlying: SIFCO Industries, Inc. Common Stock · 3,571 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each bonus unit represented an unvested share of SIFCO Industries, Inc. common stock. F1 · kind: Vesting of bonus units into shares of common stock. F4 · derivative.exercise_date: The bonus unit vest in approximately equal installments on November 30, 2016 and May 31, 2017. F4 · derivative.expiration_date: The bonus unit vest in approximately equal installments on November 30, 2016 and May 31, 2017. Read SEC document |
| November 30, 2016 Filed Dec 2, 2016 21:11 UTC | SIFCO INDUSTRIES INC SIF · Entity 8800 | Tax withholdingSIFCO Industries, Inc. Common stock | 1,194 | $11.25 | $13,432.50 |
DisclosureSEC source: 0001642162-16-000005 · primary_doc.xml · nonDerivative · entry 2 Incanno Salvatore · CIK 0001642162 · VP of Finance & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,377 F2 · kind: As previously disclosed on June 3, 2016, 50% of the bonus units awarded vested on November 30, 2016 (3,571 shares vested and of this amount, 1,194 shares were tendered back to the Company to pay required withholding taxes). Read SEC document |
| November 30, 2016 Filed Dec 2, 2016 21:11 UTC | SIFCO INDUSTRIES INC SIF · Entity 8800 | Exercise / conversionSIFCO Industries, Inc. Common stock | 3,571 | $0.00 | $0.00 |
DisclosureSEC source: 0001642162-16-000005 · primary_doc.xml · nonDerivative · entry 1 Incanno Salvatore · CIK 0001642162 · VP of Finance & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,571 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of bonus units into shares of common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.