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SHOULDER INNOVATIONS, INC.

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Tapewire entity
5607
SEC CIK
0001699350
Parsed reports
64

Last 12 months

Inside the activity.

7 purchase rows · 17 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202540
Jan 202600
Feb 202600
Mar 202630
Apr 202600
May 202600
Jun 202603
Jul 202602
Aug 2026011
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 01, 2025 Filed Aug 5, 2025 16:05 UTC GrantCommon Stock 7,666 $0.00 $0.00
Disclosure

SEC source: 0001641172-25-022246 · ownership.xml · nonDerivative · entry 3

Carusi Michael A · CIK 0001306506 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,666

F4 · shares: Represents an award of restricted stock units ("RSUs"). The RSUs will vest on the earlier of the date of the annual meeting of stockholders to be held in 2026 or August 1, 2026. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock and has no expiration date.

Read SEC document
August 01, 2025 Filed Aug 5, 2025 16:05 UTC PurchaseCommon Stock 266,666 $15.00 $3,999,990.00
Disclosure

SEC source: 0001641172-25-022246 · ownership.xml · nonDerivative · entry 2

Carusi Michael A · CIK 0001306506 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,885,136

F2 · ownership.nature: LSV Associates II, LLC is the general partner of Lightstone Ventures II, L.P. ("LSV II") and Lightstone Ventures II (A), L.P. ("LSV II (A)") and has sole voting and dispositive power with respect to the shares held by LSV II and LSV II (A). The reporting person is a managing director of LSV Associates II, LLC, and shares voting and dispositive power with respect to the shares held of record by LSV II and LSV II (A). The reporting person disclaims beneficial ownership of such holdings, except to the extent of his pecuniary interest in the shares.

F3 · ownership.nature: Following the transactions reported in this Form 4, (i) 1,781,479 shares of Common Stock are held by LSV II and (ii) 103,657 shares of Common Stock are held by LSV II (A).

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August 01, 2025 Filed Aug 5, 2025 16:05 UTC ConversionCommon Stock 1,618,470 Not disclosed Not disclosed
Disclosure

SEC source: 0001641172-25-022246 · ownership.xml · nonDerivative · entry 1

Carusi Michael A · CIK 0001306506 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,618,470

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Immediately prior to the closing of the Issuer's initial public offering, the shares of preferred stock of the Issuer automatically converted into shares of Common Stock on a one-for-0.052410901 basis.

F2 · ownership.nature: LSV Associates II, LLC is the general partner of Lightstone Ventures II, L.P. ("LSV II") and Lightstone Ventures II (A), L.P. ("LSV II (A)") and has sole voting and dispositive power with respect to the shares held by LSV II and LSV II (A). The reporting person is a managing director of LSV Associates II, LLC, and shares voting and dispositive power with respect to the shares held of record by LSV II and LSV II (A). The reporting person disclaims beneficial ownership of such holdings, except to the extent of his pecuniary interest in the shares.

F3 · ownership.nature: Following the transactions reported in this Form 4, (i) 1,781,479 shares of Common Stock are held by LSV II and (ii) 103,657 shares of Common Stock are held by LSV II (A).

Read SEC document
August 01, 2025 Filed Aug 5, 2025 20:05 UTC
Ball Robert JosephDirector · CEO & EXECUTIVE CHAIRMAN
ConversionSeries E Convertible Preferred Stock · Derivative 146,459 Not disclosed Not disclosed
Disclosure

SEC source: 0001641172-25-022242 · ownership.xml · derivative · entry 6

Ball Robert Joseph · CIK 0002070664 · Director · CEO & EXECUTIVE CHAIRMAN

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,676 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, the shares of preferred stock of the Issuer automatically converted into shares of Common Stock on a one-for-0.052410901 basis.

F1 · price: Immediately prior to the closing of the Issuer's initial public offering, the shares of preferred stock of the Issuer automatically converted into shares of Common Stock on a one-for-0.052410901 basis.

F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, the shares of preferred stock of the Issuer automatically converted into shares of Common Stock on a one-for-0.052410901 basis.

F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, the shares of preferred stock of the Issuer automatically converted into shares of Common Stock on a one-for-0.052410901 basis.

Read SEC document
August 01, 2025 Filed Aug 5, 2025 20:05 UTC
Ball Robert JosephDirector · CEO & EXECUTIVE CHAIRMAN
ConversionSeries D Convertible Preferred Stock · Derivative 706,572 Not disclosed Not disclosed
Disclosure

SEC source: 0001641172-25-022242 · ownership.xml · derivative · entry 5

Ball Robert Joseph · CIK 0002070664 · Director · CEO & EXECUTIVE CHAIRMAN

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 37,032 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, the shares of preferred stock of the Issuer automatically converted into shares of Common Stock on a one-for-0.052410901 basis.

F1 · price: Immediately prior to the closing of the Issuer's initial public offering, the shares of preferred stock of the Issuer automatically converted into shares of Common Stock on a one-for-0.052410901 basis.

F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, the shares of preferred stock of the Issuer automatically converted into shares of Common Stock on a one-for-0.052410901 basis.

F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, the shares of preferred stock of the Issuer automatically converted into shares of Common Stock on a one-for-0.052410901 basis.

Read SEC document
August 01, 2025 Filed Aug 5, 2025 20:05 UTC
Ball Robert JosephDirector · CEO & EXECUTIVE CHAIRMAN
ConversionSeries B Convertible Preferred Stock · Derivative 387,346 Not disclosed Not disclosed
Disclosure

SEC source: 0001641172-25-022242 · ownership.xml · derivative · entry 4

Ball Robert Joseph · CIK 0002070664 · Director · CEO & EXECUTIVE CHAIRMAN

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,301 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, the shares of preferred stock of the Issuer automatically converted into shares of Common Stock on a one-for-0.052410901 basis.

F1 · price: Immediately prior to the closing of the Issuer's initial public offering, the shares of preferred stock of the Issuer automatically converted into shares of Common Stock on a one-for-0.052410901 basis.

F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, the shares of preferred stock of the Issuer automatically converted into shares of Common Stock on a one-for-0.052410901 basis.

F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, the shares of preferred stock of the Issuer automatically converted into shares of Common Stock on a one-for-0.052410901 basis.

Read SEC document
August 01, 2025 Filed Aug 5, 2025 20:05 UTC
Ball Robert JosephDirector · CEO & EXECUTIVE CHAIRMAN
ConversionSeries A Convertible Preferred Stock · Derivative 176,086 Not disclosed Not disclosed
Disclosure

SEC source: 0001641172-25-022242 · ownership.xml · derivative · entry 3

Ball Robert Joseph · CIK 0002070664 · Director · CEO & EXECUTIVE CHAIRMAN

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,228 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, the shares of preferred stock of the Issuer automatically converted into shares of Common Stock on a one-for-0.052410901 basis.

F1 · price: Immediately prior to the closing of the Issuer's initial public offering, the shares of preferred stock of the Issuer automatically converted into shares of Common Stock on a one-for-0.052410901 basis.

F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, the shares of preferred stock of the Issuer automatically converted into shares of Common Stock on a one-for-0.052410901 basis.

F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, the shares of preferred stock of the Issuer automatically converted into shares of Common Stock on a one-for-0.052410901 basis.

Read SEC document
August 01, 2025 Filed Aug 5, 2025 20:05 UTC
Ball Robert JosephDirector · CEO & EXECUTIVE CHAIRMAN
ConversionSeries Seed Convertible Preferred Stock · Derivative 222,304 Not disclosed Not disclosed
Disclosure

SEC source: 0001641172-25-022242 · ownership.xml · derivative · entry 2

Ball Robert Joseph · CIK 0002070664 · Director · CEO & EXECUTIVE CHAIRMAN

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,651 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, the shares of preferred stock of the Issuer automatically converted into shares of Common Stock on a one-for-0.052410901 basis.

F1 · price: Immediately prior to the closing of the Issuer's initial public offering, the shares of preferred stock of the Issuer automatically converted into shares of Common Stock on a one-for-0.052410901 basis.

F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, the shares of preferred stock of the Issuer automatically converted into shares of Common Stock on a one-for-0.052410901 basis.

F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, the shares of preferred stock of the Issuer automatically converted into shares of Common Stock on a one-for-0.052410901 basis.

Read SEC document
August 01, 2025 Filed Aug 5, 2025 20:05 UTC
Ball Robert JosephDirector · CEO & EXECUTIVE CHAIRMAN
ConversionCommon Stock 85,888 Not disclosed Not disclosed
Disclosure

SEC source: 0001641172-25-022242 · ownership.xml · nonDerivative · entry 1

Ball Robert Joseph · CIK 0002070664 · Director · CEO & EXECUTIVE CHAIRMAN

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,259

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Immediately prior to the closing of the Issuer's initial public offering, the shares of preferred stock of the Issuer automatically converted into shares of Common Stock on a one-for-0.052410901 basis.

Read SEC document
August 01, 2025 Filed Aug 5, 2025 20:05 UTC PurchaseCommon Stock 5,000 $15.00 $75,000.00
Disclosure

SEC source: 0001641172-25-022244 · ownership.xml · nonDerivative · entry 2

Buchholz Richard · CIK 0001737133 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,666

Read SEC document
August 01, 2025 Filed Aug 5, 2025 20:05 UTC GrantCommon Stock 7,666 $0.00 $0.00
Disclosure

SEC source: 0001641172-25-022244 · ownership.xml · nonDerivative · entry 1

Buchholz Richard · CIK 0001737133 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,666

F1 · shares: Represents an award of restricted stock units ("RSUs"). The RSUs will vest on the earlier of the date of the annual meeting of stockholders to be held in 2026 or August 1, 2026. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock and has no expiration date.

Read SEC document
August 01, 2025 Filed Aug 5, 2025 20:05 UTC ConversionSeries E Convertible Preferred Stock · Derivative 36,614 Not disclosed Not disclosed
Disclosure

SEC source: 0001641172-25-022243 · ownership.xml · derivative · entry 6

Blue David Lawrence · CIK 0002071751 · SEE REMARKS

10b5-1 filing: No plan indicated

Ownership: Indirect · By David Lawrence Blue Living Trust

Disclosed balance after: 0

Underlying: Common Stock · 1,918 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, the shares of preferred stock of the Issuer automatically converted into shares of Common Stock on a one-for-0.052410901 basis.

F1 · price: Immediately prior to the closing of the Issuer's initial public offering, the shares of preferred stock of the Issuer automatically converted into shares of Common Stock on a one-for-0.052410901 basis.

F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, the shares of preferred stock of the Issuer automatically converted into shares of Common Stock on a one-for-0.052410901 basis.

F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, the shares of preferred stock of the Issuer automatically converted into shares of Common Stock on a one-for-0.052410901 basis.

Read SEC document
August 01, 2025 Filed Aug 5, 2025 20:05 UTC ConversionSeries C Convertible Preferred Stock · Derivative 46,512 Not disclosed Not disclosed
Disclosure

SEC source: 0001641172-25-022243 · ownership.xml · derivative · entry 5

Blue David Lawrence · CIK 0002071751 · SEE REMARKS

10b5-1 filing: No plan indicated

Ownership: Indirect · By David Lawrence Blue Living Trust

Disclosed balance after: 0

Underlying: Common Stock · 2,437 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, the shares of preferred stock of the Issuer automatically converted into shares of Common Stock on a one-for-0.052410901 basis.

F1 · price: Immediately prior to the closing of the Issuer's initial public offering, the shares of preferred stock of the Issuer automatically converted into shares of Common Stock on a one-for-0.052410901 basis.

F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, the shares of preferred stock of the Issuer automatically converted into shares of Common Stock on a one-for-0.052410901 basis.

F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, the shares of preferred stock of the Issuer automatically converted into shares of Common Stock on a one-for-0.052410901 basis.

Read SEC document
August 01, 2025 Filed Aug 5, 2025 20:05 UTC ConversionSeries B Convertible Preferred Stock · Derivative 308,916 Not disclosed Not disclosed
Disclosure

SEC source: 0001641172-25-022243 · ownership.xml · derivative · entry 4

Blue David Lawrence · CIK 0002071751 · SEE REMARKS

10b5-1 filing: No plan indicated

Ownership: Indirect · By David Lawrence Blue Living Trust

Disclosed balance after: 0

Underlying: Common Stock · 16,190 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, the shares of preferred stock of the Issuer automatically converted into shares of Common Stock on a one-for-0.052410901 basis.

F1 · price: Immediately prior to the closing of the Issuer's initial public offering, the shares of preferred stock of the Issuer automatically converted into shares of Common Stock on a one-for-0.052410901 basis.

F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, the shares of preferred stock of the Issuer automatically converted into shares of Common Stock on a one-for-0.052410901 basis.

F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, the shares of preferred stock of the Issuer automatically converted into shares of Common Stock on a one-for-0.052410901 basis.

Read SEC document
August 01, 2025 Filed Aug 5, 2025 20:05 UTC ConversionSeries A Convertible Preferred Stock · Derivative 346,333 Not disclosed Not disclosed
Disclosure

SEC source: 0001641172-25-022243 · ownership.xml · derivative · entry 3

Blue David Lawrence · CIK 0002071751 · SEE REMARKS

10b5-1 filing: No plan indicated

Ownership: Indirect · By David Lawrence Blue Living Trust

Disclosed balance after: 0

Underlying: Common Stock · 18,151 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, the shares of preferred stock of the Issuer automatically converted into shares of Common Stock on a one-for-0.052410901 basis.

F1 · price: Immediately prior to the closing of the Issuer's initial public offering, the shares of preferred stock of the Issuer automatically converted into shares of Common Stock on a one-for-0.052410901 basis.

F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, the shares of preferred stock of the Issuer automatically converted into shares of Common Stock on a one-for-0.052410901 basis.

F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, the shares of preferred stock of the Issuer automatically converted into shares of Common Stock on a one-for-0.052410901 basis.

Read SEC document
August 01, 2025 Filed Aug 5, 2025 20:05 UTC ConversionSeries Seed Convertible Preferred Stock · Derivative 100,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001641172-25-022243 · ownership.xml · derivative · entry 2

Blue David Lawrence · CIK 0002071751 · SEE REMARKS

10b5-1 filing: No plan indicated

Ownership: Indirect · By David Lawrence Blue Living Trust

Disclosed balance after: 0

Underlying: Common Stock · 5,241 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, the shares of preferred stock of the Issuer automatically converted into shares of Common Stock on a one-for-0.052410901 basis.

F1 · price: Immediately prior to the closing of the Issuer's initial public offering, the shares of preferred stock of the Issuer automatically converted into shares of Common Stock on a one-for-0.052410901 basis.

F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, the shares of preferred stock of the Issuer automatically converted into shares of Common Stock on a one-for-0.052410901 basis.

F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, the shares of preferred stock of the Issuer automatically converted into shares of Common Stock on a one-for-0.052410901 basis.

Read SEC document
August 01, 2025 Filed Aug 5, 2025 20:05 UTC ConversionCommon Stock 43,937 Not disclosed Not disclosed
Disclosure

SEC source: 0001641172-25-022243 · ownership.xml · nonDerivative · entry 1

Blue David Lawrence · CIK 0002071751 · SEE REMARKS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,937

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Immediately prior to the closing of the Issuer's initial public offering, the shares of preferred stock of the Issuer automatically converted into shares of Common Stock on a one-for-0.052410901 basis.

Read SEC document
August 01, 2025 Filed Aug 5, 2025 20:05 UTC ConversionSeries D Convertible Preferred Stock · Derivative 235,524 Not disclosed Not disclosed
Disclosure

SEC source: 0001641172-25-022251 · ownership.xml · derivative · entry 3

Sidow Kevin K. · CIK 0002072468 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,344 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, the shares of preferred stock of the Issuer automatically converted into shares of Common Stock on a one-for-0.052410901 basis.

F1 · price: Immediately prior to the closing of the Issuer's initial public offering, the shares of preferred stock of the Issuer automatically converted into shares of Common Stock on a one-for-0.052410901 basis.

F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, the shares of preferred stock of the Issuer automatically converted into shares of Common Stock on a one-for-0.052410901 basis.

F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, the shares of preferred stock of the Issuer automatically converted into shares of Common Stock on a one-for-0.052410901 basis.

Read SEC document
August 01, 2025 Filed Aug 5, 2025 20:05 UTC GrantCommon Stock 7,666 $0.00 $0.00
Disclosure

SEC source: 0001641172-25-022251 · ownership.xml · nonDerivative · entry 2

Sidow Kevin K. · CIK 0002072468 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,010

F2 · shares: Represents an award of restricted stock units ("RSUs"). The RSUs will vest on the earlier of the date of the annual meeting of stockholders to be held in 2026 or August 1, 2026. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock and has no expiration date.

Read SEC document
August 01, 2025 Filed Aug 5, 2025 20:05 UTC ConversionCommon Stock 12,344 Not disclosed Not disclosed
Disclosure

SEC source: 0001641172-25-022251 · ownership.xml · nonDerivative · entry 1

Sidow Kevin K. · CIK 0002072468 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,344

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Immediately prior to the closing of the Issuer's initial public offering, the shares of preferred stock of the Issuer automatically converted into shares of Common Stock on a one-for-0.052410901 basis.

Read SEC document
August 01, 2025 Filed Aug 5, 2025 20:05 UTC
Pardo Geoffrey BDirector · 10% owner
ConversionSeries E Convertible Preferred Stock · Derivative 10,252,188 Not disclosed Not disclosed
Disclosure

SEC source: 0001641172-25-022249 · ownership.xml · derivative · entry 5

Pardo Geoffrey B · CIK 0001753143 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 537,326 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, the shares of preferred stock of the Issuer automatically converted into shares of Common Stock on a one-for-0.052410901 basis.

F1 · price: Immediately prior to the closing of the Issuer's initial public offering, the shares of preferred stock of the Issuer automatically converted into shares of Common Stock on a one-for-0.052410901 basis.

F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, the shares of preferred stock of the Issuer automatically converted into shares of Common Stock on a one-for-0.052410901 basis.

F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, the shares of preferred stock of the Issuer automatically converted into shares of Common Stock on a one-for-0.052410901 basis.

F2 · ownership.nature: Held directly by Cooperatieve Gilde Healthcare V U.A. ("Gilde"). Gilde Healthcare V Management B.V. is the managing director of Gilde and has sole voting and dispositive power with respect to the shares held by Gilde. Gilde Healthcare V Management B.V. is owned by Gilde Healthcare Holding B.V. and managed by Edwin de Graaf and Pieter van der Meer. Geoff Pardo is a partner at Gilde and may be deemed to share voting and dispositive power with respect to the shares held of record by Gilde. Mr. Pardo disclaims beneficial ownership of such holdings, except to the extent of his pecuniary interest in the shares.

Read SEC document
August 01, 2025 Filed Aug 5, 2025 20:05 UTC
Pardo Geoffrey BDirector · 10% owner
ConversionSeries D Convertible Preferred Stock · Derivative 33,259,424 Not disclosed Not disclosed
Disclosure

SEC source: 0001641172-25-022249 · ownership.xml · derivative · entry 4

Pardo Geoffrey B · CIK 0001753143 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 1,743,156 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, the shares of preferred stock of the Issuer automatically converted into shares of Common Stock on a one-for-0.052410901 basis.

F1 · price: Immediately prior to the closing of the Issuer's initial public offering, the shares of preferred stock of the Issuer automatically converted into shares of Common Stock on a one-for-0.052410901 basis.

F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, the shares of preferred stock of the Issuer automatically converted into shares of Common Stock on a one-for-0.052410901 basis.

F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, the shares of preferred stock of the Issuer automatically converted into shares of Common Stock on a one-for-0.052410901 basis.

F2 · ownership.nature: Held directly by Cooperatieve Gilde Healthcare V U.A. ("Gilde"). Gilde Healthcare V Management B.V. is the managing director of Gilde and has sole voting and dispositive power with respect to the shares held by Gilde. Gilde Healthcare V Management B.V. is owned by Gilde Healthcare Holding B.V. and managed by Edwin de Graaf and Pieter van der Meer. Geoff Pardo is a partner at Gilde and may be deemed to share voting and dispositive power with respect to the shares held of record by Gilde. Mr. Pardo disclaims beneficial ownership of such holdings, except to the extent of his pecuniary interest in the shares.

Read SEC document
August 01, 2025 Filed Aug 5, 2025 20:05 UTC
Pardo Geoffrey BDirector · 10% owner
GrantCommon Stock 7,666 $0.00 $0.00
Disclosure

SEC source: 0001641172-25-022249 · ownership.xml · nonDerivative · entry 3

Pardo Geoffrey B · CIK 0001753143 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,666

F3 · shares: Represents an award of restricted stock units ("RSUs"). The RSUs will vest on the earlier of the date of the annual meeting of stockholders to be held in 2026 or August 1, 2026. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock and has no expiration date.

Read SEC document
August 01, 2025 Filed Aug 5, 2025 20:05 UTC
Pardo Geoffrey BDirector · 10% owner
PurchaseCommon Stock 100,000 $15.00 $1,500,000.00
Disclosure

SEC source: 0001641172-25-022249 · ownership.xml · nonDerivative · entry 2

Pardo Geoffrey B · CIK 0001753143 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 2,380,482

F2 · ownership.nature: Held directly by Cooperatieve Gilde Healthcare V U.A. ("Gilde"). Gilde Healthcare V Management B.V. is the managing director of Gilde and has sole voting and dispositive power with respect to the shares held by Gilde. Gilde Healthcare V Management B.V. is owned by Gilde Healthcare Holding B.V. and managed by Edwin de Graaf and Pieter van der Meer. Geoff Pardo is a partner at Gilde and may be deemed to share voting and dispositive power with respect to the shares held of record by Gilde. Mr. Pardo disclaims beneficial ownership of such holdings, except to the extent of his pecuniary interest in the shares.

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August 01, 2025 Filed Aug 5, 2025 20:05 UTC
Pardo Geoffrey BDirector · 10% owner
ConversionCommon Stock 2,280,482 Not disclosed Not disclosed
Disclosure

SEC source: 0001641172-25-022249 · ownership.xml · nonDerivative · entry 1

Pardo Geoffrey B · CIK 0001753143 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 2,280,482

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Immediately prior to the closing of the Issuer's initial public offering, the shares of preferred stock of the Issuer automatically converted into shares of Common Stock on a one-for-0.052410901 basis.

F2 · ownership.nature: Held directly by Cooperatieve Gilde Healthcare V U.A. ("Gilde"). Gilde Healthcare V Management B.V. is the managing director of Gilde and has sole voting and dispositive power with respect to the shares held by Gilde. Gilde Healthcare V Management B.V. is owned by Gilde Healthcare Holding B.V. and managed by Edwin de Graaf and Pieter van der Meer. Geoff Pardo is a partner at Gilde and may be deemed to share voting and dispositive power with respect to the shares held of record by Gilde. Mr. Pardo disclaims beneficial ownership of such holdings, except to the extent of his pecuniary interest in the shares.

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August 01, 2025 Filed Aug 5, 2025 20:05 UTC
Ahearn Matthew FraserDirector · CHIEF OPERATING OFFICER
ConversionSeries B Convertible Preferred Stock · Derivative 218,217 Not disclosed Not disclosed
Disclosure

SEC source: 0001641172-25-022248 · ownership.xml · derivative · entry 4

Ahearn Matthew Fraser · CIK 0002070582 · Director · CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,436 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, the shares of preferred stock of the Issuer automatically converted into shares of Common Stock on a one-for-0.052410901 basis.

F1 · price: Immediately prior to the closing of the Issuer's initial public offering, the shares of preferred stock of the Issuer automatically converted into shares of Common Stock on a one-for-0.052410901 basis.

F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, the shares of preferred stock of the Issuer automatically converted into shares of Common Stock on a one-for-0.052410901 basis.

F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, the shares of preferred stock of the Issuer automatically converted into shares of Common Stock on a one-for-0.052410901 basis.

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August 01, 2025 Filed Aug 5, 2025 20:05 UTC
Ahearn Matthew FraserDirector · CHIEF OPERATING OFFICER
ConversionSeries A Convertible Preferred Stock · Derivative 814,093 Not disclosed Not disclosed
Disclosure

SEC source: 0001641172-25-022248 · ownership.xml · derivative · entry 3

Ahearn Matthew Fraser · CIK 0002070582 · Director · CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 42,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, the shares of preferred stock of the Issuer automatically converted into shares of Common Stock on a one-for-0.052410901 basis.

F1 · price: Immediately prior to the closing of the Issuer's initial public offering, the shares of preferred stock of the Issuer automatically converted into shares of Common Stock on a one-for-0.052410901 basis.

F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, the shares of preferred stock of the Issuer automatically converted into shares of Common Stock on a one-for-0.052410901 basis.

F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, the shares of preferred stock of the Issuer automatically converted into shares of Common Stock on a one-for-0.052410901 basis.

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August 01, 2025 Filed Aug 5, 2025 20:05 UTC
Ahearn Matthew FraserDirector · CHIEF OPERATING OFFICER
ConversionSeries Seed Convertible Preferred Stock · Derivative 250,710 Not disclosed Not disclosed
Disclosure

SEC source: 0001641172-25-022248 · ownership.xml · derivative · entry 2

Ahearn Matthew Fraser · CIK 0002070582 · Director · CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,139 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, the shares of preferred stock of the Issuer automatically converted into shares of Common Stock on a one-for-0.052410901 basis.

F1 · price: Immediately prior to the closing of the Issuer's initial public offering, the shares of preferred stock of the Issuer automatically converted into shares of Common Stock on a one-for-0.052410901 basis.

F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, the shares of preferred stock of the Issuer automatically converted into shares of Common Stock on a one-for-0.052410901 basis.

F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, the shares of preferred stock of the Issuer automatically converted into shares of Common Stock on a one-for-0.052410901 basis.

Read SEC document
August 01, 2025 Filed Aug 5, 2025 20:05 UTC
Ahearn Matthew FraserDirector · CHIEF OPERATING OFFICER
ConversionCommon Stock 67,242 Not disclosed Not disclosed
Disclosure

SEC source: 0001641172-25-022248 · ownership.xml · nonDerivative · entry 1

Ahearn Matthew Fraser · CIK 0002070582 · Director · CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,035

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Immediately prior to the closing of the Issuer's initial public offering, the shares of preferred stock of the Issuer automatically converted into shares of Common Stock on a one-for-0.052410901 basis.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.