Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SHOULDER INNOVATIONS, INC.SI · Entity 5607 | See Remarks | January 30, 2026 | February 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SHOULDER INNOVATIONS, INC.
Report date January 30, 2026 · Filed February 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $14.16 · Expires 2033-01-30 | Direct | 88,450 |
Reported balance
After 2026-01-30 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-01-30 · Grant · Acquired 88,450 · Balance 88,450 F1: The stock option vests as to one-fourth of the underlying shares on March 1st each year, beginning on March 1, 2027. |
Filing footnotes · ownership attribution and instrument terms
F1: The stock option vests as to one-fourth of the underlying shares on March 1st each year, beginning on March 1, 2027.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 30, 2026 Filed Feb 3, 2026 21:39 UTC | SHOULDER INNOVATIONS, INC. SI · Entity 5607 | GrantStock Option · Derivative | 88,450 | $0.00 Strike: $14.16 | $0.00 |
DisclosureSEC source: 0002071751-26-000002 · wk-form4_1770154773.xml · derivative · entry 1 Blue David Lawrence · CIK 0002071751 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 88,450 Underlying: Common Stock · 88,450 shares Expires 2033-01-30 F1 · derivative.exercise_date: The stock option vests as to one-fourth of the underlying shares on March 1st each year, beginning on March 1, 2027. Read SEC document |
| December 31, 2025 Filed Jan 8, 2026 22:01 UTC | SHOULDER INNOVATIONS, INC. SI · Entity 5607 | GrantCommon Stock | 1,041 | $12.16 | $12,658.56 |
DisclosureSEC source: 0002071751-26-000001 · wk-form4_1767909694.xml · nonDerivative · entry 1 Blue David Lawrence · CIK 0002071751 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 139,372 F1 · kind: The Reporting Person is voluntarily reporting the acquisition of shares under the Issuer's 2025 Employee Stock Purchase Plan ("ESPP") . F2 · price: In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of the Issuer's common stock on December 31, 2025. Read SEC document |
| September 12, 2025 Filed Sep 15, 2025 20:21 UTC | SHOULDER INNOVATIONS, INC. SI · Entity 5607 | Exercise / conversionStock Option · Derivative | 15,778 | $0.00 Strike: $2.48 | $0.00 |
DisclosureSEC source: 0001493152-25-013483 · ownership.xml · derivative · entry 4 Blue David Lawrence · CIK 0002071751 · SEE REMARKS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,271 Underlying: Common Stock · 15,778 shares Expires 2033-05-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock option vested as to one-fourth of the underlying shares on April 19, 2024, and the remaining shares vest in 36 equal increments on the last day of each calendar month thereafter. Read SEC document |
| September 12, 2025 Filed Sep 15, 2025 20:21 UTC | SHOULDER INNOVATIONS, INC. SI · Entity 5607 | Exercise / conversionStock Option · Derivative | 78,616 | $0.00 Strike: $2.10 | $0.00 |
DisclosureSEC source: 0001493152-25-013483 · ownership.xml · derivative · entry 3 Blue David Lawrence · CIK 0002071751 · SEE REMARKS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 78,616 shares Expires 2030-12-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The stock option is fully vested and currently exercisable. Read SEC document |
| September 12, 2025 Filed Sep 15, 2025 20:21 UTC | SHOULDER INNOVATIONS, INC. SI · Entity 5607 | Exercise / conversionCommon Stock | 15,778 | $2.48 | $39,135.75 |
DisclosureSEC source: 0001493152-25-013483 · ownership.xml · nonDerivative · entry 2 Blue David Lawrence · CIK 0002071751 · SEE REMARKS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 138,331 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 12, 2025 Filed Sep 15, 2025 20:21 UTC | SHOULDER INNOVATIONS, INC. SI · Entity 5607 | Exercise / conversionCommon Stock | 78,616 | $2.10 | $164,999.26 |
DisclosureSEC source: 0001493152-25-013483 · ownership.xml · nonDerivative · entry 1 Blue David Lawrence · CIK 0002071751 · SEE REMARKS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 122,553 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 01, 2025 Filed Aug 5, 2025 20:05 UTC | SHOULDER INNOVATIONS, INC. SI · Entity 5607 | ConversionSeries E Convertible Preferred Stock · Derivative | 36,614 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001641172-25-022243 · ownership.xml · derivative · entry 6 Blue David Lawrence · CIK 0002071751 · SEE REMARKS 10b5-1 filing: No plan indicated Ownership: Indirect · By David Lawrence Blue Living Trust Disclosed balance after: 0 Underlying: Common Stock · 1,918 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, the shares of preferred stock of the Issuer automatically converted into shares of Common Stock on a one-for-0.052410901 basis. F1 · price: Immediately prior to the closing of the Issuer's initial public offering, the shares of preferred stock of the Issuer automatically converted into shares of Common Stock on a one-for-0.052410901 basis. F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, the shares of preferred stock of the Issuer automatically converted into shares of Common Stock on a one-for-0.052410901 basis. F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, the shares of preferred stock of the Issuer automatically converted into shares of Common Stock on a one-for-0.052410901 basis. Read SEC document |
| August 01, 2025 Filed Aug 5, 2025 20:05 UTC | SHOULDER INNOVATIONS, INC. SI · Entity 5607 | ConversionSeries C Convertible Preferred Stock · Derivative | 46,512 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001641172-25-022243 · ownership.xml · derivative · entry 5 Blue David Lawrence · CIK 0002071751 · SEE REMARKS 10b5-1 filing: No plan indicated Ownership: Indirect · By David Lawrence Blue Living Trust Disclosed balance after: 0 Underlying: Common Stock · 2,437 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, the shares of preferred stock of the Issuer automatically converted into shares of Common Stock on a one-for-0.052410901 basis. F1 · price: Immediately prior to the closing of the Issuer's initial public offering, the shares of preferred stock of the Issuer automatically converted into shares of Common Stock on a one-for-0.052410901 basis. F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, the shares of preferred stock of the Issuer automatically converted into shares of Common Stock on a one-for-0.052410901 basis. F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, the shares of preferred stock of the Issuer automatically converted into shares of Common Stock on a one-for-0.052410901 basis. Read SEC document |
| August 01, 2025 Filed Aug 5, 2025 20:05 UTC | SHOULDER INNOVATIONS, INC. SI · Entity 5607 | ConversionSeries B Convertible Preferred Stock · Derivative | 308,916 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001641172-25-022243 · ownership.xml · derivative · entry 4 Blue David Lawrence · CIK 0002071751 · SEE REMARKS 10b5-1 filing: No plan indicated Ownership: Indirect · By David Lawrence Blue Living Trust Disclosed balance after: 0 Underlying: Common Stock · 16,190 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, the shares of preferred stock of the Issuer automatically converted into shares of Common Stock on a one-for-0.052410901 basis. F1 · price: Immediately prior to the closing of the Issuer's initial public offering, the shares of preferred stock of the Issuer automatically converted into shares of Common Stock on a one-for-0.052410901 basis. F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, the shares of preferred stock of the Issuer automatically converted into shares of Common Stock on a one-for-0.052410901 basis. F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, the shares of preferred stock of the Issuer automatically converted into shares of Common Stock on a one-for-0.052410901 basis. Read SEC document |
| August 01, 2025 Filed Aug 5, 2025 20:05 UTC | SHOULDER INNOVATIONS, INC. SI · Entity 5607 | ConversionSeries A Convertible Preferred Stock · Derivative | 346,333 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001641172-25-022243 · ownership.xml · derivative · entry 3 Blue David Lawrence · CIK 0002071751 · SEE REMARKS 10b5-1 filing: No plan indicated Ownership: Indirect · By David Lawrence Blue Living Trust Disclosed balance after: 0 Underlying: Common Stock · 18,151 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, the shares of preferred stock of the Issuer automatically converted into shares of Common Stock on a one-for-0.052410901 basis. F1 · price: Immediately prior to the closing of the Issuer's initial public offering, the shares of preferred stock of the Issuer automatically converted into shares of Common Stock on a one-for-0.052410901 basis. F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, the shares of preferred stock of the Issuer automatically converted into shares of Common Stock on a one-for-0.052410901 basis. F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, the shares of preferred stock of the Issuer automatically converted into shares of Common Stock on a one-for-0.052410901 basis. Read SEC document |
| August 01, 2025 Filed Aug 5, 2025 20:05 UTC | SHOULDER INNOVATIONS, INC. SI · Entity 5607 | ConversionSeries Seed Convertible Preferred Stock · Derivative | 100,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001641172-25-022243 · ownership.xml · derivative · entry 2 Blue David Lawrence · CIK 0002071751 · SEE REMARKS 10b5-1 filing: No plan indicated Ownership: Indirect · By David Lawrence Blue Living Trust Disclosed balance after: 0 Underlying: Common Stock · 5,241 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, the shares of preferred stock of the Issuer automatically converted into shares of Common Stock on a one-for-0.052410901 basis. F1 · price: Immediately prior to the closing of the Issuer's initial public offering, the shares of preferred stock of the Issuer automatically converted into shares of Common Stock on a one-for-0.052410901 basis. F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, the shares of preferred stock of the Issuer automatically converted into shares of Common Stock on a one-for-0.052410901 basis. F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, the shares of preferred stock of the Issuer automatically converted into shares of Common Stock on a one-for-0.052410901 basis. Read SEC document |
| August 01, 2025 Filed Aug 5, 2025 20:05 UTC | SHOULDER INNOVATIONS, INC. SI · Entity 5607 | ConversionCommon Stock | 43,937 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001641172-25-022243 · ownership.xml · nonDerivative · entry 1 Blue David Lawrence · CIK 0002071751 · SEE REMARKS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,937 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Immediately prior to the closing of the Issuer's initial public offering, the shares of preferred stock of the Issuer automatically converted into shares of Common Stock on a one-for-0.052410901 basis. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.