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Ahearn Matthew Fraser

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22026
SEC CIK
0002070582

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CompanyLast reported asReport datePublished
SHOULDER INNOVATIONS, INC.SI · Entity 5607Director · Chief Operating OfficerAugust 14, 2026August 18, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

SHOULDER INNOVATIONS, INC.

Report date August 14, 2026 · Filed August 18, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect244,176 Ending reported balance After 2026-08-18 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2026-08-14 · Gift · Disposed 2,500 · Balance 266,676

Row 2 · 2026-08-17 · Sale · Disposed 8,314 · Balance 258,362

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2026.

F2: The price reported in Column 4 is a weighted average sale price. The shares of Common Stock were sold in multiple transactions at prices ranging from $20.00 to $20.525, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities & Exchange Commission, the Issuer or any security holder of the Issuer, full information regarding the number of shares of Common Stock sold at each separate price within the range set forth herein.

Row 3 · 2026-08-18 · Sale · Disposed 12,586 · Balance 245,776

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2026.

F3: The price reported in Column 4 is a weighted average sale price. The shares of Common Stock were sold in multiple transactions at prices ranging from $20.25 to $21.24, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities & Exchange Commission, the Issuer or any security holder of the Issuer, full information regarding the number of shares of Common Stock sold at each separate price within the range set forth herein.

Row 4 · 2026-08-18 · Sale · Disposed 1,600 · Balance 244,176

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2026.

F4: The price reported in Column 4 is a weighted average sale price. The shares of Common Stock were sold in multiple transactions at prices ranging from $21.25 to $21.46, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities & Exchange Commission, the Issuer or any security holder of the Issuer, full information regarding the number of shares of Common Stock sold at each separate price within the range set forth herein.

Filing footnotes · ownership attribution and instrument terms

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2026.

F2: The price reported in Column 4 is a weighted average sale price. The shares of Common Stock were sold in multiple transactions at prices ranging from $20.00 to $20.525, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities & Exchange Commission, the Issuer or any security holder of the Issuer, full information regarding the number of shares of Common Stock sold at each separate price within the range set forth herein.

F3: The price reported in Column 4 is a weighted average sale price. The shares of Common Stock were sold in multiple transactions at prices ranging from $20.25 to $21.24, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities & Exchange Commission, the Issuer or any security holder of the Issuer, full information regarding the number of shares of Common Stock sold at each separate price within the range set forth herein.

F4: The price reported in Column 4 is a weighted average sale price. The shares of Common Stock were sold in multiple transactions at prices ranging from $21.25 to $21.46, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities & Exchange Commission, the Issuer or any security holder of the Issuer, full information regarding the number of shares of Common Stock sold at each separate price within the range set forth herein.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 18, 2026 Filed Aug 18, 2026 20:47 UTC SHOULDER INNOVATIONS, INC. SI · Entity 5607 SaleCommon Stock 1,600 $21.38 $34,211.04
Disclosure

SEC source: 0002070582-26-000005 · wk-form4_1787086042.xml · nonDerivative · entry 4

Ahearn Matthew Fraser · CIK 0002070582 · Director · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 244,176

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2026.

F4 · price: The price reported in Column 4 is a weighted average sale price. The shares of Common Stock were sold in multiple transactions at prices ranging from $21.25 to $21.46, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities & Exchange Commission, the Issuer or any security holder of the Issuer, full information regarding the number of shares of Common Stock sold at each separate price within the range set forth herein.

Read SEC document
August 18, 2026 Filed Aug 18, 2026 20:47 UTC SHOULDER INNOVATIONS, INC. SI · Entity 5607 SaleCommon Stock 12,586 $20.94 $263,492.94
Disclosure

SEC source: 0002070582-26-000005 · wk-form4_1787086042.xml · nonDerivative · entry 3

Ahearn Matthew Fraser · CIK 0002070582 · Director · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 245,776

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2026.

F3 · price: The price reported in Column 4 is a weighted average sale price. The shares of Common Stock were sold in multiple transactions at prices ranging from $20.25 to $21.24, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities & Exchange Commission, the Issuer or any security holder of the Issuer, full information regarding the number of shares of Common Stock sold at each separate price within the range set forth herein.

Read SEC document
August 17, 2026 Filed Aug 18, 2026 20:47 UTC SHOULDER INNOVATIONS, INC. SI · Entity 5607 SaleCommon Stock 8,314 $20.10 $167,101.42
Disclosure

SEC source: 0002070582-26-000005 · wk-form4_1787086042.xml · nonDerivative · entry 2

Ahearn Matthew Fraser · CIK 0002070582 · Director · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 258,362

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2026.

F2 · price: The price reported in Column 4 is a weighted average sale price. The shares of Common Stock were sold in multiple transactions at prices ranging from $20.00 to $20.525, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities & Exchange Commission, the Issuer or any security holder of the Issuer, full information regarding the number of shares of Common Stock sold at each separate price within the range set forth herein.

Read SEC document
August 14, 2026 Filed Aug 18, 2026 20:47 UTC SHOULDER INNOVATIONS, INC. SI · Entity 5607 GiftCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0002070582-26-000005 · wk-form4_1787086042.xml · nonDerivative · entry 1

Ahearn Matthew Fraser · CIK 0002070582 · Director · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 266,676

Read SEC document
June 15, 2026 Filed Jun 16, 2026 20:35 UTC SHOULDER INNOVATIONS, INC. SI · Entity 5607 SaleCommon Stock 2,500 $19.26 $48,148.00
Disclosure

SEC source: 0002070582-26-000004 · wk-form4_1781642097.xml · nonDerivative · entry 3

Ahearn Matthew Fraser · CIK 0002070582 · Director · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 269,176

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2026.

F5 · price: The price reported in Column 4 is a weighted average sale price. The shares of Common Stock were sold in multiple transactions at prices ranging from $18.98 to $19.71, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities & Exchange Commission, the Issuer or any security holder of the Issuer, full information regarding the number of shares of Common Stock sold at each separate price within the range set forth herein.

Read SEC document
June 15, 2026 Filed Jun 16, 2026 20:35 UTC SHOULDER INNOVATIONS, INC. SI · Entity 5607 SaleCommon Stock 1,644 $18.20 $29,921.62
Disclosure

SEC source: 0002070582-26-000004 · wk-form4_1781642097.xml · nonDerivative · entry 2

Ahearn Matthew Fraser · CIK 0002070582 · Director · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 271,676

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2026.

F4 · price: The price reported in Column 4 is a weighted average sale price. The shares of Common Stock were sold in multiple transactions at prices ranging from $17.98 to $18.88, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities & Exchange Commission, the Issuer or any security holder of the Issuer, full information regarding the number of shares of Common Stock sold at each separate price within the range set forth herein.

Read SEC document
June 12, 2026 Filed Jun 16, 2026 20:35 UTC SHOULDER INNOVATIONS, INC. SI · Entity 5607 SaleCommon Stock 15,856 $18.68 $296,185.32
Disclosure

SEC source: 0002070582-26-000004 · wk-form4_1781642097.xml · nonDerivative · entry 1

Ahearn Matthew Fraser · CIK 0002070582 · Director · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 273,320

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2026.

F2 · price: The price reported in Column 4 is a weighted average sale price. The shares of Common Stock were sold in multiple transactions at prices ranging from $18.29 to $19.00, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities & Exchange Commission, the Issuer or any security holder of the Issuer, full information regarding the number of shares of Common Stock sold at each separate price within the range set forth herein.

F3 · balance_after: Includes the following shares received without consideration as an in-kind distribution: 2,411 shares from Genesis Investment Holdings. In prior reports, the reporting person reported beneficial ownership of 286,765 shares of Shoulder Innovations common stock held directly.

Read SEC document
April 20, 2026 Filed Apr 21, 2026 20:39 UTC SHOULDER INNOVATIONS, INC. SI · Entity 5607 Exercise / conversionStock Option · Derivative 14,243 $0.00 Strike: $2.86 $0.00
Disclosure

SEC source: 0002070582-26-000003 · wk-form4_1776803956.xml · derivative · entry 4

Ahearn Matthew Fraser · CIK 0002070582 · Director · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,731

Underlying: Common Stock · 14,243 shares

Expires 2035-04-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option vested as to one-fourth of the underlying shares on April 1, 2026, and the remaining shares vest in 12 equal increments on the last day of each fiscal quarter beginning on June 30, 2026.

Read SEC document
April 20, 2026 Filed Apr 21, 2026 20:39 UTC SHOULDER INNOVATIONS, INC. SI · Entity 5607 Exercise / conversionStock Option · Derivative 7,421 $0.00 Strike: $2.48 $0.00
Disclosure

SEC source: 0002070582-26-000003 · wk-form4_1776803956.xml · derivative · entry 3

Ahearn Matthew Fraser · CIK 0002070582 · Director · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,864

Underlying: Common Stock · 7,421 shares

Expires 2033-05-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock option vested as to one-fourth of the underlying shares on April 19, 2024, and the remaining shares vest in 36 equal increments on the last day of each calendar month thereafter.

Read SEC document
April 20, 2026 Filed Apr 21, 2026 20:39 UTC SHOULDER INNOVATIONS, INC. SI · Entity 5607 Exercise / conversionCommon Stock 14,243 $2.86 $40,763.47
Disclosure

SEC source: 0002070582-26-000003 · wk-form4_1776803956.xml · nonDerivative · entry 2

Ahearn Matthew Fraser · CIK 0002070582 · Director · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 286,765

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 20, 2026 Filed Apr 21, 2026 20:39 UTC SHOULDER INNOVATIONS, INC. SI · Entity 5607 Exercise / conversionCommon Stock 7,421 $2.48 $18,407.05
Disclosure

SEC source: 0002070582-26-000003 · wk-form4_1776803956.xml · nonDerivative · entry 1

Ahearn Matthew Fraser · CIK 0002070582 · Director · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 272,522

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes the following shares received without consideration as in-kind distributions: (i) 39,404 shares from Genesis Investment Holdings; (ii) 1,572 shares from cultivate(MD) Capital Accelerator Fund, L.P.; (iii) 4,400 shares from Cultivate MD Capital Fund I, LLC; and (iv) 3,869 shares from Cultivate MD Capital Fund II, LP. In prior reports, the reporting person reported beneficial ownership of 215,856 shares of Shoulder Innovations common stock held directly.

Read SEC document
January 30, 2026 Filed Feb 3, 2026 21:31 UTC SHOULDER INNOVATIONS, INC. SI · Entity 5607 GrantStock Option · Derivative 88,450 $0.00 Strike: $14.16 $0.00
Disclosure

SEC source: 0002070582-26-000002 · wk-form4_1770154283.xml · derivative · entry 1

Ahearn Matthew Fraser · CIK 0002070582 · Director · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,450

Underlying: Common Stock · 88,450 shares

Expires 2033-01-30

F1 · derivative.exercise_date: The stock option vests as to one-fourth of the underlying shares on March 1st each year, beginning on March 1, 2027.

Read SEC document
December 31, 2025 Filed Jan 8, 2026 21:52 UTC SHOULDER INNOVATIONS, INC. SI · Entity 5607 GrantCommon Stock 477 $12.16 $5,800.32
Disclosure

SEC source: 0002070582-26-000001 · wk-form4_1767909157.xml · nonDerivative · entry 1

Ahearn Matthew Fraser · CIK 0002070582 · Director · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 215,856

F1 · kind: The Reporting Person is voluntarily reporting the acquisition of shares under the Issuer's 2025 Employee Stock Purchase Plan ("ESPP") .

F2 · price: In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of the Issuer's common stock on December 31, 2025.

Read SEC document
September 11, 2025 Filed Sep 15, 2025 20:09 UTC SHOULDER INNOVATIONS, INC. SI · Entity 5607 Exercise / conversionStock Option · Derivative 16,443 $0.00 Strike: $2.48 $0.00
Disclosure

SEC source: 0001493152-25-013467 · ownership.xml · derivative · entry 6

Ahearn Matthew Fraser · CIK 0002070582 · Director · CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,285

Underlying: Common Stock · 16,443 shares

Expires 2033-05-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock option vested as to one-fourth of the underlying shares on April 19, 2024, and the remaining shares vest in 36 equal increments on the last day of each calendar month thereafter.

Read SEC document
September 11, 2025 Filed Sep 15, 2025 20:09 UTC SHOULDER INNOVATIONS, INC. SI · Entity 5607 Exercise / conversionStock Option · Derivative 78,616 $0.00 Strike: $2.10 $0.00
Disclosure

SEC source: 0001493152-25-013467 · ownership.xml · derivative · entry 5

Ahearn Matthew Fraser · CIK 0002070582 · Director · CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 78,616 shares

Expires 2030-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock option is fully vested and currently exercisable.

Read SEC document
September 11, 2025 Filed Sep 15, 2025 20:09 UTC SHOULDER INNOVATIONS, INC. SI · Entity 5607 Exercise / conversionStock Option · Derivative 12,286 $0.00 Strike: $0.93 $0.00
Disclosure

SEC source: 0001493152-25-013467 · ownership.xml · derivative · entry 4

Ahearn Matthew Fraser · CIK 0002070582 · Director · CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,286 shares

Expires 2027-10-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock option is fully vested and currently exercisable.

Read SEC document
September 11, 2025 Filed Sep 15, 2025 20:09 UTC SHOULDER INNOVATIONS, INC. SI · Entity 5607 Exercise / conversionCommon Stock 16,443 $2.48 $40,785.22
Disclosure

SEC source: 0001493152-25-013467 · ownership.xml · nonDerivative · entry 3

Ahearn Matthew Fraser · CIK 0002070582 · Director · CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 215,379

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 11, 2025 Filed Sep 15, 2025 20:09 UTC SHOULDER INNOVATIONS, INC. SI · Entity 5607 Exercise / conversionCommon Stock 78,616 $2.10 $164,999.26
Disclosure

SEC source: 0001493152-25-013467 · ownership.xml · nonDerivative · entry 2

Ahearn Matthew Fraser · CIK 0002070582 · Director · CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 198,936

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 11, 2025 Filed Sep 15, 2025 20:09 UTC SHOULDER INNOVATIONS, INC. SI · Entity 5607 Exercise / conversionCommon Stock 12,286 $0.93 $11,486.18
Disclosure

SEC source: 0001493152-25-013467 · ownership.xml · nonDerivative · entry 1

Ahearn Matthew Fraser · CIK 0002070582 · Director · CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,320

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 01, 2025 Filed Aug 5, 2025 20:05 UTC SHOULDER INNOVATIONS, INC. SI · Entity 5607 ConversionSeries B Convertible Preferred Stock · Derivative 218,217 Not disclosed Not disclosed
Disclosure

SEC source: 0001641172-25-022248 · ownership.xml · derivative · entry 4

Ahearn Matthew Fraser · CIK 0002070582 · Director · CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,436 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, the shares of preferred stock of the Issuer automatically converted into shares of Common Stock on a one-for-0.052410901 basis.

F1 · price: Immediately prior to the closing of the Issuer's initial public offering, the shares of preferred stock of the Issuer automatically converted into shares of Common Stock on a one-for-0.052410901 basis.

F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, the shares of preferred stock of the Issuer automatically converted into shares of Common Stock on a one-for-0.052410901 basis.

F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, the shares of preferred stock of the Issuer automatically converted into shares of Common Stock on a one-for-0.052410901 basis.

Read SEC document
August 01, 2025 Filed Aug 5, 2025 20:05 UTC SHOULDER INNOVATIONS, INC. SI · Entity 5607 ConversionSeries A Convertible Preferred Stock · Derivative 814,093 Not disclosed Not disclosed
Disclosure

SEC source: 0001641172-25-022248 · ownership.xml · derivative · entry 3

Ahearn Matthew Fraser · CIK 0002070582 · Director · CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 42,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, the shares of preferred stock of the Issuer automatically converted into shares of Common Stock on a one-for-0.052410901 basis.

F1 · price: Immediately prior to the closing of the Issuer's initial public offering, the shares of preferred stock of the Issuer automatically converted into shares of Common Stock on a one-for-0.052410901 basis.

F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, the shares of preferred stock of the Issuer automatically converted into shares of Common Stock on a one-for-0.052410901 basis.

F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, the shares of preferred stock of the Issuer automatically converted into shares of Common Stock on a one-for-0.052410901 basis.

Read SEC document
August 01, 2025 Filed Aug 5, 2025 20:05 UTC SHOULDER INNOVATIONS, INC. SI · Entity 5607 ConversionSeries Seed Convertible Preferred Stock · Derivative 250,710 Not disclosed Not disclosed
Disclosure

SEC source: 0001641172-25-022248 · ownership.xml · derivative · entry 2

Ahearn Matthew Fraser · CIK 0002070582 · Director · CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,139 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, the shares of preferred stock of the Issuer automatically converted into shares of Common Stock on a one-for-0.052410901 basis.

F1 · price: Immediately prior to the closing of the Issuer's initial public offering, the shares of preferred stock of the Issuer automatically converted into shares of Common Stock on a one-for-0.052410901 basis.

F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, the shares of preferred stock of the Issuer automatically converted into shares of Common Stock on a one-for-0.052410901 basis.

F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, the shares of preferred stock of the Issuer automatically converted into shares of Common Stock on a one-for-0.052410901 basis.

Read SEC document
August 01, 2025 Filed Aug 5, 2025 20:05 UTC SHOULDER INNOVATIONS, INC. SI · Entity 5607 ConversionCommon Stock 67,242 Not disclosed Not disclosed
Disclosure

SEC source: 0001641172-25-022248 · ownership.xml · nonDerivative · entry 1

Ahearn Matthew Fraser · CIK 0002070582 · Director · CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,035

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Immediately prior to the closing of the Issuer's initial public offering, the shares of preferred stock of the Issuer automatically converted into shares of Common Stock on a one-for-0.052410901 basis.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.