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Nasdaq · USD

SHIM

Shimmick Corp

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622
SEC CIK
0001887944
Parsed reports
99

Last 12 months

Inside the activity.

0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 18, 2025 Filed Mar 19, 2025 21:02 UTC
Goldsteen Mitchell B.Director · 10% owner
SaleCommon Stock, par value $0.01 per share 1,000 $1.70 $1,700.00
Disclosure

SEC source: 0000950170-25-042135 · ownership.xml · nonDerivative · entry 2

Goldsteen Mitchell B. · CIK 0001997607 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By GOHO, LLC

Disclosed balance after: 21,567,150

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 sales plan adopted by the reporting person on August 20, 2024.

F3 · price: The price reported in column 4 is a weighted average price. The shares were acquired in multiple transactions at prices ranging from $1.70 to $1.71, inclusive. Upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.

F2 · ownership.nature: The reporting person owns the securities indirectly through GOHO, LLC, of which Mr. Goldsteen is the sole managing member. Mr. Goldsteen disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein.

Read SEC document
March 17, 2025 Filed Mar 19, 2025 21:02 UTC
Goldsteen Mitchell B.Director · 10% owner
SaleCommon Stock, par value $0.01 per share 500 $1.70 $850.00
Disclosure

SEC source: 0000950170-25-042135 · ownership.xml · nonDerivative · entry 1

Goldsteen Mitchell B. · CIK 0001997607 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By GOHO, LLC

Disclosed balance after: 21,568,150

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 sales plan adopted by the reporting person on August 20, 2024.

F2 · ownership.nature: The reporting person owns the securities indirectly through GOHO, LLC, of which Mr. Goldsteen is the sole managing member. Mr. Goldsteen disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein.

Read SEC document
March 14, 2025 Filed Mar 14, 2025 23:06 UTC
Goldsteen Mitchell B.Director · 10% owner
SaleCommon Stock, par value $0.01 per share 7,900 $1.62 $12,798.00
Disclosure

SEC source: 0000950170-25-039690 · ownership.xml · nonDerivative · entry 2

Goldsteen Mitchell B. · CIK 0001997607 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By GOHO, LLC

Disclosed balance after: 21,568,650

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 sales plan adopted by the reporting person on August 20, 2024.

F4 · price: The price reported in column 4 is a weighted average price. The shares were acquired in multiple transactions at prices ranging from $1.57 to $1.645, inclusive. Upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.

F3 · ownership.nature: The reporting person owns the securities indirectly through GOHO, LLC, of which Mr. Goldsteen is the sole managing member. Mr. Goldsteen disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein.

Read SEC document
March 13, 2025 Filed Mar 14, 2025 23:06 UTC
Goldsteen Mitchell B.Director · 10% owner
SaleCommon Stock, par value $0.01 per share 3,350 $1.76 $5,879.25
Disclosure

SEC source: 0000950170-25-039690 · ownership.xml · nonDerivative · entry 1

Goldsteen Mitchell B. · CIK 0001997607 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By GOHO, LLC

Disclosed balance after: 21,576,550

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 sales plan adopted by the reporting person on August 20, 2024.

F2 · price: The price reported in column 4 is a weighted average price. The shares were acquired in multiple transactions at prices ranging from $1.70 to $1.80, inclusive. Upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.

F3 · ownership.nature: The reporting person owns the securities indirectly through GOHO, LLC, of which Mr. Goldsteen is the sole managing member. Mr. Goldsteen disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein.

Read SEC document
March 12, 2025 Filed Mar 12, 2025 21:29 UTC
Goldsteen Mitchell B.Director · 10% owner
SaleCommon Stock, par value $0.01 per share 2,100 $1.65 $3,465.00
Disclosure

SEC source: 0000950170-25-038110 · ownership.xml · nonDerivative · entry 3

Goldsteen Mitchell B. · CIK 0001997607 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By GOHO, LLC

Disclosed balance after: 21,579,900

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 sales plan adopted by the reporting person on August 20, 2024.

F4 · price: The price reported in column 4 is a weighted average price. The shares were acquired in multiple transactions at prices ranging from $1.645 to $1.685, inclusive. Upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.

F2 · ownership.nature: The reporting person owns the securities indirectly through GOHO, LLC, of which Mr. Goldsteen is the sole managing member. Mr. Goldsteen disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein.

Read SEC document
March 11, 2025 Filed Mar 12, 2025 21:29 UTC
Goldsteen Mitchell B.Director · 10% owner
SaleCommon Stock, par value $0.01 per share 1,100 $1.66 $1,826.00
Disclosure

SEC source: 0000950170-25-038110 · ownership.xml · nonDerivative · entry 2

Goldsteen Mitchell B. · CIK 0001997607 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By GOHO, LLC

Disclosed balance after: 21,582,000

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 sales plan adopted by the reporting person on August 20, 2024.

F3 · price: The price reported in column 4 is a weighted average price. The shares were acquired in multiple transactions at prices ranging from $1.66 to $1.68, inclusive. Upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.

F2 · ownership.nature: The reporting person owns the securities indirectly through GOHO, LLC, of which Mr. Goldsteen is the sole managing member. Mr. Goldsteen disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein.

Read SEC document
March 10, 2025 Filed Mar 12, 2025 21:29 UTC
Goldsteen Mitchell B.Director · 10% owner
SaleCommon Stock, par value $0.01 per share 700 $1.65 $1,155.00
Disclosure

SEC source: 0000950170-25-038110 · ownership.xml · nonDerivative · entry 1

Goldsteen Mitchell B. · CIK 0001997607 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By GOHO, LLC

Disclosed balance after: 21,583,100

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 sales plan adopted by the reporting person on August 20, 2024.

F2 · ownership.nature: The reporting person owns the securities indirectly through GOHO, LLC, of which Mr. Goldsteen is the sole managing member. Mr. Goldsteen disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein.

Read SEC document
December 03, 2024 Filed Dec 4, 2024 22:19 UTC
Goldsteen Mitchell B.Director · 10% owner
SaleCommon Stock, par value $0.01 per share 325,000 $3.26 $1,059,500.00
Disclosure

SEC source: 0000950170-24-133354 · ownership.xml · nonDerivative · entry 1

Goldsteen Mitchell B. · CIK 0001997607 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By GOHO, LLC

Disclosed balance after: 21,583,800

F1 · kind: The price reported in column 4 is a weighted average price. The shares were disposed in multiple transactions at prices ranging from $2.86 to $3.61, inclusive. Upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.

F2 · price: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 sales plan adopted by the reporting person on August 20, 2024.

F3 · ownership.nature: The reporting person owns the securities indirectly through GOHO, LLC, of which Mr. Goldsteen is the sole managing member. Mr. Goldsteen disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein.

Read SEC document
December 02, 2024 Filed Dec 2, 2024 16:30 UTC
Yal UralDirector · Chief Executive Officer
GrantRestricted Stock Units · Derivative 270,270 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-132251 · ownership.xml · derivative · entry 2

Yal Ural · CIK 0002044117 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 270,270

Underlying: Common Stock · 270,270 shares

Expires not disclosed

F1 · derivative.exercise_price: (1) RSUs convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: (3) The RSUs will vest in full and settle into shares of common stock in three equal annual installments beginning on December 2, 2025, subject to Reporting Person's continued employment.

F3 · derivative.expiration_date: (3) The RSUs will vest in full and settle into shares of common stock in three equal annual installments beginning on December 2, 2025, subject to Reporting Person's continued employment.

Read SEC document
December 02, 2024 Filed Dec 2, 2024 16:30 UTC
Yal UralDirector · Chief Executive Officer
GrantRestricted Stock Units · Derivative 180,180 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-132251 · ownership.xml · derivative · entry 1

Yal Ural · CIK 0002044117 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 180,180

Underlying: Common Stock · 180,180 shares

Expires not disclosed

F1 · derivative.exercise_price: (1) RSUs convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: (2) The RSUs will vest in full and settle into shares of common stock on December 2, 2025, subject to Reporting Person's continued service through such date.

F2 · derivative.expiration_date: (2) The RSUs will vest in full and settle into shares of common stock on December 2, 2025, subject to Reporting Person's continued service through such date.

Read SEC document
August 23, 2024 Filed Aug 23, 2024 16:05 UTC PurchaseCommon Stock 2,629 $3.16 $8,307.64
Disclosure

SEC source: 0000950170-24-100169 · ownership.xml · nonDerivative · entry 3

Herron J Brendan · CIK 0001574220 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,509

F3 · price: The price reported in column 4 is a weighted average price. The shares were acquired in multiple transactions at prices ranging from $3.15 to $3.18, inclusive. Upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.

F4 · ownership.direct: The shares purchased by the Reporting Person are held in a joint account with the Reporting Person's spouse.

Read SEC document
August 22, 2024 Filed Aug 23, 2024 16:05 UTC PurchaseCommon Stock 10,000 $3.05 $30,500.00
Disclosure

SEC source: 0000950170-24-100169 · ownership.xml · nonDerivative · entry 2

Herron J Brendan · CIK 0001574220 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,880

F2 · price: The price reported in column 4 is a weighted average price. The shares were acquired in multiple transactions at prices ranging from $2.98 to $3.11, inclusive. Upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.

F4 · ownership.direct: The shares purchased by the Reporting Person are held in a joint account with the Reporting Person's spouse.

Read SEC document
August 21, 2024 Filed Aug 23, 2024 16:05 UTC PurchaseCommon Stock 4,371 $2.99 $13,069.29
Disclosure

SEC source: 0000950170-24-100169 · ownership.xml · nonDerivative · entry 1

Herron J Brendan · CIK 0001574220 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,880

F1 · price: The price reported in column 4 is a weighted average price. The shares were acquired in multiple transactions at prices ranging from $2.75 to $3.09, inclusive. Upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.

F4 · ownership.direct: The shares purchased by the Reporting Person are held in a joint account with the Reporting Person's spouse.

Read SEC document
July 03, 2024 Filed Jul 3, 2024 20:57 UTC Exercise / conversionRestricted Stock Units · Derivative 15,127 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-081598 · ownership.xml · derivative · entry 3

DEL GUERCIO JOSEPH · CIK 0001542363 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,127 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The RSUs vested in full and settled into shares of common stock immediately upon grant on July 3, 2024.

F2 · derivative.expiration_date: The RSUs vested in full and settled into shares of common stock immediately upon grant on July 3, 2024.

Read SEC document
July 03, 2024 Filed Jul 3, 2024 20:57 UTC GrantRestricted Stock Units · Derivative 15,127 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-081598 · ownership.xml · derivative · entry 2

DEL GUERCIO JOSEPH · CIK 0001542363 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,127

Underlying: Common Stock · 15,127 shares

Expires not disclosed

F1 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The RSUs vested in full and settled into shares of common stock immediately upon grant on July 3, 2024.

F2 · derivative.expiration_date: The RSUs vested in full and settled into shares of common stock immediately upon grant on July 3, 2024.

Read SEC document
July 03, 2024 Filed Jul 3, 2024 20:57 UTC Exercise / conversionCommon Stock 15,127 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-081598 · ownership.xml · nonDerivative · entry 1

DEL GUERCIO JOSEPH · CIK 0001542363 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,636

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: RSUs convert into common stock on a one-for-one basis.

Read SEC document
June 26, 2024 Filed Jun 26, 2024 22:39 UTC
AECOM10% owner
OtherCommon Stock 2,600,378 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-075251 · tm2418351-1_4seq1.xml · nonDerivative · entry 1

AECOM · CIK 0000868857 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,745,000

F1 · date: On May 20, 2024, the Reporting Person entered into a share issuance agreement with Shimmick Corporation (the "Issuer"), pursuant to which the Issuer agreed to issue an aggregate of 7,745,000 shares of common stock to the Reporting Person (the "Shares") in exchange for the Reporting Person granting releases to the Issuer in connection with resolving certain litigation matters between the Reporting Person and the Issuer pursuant to a settlement and release agreement. 5,144,622 of the Shares were issued to the Reporting Person on May 20, 2024. Issuance of the remaining 2,600,378 Shares (the "Additional Shares") was subject to approval of the Issuer's stockholders, pursuant to Nasdaq listing requirements. At a special meeting of stockholders held on June 26, 2024, the Issuer's stockholders approved the issuance of the Additional Shares. The Additional Shares were issued to the Reporting Person on June 26, 2024.

F1 · kind: On May 20, 2024, the Reporting Person entered into a share issuance agreement with Shimmick Corporation (the "Issuer"), pursuant to which the Issuer agreed to issue an aggregate of 7,745,000 shares of common stock to the Reporting Person (the "Shares") in exchange for the Reporting Person granting releases to the Issuer in connection with resolving certain litigation matters between the Reporting Person and the Issuer pursuant to a settlement and release agreement. 5,144,622 of the Shares were issued to the Reporting Person on May 20, 2024. Issuance of the remaining 2,600,378 Shares (the "Additional Shares") was subject to approval of the Issuer's stockholders, pursuant to Nasdaq listing requirements. At a special meeting of stockholders held on June 26, 2024, the Issuer's stockholders approved the issuance of the Additional Shares. The Additional Shares were issued to the Reporting Person on June 26, 2024.

F1 · price: On May 20, 2024, the Reporting Person entered into a share issuance agreement with Shimmick Corporation (the "Issuer"), pursuant to which the Issuer agreed to issue an aggregate of 7,745,000 shares of common stock to the Reporting Person (the "Shares") in exchange for the Reporting Person granting releases to the Issuer in connection with resolving certain litigation matters between the Reporting Person and the Issuer pursuant to a settlement and release agreement. 5,144,622 of the Shares were issued to the Reporting Person on May 20, 2024. Issuance of the remaining 2,600,378 Shares (the "Additional Shares") was subject to approval of the Issuer's stockholders, pursuant to Nasdaq listing requirements. At a special meeting of stockholders held on June 26, 2024, the Issuer's stockholders approved the issuance of the Additional Shares. The Additional Shares were issued to the Reporting Person on June 26, 2024.

Read SEC document
June 21, 2024 Filed Jun 27, 2024 21:01 UTC
Mobley AmandaSee Remarks
GrantRestricted Stock Units · Derivative 50,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-078736 · ownership.xml · derivative · entry 1

Mobley Amanda · CIK 0002028562 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires not disclosed

F1 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The RSUs will vest in full and settle into shares of common stock on August 10, 2026, subject to Reporting Perons's continued service through such date.

F2 · derivative.expiration_date: The RSUs will vest in full and settle into shares of common stock on August 10, 2026, subject to Reporting Perons's continued service through such date.

Read SEC document
June 14, 2024 Filed Jun 18, 2024 22:46 UTC Exercise / conversionRestricted Stock Units · Derivative 24,509 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-075121 · ownership.xml · derivative · entry 3

Heekin Geoffrey E. · CIK 0001997580 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,509 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On December 14, 2023, the Reporting Person was granted 24,509 RSUs, vesting and settling upon the later of (i) June 14, 2024 or (ii) the date of next annual meeting of the Issuer's stockholders, in each case subject to Reporting Person's continued service through such date.

F3 · derivative.expiration_date: On December 14, 2023, the Reporting Person was granted 24,509 RSUs, vesting and settling upon the later of (i) June 14, 2024 or (ii) the date of next annual meeting of the Issuer's stockholders, in each case subject to Reporting Person's continued service through such date.

Read SEC document
June 14, 2024 Filed Jun 18, 2024 22:46 UTC Exercise / conversionCommon Stock 24,509 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-075121 · ownership.xml · nonDerivative · entry 1

Heekin Geoffrey E. · CIK 0001997580 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,509

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: RSUs convert into common stock on a one-for-one basis.

Read SEC document
June 14, 2024 Filed Jun 18, 2024 22:40 UTC Exercise / conversionRestricted Stock Units · Derivative 24,509 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-075116 · ownership.xml · derivative · entry 3

Trabuco Carolyn · CIK 0001897745 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,509 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On December 14, 2023, the Reporting Person was granted 24,509 RSUs, vesting and settling upon the later of (i) June 14, 2024 or (ii) the date of next annual meeting of the Issuer's stockholders, in each case subject to Reporting Person's continued service through such date.

F3 · derivative.expiration_date: On December 14, 2023, the Reporting Person was granted 24,509 RSUs, vesting and settling upon the later of (i) June 14, 2024 or (ii) the date of next annual meeting of the Issuer's stockholders, in each case subject to Reporting Person's continued service through such date.

Read SEC document
June 14, 2024 Filed Jun 18, 2024 22:40 UTC Exercise / conversionCommon Stock 24,509 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-075116 · ownership.xml · nonDerivative · entry 1

Trabuco Carolyn · CIK 0001897745 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,509

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: RSUs convert into common stock on a one-for-one basis.

Read SEC document
June 14, 2024 Filed Jun 18, 2024 22:37 UTC Exercise / conversionRestricted Stock Units · Derivative 24,509 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-075109 · ownership.xml · derivative · entry 3

DEL GUERCIO JOSEPH · CIK 0001542363 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,509 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On December 14, 2023, the Reporting Person was granted 24,509 RSUs, vesting and settling upon the later of (i) June 14, 2024 or (ii) the date of next annual meeting of the Issuer's stockholders, in each case subject to Reporting Person's continued service through such date.

F3 · derivative.expiration_date: On December 14, 2023, the Reporting Person was granted 24,509 RSUs, vesting and settling upon the later of (i) June 14, 2024 or (ii) the date of next annual meeting of the Issuer's stockholders, in each case subject to Reporting Person's continued service through such date.

Read SEC document
June 14, 2024 Filed Jun 18, 2024 22:37 UTC Exercise / conversionCommon Stock 24,509 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-075109 · ownership.xml · nonDerivative · entry 1

DEL GUERCIO JOSEPH · CIK 0001542363 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,509

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: RSUs convert into common stock on a one-for-one basis.

Read SEC document
June 14, 2024 Filed Jun 18, 2024 18:39 UTC Exercise / conversionRestricted Stock Units · Derivative 24,509 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-075112 · ownership.xml · derivative · entry 3

Herron J Brendan · CIK 0001574220 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,509 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: On December 14, 2023, the Reporting Person was granted 24,509 RSUs, vesting and settling upon the later of (i) June 14, 2024 or (ii) the date of next annual meeting of the Issuer's stockholders, in each case subject to Reporting Person's continued service through such date.

F4 · derivative.expiration_date: On December 14, 2023, the Reporting Person was granted 24,509 RSUs, vesting and settling upon the later of (i) June 14, 2024 or (ii) the date of next annual meeting of the Issuer's stockholders, in each case subject to Reporting Person's continued service through such date.

Read SEC document
June 14, 2024 Filed Jun 18, 2024 18:39 UTC Exercise / conversionCommon Stock 24,509 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-075112 · ownership.xml · nonDerivative · entry 1

Herron J Brendan · CIK 0001574220 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,509

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: RSUs convert into common stock on a one-for-one basis.

F2 · ownership.direct: The shares held by the Reporting Person are held in a joint account with the Reporting Person's spouse.

Read SEC document
June 06, 2024 Filed Jun 18, 2024 22:46 UTC GrantRestricted Stock Units · Derivative 84,269 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-075121 · ownership.xml · derivative · entry 2

Heekin Geoffrey E. · CIK 0001997580 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,269

Underlying: Common Stock · 84,269 shares

Expires not disclosed

F1 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The RSUs will vest in full and settle into shares of common stock on the date of the next annual meeting of the Issuer's stockholders, subject to Reporting Perons's continued service through such date.

F2 · derivative.expiration_date: The RSUs will vest in full and settle into shares of common stock on the date of the next annual meeting of the Issuer's stockholders, subject to Reporting Perons's continued service through such date.

Read SEC document
June 06, 2024 Filed Jun 18, 2024 22:40 UTC GrantRestricted Stock Units · Derivative 84,269 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-075116 · ownership.xml · derivative · entry 2

Trabuco Carolyn · CIK 0001897745 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,269

Underlying: Common Stock · 84,269 shares

Expires not disclosed

F1 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The RSUs will vest in full and settle into shares of common stock on the date of the next annual meeting of the Issuer's stockholders, subject to Reporting Perons's continued service through such date.

F2 · derivative.expiration_date: The RSUs will vest in full and settle into shares of common stock on the date of the next annual meeting of the Issuer's stockholders, subject to Reporting Perons's continued service through such date.

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June 06, 2024 Filed Jun 18, 2024 22:37 UTC GrantRestricted Stock Units · Derivative 84,269 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-075109 · ownership.xml · derivative · entry 2

DEL GUERCIO JOSEPH · CIK 0001542363 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,269

Underlying: Common Stock · 84,269 shares

Expires not disclosed

F1 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The RSUs will vest in full and settle into shares of common stock on the date of the next annual meeting of the Issuer's stockholders, subject to Reporting Perons's continued service through such date.

F2 · derivative.expiration_date: The RSUs will vest in full and settle into shares of common stock on the date of the next annual meeting of the Issuer's stockholders, subject to Reporting Perons's continued service through such date.

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June 06, 2024 Filed Jun 18, 2024 18:39 UTC GrantRestricted Stock Units · Derivative 84,269 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-075112 · ownership.xml · derivative · entry 2

Herron J Brendan · CIK 0001574220 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,269

Underlying: Common Stock · 84,269 shares

Expires not disclosed

F1 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The RSUs will vest in full and settle into shares of common stock on the date of the next annual meeting of the Issuer's stockholders, subject to Reporting Perons's continued service through such date.

F3 · derivative.expiration_date: The RSUs will vest in full and settle into shares of common stock on the date of the next annual meeting of the Issuer's stockholders, subject to Reporting Perons's continued service through such date.

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June 06, 2024 Filed Jun 18, 2024 22:36 UTC GrantRestricted Stock Units · Derivative 84,269 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-075102 · ownership.xml · derivative · entry 1

Kravitz Peter · CIK 0001845795 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,269

Underlying: Common Stock · 84,269 shares

Expires not disclosed

F1 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The RSUs will vest in full and settle into shares of common stock on the date of the next annual meeting of the Issuer's stockholders, subject to Reporting Perons's continued service through such date.

F2 · derivative.expiration_date: The RSUs will vest in full and settle into shares of common stock on the date of the next annual meeting of the Issuer's stockholders, subject to Reporting Perons's continued service through such date.

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May 22, 2024 Filed May 23, 2024 16:05 UTC GrantCommon Stock 2,000 $1.53 $3,060.00
Disclosure

SEC source: 0000950170-24-063934 · ownership.xml · nonDerivative · entry 2

Herron J Brendan · CIK 0001574220 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

F2 · price: The price reported in column 4 is a weighted average price. The shares were acquired in multiple transactions at prices ranging from $1.51 to $1.54, inclusive. Upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.

F3 · ownership.direct: The shares purchased by the Reporting Person are held in a joint account with the Reporting Person's spouse.

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May 21, 2024 Filed May 23, 2024 16:05 UTC GrantCommon Stock 28,000 $1.62 $45,360.00
Disclosure

SEC source: 0000950170-24-063934 · ownership.xml · nonDerivative · entry 1

Herron J Brendan · CIK 0001574220 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,000

F1 · price: The price reported in column 4 is a weighted average price. The shares were acquired in multiple transactions at prices ranging from $1.51 to $1.67, inclusive. Upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.

F3 · ownership.direct: The shares purchased by the Reporting Person are held in a joint account with the Reporting Person's spouse.

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December 14, 2023 Filed Dec 15, 2023 21:05 UTC GrantRestricted Stock Units · Derivative 24,509 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-070724 · ownership.xml · derivative · entry 1

Heekin Geoffrey E. · CIK 0001997580 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,509

Underlying: Common Stock · 24,509 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The RSUs will vest in full and settle into shares of common stock on the later of (i) June 14, 2024 or (ii) the date of next annual meeting of the Issuer's stockholders, subject to Reporting Person's continued service through such date.

F2 · derivative.expiration_date: The RSUs will vest in full and settle into shares of common stock on the later of (i) June 14, 2024 or (ii) the date of next annual meeting of the Issuer's stockholders, subject to Reporting Person's continued service through such date.

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December 14, 2023 Filed Dec 15, 2023 21:05 UTC GrantRestricted Stock Units · Derivative 24,509 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-070725 · ownership.xml · derivative · entry 1

Trabuco Carolyn · CIK 0001897745 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,509

Underlying: Common Stock · 24,509 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The RSUs will vest in full and settle into shares of common stock on the later of (i) June 14, 2024 or (ii) the date of next annual meeting of the Issuer's stockholders, subject to Reporting Person's continued service through such date.

F2 · derivative.expiration_date: The RSUs will vest in full and settle into shares of common stock on the later of (i) June 14, 2024 or (ii) the date of next annual meeting of the Issuer's stockholders, subject to Reporting Person's continued service through such date.

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December 14, 2023 Filed Dec 15, 2023 21:05 UTC GrantRestricted Stock Units · Derivative 24,509 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-070722 · ownership.xml · derivative · entry 1

DEL GUERCIO JOSEPH · CIK 0001542363 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,509

Underlying: Common Stock · 24,509 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The RSUs will vest in full and settle into shares of common stock on the later of (i) June 14, 2024 or (ii) the date of next annual meeting of the Issuer's stockholders, subject to Reporting Person's continued service through such date.

F2 · derivative.expiration_date: The RSUs will vest in full and settle into shares of common stock on the later of (i) June 14, 2024 or (ii) the date of next annual meeting of the Issuer's stockholders, subject to Reporting Person's continued service through such date.

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December 14, 2023 Filed Dec 15, 2023 16:05 UTC GrantRestricted Stock Units · Derivative 24,509 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-070729 · ownership.xml · derivative · entry 1

Herron J Brendan · CIK 0001574220 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,509

Underlying: Common Stock · 24,509 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The RSUs will vest in full and settle into shares of common stock on the later of (i) June 14, 2024 or (ii) the date of next annual meeting of the Issuer's stockholders, subject to Reporting Person's continued service through such date.

F2 · derivative.expiration_date: The RSUs will vest in full and settle into shares of common stock on the later of (i) June 14, 2024 or (ii) the date of next annual meeting of the Issuer's stockholders, subject to Reporting Person's continued service through such date.

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November 15, 2023 Filed Nov 16, 2023 01:16 UTC
Nordhagen DevinSee Remarks
GrantCommon Stock 142,857 $7.00 $999,999.00
Disclosure

SEC source: 0000950170-23-064313 · ownership.xml · nonDerivative · entry 1

Nordhagen Devin · CIK 0001997667 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 142,857

F1 · shares: Reflects shares of common stock, par value $0.01 per share, acquired in connection with the Issuer's initial public offering (the "IPO"), which is expected to close on November 16, 2023. Such shares are subject to a Lock-Up Agreement for a period of 180 days following the date of the Final Prospectus relating to the IPO.

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November 13, 2023 Filed Nov 15, 2023 20:18 UTC
Richards Steven E.Director · Chief Executive Officer
GrantCommon Stock 142,857 $7.00 $999,999.00
Disclosure

SEC source: 0000950170-23-064315 · ownership.xml · nonDerivative · entry 1

Richards Steven E. · CIK 0001997629 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 142,857

F1 · shares: Reflects shares of common stock, par value $0.01 per share, acquired in connection with the Issuer's initial public offering (the "IPO"), which is expected to close on November 16, 2023. Such shares are subject to a Lock-Up Agreement for a period of 180 days following the date of the Final Prospectus relating to the IPO.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.