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Nasdaq · USD

SFIX

Stitch Fix, Inc.

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5637
SEC CIK
0001576942
Parsed reports
519

Last 12 months

Inside the activity.

0 purchase rows · 29 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202606
Feb 202601
Mar 202600
Apr 202602
May 202600
Jun 202607
Jul 2026010
Aug 202602
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 05, 2019 Filed Jul 8, 2019 16:49 UTC SaleClass A Common Stock 52,862 $31.08 $1,643,172.98
Disclosure

SEC source: 0001209191-19-041419 · doc4.xml · nonDerivative · entry 3

FENTON PETER H · CIK 0001219230 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.03 to $31.17, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: Shares are held by Peter H. Fenton's trust.

Read SEC document
July 05, 2019 Filed Jul 9, 2019 16:28 UTC
HANSEN MARKADirector
ConversionClass B Common Stock · Derivative 23,125 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-001741 · form.xml · derivative · entry 5

HANSEN MARKA · CIK 0001388969 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 23,125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
July 05, 2019 Filed Jul 9, 2019 16:28 UTC
HANSEN MARKADirector
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 23,125 $0.00 Strike: $0.17 $0.00
Disclosure

SEC source: 0001246360-19-001741 · form.xml · derivative · entry 4

HANSEN MARKA · CIK 0001388969 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,875

Underlying: Class B Common Stock · 23,125 shares

Expires 2023-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option vests over four years, with 25% vesting on October 24, 2014 and the balance vesting in equal monthly installments over the remaining three years, subject to the individual's continued service through each vesting date.

F4 · derivative.underlying: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the earlier of (i) the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock; (ii) ten years following the effective date of the Issuer's initial public offering; or (iii) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class.

F5 · derivative.underlying: In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock (i) upon any transfer, whether or not for value (subject to certain exceptions), or (ii) in the event of the death or disability (as defined in the amended and restated certificate of incorporation of the Issuer) of the reporting person, shares of Class B Common Stock held by the reporting person or the reporting person's permitted estate planning entities will convert into Class A Common Stock.

Read SEC document
July 05, 2019 Filed Jul 9, 2019 16:28 UTC
HANSEN MARKADirector
Exercise / conversionClass B Common Stock · Derivative 23,125 $0.00 Strike: $0.17 $0.00
Disclosure

SEC source: 0001246360-19-001741 · form.xml · derivative · entry 3

HANSEN MARKA · CIK 0001388969 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,125

Underlying: Class A Common Stock · 23,125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
July 05, 2019 Filed Jul 9, 2019 16:28 UTC
HANSEN MARKADirector
SaleClass A Common Stock 23,125 $30.52 $705,775.00
Disclosure

SEC source: 0001246360-19-001741 · form.xml · nonDerivative · entry 2

HANSEN MARKA · CIK 0001388969 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F6 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

Read SEC document
July 05, 2019 Filed Jul 9, 2019 16:28 UTC
HANSEN MARKADirector
ConversionClass A Common Stock 23,125 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-001741 · form.xml · nonDerivative · entry 1

HANSEN MARKA · CIK 0001388969 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,125

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F1 · shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
July 02, 2019 Filed Jul 8, 2019 16:49 UTC SaleClass A Common Stock 19,904 $31.19 $620,722.16
Disclosure

SEC source: 0001209191-19-041419 · doc4.xml · nonDerivative · entry 2

FENTON PETER H · CIK 0001219230 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 52,862

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.04 to $31.51, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: Shares are held by Peter H. Fenton's trust.

Read SEC document
July 02, 2019 Filed Jul 8, 2019 16:49 UTC SaleClass A Common Stock 32,965 $30.59 $1,008,415.83
Disclosure

SEC source: 0001209191-19-041419 · doc4.xml · nonDerivative · entry 1

FENTON PETER H · CIK 0001219230 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 72,766

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.04 to $31.03, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: Shares are held by Peter H. Fenton's trust.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 20:21 UTC
Darling ScottChief Legal Officer & Sec
ConversionClass B Common Stock · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-001689 · form.xml · derivative · entry 5

Darling Scott · CIK 0001558259 · Chief Legal Officer & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 20:21 UTC
Darling ScottChief Legal Officer & Sec
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 3,000 $0.00 Strike: $4.94 $0.00
Disclosure

SEC source: 0001246360-19-001689 · form.xml · derivative · entry 4

Darling Scott · CIK 0001558259 · Chief Legal Officer & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,000

Underlying: Class B Common Stock · 3,000 shares

Expires 2026-10-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option vests over four years, with 25% of the securities vesting on October 28, 2017 and the balance vesting in equal monthly installments over the remaining three years, subject to the individual's continued service through each vesting date.

F4 · derivative.underlying: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the earlier of (i) the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock; (ii) ten years following the effective date of the Issuer's initial public offering; or (iii) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class.

F5 · derivative.underlying: In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock (i) upon any transfer, whether or not for value (subject to certain exceptions), or (ii) in the event of the death or disability (as defined in the amended and restated certificate of incorporation of the Issuer) of the reporting person, shares of Class B Common Stock held by the reporting person or the reporting person's permitted estate planning entities will convert into Class A Common Stock.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 20:21 UTC
Darling ScottChief Legal Officer & Sec
Exercise / conversionClass B Common Stock · Derivative 3,000 $0.00 Strike: $4.94 $0.00
Disclosure

SEC source: 0001246360-19-001689 · form.xml · derivative · entry 3

Darling Scott · CIK 0001558259 · Chief Legal Officer & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Class A Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 20:21 UTC
Darling ScottChief Legal Officer & Sec
SaleClass A Common Stock 3,000 $31.83 $95,490.00
Disclosure

SEC source: 0001246360-19-001689 · form.xml · nonDerivative · entry 2

Darling Scott · CIK 0001558259 · Chief Legal Officer & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,157

F6 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 20:21 UTC
Darling ScottChief Legal Officer & Sec
ConversionClass A Common Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-001689 · form.xml · nonDerivative · entry 1

Darling Scott · CIK 0001558259 · Chief Legal Officer & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,157

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F1 · shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
June 21, 2019 Filed Jun 21, 2019 21:34 UTC
Cohler Matt10% owner
SaleClass A Common Stock 49,608 $31.42 $1,558,906.60
Disclosure

SEC source: 0001209191-19-038600 · doc4.xml · nonDerivative · entry 4

Cohler Matt · CIK 0001572685 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.03 to $31.74, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: Shares are held by a limited liability company controlled by Matthew R. Cohler.

Read SEC document
June 20, 2019 Filed Jun 21, 2019 21:34 UTC
Cohler Matt10% owner
SaleClass A Common Stock 7,400 $31.68 $234,452.72
Disclosure

SEC source: 0001209191-19-038600 · doc4.xml · nonDerivative · entry 3

Cohler Matt · CIK 0001572685 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 49,608

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.54 to $31.90, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: Shares are held by a limited liability company controlled by Matthew R. Cohler.

Read SEC document
June 20, 2019 Filed Jun 21, 2019 21:34 UTC
Cohler Matt10% owner
SaleClass A Common Stock 42,206 $31.19 $1,316,565.52
Disclosure

SEC source: 0001209191-19-038600 · doc4.xml · nonDerivative · entry 2

Cohler Matt · CIK 0001572685 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 57,008

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.54 to $31.53, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: Shares are held by a limited liability company controlled by Matthew R. Cohler.

Read SEC document
June 19, 2019 Filed Jun 20, 2019 00:00 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
ConversionClass B Common Stock · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-001636 · form.xml · derivative · entry 21

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016

Disclosed balance after: 610,772

Underlying: Class A Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · ownership.nature: The shares are held by John C. Clifford and Katrina M. Lake, Trustees of the John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016.

Read SEC document
June 19, 2019 Filed Jun 20, 2019 00:00 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
ConversionClass B Common Stock · Derivative 28,334 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-001636 · form.xml · derivative · entry 20

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Katrina M. Lake Revocable Trust

Disclosed balance after: 11,590,195

Underlying: Class A Common Stock · 28,334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F6 · ownership.nature: The shares are held by Katrina M. Lake, Trustee of The Katrina M. Lake Revocable Trust dated May 23, 2016.

Read SEC document
June 19, 2019 Filed Jun 20, 2019 00:00 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
SaleClass A Common Stock 5,000 $30.63 $153,157.00
Disclosure

SEC source: 0001246360-19-001636 · form.xml · nonDerivative · entry 13

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016

Disclosed balance after: 0

F7 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F15 · shares: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $30.48 to $31.00 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F5 · ownership.nature: The shares are held by John C. Clifford and Katrina M. Lake, Trustees of the John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016.

Read SEC document
June 19, 2019 Filed Jun 20, 2019 00:00 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
SaleClass A Common Stock 28,334 $30.62 $867,638.08
Disclosure

SEC source: 0001246360-19-001636 · form.xml · nonDerivative · entry 12

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Katrina M. Lake Revocable Trust

Disclosed balance after: 0

F7 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F14 · shares: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $30.425 to $31.00 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F6 · ownership.nature: The shares are held by Katrina M. Lake, Trustee of The Katrina M. Lake Revocable Trust dated May 23, 2016.

Read SEC document
June 19, 2019 Filed Jun 20, 2019 00:00 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
ConversionClass A Common Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-001636 · form.xml · nonDerivative · entry 11

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F1 · shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · ownership.nature: The shares are held by John C. Clifford and Katrina M. Lake, Trustees of the John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016.

Read SEC document
June 19, 2019 Filed Jun 20, 2019 00:00 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
ConversionClass A Common Stock 28,334 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-001636 · form.xml · nonDerivative · entry 10

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Katrina M. Lake Revocable Trust

Disclosed balance after: 28,334

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F1 · shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F6 · ownership.nature: The shares are held by Katrina M. Lake, Trustee of The Katrina M. Lake Revocable Trust dated May 23, 2016.

Read SEC document
June 19, 2019 Filed Jun 21, 2019 21:34 UTC
Cohler Matt10% owner
SaleClass A Common Stock 49,606 $31.14 $1,544,800.29
Disclosure

SEC source: 0001209191-19-038600 · doc4.xml · nonDerivative · entry 1

Cohler Matt · CIK 0001572685 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 99,214

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.665 to $31.51, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: Shares are held by a limited liability company controlled by Matthew R. Cohler.

Read SEC document
June 18, 2019 Filed Jun 20, 2019 00:00 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
ConversionClass B Common Stock · Derivative 28,333 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-001636 · form.xml · derivative · entry 19

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Katrina M. Lake Revocable Trust

Disclosed balance after: 11,618,529

Underlying: Class A Common Stock · 28,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F6 · ownership.nature: The shares are held by Katrina M. Lake, Trustee of The Katrina M. Lake Revocable Trust dated May 23, 2016.

Read SEC document
June 18, 2019 Filed Jun 20, 2019 00:00 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
ConversionClass B Common Stock · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-001636 · form.xml · derivative · entry 18

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016

Disclosed balance after: 615,772

Underlying: Class A Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · ownership.nature: The shares are held by John C. Clifford and Katrina M. Lake, Trustees of the John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016.

Read SEC document
June 18, 2019 Filed Jun 20, 2019 00:00 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
GiftClass B Common Stock · Derivative 675,932 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-001636 · form.xml · derivative · entry 17

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Katrina M. Lake 2017 Irrevocable Trust

Disclosed balance after: 675,932

Underlying: Class B Common Stock · 675,932 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F10 · ownership.nature: The shares are held by Katrina M, Lake, Trustee of The Katrina M. Lake 2017 Irrevocable Trust.

F11 · ownership.nature: On June 18, 2019, 675,932 shares of Class B Common Stock were distributed as a gift from the Katrina M. Lake 2017 Grantor Retained Annuity Trust to the Katrina M. Lake Irrevocable Trust for the benefit of the Reporting Person's family members, of which the Reporting Person is Trustee.

Read SEC document
June 18, 2019 Filed Jun 20, 2019 00:00 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
SaleClass A Common Stock 28,333 $30.52 $864,774.16
Disclosure

SEC source: 0001246360-19-001636 · form.xml · nonDerivative · entry 9

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Katrina M. Lake Revocable Trust

Disclosed balance after: 0

F7 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F13 · shares: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $30.32 to $30.63 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F6 · ownership.nature: The shares are held by Katrina M. Lake, Trustee of The Katrina M. Lake Revocable Trust dated May 23, 2016.

Read SEC document
June 18, 2019 Filed Jun 20, 2019 00:00 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
SaleClass A Common Stock 5,000 $30.50 $152,496.00
Disclosure

SEC source: 0001246360-19-001636 · form.xml · nonDerivative · entry 8

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016

Disclosed balance after: 0

F7 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F12 · shares: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $30.32 to $30.62 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F5 · ownership.nature: The shares are held by John C. Clifford and Katrina M. Lake, Trustees of the John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016.

Read SEC document
June 18, 2019 Filed Jun 20, 2019 00:00 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
ConversionClass A Common Stock 28,333 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-001636 · form.xml · nonDerivative · entry 7

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Katrina M. Lake Revocable Trust

Disclosed balance after: 28,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F1 · shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F6 · ownership.nature: The shares are held by Katrina M. Lake, Trustee of The Katrina M. Lake Revocable Trust dated May 23, 2016.

Read SEC document
June 18, 2019 Filed Jun 20, 2019 00:00 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
ConversionClass A Common Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-001636 · form.xml · nonDerivative · entry 6

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F1 · shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · ownership.nature: The shares are held by John C. Clifford and Katrina M. Lake, Trustees of the John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016.

Read SEC document
June 17, 2019 Filed Jun 20, 2019 00:00 UTC
Smith Mike C.President and COO
ConversionClass B Common Stock · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-001635 · form.xml · derivative · entry 3

Smith Mike C. · CIK 0001723026 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 903,364

Underlying: Class A Common Stock · 15,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
June 17, 2019 Filed Jun 20, 2019 00:00 UTC
Smith Mike C.President and COO
SaleClass A Common Stock 15,000 $30.26 $453,904.50
Disclosure

SEC source: 0001246360-19-001635 · form.xml · nonDerivative · entry 2

Smith Mike C. · CIK 0001723026 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,761

F3 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F4 · shares: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $$29.65 to $30.55 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 17, 2019 Filed Jun 20, 2019 00:00 UTC
Smith Mike C.President and COO
ConversionClass A Common Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-001635 · form.xml · nonDerivative · entry 1

Smith Mike C. · CIK 0001723026 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,761

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F2 · shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
June 17, 2019 Filed Jun 20, 2019 00:00 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
ConversionClass B Common Stock · Derivative 28,333 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-001636 · form.xml · derivative · entry 16

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Katrina M. Lake Revocable Trust

Disclosed balance after: 11,646,862

Underlying: Class A Common Stock · 28,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · ownership.nature: Since the Reporting Person's last report, 674,663 shares of Class B Common Stock were transferred from the Katrina M. Lake 2017 Grantor Retained Annuity Trust to the Katrina M. Lake Revocable Trust in satisfaction of an annuity payment.

F6 · ownership.nature: The shares are held by Katrina M. Lake, Trustee of The Katrina M. Lake Revocable Trust dated May 23, 2016.

Read SEC document
June 17, 2019 Filed Jun 20, 2019 00:00 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
ConversionClass B Common Stock · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-001636 · form.xml · derivative · entry 15

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016

Disclosed balance after: 620,772

Underlying: Class A Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · ownership.nature: The shares are held by John C. Clifford and Katrina M. Lake, Trustees of the John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016.

Read SEC document
June 17, 2019 Filed Jun 20, 2019 00:00 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
SaleClass A Common Stock 28,333 $30.13 $853,769.62
Disclosure

SEC source: 0001246360-19-001636 · form.xml · nonDerivative · entry 5

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Katrina M. Lake Revocable Trust

Disclosed balance after: 0

F7 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F9 · shares: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $29.64 to $30.5775 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F6 · ownership.nature: The shares are held by Katrina M. Lake, Trustee of The Katrina M. Lake Revocable Trust dated May 23, 2016.

Read SEC document
June 17, 2019 Filed Jun 20, 2019 00:00 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
SaleClass A Common Stock 5,000 $29.89 $149,470.00
Disclosure

SEC source: 0001246360-19-001636 · form.xml · nonDerivative · entry 4

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016

Disclosed balance after: 0

F7 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F8 · shares: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $29.64 to $30.30 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F5 · ownership.nature: The shares are held by John C. Clifford and Katrina M. Lake, Trustees of the John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016.

Read SEC document
June 17, 2019 Filed Jun 20, 2019 00:00 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
ConversionClass A Common Stock 28,333 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-001636 · form.xml · nonDerivative · entry 3

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Katrina M. Lake Revocable Trust

Disclosed balance after: 28,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F1 · shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F6 · ownership.nature: The shares are held by Katrina M. Lake, Trustee of The Katrina M. Lake Revocable Trust dated May 23, 2016.

Read SEC document
June 17, 2019 Filed Jun 20, 2019 00:00 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
ConversionClass A Common Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-001636 · form.xml · nonDerivative · entry 2

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F1 · shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · ownership.nature: The shares are held by John C. Clifford and Katrina M. Lake, Trustees of the John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016.

Read SEC document
June 14, 2019 Filed Jun 18, 2019 17:21 UTC GiftClass A Common Stock 65,512 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-037767 · doc4.xml · nonDerivative · entry 1

DUNLEVIE BRUCE · CIK 0001190211 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F1 · ownership.nature: Shares are held by Bruce W. Dunlevie's family trust.

Read SEC document
June 13, 2019 Filed Jun 13, 2019 20:44 UTC
Cohler Matt10% owner
HARVEY KEVIN10% owner
KAGLE ROBERT10% owner
Vishria Eric10% owner
SaleClass A Common Stock 1,116 $29.26 $32,654.16
Disclosure

SEC source: 0001209191-19-036973 · doc4.xml · nonDerivative · entry 20

SPURLOCK STEVEN M · CIK 0001190193 · 10% owner

BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner

Cohler Matt · CIK 0001572685 · 10% owner

DUNLEVIE BRUCE · CIK 0001190211 · 10% owner

FENTON PETER H · CIK 0001219230 · 10% owner

HARVEY KEVIN · CIK 0001190213 · 10% owner

KAGLE ROBERT · CIK 0001183234 · 10% owner

LASKY MITCHELL · CIK 0001091435 · 10% owner

Vishria Eric · CIK 0001617474 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 65,512

F17 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.08 to $29.35, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F18 · ownership.nature: Shares are held by Bruce W. Dunlevie's family trust.

Read SEC document
June 13, 2019 Filed Jun 13, 2019 20:44 UTC
Cohler Matt10% owner
HARVEY KEVIN10% owner
KAGLE ROBERT10% owner
Vishria Eric10% owner
SaleClass A Common Stock 107,984 $28.60 $3,088,547.57
Disclosure

SEC source: 0001209191-19-036973 · doc4.xml · nonDerivative · entry 19

SPURLOCK STEVEN M · CIK 0001190193 · 10% owner

BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner

Cohler Matt · CIK 0001572685 · 10% owner

DUNLEVIE BRUCE · CIK 0001190211 · 10% owner

FENTON PETER H · CIK 0001219230 · 10% owner

HARVEY KEVIN · CIK 0001190213 · 10% owner

KAGLE ROBERT · CIK 0001183234 · 10% owner

LASKY MITCHELL · CIK 0001091435 · 10% owner

Vishria Eric · CIK 0001617474 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 66,628

F16 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.055 to $29.05, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F18 · ownership.nature: Shares are held by Bruce W. Dunlevie's family trust.

Read SEC document
June 13, 2019 Filed Jun 13, 2019 20:44 UTC
Cohler Matt10% owner
HARVEY KEVIN10% owner
KAGLE ROBERT10% owner
Vishria Eric10% owner
SaleClass A Common Stock 496 $29.26 $14,512.96
Disclosure

SEC source: 0001209191-19-036973 · doc4.xml · nonDerivative · entry 17

SPURLOCK STEVEN M · CIK 0001190193 · 10% owner

BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner

Cohler Matt · CIK 0001572685 · 10% owner

DUNLEVIE BRUCE · CIK 0001190211 · 10% owner

FENTON PETER H · CIK 0001219230 · 10% owner

HARVEY KEVIN · CIK 0001190213 · 10% owner

KAGLE ROBERT · CIK 0001183234 · 10% owner

LASKY MITCHELL · CIK 0001091435 · 10% owner

Vishria Eric · CIK 0001617474 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F17 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.08 to $29.35, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F15 · ownership.nature: Shares are held by limited partnerships controlled by Bruce W. Dunlevie.

Read SEC document
June 13, 2019 Filed Jun 13, 2019 20:44 UTC
Cohler Matt10% owner
HARVEY KEVIN10% owner
KAGLE ROBERT10% owner
Vishria Eric10% owner
SaleClass A Common Stock 48,059 $28.60 $1,374,578.71
Disclosure

SEC source: 0001209191-19-036973 · doc4.xml · nonDerivative · entry 16

SPURLOCK STEVEN M · CIK 0001190193 · 10% owner

BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner

Cohler Matt · CIK 0001572685 · 10% owner

DUNLEVIE BRUCE · CIK 0001190211 · 10% owner

FENTON PETER H · CIK 0001219230 · 10% owner

HARVEY KEVIN · CIK 0001190213 · 10% owner

KAGLE ROBERT · CIK 0001183234 · 10% owner

LASKY MITCHELL · CIK 0001091435 · 10% owner

Vishria Eric · CIK 0001617474 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 496

F16 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.055 to $29.05, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F15 · ownership.nature: Shares are held by limited partnerships controlled by Bruce W. Dunlevie.

Read SEC document
June 12, 2019 Filed Jun 13, 2019 20:44 UTC
Cohler Matt10% owner
HARVEY KEVIN10% owner
KAGLE ROBERT10% owner
Vishria Eric10% owner
SaleClass A Common Stock 2,292 $28.92 $66,284.18
Disclosure

SEC source: 0001209191-19-036973 · doc4.xml · nonDerivative · entry 23

SPURLOCK STEVEN M · CIK 0001190193 · 10% owner

BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner

Cohler Matt · CIK 0001572685 · 10% owner

DUNLEVIE BRUCE · CIK 0001190211 · 10% owner

FENTON PETER H · CIK 0001219230 · 10% owner

HARVEY KEVIN · CIK 0001190213 · 10% owner

KAGLE ROBERT · CIK 0001183234 · 10% owner

LASKY MITCHELL · CIK 0001091435 · 10% owner

Vishria Eric · CIK 0001617474 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 105,731

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.61 to $29.20, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F19 · ownership.nature: Shares are held by Peter H. Fenton's family trust.

Read SEC document
June 12, 2019 Filed Jun 13, 2019 20:44 UTC
Cohler Matt10% owner
HARVEY KEVIN10% owner
KAGLE ROBERT10% owner
Vishria Eric10% owner
SaleClass A Common Stock 11,075 $28.02 $310,353.62
Disclosure

SEC source: 0001209191-19-036973 · doc4.xml · nonDerivative · entry 22

SPURLOCK STEVEN M · CIK 0001190193 · 10% owner

BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner

Cohler Matt · CIK 0001572685 · 10% owner

DUNLEVIE BRUCE · CIK 0001190211 · 10% owner

FENTON PETER H · CIK 0001219230 · 10% owner

HARVEY KEVIN · CIK 0001190213 · 10% owner

KAGLE ROBERT · CIK 0001183234 · 10% owner

LASKY MITCHELL · CIK 0001091435 · 10% owner

Vishria Eric · CIK 0001617474 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 108,023

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.57 to $28.51, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F19 · ownership.nature: Shares are held by Peter H. Fenton's family trust.

Read SEC document
June 12, 2019 Filed Jun 13, 2019 20:44 UTC
Cohler Matt10% owner
HARVEY KEVIN10% owner
KAGLE ROBERT10% owner
Vishria Eric10% owner
SaleClass A Common Stock 44,985 $28.09 $1,263,687.13
Disclosure

SEC source: 0001209191-19-036973 · doc4.xml · nonDerivative · entry 12

SPURLOCK STEVEN M · CIK 0001190193 · 10% owner

BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner

Cohler Matt · CIK 0001572685 · 10% owner

DUNLEVIE BRUCE · CIK 0001190211 · 10% owner

FENTON PETER H · CIK 0001219230 · 10% owner

HARVEY KEVIN · CIK 0001190213 · 10% owner

KAGLE ROBERT · CIK 0001183234 · 10% owner

LASKY MITCHELL · CIK 0001091435 · 10% owner

Vishria Eric · CIK 0001617474 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F11 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.00 to $28.165, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F12 · ownership.nature: Shares are held by Alexandre Balkanski's family trust.

Read SEC document
June 12, 2019 Filed Jun 13, 2019 20:44 UTC
Cohler Matt10% owner
HARVEY KEVIN10% owner
KAGLE ROBERT10% owner
Vishria Eric10% owner
SaleClass A Common Stock 2,653 $28.09 $74,526.22
Disclosure

SEC source: 0001209191-19-036973 · doc4.xml · nonDerivative · entry 10

SPURLOCK STEVEN M · CIK 0001190193 · 10% owner

BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner

Cohler Matt · CIK 0001572685 · 10% owner

DUNLEVIE BRUCE · CIK 0001190211 · 10% owner

FENTON PETER H · CIK 0001219230 · 10% owner

HARVEY KEVIN · CIK 0001190213 · 10% owner

KAGLE ROBERT · CIK 0001183234 · 10% owner

LASKY MITCHELL · CIK 0001091435 · 10% owner

Vishria Eric · CIK 0001617474 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F11 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.00 to $28.165, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F10 · ownership.nature: Shares are held by a limited partnership controlled by Alexandre Balkanski.

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June 12, 2019 Filed Jun 13, 2019 20:44 UTC
Cohler Matt10% owner
HARVEY KEVIN10% owner
KAGLE ROBERT10% owner
Vishria Eric10% owner
SaleClass A Common Stock 749 $28.92 $21,660.93
Disclosure

SEC source: 0001209191-19-036973 · doc4.xml · nonDerivative · entry 7

SPURLOCK STEVEN M · CIK 0001190193 · 10% owner

BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner

Cohler Matt · CIK 0001572685 · 10% owner

DUNLEVIE BRUCE · CIK 0001190211 · 10% owner

FENTON PETER H · CIK 0001219230 · 10% owner

HARVEY KEVIN · CIK 0001190213 · 10% owner

KAGLE ROBERT · CIK 0001183234 · 10% owner

LASKY MITCHELL · CIK 0001091435 · 10% owner

Vishria Eric · CIK 0001617474 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 45,860

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.61 to $29.20, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F6 · ownership.nature: Shares are held by Steven M. Spurlock's family trust.

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June 12, 2019 Filed Jun 13, 2019 20:44 UTC
Cohler Matt10% owner
HARVEY KEVIN10% owner
KAGLE ROBERT10% owner
Vishria Eric10% owner
SaleClass A Common Stock 3,620 $28.02 $101,442.90
Disclosure

SEC source: 0001209191-19-036973 · doc4.xml · nonDerivative · entry 6

SPURLOCK STEVEN M · CIK 0001190193 · 10% owner

BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner

Cohler Matt · CIK 0001572685 · 10% owner

DUNLEVIE BRUCE · CIK 0001190211 · 10% owner

FENTON PETER H · CIK 0001219230 · 10% owner

HARVEY KEVIN · CIK 0001190213 · 10% owner

KAGLE ROBERT · CIK 0001183234 · 10% owner

LASKY MITCHELL · CIK 0001091435 · 10% owner

Vishria Eric · CIK 0001617474 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 46,609

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.57 to $28.51, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F6 · ownership.nature: Shares are held by Steven M. Spurlock's family trust.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.