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SFIX

Stitch Fix, Inc.

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5637
SEC CIK
0001576942
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519

Last 12 months

Inside the activity.

0 purchase rows · 29 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202606
Feb 202601
Mar 202600
Apr 202602
May 202600
Jun 202607
Jul 2026010
Aug 202602
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 18, 2021 Filed Mar 19, 2021 21:53 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
SaleClass A Common Stock 2,245 $53.79 $120,762.37
Disclosure

SEC source: 0001576942-21-000050 · wf-form4_161619077851306.xml · nonDerivative · entry 17

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Katrina M. Lake 2017 Irrevocable Trust

Disclosed balance after: 0

F8 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F16 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $53.49 to $54.00 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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March 18, 2021 Filed Mar 19, 2021 21:53 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
SaleClass A Common Stock 6,809 $53.09 $361,465.30
Disclosure

SEC source: 0001576942-21-000050 · wf-form4_161619077851306.xml · nonDerivative · entry 16

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Katrina M. Lake 2017 Irrevocable Trust

Disclosed balance after: 2,245

F8 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F15 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $52.465 to $53.41 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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March 18, 2021 Filed Mar 19, 2021 21:53 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
SaleClass A Common Stock 7,654 $53.80 $411,759.94
Disclosure

SEC source: 0001576942-21-000050 · wf-form4_161619077851306.xml · nonDerivative · entry 15

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Katrina M. Lake Revocable Trust

Disclosed balance after: 0

F8 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F14 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $53.475 to $54.02 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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March 18, 2021 Filed Mar 19, 2021 21:53 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
SaleClass A Common Stock 21,512 $53.08 $1,141,889.23
Disclosure

SEC source: 0001576942-21-000050 · wf-form4_161619077851306.xml · nonDerivative · entry 14

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Katrina M. Lake Revocable Trust

Disclosed balance after: 7,654

F8 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F13 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $52.445 to $53.41 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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March 18, 2021 Filed Mar 19, 2021 21:53 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
SaleClass A Common Stock 1,413 $53.87 $76,111.25
Disclosure

SEC source: 0001576942-21-000050 · wf-form4_161619077851306.xml · nonDerivative · entry 13

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016

Disclosed balance after: 14,596

F8 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F12 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $53.65 to $54.00 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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March 18, 2021 Filed Mar 19, 2021 21:53 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
SaleClass A Common Stock 4,142 $53.09 $219,882.63
Disclosure

SEC source: 0001576942-21-000050 · wf-form4_161619077851306.xml · nonDerivative · entry 12

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016

Disclosed balance after: 16,009

F8 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F11 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $52.52 to $53.43 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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March 18, 2021 Filed Mar 19, 2021 21:53 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
ConversionClass A Common Stock 9,054 $0.00 $0.00
Disclosure

SEC source: 0001576942-21-000050 · wf-form4_161619077851306.xml · nonDerivative · entry 11

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Katrina M. Lake 2017 Irrevocable Trust

Disclosed balance after: 9,054

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F4 · shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
March 18, 2021 Filed Mar 19, 2021 21:53 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
ConversionClass A Common Stock 29,166 $0.00 $0.00
Disclosure

SEC source: 0001576942-21-000050 · wf-form4_161619077851306.xml · nonDerivative · entry 10

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Katrina M. Lake Revocable Trust

Disclosed balance after: 29,166

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F4 · shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
March 18, 2021 Filed Mar 19, 2021 21:53 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
ConversionClass A Common Stock 5,555 $0.00 $0.00
Disclosure

SEC source: 0001576942-21-000050 · wf-form4_161619077851306.xml · nonDerivative · entry 9

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016

Disclosed balance after: 20,151

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F4 · shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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March 17, 2021 Filed Mar 17, 2021 21:37 UTC Tax withholdingClass A Common Stock 7,231 $56.33 $407,286.08
Disclosure

SEC source: 0001576942-21-000046 · wf-form4_161601703255628.xml · nonDerivative · entry 2

Spaulding Elizabeth · CIK 0001798154 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,949

F4 · shares: Represents shares that have been withheld by the Company to satisfy tax withholding obligation in connection with the vesting of restricted stock units.

F5 · balance_after: Number of shares reflects transfer of 12,861 shares from direct holdings to the Jeffrey T Spaulding and Elizabeth H Spaulding Living Trust.

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March 17, 2021 Filed Mar 19, 2021 21:40 UTC
Darling ScottChief Legal Officer & Secr.
Tax withholdingClass A Common Stock 2,310 $56.33 $130,110.75
Disclosure

SEC source: 0001576942-21-000048 · wf-form4_161619000637550.xml · nonDerivative · entry 1

Darling Scott · CIK 0001558259 · Chief Legal Officer & Secr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,403

F1 · kind: Represents shares that have been withheld by the Company to satisfy tax withholding obligation in connection with the vesting of restricted stock units.

Read SEC document
March 17, 2021 Filed Mar 19, 2021 21:53 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
ConversionClass B Common Stock · Derivative 9,053 $0.00 $0.00
Disclosure

SEC source: 0001576942-21-000050 · wf-form4_161619077851306.xml · derivative · entry 29

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Katrina M. Lake 2017 Irrevocable Trust

Disclosed balance after: 235,396

Underlying: Class A Common Stock · 9,053 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
March 17, 2021 Filed Mar 19, 2021 21:53 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
ConversionClass B Common Stock · Derivative 29,166 $0.00 $0.00
Disclosure

SEC source: 0001576942-21-000050 · wf-form4_161619077851306.xml · derivative · entry 28

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Katrina M. Lake Revocable Trust

Disclosed balance after: 10,037,231

Underlying: Class A Common Stock · 29,166 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
March 17, 2021 Filed Mar 19, 2021 21:53 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
ConversionClass B Common Stock · Derivative 5,555 $0.00 $0.00
Disclosure

SEC source: 0001576942-21-000050 · wf-form4_161619077851306.xml · derivative · entry 27

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016

Disclosed balance after: 311,095

Underlying: Class A Common Stock · 5,555 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
March 17, 2021 Filed Mar 19, 2021 21:53 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
SaleClass A Common Stock 9,053 $53.80 $487,051.40
Disclosure

SEC source: 0001576942-21-000050 · wf-form4_161619077851306.xml · nonDerivative · entry 8

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Katrina M. Lake 2017 Irrevocable Trust

Disclosed balance after: 0

F8 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

Read SEC document
March 17, 2021 Filed Mar 19, 2021 21:53 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
SaleClass A Common Stock 7,026 $54.46 $382,619.10
Disclosure

SEC source: 0001576942-21-000050 · wf-form4_161619077851306.xml · nonDerivative · entry 7

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Katrina M. Lake Revocable Trust

Disclosed balance after: 0

F8 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F10 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $54.26 to $54.89 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 17, 2021 Filed Mar 19, 2021 21:53 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
SaleClass A Common Stock 22,140 $53.82 $1,191,610.22
Disclosure

SEC source: 0001576942-21-000050 · wf-form4_161619077851306.xml · nonDerivative · entry 6

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Katrina M. Lake Revocable Trust

Disclosed balance after: 7,026

F8 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F9 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $53.24 to $54.235 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 17, 2021 Filed Mar 19, 2021 21:53 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
SaleClass A Common Stock 5,555 $53.80 $298,859.00
Disclosure

SEC source: 0001576942-21-000050 · wf-form4_161619077851306.xml · nonDerivative · entry 5

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016

Disclosed balance after: 14,596

F8 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

Read SEC document
March 17, 2021 Filed Mar 19, 2021 21:53 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
ConversionClass A Common Stock 9,053 $0.00 $0.00
Disclosure

SEC source: 0001576942-21-000050 · wf-form4_161619077851306.xml · nonDerivative · entry 4

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Katrina M. Lake 2017 Irrevocable Trust

Disclosed balance after: 9,053

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F4 · shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · ownership.nature: The shares are held by Katrina M, Lake, Trustee of The Katrina M. Lake 2017 Irrevocable Trust.

Read SEC document
March 17, 2021 Filed Mar 19, 2021 21:53 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
ConversionClass A Common Stock 29,166 $0.00 $0.00
Disclosure

SEC source: 0001576942-21-000050 · wf-form4_161619077851306.xml · nonDerivative · entry 3

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Katrina M. Lake Revocable Trust

Disclosed balance after: 29,166

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F4 · shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F6 · ownership.nature: The shares are held by Katrina M. Lake, Trustee of The Katrina M. Lake Revocable Trust dated May 23, 2016.

Read SEC document
March 17, 2021 Filed Mar 19, 2021 21:53 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
ConversionClass A Common Stock 5,555 $0.00 $0.00
Disclosure

SEC source: 0001576942-21-000050 · wf-form4_161619077851306.xml · nonDerivative · entry 2

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016

Disclosed balance after: 20,151

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F4 · shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · balance_after: Number of shares reflects transfer of 5,039 shares from direct holdings to the John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016.

F5 · ownership.nature: The shares are held by John C. Clifford and Katrina M. Lake, Trustees of the John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016.

Read SEC document
March 17, 2021 Filed Mar 19, 2021 21:53 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
Tax withholdingClass A Common Stock 2,679 $56.33 $150,894.68
Disclosure

SEC source: 0001576942-21-000050 · wf-form4_161619077851306.xml · nonDerivative · entry 1

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,437

F1 · shares: Represents shares that have been withheld by the Company to satisfy tax withholding obligation in connection with the vesting of restricted stock units.

F2 · balance_after: Number of shares reflects transfer of 5,039 shares from direct holdings to the John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 17:45 UTC
Anderson Steven P.Director · 10% owner
OtherClass B Common Stock · Derivative 377,497 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-012239 · doc4.xml · derivative · entry 5

Anderson Steven P. · CIK 0001719971 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,019,976

Underlying: Class A Common Stock · 377,497 shares

Expires not disclosed

F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the earlier of (i) the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock; (ii) ten years following the effective date of the Issuer's initial public offering; or (iii) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class.

F6 · derivative.exercise_price: In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock (i) upon any transfer, whether or not for value (subject to certain exceptions), or (ii) in the event of the death or disability (as defined in the amended and restated certificate of incorporation of the Issuer) of the reporting person, shares of Class B Common Stock held by the reporting person or the reporting person's permitted estate planning entities will convert into Class A Common Stock.

F1 · kind: On March 15, 2021: (i) Baseline Ventures 2009, LLC ("BV 2009") distributed Class A common stock to its non-managing members and Class B common stock to its managing member (Baseline Ventures 2009 Associates, LLC ("BVA 2009")). BVA 2009 is the managing member of BV 2009. Steven Anderson is the sole member of BVA 2009. (ii) Baseline Increased Exposure Fund, LLC ("BIE") distributed Class A common stock to its non-managing members and Class B common stock to its managing member (Baseline Increased Exposure Fund Associates, LLC ("BIEA")). Steven Anderson is the sole member of BIEA. (iii) BVA 2009 and BIEA in turn distributed Class B common stock to Steven Anderson.

F8 · kind: These Class B shares were distributed to BVA 2009 and BIEA, and then distributed to, and are held directly by the Reporting Person, Steven Anderson. Row 1, Column 9 includes Class B shares distributed to, and held directly by, Steven Anderson.

F8 · shares: These Class B shares were distributed to BVA 2009 and BIEA, and then distributed to, and are held directly by the Reporting Person, Steven Anderson. Row 1, Column 9 includes Class B shares distributed to, and held directly by, Steven Anderson.

F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the earlier of (i) the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock; (ii) ten years following the effective date of the Issuer's initial public offering; or (iii) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class.

F7 · derivative.expiration_date: Not Applicable.

F1 · ownership.direct: On March 15, 2021: (i) Baseline Ventures 2009, LLC ("BV 2009") distributed Class A common stock to its non-managing members and Class B common stock to its managing member (Baseline Ventures 2009 Associates, LLC ("BVA 2009")). BVA 2009 is the managing member of BV 2009. Steven Anderson is the sole member of BVA 2009. (ii) Baseline Increased Exposure Fund, LLC ("BIE") distributed Class A common stock to its non-managing members and Class B common stock to its managing member (Baseline Increased Exposure Fund Associates, LLC ("BIEA")). Steven Anderson is the sole member of BIEA. (iii) BVA 2009 and BIEA in turn distributed Class B common stock to Steven Anderson.

F8 · ownership.direct: These Class B shares were distributed to BVA 2009 and BIEA, and then distributed to, and are held directly by the Reporting Person, Steven Anderson. Row 1, Column 9 includes Class B shares distributed to, and held directly by, Steven Anderson.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 17:45 UTC
Anderson Steven P.Director · 10% owner
OtherClass B Common Stock · Derivative 377,497 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-012239 · doc4.xml · derivative · entry 4

Anderson Steven P. · CIK 0001719971 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 14,990,725

Underlying: Class A Common Stock · 377,497 shares

Expires not disclosed

F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the earlier of (i) the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock; (ii) ten years following the effective date of the Issuer's initial public offering; or (iii) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class.

F6 · derivative.exercise_price: In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock (i) upon any transfer, whether or not for value (subject to certain exceptions), or (ii) in the event of the death or disability (as defined in the amended and restated certificate of incorporation of the Issuer) of the reporting person, shares of Class B Common Stock held by the reporting person or the reporting person's permitted estate planning entities will convert into Class A Common Stock.

F1 · kind: On March 15, 2021: (i) Baseline Ventures 2009, LLC ("BV 2009") distributed Class A common stock to its non-managing members and Class B common stock to its managing member (Baseline Ventures 2009 Associates, LLC ("BVA 2009")). BVA 2009 is the managing member of BV 2009. Steven Anderson is the sole member of BVA 2009. (ii) Baseline Increased Exposure Fund, LLC ("BIE") distributed Class A common stock to its non-managing members and Class B common stock to its managing member (Baseline Increased Exposure Fund Associates, LLC ("BIEA")). Steven Anderson is the sole member of BIEA. (iii) BVA 2009 and BIEA in turn distributed Class B common stock to Steven Anderson.

F8 · kind: These Class B shares were distributed to BVA 2009 and BIEA, and then distributed to, and are held directly by the Reporting Person, Steven Anderson. Row 1, Column 9 includes Class B shares distributed to, and held directly by, Steven Anderson.

F1 · shares: On March 15, 2021: (i) Baseline Ventures 2009, LLC ("BV 2009") distributed Class A common stock to its non-managing members and Class B common stock to its managing member (Baseline Ventures 2009 Associates, LLC ("BVA 2009")). BVA 2009 is the managing member of BV 2009. Steven Anderson is the sole member of BVA 2009. (ii) Baseline Increased Exposure Fund, LLC ("BIE") distributed Class A common stock to its non-managing members and Class B common stock to its managing member (Baseline Increased Exposure Fund Associates, LLC ("BIEA")). Steven Anderson is the sole member of BIEA. (iii) BVA 2009 and BIEA in turn distributed Class B common stock to Steven Anderson.

F8 · shares: These Class B shares were distributed to BVA 2009 and BIEA, and then distributed to, and are held directly by the Reporting Person, Steven Anderson. Row 1, Column 9 includes Class B shares distributed to, and held directly by, Steven Anderson.

F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the earlier of (i) the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock; (ii) ten years following the effective date of the Issuer's initial public offering; or (iii) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class.

F6 · derivative.exercise_date: In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock (i) upon any transfer, whether or not for value (subject to certain exceptions), or (ii) in the event of the death or disability (as defined in the amended and restated certificate of incorporation of the Issuer) of the reporting person, shares of Class B Common Stock held by the reporting person or the reporting person's permitted estate planning entities will convert into Class A Common Stock.

F7 · derivative.expiration_date: Not Applicable.

F8 · derivative.underlying_shares: These Class B shares were distributed to BVA 2009 and BIEA, and then distributed to, and are held directly by the Reporting Person, Steven Anderson. Row 1, Column 9 includes Class B shares distributed to, and held directly by, Steven Anderson.

F1 · ownership.nature: On March 15, 2021: (i) Baseline Ventures 2009, LLC ("BV 2009") distributed Class A common stock to its non-managing members and Class B common stock to its managing member (Baseline Ventures 2009 Associates, LLC ("BVA 2009")). BVA 2009 is the managing member of BV 2009. Steven Anderson is the sole member of BVA 2009. (ii) Baseline Increased Exposure Fund, LLC ("BIE") distributed Class A common stock to its non-managing members and Class B common stock to its managing member (Baseline Increased Exposure Fund Associates, LLC ("BIEA")). Steven Anderson is the sole member of BIEA. (iii) BVA 2009 and BIEA in turn distributed Class B common stock to Steven Anderson.

F2 · ownership.nature: Following the distribution, the shares held indirectly by the Reporting Person are follows: (i) 4,752,659 shares of Class B common stock directly held by BIE; (ii) 9,694,755 shares of Class B common stock directly held by BV 2009; (iii) 277,911 shares of Class B common stock held directly by Baseline Cable Car, LLC; (iv) 265,400 shares of Class B common stock held by Baseline Encore, L.P. ("BE"). Baseline Encore Associates, LLC ("BEA") is the general partner of BE. Steven Anderson is the sole member of BCC and BEA. Steven Anderson is a Member of BIE and through such Membership interest indirectly owns up to 54,893 shares of Class B common stock through such membership interest in BIE (out of the shares that BIE owns referenced in (i)) The Reporting Person disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein.

F8 · ownership.nature: These Class B shares were distributed to BVA 2009 and BIEA, and then distributed to, and are held directly by the Reporting Person, Steven Anderson. Row 1, Column 9 includes Class B shares distributed to, and held directly by, Steven Anderson.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 17:45 UTC
Anderson Steven P.Director · 10% owner
ConversionClass B Common Stock · Derivative 826,451 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-012239 · doc4.xml · derivative · entry 3

Anderson Steven P. · CIK 0001719971 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 15,368,222

Underlying: Class A Common Stock · 826,451 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the earlier of (i) the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock; (ii) ten years following the effective date of the Issuer's initial public offering; or (iii) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class.

F6 · derivative.exercise_price: In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock (i) upon any transfer, whether or not for value (subject to certain exceptions), or (ii) in the event of the death or disability (as defined in the amended and restated certificate of incorporation of the Issuer) of the reporting person, shares of Class B Common Stock held by the reporting person or the reporting person's permitted estate planning entities will convert into Class A Common Stock.

F3 · shares: BV 2009 converted 554,731 shares from Class B to Class A common stock prior to the distribution of the Class A shares to the non-managing members of BV 2009.

F4 · shares: BIE converted 271,720 shares from Class B to Class A common stock prior to their distribution of the Class A shares to the non-managing members of BIE.

F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the earlier of (i) the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock; (ii) ten years following the effective date of the Issuer's initial public offering; or (iii) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class.

F6 · derivative.exercise_date: In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock (i) upon any transfer, whether or not for value (subject to certain exceptions), or (ii) in the event of the death or disability (as defined in the amended and restated certificate of incorporation of the Issuer) of the reporting person, shares of Class B Common Stock held by the reporting person or the reporting person's permitted estate planning entities will convert into Class A Common Stock.

F7 · derivative.expiration_date: Not Applicable.

F1 · ownership.nature: On March 15, 2021: (i) Baseline Ventures 2009, LLC ("BV 2009") distributed Class A common stock to its non-managing members and Class B common stock to its managing member (Baseline Ventures 2009 Associates, LLC ("BVA 2009")). BVA 2009 is the managing member of BV 2009. Steven Anderson is the sole member of BVA 2009. (ii) Baseline Increased Exposure Fund, LLC ("BIE") distributed Class A common stock to its non-managing members and Class B common stock to its managing member (Baseline Increased Exposure Fund Associates, LLC ("BIEA")). Steven Anderson is the sole member of BIEA. (iii) BVA 2009 and BIEA in turn distributed Class B common stock to Steven Anderson.

F2 · ownership.nature: Following the distribution, the shares held indirectly by the Reporting Person are follows: (i) 4,752,659 shares of Class B common stock directly held by BIE; (ii) 9,694,755 shares of Class B common stock directly held by BV 2009; (iii) 277,911 shares of Class B common stock held directly by Baseline Cable Car, LLC; (iv) 265,400 shares of Class B common stock held by Baseline Encore, L.P. ("BE"). Baseline Encore Associates, LLC ("BEA") is the general partner of BE. Steven Anderson is the sole member of BCC and BEA. Steven Anderson is a Member of BIE and through such Membership interest indirectly owns up to 54,893 shares of Class B common stock through such membership interest in BIE (out of the shares that BIE owns referenced in (i)) The Reporting Person disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein.

F8 · ownership.nature: These Class B shares were distributed to BVA 2009 and BIEA, and then distributed to, and are held directly by the Reporting Person, Steven Anderson. Row 1, Column 9 includes Class B shares distributed to, and held directly by, Steven Anderson.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 17:45 UTC
Anderson Steven P.Director · 10% owner
OtherClass A Common Stock 826,451 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-012239 · doc4.xml · nonDerivative · entry 2

Anderson Steven P. · CIK 0001719971 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

F1 · kind: On March 15, 2021: (i) Baseline Ventures 2009, LLC ("BV 2009") distributed Class A common stock to its non-managing members and Class B common stock to its managing member (Baseline Ventures 2009 Associates, LLC ("BVA 2009")). BVA 2009 is the managing member of BV 2009. Steven Anderson is the sole member of BVA 2009. (ii) Baseline Increased Exposure Fund, LLC ("BIE") distributed Class A common stock to its non-managing members and Class B common stock to its managing member (Baseline Increased Exposure Fund Associates, LLC ("BIEA")). Steven Anderson is the sole member of BIEA. (iii) BVA 2009 and BIEA in turn distributed Class B common stock to Steven Anderson.

F3 · shares: BV 2009 converted 554,731 shares from Class B to Class A common stock prior to the distribution of the Class A shares to the non-managing members of BV 2009.

F4 · shares: BIE converted 271,720 shares from Class B to Class A common stock prior to their distribution of the Class A shares to the non-managing members of BIE.

F1 · ownership.nature: On March 15, 2021: (i) Baseline Ventures 2009, LLC ("BV 2009") distributed Class A common stock to its non-managing members and Class B common stock to its managing member (Baseline Ventures 2009 Associates, LLC ("BVA 2009")). BVA 2009 is the managing member of BV 2009. Steven Anderson is the sole member of BVA 2009. (ii) Baseline Increased Exposure Fund, LLC ("BIE") distributed Class A common stock to its non-managing members and Class B common stock to its managing member (Baseline Increased Exposure Fund Associates, LLC ("BIEA")). Steven Anderson is the sole member of BIEA. (iii) BVA 2009 and BIEA in turn distributed Class B common stock to Steven Anderson.

F2 · ownership.nature: Following the distribution, the shares held indirectly by the Reporting Person are follows: (i) 4,752,659 shares of Class B common stock directly held by BIE; (ii) 9,694,755 shares of Class B common stock directly held by BV 2009; (iii) 277,911 shares of Class B common stock held directly by Baseline Cable Car, LLC; (iv) 265,400 shares of Class B common stock held by Baseline Encore, L.P. ("BE"). Baseline Encore Associates, LLC ("BEA") is the general partner of BE. Steven Anderson is the sole member of BCC and BEA. Steven Anderson is a Member of BIE and through such Membership interest indirectly owns up to 54,893 shares of Class B common stock through such membership interest in BIE (out of the shares that BIE owns referenced in (i)) The Reporting Person disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 17:45 UTC
Anderson Steven P.Director · 10% owner
ConversionClass A Common Stock 826,451 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-012239 · doc4.xml · nonDerivative · entry 1

Anderson Steven P. · CIK 0001719971 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 826,451

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: BV 2009 converted 554,731 shares from Class B to Class A common stock prior to the distribution of the Class A shares to the non-managing members of BV 2009.

F4 · shares: BIE converted 271,720 shares from Class B to Class A common stock prior to their distribution of the Class A shares to the non-managing members of BIE.

F1 · ownership.nature: On March 15, 2021: (i) Baseline Ventures 2009, LLC ("BV 2009") distributed Class A common stock to its non-managing members and Class B common stock to its managing member (Baseline Ventures 2009 Associates, LLC ("BVA 2009")). BVA 2009 is the managing member of BV 2009. Steven Anderson is the sole member of BVA 2009. (ii) Baseline Increased Exposure Fund, LLC ("BIE") distributed Class A common stock to its non-managing members and Class B common stock to its managing member (Baseline Increased Exposure Fund Associates, LLC ("BIEA")). Steven Anderson is the sole member of BIEA. (iii) BVA 2009 and BIEA in turn distributed Class B common stock to Steven Anderson.

F2 · ownership.nature: Following the distribution, the shares held indirectly by the Reporting Person are follows: (i) 4,752,659 shares of Class B common stock directly held by BIE; (ii) 9,694,755 shares of Class B common stock directly held by BV 2009; (iii) 277,911 shares of Class B common stock held directly by Baseline Cable Car, LLC; (iv) 265,400 shares of Class B common stock held by Baseline Encore, L.P. ("BE"). Baseline Encore Associates, LLC ("BEA") is the general partner of BE. Steven Anderson is the sole member of BCC and BEA. Steven Anderson is a Member of BIE and through such Membership interest indirectly owns up to 54,893 shares of Class B common stock through such membership interest in BIE (out of the shares that BIE owns referenced in (i)) The Reporting Person disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 17:43 UTC OtherClass B Common Stock · Derivative 377,497 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-012236 · doc4.xml · derivative · entry 4

BASELINE VENTURES 2009 LLC · CIK 0001453518 · 10% owner

Baseline Cable Car, LLC · CIK 0001718688 · 10% owner

BASELINE ENCORE, L.P. · CIK 0001607379 · 10% owner

Baseline Increased Exposure Fund Associates, LLC · CIK 0001718682 · 10% owner

Baseline Encore Associates, LLC · CIK 0001718696 · 10% owner

Baseline Increased Exposure Fund, LLC · CIK 0001531967 · 10% owner

Baseline Ventures 2009 Associates, LLC · CIK 0001718679 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 14,990,725

Underlying: Class A Common Stock · 377,497 shares

Expires not disclosed

F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the earlier of (i) the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock; (ii) ten years following the effective date of the Issuer's initial public offering; or (iii) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class.

F6 · derivative.exercise_price: In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock (i) upon any transfer, whether or not for value (subject to certain exceptions), or (ii) in the event of the death or disability (as defined in the amended and restated certificate of incorporation of the Issuer) of the reporting person, shares of Class B Common Stock held by the reporting person or the reporting person's permitted estate planning entities will convert into Class A Common Stock.

F1 · kind: On March 15, 2021: (i) Baseline Ventures 2009, LLC ("BV 2009") distributed Class A common stock to its non-managing members and Class B common stock to its managing member (Baseline Ventures 2009 Associates, LLC ("BVA 2009")). BVA 2009 is the managing member of BV 2009. Steven Anderson is the sole member of BVA 2009. (ii) Baseline Increased Exposure Fund, LLC ("BIE") distributed Class A common stock to its non-managing members and Class B common stock to its managing member (Baseline Increased Exposure Fund Associates, LLC ("BIEA")). Steven Anderson is the sole member of BIEA. (iii) BVA 2009 and BIEA in turn distributed Class B common stock to Steven Anderson. Steven Anderson has separately filed a Form 4.

F8 · kind: These Class B shares were distributed to BVA 2009 and BIEA, and then distributed to, and are held directly by, Steven Anderson. Row 1, Column 9 includes Class B shares distributed to, and held directly by, Steven Anderson.

F8 · shares: These Class B shares were distributed to BVA 2009 and BIEA, and then distributed to, and are held directly by, Steven Anderson. Row 1, Column 9 includes Class B shares distributed to, and held directly by, Steven Anderson.

F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the earlier of (i) the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock; (ii) ten years following the effective date of the Issuer's initial public offering; or (iii) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class.

F6 · derivative.exercise_date: In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock (i) upon any transfer, whether or not for value (subject to certain exceptions), or (ii) in the event of the death or disability (as defined in the amended and restated certificate of incorporation of the Issuer) of the reporting person, shares of Class B Common Stock held by the reporting person or the reporting person's permitted estate planning entities will convert into Class A Common Stock.

F7 · derivative.expiration_date: Not Applicable.

F8 · derivative.underlying_shares: These Class B shares were distributed to BVA 2009 and BIEA, and then distributed to, and are held directly by, Steven Anderson. Row 1, Column 9 includes Class B shares distributed to, and held directly by, Steven Anderson.

F1 · ownership.nature: On March 15, 2021: (i) Baseline Ventures 2009, LLC ("BV 2009") distributed Class A common stock to its non-managing members and Class B common stock to its managing member (Baseline Ventures 2009 Associates, LLC ("BVA 2009")). BVA 2009 is the managing member of BV 2009. Steven Anderson is the sole member of BVA 2009. (ii) Baseline Increased Exposure Fund, LLC ("BIE") distributed Class A common stock to its non-managing members and Class B common stock to its managing member (Baseline Increased Exposure Fund Associates, LLC ("BIEA")). Steven Anderson is the sole member of BIEA. (iii) BVA 2009 and BIEA in turn distributed Class B common stock to Steven Anderson. Steven Anderson has separately filed a Form 4.

F2 · ownership.nature: Following the distribution, the shares held by Reporting Persons are follows: (i) 4,752,659 shares of Class B common stock directly held by BIE; (ii) 9,694,755 shares of Class B common stock directly held by BV 2009; (iii) 277,911 shares of Class B common stock held directly by Baseline Cable Car, LLC; (iv) 265,400 shares of Class B common stock held by Baseline Encore, L.P. ("BE"). Baseline Encore Associates, LLC ("BEA") is the general partner of BE. Steven Anderson is the sole member of BCC and BEA. Steven Anderson is a Member of BIE and through such Membership interest indirectly owns up to 54,893 shares of Class B common stock through such membership interest in BIE (out of the shares that BIE owns referenced in (i)). Each Reporting Person disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein.

F8 · ownership.nature: These Class B shares were distributed to BVA 2009 and BIEA, and then distributed to, and are held directly by, Steven Anderson. Row 1, Column 9 includes Class B shares distributed to, and held directly by, Steven Anderson.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 17:43 UTC ConversionClass B Common Stock · Derivative 826,451 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-012236 · doc4.xml · derivative · entry 3

BASELINE VENTURES 2009 LLC · CIK 0001453518 · 10% owner

Baseline Cable Car, LLC · CIK 0001718688 · 10% owner

BASELINE ENCORE, L.P. · CIK 0001607379 · 10% owner

Baseline Increased Exposure Fund Associates, LLC · CIK 0001718682 · 10% owner

Baseline Encore Associates, LLC · CIK 0001718696 · 10% owner

Baseline Increased Exposure Fund, LLC · CIK 0001531967 · 10% owner

Baseline Ventures 2009 Associates, LLC · CIK 0001718679 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 15,368,222

Underlying: Class A Common Stock · 826,451 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the earlier of (i) the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock; (ii) ten years following the effective date of the Issuer's initial public offering; or (iii) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class.

F6 · derivative.exercise_price: In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock (i) upon any transfer, whether or not for value (subject to certain exceptions), or (ii) in the event of the death or disability (as defined in the amended and restated certificate of incorporation of the Issuer) of the reporting person, shares of Class B Common Stock held by the reporting person or the reporting person's permitted estate planning entities will convert into Class A Common Stock.

F3 · shares: BV 2009 converted 554,731 shares from Class B to Class A common stock prior to the distribution of the Class A shares to the non-managing members of BV 2009.

F4 · shares: BIE converted 271,720 shares from Class B to Class A common stock prior to their distribution of the Class A shares to the non-managing members of BIE.

F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the earlier of (i) the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock; (ii) ten years following the effective date of the Issuer's initial public offering; or (iii) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class.

F6 · derivative.exercise_date: In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock (i) upon any transfer, whether or not for value (subject to certain exceptions), or (ii) in the event of the death or disability (as defined in the amended and restated certificate of incorporation of the Issuer) of the reporting person, shares of Class B Common Stock held by the reporting person or the reporting person's permitted estate planning entities will convert into Class A Common Stock.

F7 · derivative.expiration_date: Not Applicable.

F1 · ownership.nature: On March 15, 2021: (i) Baseline Ventures 2009, LLC ("BV 2009") distributed Class A common stock to its non-managing members and Class B common stock to its managing member (Baseline Ventures 2009 Associates, LLC ("BVA 2009")). BVA 2009 is the managing member of BV 2009. Steven Anderson is the sole member of BVA 2009. (ii) Baseline Increased Exposure Fund, LLC ("BIE") distributed Class A common stock to its non-managing members and Class B common stock to its managing member (Baseline Increased Exposure Fund Associates, LLC ("BIEA")). Steven Anderson is the sole member of BIEA. (iii) BVA 2009 and BIEA in turn distributed Class B common stock to Steven Anderson. Steven Anderson has separately filed a Form 4.

F2 · ownership.nature: Following the distribution, the shares held by Reporting Persons are follows: (i) 4,752,659 shares of Class B common stock directly held by BIE; (ii) 9,694,755 shares of Class B common stock directly held by BV 2009; (iii) 277,911 shares of Class B common stock held directly by Baseline Cable Car, LLC; (iv) 265,400 shares of Class B common stock held by Baseline Encore, L.P. ("BE"). Baseline Encore Associates, LLC ("BEA") is the general partner of BE. Steven Anderson is the sole member of BCC and BEA. Steven Anderson is a Member of BIE and through such Membership interest indirectly owns up to 54,893 shares of Class B common stock through such membership interest in BIE (out of the shares that BIE owns referenced in (i)). Each Reporting Person disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein.

F8 · ownership.nature: These Class B shares were distributed to BVA 2009 and BIEA, and then distributed to, and are held directly by, Steven Anderson. Row 1, Column 9 includes Class B shares distributed to, and held directly by, Steven Anderson.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 17:43 UTC OtherClass A Common Stock 826,451 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-012236 · doc4.xml · nonDerivative · entry 2

BASELINE VENTURES 2009 LLC · CIK 0001453518 · 10% owner

Baseline Cable Car, LLC · CIK 0001718688 · 10% owner

BASELINE ENCORE, L.P. · CIK 0001607379 · 10% owner

Baseline Increased Exposure Fund Associates, LLC · CIK 0001718682 · 10% owner

Baseline Encore Associates, LLC · CIK 0001718696 · 10% owner

Baseline Increased Exposure Fund, LLC · CIK 0001531967 · 10% owner

Baseline Ventures 2009 Associates, LLC · CIK 0001718679 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

F1 · kind: On March 15, 2021: (i) Baseline Ventures 2009, LLC ("BV 2009") distributed Class A common stock to its non-managing members and Class B common stock to its managing member (Baseline Ventures 2009 Associates, LLC ("BVA 2009")). BVA 2009 is the managing member of BV 2009. Steven Anderson is the sole member of BVA 2009. (ii) Baseline Increased Exposure Fund, LLC ("BIE") distributed Class A common stock to its non-managing members and Class B common stock to its managing member (Baseline Increased Exposure Fund Associates, LLC ("BIEA")). Steven Anderson is the sole member of BIEA. (iii) BVA 2009 and BIEA in turn distributed Class B common stock to Steven Anderson. Steven Anderson has separately filed a Form 4.

F3 · shares: BV 2009 converted 554,731 shares from Class B to Class A common stock prior to the distribution of the Class A shares to the non-managing members of BV 2009.

F4 · shares: BIE converted 271,720 shares from Class B to Class A common stock prior to their distribution of the Class A shares to the non-managing members of BIE.

F1 · ownership.nature: On March 15, 2021: (i) Baseline Ventures 2009, LLC ("BV 2009") distributed Class A common stock to its non-managing members and Class B common stock to its managing member (Baseline Ventures 2009 Associates, LLC ("BVA 2009")). BVA 2009 is the managing member of BV 2009. Steven Anderson is the sole member of BVA 2009. (ii) Baseline Increased Exposure Fund, LLC ("BIE") distributed Class A common stock to its non-managing members and Class B common stock to its managing member (Baseline Increased Exposure Fund Associates, LLC ("BIEA")). Steven Anderson is the sole member of BIEA. (iii) BVA 2009 and BIEA in turn distributed Class B common stock to Steven Anderson. Steven Anderson has separately filed a Form 4.

F2 · ownership.nature: Following the distribution, the shares held by Reporting Persons are follows: (i) 4,752,659 shares of Class B common stock directly held by BIE; (ii) 9,694,755 shares of Class B common stock directly held by BV 2009; (iii) 277,911 shares of Class B common stock held directly by Baseline Cable Car, LLC; (iv) 265,400 shares of Class B common stock held by Baseline Encore, L.P. ("BE"). Baseline Encore Associates, LLC ("BEA") is the general partner of BE. Steven Anderson is the sole member of BCC and BEA. Steven Anderson is a Member of BIE and through such Membership interest indirectly owns up to 54,893 shares of Class B common stock through such membership interest in BIE (out of the shares that BIE owns referenced in (i)). Each Reporting Person disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 17:43 UTC ConversionClass A Common Stock 826,451 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-012236 · doc4.xml · nonDerivative · entry 1

BASELINE VENTURES 2009 LLC · CIK 0001453518 · 10% owner

Baseline Cable Car, LLC · CIK 0001718688 · 10% owner

BASELINE ENCORE, L.P. · CIK 0001607379 · 10% owner

Baseline Increased Exposure Fund Associates, LLC · CIK 0001718682 · 10% owner

Baseline Encore Associates, LLC · CIK 0001718696 · 10% owner

Baseline Increased Exposure Fund, LLC · CIK 0001531967 · 10% owner

Baseline Ventures 2009 Associates, LLC · CIK 0001718679 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 826,451

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: BV 2009 converted 554,731 shares from Class B to Class A common stock prior to the distribution of the Class A shares to the non-managing members of BV 2009.

F4 · shares: BIE converted 271,720 shares from Class B to Class A common stock prior to their distribution of the Class A shares to the non-managing members of BIE.

F1 · ownership.nature: On March 15, 2021: (i) Baseline Ventures 2009, LLC ("BV 2009") distributed Class A common stock to its non-managing members and Class B common stock to its managing member (Baseline Ventures 2009 Associates, LLC ("BVA 2009")). BVA 2009 is the managing member of BV 2009. Steven Anderson is the sole member of BVA 2009. (ii) Baseline Increased Exposure Fund, LLC ("BIE") distributed Class A common stock to its non-managing members and Class B common stock to its managing member (Baseline Increased Exposure Fund Associates, LLC ("BIEA")). Steven Anderson is the sole member of BIEA. (iii) BVA 2009 and BIEA in turn distributed Class B common stock to Steven Anderson. Steven Anderson has separately filed a Form 4.

F2 · ownership.nature: Following the distribution, the shares held by Reporting Persons are follows: (i) 4,752,659 shares of Class B common stock directly held by BIE; (ii) 9,694,755 shares of Class B common stock directly held by BV 2009; (iii) 277,911 shares of Class B common stock held directly by Baseline Cable Car, LLC; (iv) 265,400 shares of Class B common stock held by Baseline Encore, L.P. ("BE"). Baseline Encore Associates, LLC ("BEA") is the general partner of BE. Steven Anderson is the sole member of BCC and BEA. Steven Anderson is a Member of BIE and through such Membership interest indirectly owns up to 54,893 shares of Class B common stock through such membership interest in BIE (out of the shares that BIE owns referenced in (i)). Each Reporting Person disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein.

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March 15, 2021 Filed Mar 17, 2021 21:37 UTC SaleClass A Common Stock 17,494 $60.02 $1,049,921.65
Disclosure

SEC source: 0001576942-21-000046 · wf-form4_161601703255628.xml · nonDerivative · entry 1

Spaulding Elizabeth · CIK 0001798154 · President

10b5-1 filing: Not disclosed

Ownership: Indirect · Jeffrey T Spaulding and Elizabeth H Spaulding Living Trust

Disclosed balance after: 0

F1 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F2 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $60.00 to $60.02 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The shares are held by the Jeffrey T Spaulding and Elizabeth H Spaulding Living Trust.

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March 15, 2021 Filed Mar 17, 2021 21:20 UTC ConversionClass B Common Stock · Derivative 40,000 $0.00 $0.00
Disclosure

SEC source: 0001576942-21-000044 · wf-form4_161601601643144.xml · derivative · entry 10

Smith Mike C. · CIK 0001723026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 538,364

Underlying: Class A Common Stock · 40,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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March 15, 2021 Filed Mar 17, 2021 21:20 UTC Exercise / conversionClass B Common Stock · Derivative 20,000 $0.00 Strike: $1.30 $0.00
Disclosure

SEC source: 0001576942-21-000044 · wf-form4_161601601643144.xml · derivative · entry 9

Smith Mike C. · CIK 0001723026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 578,364

Underlying: Class A Common Stock · 20,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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March 15, 2021 Filed Mar 17, 2021 21:20 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $1.30 $0.00
Disclosure

SEC source: 0001576942-21-000044 · wf-form4_161601601643144.xml · derivative · entry 8

Smith Mike C. · CIK 0001723026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,804

Underlying: Class B Common Stock · 20,000 shares

Expires 2025-03-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_date: Fully vested.

F11 · derivative.underlying: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the earlier of (i) the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock; (ii) ten years following the effective date of the Issuer's initial public offering; or (iii) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class.

F12 · derivative.underlying: In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock (i) upon any transfer, whether or not for value (subject to certain exceptions), or (ii) in the event of the death or disability (as defined in the amended and restated certificate of incorporation of the Issuer) of the reporting person, shares of Class B Common Stock held by the reporting person or the reporting person's permitted estate planning entities will convert into Class A Common Stock.

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March 15, 2021 Filed Mar 17, 2021 21:20 UTC SaleClass A Common Stock 2,348 $60.18 $141,310.15
Disclosure

SEC source: 0001576942-21-000044 · wf-form4_161601601643144.xml · nonDerivative · entry 7

Smith Mike C. · CIK 0001723026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,356

F3 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F9 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $60.07 to $60.355 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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March 15, 2021 Filed Mar 17, 2021 21:20 UTC SaleClass A Common Stock 6,905 $59.71 $412,284.43
Disclosure

SEC source: 0001576942-21-000044 · wf-form4_161601601643144.xml · nonDerivative · entry 6

Smith Mike C. · CIK 0001723026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,704

F3 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F8 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $59.07 to $60.055 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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March 15, 2021 Filed Mar 17, 2021 21:20 UTC SaleClass A Common Stock 4,932 $58.02 $286,140.34
Disclosure

SEC source: 0001576942-21-000044 · wf-form4_161601601643144.xml · nonDerivative · entry 5

Smith Mike C. · CIK 0001723026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,609

F3 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F7 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $57.75 to $58.70 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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March 15, 2021 Filed Mar 17, 2021 21:20 UTC SaleClass A Common Stock 12,021 $57.15 $687,047.03
Disclosure

SEC source: 0001576942-21-000044 · wf-form4_161601601643144.xml · nonDerivative · entry 4

Smith Mike C. · CIK 0001723026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,541

F3 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F6 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $56.75 to $57.74 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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March 15, 2021 Filed Mar 17, 2021 21:20 UTC SaleClass A Common Stock 9,805 $56.23 $551,348.88
Disclosure

SEC source: 0001576942-21-000044 · wf-form4_161601601643144.xml · nonDerivative · entry 3

Smith Mike C. · CIK 0001723026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,562

F3 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F5 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $55.75 to $56.74 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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March 15, 2021 Filed Mar 17, 2021 21:20 UTC SaleClass A Common Stock 3,989 $55.25 $220,403.82
Disclosure

SEC source: 0001576942-21-000044 · wf-form4_161601601643144.xml · nonDerivative · entry 2

Smith Mike C. · CIK 0001723026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,367

F3 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F4 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $55.735 to $55.685 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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March 15, 2021 Filed Mar 17, 2021 21:20 UTC ConversionClass A Common Stock 40,000 $0.00 $0.00
Disclosure

SEC source: 0001576942-21-000044 · wf-form4_161601601643144.xml · nonDerivative · entry 1

Smith Mike C. · CIK 0001723026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,356

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F2 · shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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March 10, 2021 Filed Mar 12, 2021 16:34 UTC
HANSEN MARKADirector
ConversionClass B Common Stock · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001576942-21-000042 · wf-form4_161558482153747.xml · derivative · entry 7

HANSEN MARKA · CIK 0001388969 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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March 10, 2021 Filed Mar 12, 2021 16:34 UTC
HANSEN MARKADirector
Exercise / conversionClass B Common Stock · Derivative 10,000 $0.00 Strike: $0.17 $0.00
Disclosure

SEC source: 0001576942-21-000042 · wf-form4_161558482153747.xml · derivative · entry 6

HANSEN MARKA · CIK 0001388969 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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March 10, 2021 Filed Mar 12, 2021 16:34 UTC
HANSEN MARKADirector
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $0.17 $0.00
Disclosure

SEC source: 0001576942-21-000042 · wf-form4_161558482153747.xml · derivative · entry 5

HANSEN MARKA · CIK 0001388969 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,375

Underlying: Class B Common Stock · 10,000 shares

Expires 2023-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The stock option vests over four years, with 25% vesting on October 24, 2014 and the balance vesting in equal monthly installments over the remaining three years, subject to the individual's continued service through each vesting date.

F8 · derivative.underlying: In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock (i) upon any transfer, whether or not for value (subject to certain exceptions), or (ii) in the event of the death or disability (as defined in the amended and restated certificate of incorporation of the Issuer) of the reporting person, shares of Class B Common Stock held by the reporting person or the reporting person's permitted estate planning entities will convert into Class A Common Stock.

F9 · derivative.underlying: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the earlier of (i) the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock; (ii) ten years following the effective date of the Issuer's initial public offering; or (iii) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class.

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March 10, 2021 Filed Mar 12, 2021 16:34 UTC
HANSEN MARKADirector
SaleClass A Common Stock 300 $51.24 $15,371.01
Disclosure

SEC source: 0001576942-21-000042 · wf-form4_161558482153747.xml · nonDerivative · entry 4

HANSEN MARKA · CIK 0001388969 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F6 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $51.23 to $51.25 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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March 10, 2021 Filed Mar 12, 2021 16:34 UTC
HANSEN MARKADirector
SaleClass A Common Stock 3,382 $50.55 $170,960.44
Disclosure

SEC source: 0001576942-21-000042 · wf-form4_161558482153747.xml · nonDerivative · entry 3

HANSEN MARKA · CIK 0001388969 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300

F3 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F5 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $50.21 to $51.04 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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March 10, 2021 Filed Mar 12, 2021 16:34 UTC
HANSEN MARKADirector
SaleClass A Common Stock 6,318 $49.77 $314,472.13
Disclosure

SEC source: 0001576942-21-000042 · wf-form4_161558482153747.xml · nonDerivative · entry 2

HANSEN MARKA · CIK 0001388969 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,682

F3 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F4 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $49.21 to $50.17 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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March 10, 2021 Filed Mar 12, 2021 16:34 UTC
HANSEN MARKADirector
ConversionClass A Common Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001576942-21-000042 · wf-form4_161558482153747.xml · nonDerivative · entry 1

HANSEN MARKA · CIK 0001388969 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F2 · shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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February 24, 2021 Filed Feb 24, 2021 23:30 UTC
Lake KatrinaDirector · Chief Executive Officer · 10% owner
ConversionClass B Common Stock · Derivative 9,054 $0.00 $0.00
Disclosure

SEC source: 0001576942-21-000029 · wf-form4_161420940158003.xml · derivative · entry 19

Lake Katrina · CIK 0001661964 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Katrina M. Lake 2017 Irrevocable Trust

Disclosed balance after: 244,449

Underlying: Class A Common Stock · 9,054 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.