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SAFEGUARD SCIENTIFICS INC

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9612
SEC CIK
0000086115
Parsed reports
303

Last 12 months

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Jan 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 15, 2017 Filed Jul 18, 2017 15:42 UTC GrantDeferred Stock Units (Match) · Derivative 409 $0.00 $0.00
Disclosure

SEC source: 0000086115-17-000086 · wf-form4_150039254602658.xml · derivative · entry 1

ROBERTS JOHN JOSEPH · CIK 0001243108 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,007

Underlying: Common Stock · 409 shares

Expires not disclosed

F1 · derivative.exercise_price: The deferred stock units are payable in stock, on a one-for-one basis, and are fully vested at grant. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer.

F1 · derivative.exercise_date: The deferred stock units are payable in stock, on a one-for-one basis, and are fully vested at grant. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer.

F1 · derivative.expiration_date: The deferred stock units are payable in stock, on a one-for-one basis, and are fully vested at grant. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer.

Read SEC document
June 15, 2017 Filed Jun 16, 2017 13:43 UTC
Sisko Brian JCOO, EVP & Managing Director
Tax withholdingCommon Stock 334 $11.50 $3,841.00
Disclosure

SEC source: 0000086115-17-000079 · wf-form4_149762056430268.xml · nonDerivative · entry 1

Sisko Brian J · CIK 0001323052 · COO, EVP & Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,771

Read SEC document
June 15, 2017 Filed Jun 16, 2017 13:42 UTC Tax withholdingCommon Stock 184 $11.50 $2,116.00
Disclosure

SEC source: 0000086115-17-000078 · wf-form4_149762054249876.xml · nonDerivative · entry 1

McGroarty Jeffrey B · CIK 0001563273 · Senior VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,349

Read SEC document
June 15, 2017 Filed Jun 16, 2017 13:42 UTC
ZARRILLI STEPHEN TDirector · President & CEO
Tax withholdingCommon Stock 687 $11.50 $7,900.50
Disclosure

SEC source: 0000086115-17-000077 · wf-form4_149762051890607.xml · nonDerivative · entry 1

ZARRILLI STEPHEN T · CIK 0001203410 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,788

Read SEC document
May 31, 2017 Filed May 31, 2017 17:28 UTC GrantDeferred Stock Unit Award 2017 · Derivative 7,406 $0.00 $0.00
Disclosure

SEC source: 0000086115-17-000073 · wf-form4_149625167495087.xml · derivative · entry 1

ROBERTS JOHN JOSEPH · CIK 0001243108 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,406

Underlying: Common Stock · 7,406 shares

Expires not disclosed

F1 · derivative.exercise_price: The deferred stock units are payable in stock, on a one-for-one basis. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer.

F1 · derivative.exercise_date: The deferred stock units are payable in stock, on a one-for-one basis. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer.

F1 · derivative.expiration_date: The deferred stock units are payable in stock, on a one-for-one basis. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer.

Read SEC document
May 31, 2017 Filed May 31, 2017 17:27 UTC GrantDeferred Stock Unit Award 2017 · Derivative 7,406 $0.00 $0.00
Disclosure

SEC source: 0000086115-17-000072 · wf-form4_149625165562438.xml · derivative · entry 1

ROSENTHAL BOB · CIK 0001203911 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,406

Underlying: Common Stock · 7,406 shares

Expires not disclosed

F1 · derivative.exercise_price: The deferred stock units are payable in stock, on a one-for-one basis. The deferred stock units vest on the first anniversary of the grant date or once a director reaches age 65. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer

F1 · derivative.exercise_date: The deferred stock units are payable in stock, on a one-for-one basis. The deferred stock units vest on the first anniversary of the grant date or once a director reaches age 65. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer

F1 · derivative.expiration_date: The deferred stock units are payable in stock, on a one-for-one basis. The deferred stock units vest on the first anniversary of the grant date or once a director reaches age 65. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer

Read SEC document
May 31, 2017 Filed May 31, 2017 17:27 UTC GrantDeferred Stock Unit Award 2017 · Derivative 7,406 $0.00 $0.00
Disclosure

SEC source: 0000086115-17-000071 · wf-form4_149625163669202.xml · derivative · entry 1

MACKENZIE GEORGE · CIK 0001085657 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,406

Underlying: Common Stock · 7,406 shares

Expires not disclosed

F1 · derivative.exercise_price: The deferred stock units are payable in stock, on a one-for-one basis. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer.

F1 · derivative.exercise_date: The deferred stock units are payable in stock, on a one-for-one basis. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer.

F1 · derivative.expiration_date: The deferred stock units are payable in stock, on a one-for-one basis. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer.

Read SEC document
May 31, 2017 Filed May 31, 2017 17:27 UTC GrantDeferred Stock Unit Award 2017 · Derivative 7,406 $0.00 $0.00
Disclosure

SEC source: 0000086115-17-000070 · wf-form4_149625161891597.xml · derivative · entry 1

DOBSON JULIE A · CIK 0001178460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,406

Underlying: Common Stock · 7,406 shares

Expires not disclosed

F1 · derivative.exercise_price: The deferred stock units are payable in stock, on a one-for-one basis. The deferred stock units vest on the first anniversary of the grant date or once a director reaches age 65. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer

F1 · derivative.exercise_date: The deferred stock units are payable in stock, on a one-for-one basis. The deferred stock units vest on the first anniversary of the grant date or once a director reaches age 65. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer

F1 · derivative.expiration_date: The deferred stock units are payable in stock, on a one-for-one basis. The deferred stock units vest on the first anniversary of the grant date or once a director reaches age 65. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer

Read SEC document
May 31, 2017 Filed May 31, 2017 17:26 UTC GrantDeferred Stock Unit Award 2017 · Derivative 7,406 $0.00 $0.00
Disclosure

SEC source: 0000086115-17-000069 · wf-form4_149625160145592.xml · derivative · entry 1

FISHER STEPHEN · CIK 0001567149 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,406

Underlying: Common Stock · 7,406 shares

Expires not disclosed

F1 · derivative.exercise_price: The deferred stock units are payable in stock, on a one-for-one basis. The deferred stock units vest on the first anniversary of the grant date or once a director reaches age 65. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer

F1 · derivative.exercise_date: The deferred stock units are payable in stock, on a one-for-one basis. The deferred stock units vest on the first anniversary of the grant date or once a director reaches age 65. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer

F1 · derivative.expiration_date: The deferred stock units are payable in stock, on a one-for-one basis. The deferred stock units vest on the first anniversary of the grant date or once a director reaches age 65. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer

Read SEC document
May 15, 2017 Filed May 16, 2017 18:10 UTC
Sisko Brian JCOO, EVP & Managing Director
Tax withholdingCommon Stock 27 $11.78 $317.93
Disclosure

SEC source: 0000086115-17-000058 · wf-form4_149495821351719.xml · nonDerivative · entry 1

Sisko Brian J · CIK 0001323052 · COO, EVP & Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,105

Read SEC document
May 15, 2017 Filed May 16, 2017 18:10 UTC
ZARRILLI STEPHEN TDirector · President & CEO
Tax withholdingCommon Stock 54 $11.78 $635.85
Disclosure

SEC source: 0000086115-17-000059 · wf-form4_149495823668146.xml · nonDerivative · entry 1

ZARRILLI STEPHEN T · CIK 0001203410 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,475

Read SEC document
May 15, 2017 Filed May 16, 2017 18:10 UTC Tax withholdingCommon Stock 14 $11.78 $164.85
Disclosure

SEC source: 0000086115-17-000057 · wf-form4_149495819603513.xml · nonDerivative · entry 1

McGroarty Jeffrey B · CIK 0001563273 · Senior VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,533

Read SEC document
April 19, 2017 Filed Apr 20, 2017 13:24 UTC
ZARRILLI STEPHEN TDirector · President & CEO
Exercise / conversionStock Option (right to buy) · Derivative 3,625 $9.83 Strike: $9.83 $35,615.63
Disclosure

SEC source: 0000086115-17-000049 · wf-form4_149269465092097.xml · derivative · entry 4

ZARRILLI STEPHEN T · CIK 0001203410 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,625 shares

Expires 2017-10-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Option vested 25% on October 30, 2010 and the remaining 75% vested in 36 equal monthly installments on the same date of each calendar month thereafter.

Read SEC document
April 19, 2017 Filed Apr 20, 2017 13:24 UTC
ZARRILLI STEPHEN TDirector · President & CEO
Tax withholdingCommon Stock 2,849 $12.50 $35,612.50
Disclosure

SEC source: 0000086115-17-000049 · wf-form4_149269465092097.xml · nonDerivative · entry 2

ZARRILLI STEPHEN T · CIK 0001203410 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,529

Read SEC document
April 19, 2017 Filed Apr 20, 2017 13:24 UTC
ZARRILLI STEPHEN TDirector · President & CEO
Exercise / conversionCommon Stock 3,625 $9.83 $35,615.63
Disclosure

SEC source: 0000086115-17-000049 · wf-form4_149269465092097.xml · nonDerivative · entry 1

ZARRILLI STEPHEN T · CIK 0001203410 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,378

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 15, 2017 Filed Apr 17, 2017 16:59 UTC
ZARRILLI STEPHEN TDirector · President & CEO
Tax withholdingCommon Stock 54 $12.40 $669.60
Disclosure

SEC source: 0000086115-17-000047 · wf-form4_149244833190090.xml · nonDerivative · entry 1

ZARRILLI STEPHEN T · CIK 0001203410 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,753

Read SEC document
April 15, 2017 Filed Apr 17, 2017 16:58 UTC GrantDeferred Stock Units (Fee Deferral) · Derivative 1,371 $12.40 $17,000.40
Disclosure

SEC source: 0000086115-17-000046 · wf-form4_149244831360827.xml · derivative · entry 2

FISHER STEPHEN · CIK 0001567149 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,111

Underlying: Common Stock · 1,371 shares

Expires not disclosed

F2 · derivative.exercise_price: The deferred stock units are payable in stock, on a one-for-one basis, and are fully vested at grant. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer.

F2 · derivative.exercise_date: The deferred stock units are payable in stock, on a one-for-one basis, and are fully vested at grant. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer.

F2 · derivative.expiration_date: The deferred stock units are payable in stock, on a one-for-one basis, and are fully vested at grant. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer.

Read SEC document
April 15, 2017 Filed Apr 17, 2017 16:58 UTC GrantDeferred Stock Units (Match) · Derivative 343 $0.00 $0.00
Disclosure

SEC source: 0000086115-17-000046 · wf-form4_149244831360827.xml · derivative · entry 1

FISHER STEPHEN · CIK 0001567149 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,279

Underlying: Common Stock · 343 shares

Expires not disclosed

F1 · derivative.exercise_price: The deferred stock units are payable in stock, on a one-for-one basis. The deferred stock units vest on the first anniversary of the grant date or once a director reaches age 65. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer.

F1 · derivative.exercise_date: The deferred stock units are payable in stock, on a one-for-one basis. The deferred stock units vest on the first anniversary of the grant date or once a director reaches age 65. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer.

F1 · derivative.expiration_date: The deferred stock units are payable in stock, on a one-for-one basis. The deferred stock units vest on the first anniversary of the grant date or once a director reaches age 65. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer.

Read SEC document
April 15, 2017 Filed Apr 17, 2017 16:58 UTC GrantDeferred Stock Units (Fee Deferral) · Derivative 393 $12.40 $4,873.20
Disclosure

SEC source: 0000086115-17-000044 · wf-form4_149244827784945.xml · derivative · entry 2

DOBSON JULIE A · CIK 0001178460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,485

Underlying: Common Stock · 393 shares

Expires not disclosed

F2 · derivative.exercise_price: The deferred stock units are payable in stock, on a one-for-one basis, and are fully vested at grant. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer.

F2 · derivative.exercise_date: The deferred stock units are payable in stock, on a one-for-one basis, and are fully vested at grant. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer.

F2 · derivative.expiration_date: The deferred stock units are payable in stock, on a one-for-one basis, and are fully vested at grant. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer.

Read SEC document
April 15, 2017 Filed Apr 17, 2017 16:58 UTC GrantDeferred Stock Units (Match) · Derivative 98 $0.00 $0.00
Disclosure

SEC source: 0000086115-17-000044 · wf-form4_149244827784945.xml · derivative · entry 1

DOBSON JULIE A · CIK 0001178460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,866

Underlying: Common Stock · 98 shares

Expires not disclosed

F1 · derivative.exercise_price: The deferred stock units are payable in stock, on a one-for-one basis. The deferred stock units vest on the first anniversary of the grant date or once a director reaches age 65. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer.

F1 · derivative.exercise_date: The deferred stock units are payable in stock, on a one-for-one basis. The deferred stock units vest on the first anniversary of the grant date or once a director reaches age 65. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer.

F1 · derivative.expiration_date: The deferred stock units are payable in stock, on a one-for-one basis. The deferred stock units vest on the first anniversary of the grant date or once a director reaches age 65. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer.

Read SEC document
April 15, 2017 Filed Apr 17, 2017 16:58 UTC Tax withholdingCommon Stock 14 $12.40 $173.60
Disclosure

SEC source: 0000086115-17-000045 · wf-form4_149244829615503.xml · nonDerivative · entry 1

McGroarty Jeffrey B · CIK 0001563273 · Senior VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,547

Read SEC document
April 15, 2017 Filed Apr 17, 2017 16:57 UTC
Sisko Brian JCOO, EVP & Managing Director
Tax withholdingCommon Stock 27 $12.40 $334.80
Disclosure

SEC source: 0000086115-17-000042 · wf-form4_149244824077927.xml · nonDerivative · entry 1

Sisko Brian J · CIK 0001323052 · COO, EVP & Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,132

Read SEC document
April 15, 2017 Filed Apr 17, 2017 16:57 UTC GrantDeferred Stock Units (Fee Deferral) · Derivative 1,694 $12.40 $21,005.60
Disclosure

SEC source: 0000086115-17-000043 · wf-form4_149244825799491.xml · derivative · entry 2

ROBERTS JOHN JOSEPH · CIK 0001243108 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,412

Underlying: Common Stock · 1,694 shares

Expires not disclosed

F1 · derivative.exercise_price: The deferred stock units are payable in stock, on a one-for-one basis, and are fully vested at grant. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer.

F1 · derivative.exercise_date: The deferred stock units are payable in stock, on a one-for-one basis, and are fully vested at grant. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer.

F1 · derivative.expiration_date: The deferred stock units are payable in stock, on a one-for-one basis, and are fully vested at grant. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer.

Read SEC document
April 15, 2017 Filed Apr 17, 2017 16:57 UTC GrantDeferred Stock Units (Match) · Derivative 423 $0.00 $0.00
Disclosure

SEC source: 0000086115-17-000043 · wf-form4_149244825799491.xml · derivative · entry 1

ROBERTS JOHN JOSEPH · CIK 0001243108 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,598

Underlying: Common Stock · 423 shares

Expires not disclosed

F1 · derivative.exercise_price: The deferred stock units are payable in stock, on a one-for-one basis, and are fully vested at grant. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer.

F1 · derivative.exercise_date: The deferred stock units are payable in stock, on a one-for-one basis, and are fully vested at grant. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer.

F1 · derivative.expiration_date: The deferred stock units are payable in stock, on a one-for-one basis, and are fully vested at grant. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer.

Read SEC document
March 15, 2017 Filed Mar 16, 2017 14:18 UTC
Sisko Brian JCOO, EVP & Managing Director
Tax withholdingCommon Stock 334 $12.33 $4,116.55
Disclosure

SEC source: 0000086115-17-000035 · wf-form4_148967389482105.xml · nonDerivative · entry 1

Sisko Brian J · CIK 0001323052 · COO, EVP & Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,159

Read SEC document
March 15, 2017 Filed Mar 16, 2017 14:18 UTC
ZARRILLI STEPHEN TDirector · President & CEO
Tax withholdingCommon Stock 686 $12.33 $8,454.95
Disclosure

SEC source: 0000086115-17-000034 · wf-form4_148967387517428.xml · nonDerivative · entry 1

ZARRILLI STEPHEN T · CIK 0001203410 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,807

Read SEC document
March 15, 2017 Filed Mar 16, 2017 14:03 UTC Tax withholdingCommon Stock 185 $12.33 $2,280.13
Disclosure

SEC source: 0000086115-17-000033 · wf-form4_148967296858815.xml · nonDerivative · entry 1

McGroarty Jeffrey B · CIK 0001563273 · Senior VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,561

Read SEC document
March 01, 2017 Filed Mar 2, 2017 15:25 UTC
ZARRILLI STEPHEN TDirector · President & CEO
Tax withholdingCommon Stock 1,588 $12.64 $20,072.32
Disclosure

SEC source: 0000086115-17-000026 · wf-form4_148846830910863.xml · nonDerivative · entry 1

ZARRILLI STEPHEN T · CIK 0001203410 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,493

Read SEC document
March 01, 2017 Filed Mar 2, 2017 15:25 UTC
Sisko Brian JCOO, EVP & Managing Director
Tax withholdingCommon Stock 800 $12.64 $10,112.00
Disclosure

SEC source: 0000086115-17-000025 · wf-form4_148846829110443.xml · nonDerivative · entry 1

Sisko Brian J · CIK 0001323052 · COO, EVP & Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,493

Read SEC document
March 01, 2017 Filed Mar 2, 2017 15:24 UTC Tax withholdingCommon Stock 427 $12.64 $5,397.28
Disclosure

SEC source: 0000086115-17-000024 · wf-form4_148846826815435.xml · nonDerivative · entry 1

McGroarty Jeffrey B · CIK 0001563273 · Senior VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,746

Read SEC document
February 15, 2017 Filed Feb 16, 2017 16:04 UTC Tax withholdingCommon Stock 16 $12.85 $205.60
Disclosure

SEC source: 0000086115-17-000020 · wf-form4_148726103533659.xml · nonDerivative · entry 1

McGroarty Jeffrey B · CIK 0001563273 · Senior VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,173

Read SEC document
February 15, 2017 Filed Feb 16, 2017 16:03 UTC
ZARRILLI STEPHEN TDirector · President & CEO
Tax withholdingCommon Stock 63 $12.85 $809.55
Disclosure

SEC source: 0000086115-17-000019 · wf-form4_148726102062253.xml · nonDerivative · entry 1

ZARRILLI STEPHEN T · CIK 0001203410 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,081

Read SEC document
February 15, 2017 Filed Feb 16, 2017 16:03 UTC
Sisko Brian JCOO, EVP & Managing Director
Tax withholdingCommon Stock 31 $12.85 $398.35
Disclosure

SEC source: 0000086115-17-000018 · wf-form4_148726099848174.xml · nonDerivative · entry 1

Sisko Brian J · CIK 0001323052 · COO, EVP & Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,293

Read SEC document
January 15, 2017 Filed Jan 17, 2017 13:51 UTC GrantDeferred Stock Units (Fee Deferral) · Derivative 1,275 $13.34 $17,005.31
Disclosure

SEC source: 0000086115-17-000012 · wf-form4_148466109460460.xml · derivative · entry 2

FISHER STEPHEN · CIK 0001567149 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,740

Underlying: Common Stock · 1,275 shares

Expires not disclosed

F2 · derivative.exercise_price: The deferred stock units are payable in stock, on a one-for-one basis, and are fully vested at grant. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer.

F2 · derivative.exercise_date: The deferred stock units are payable in stock, on a one-for-one basis, and are fully vested at grant. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer.

F2 · derivative.expiration_date: The deferred stock units are payable in stock, on a one-for-one basis, and are fully vested at grant. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer.

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January 15, 2017 Filed Jan 17, 2017 13:51 UTC GrantDeferred Stock Units (Match) · Derivative 319 $0.00 $0.00
Disclosure

SEC source: 0000086115-17-000012 · wf-form4_148466109460460.xml · derivative · entry 1

FISHER STEPHEN · CIK 0001567149 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,936

Underlying: Common Stock · 319 shares

Expires not disclosed

F1 · derivative.exercise_price: The deferred stock units are payable in stock, on a one-for-one basis. The deferred stock units vest on the first anniversary of the grant date or once a director reaches age 65. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer.

F1 · derivative.exercise_date: The deferred stock units are payable in stock, on a one-for-one basis. The deferred stock units vest on the first anniversary of the grant date or once a director reaches age 65. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer.

F1 · derivative.expiration_date: The deferred stock units are payable in stock, on a one-for-one basis. The deferred stock units vest on the first anniversary of the grant date or once a director reaches age 65. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer.

Read SEC document
January 15, 2017 Filed Jan 17, 2017 13:51 UTC GrantDeferred Stock Units (Fee Deferral) · Derivative 366 $13.34 $4,881.53
Disclosure

SEC source: 0000086115-17-000011 · wf-form4_148466107967849.xml · derivative · entry 2

DOBSON JULIE A · CIK 0001178460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,092

Underlying: Common Stock · 366 shares

Expires not disclosed

F2 · derivative.exercise_price: The deferred stock units are payable in stock, on a one-for-one basis, and are fully vested at grant. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer.

F2 · derivative.exercise_date: The deferred stock units are payable in stock, on a one-for-one basis, and are fully vested at grant. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer.

F2 · derivative.expiration_date: The deferred stock units are payable in stock, on a one-for-one basis, and are fully vested at grant. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer.

Read SEC document
January 15, 2017 Filed Jan 17, 2017 13:51 UTC GrantDeferred Stock Units (Match) · Derivative 91 $0.00 $0.00
Disclosure

SEC source: 0000086115-17-000011 · wf-form4_148466107967849.xml · derivative · entry 1

DOBSON JULIE A · CIK 0001178460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,768

Underlying: Common Stock · 91 shares

Expires not disclosed

F1 · derivative.exercise_price: The deferred stock units are payable in stock, on a one-for-one basis. The deferred stock units vest on the first anniversary of the grant date or once a director reaches age 65. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer.

F1 · derivative.exercise_date: The deferred stock units are payable in stock, on a one-for-one basis. The deferred stock units vest on the first anniversary of the grant date or once a director reaches age 65. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer.

F1 · derivative.expiration_date: The deferred stock units are payable in stock, on a one-for-one basis. The deferred stock units vest on the first anniversary of the grant date or once a director reaches age 65. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer.

Read SEC document
January 15, 2017 Filed Jan 17, 2017 13:51 UTC
Sisko Brian JCOO, EVP & Managing Director
Tax withholdingCommon Stock 31 $13.34 $413.46
Disclosure

SEC source: 0000086115-17-000010 · wf-form4_148466106546237.xml · nonDerivative · entry 1

Sisko Brian J · CIK 0001323052 · COO, EVP & Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,324

Read SEC document
January 15, 2017 Filed Jan 17, 2017 13:50 UTC
ZARRILLI STEPHEN TDirector · President & CEO
Tax withholdingCommon Stock 63 $13.34 $840.26
Disclosure

SEC source: 0000086115-17-000009 · wf-form4_148466104583337.xml · nonDerivative · entry 1

ZARRILLI STEPHEN T · CIK 0001203410 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,144

Read SEC document
January 15, 2017 Filed Jan 17, 2017 13:50 UTC GrantDeferred Stock Units (Fee Deferral) · Derivative 1,575 $13.34 $21,006.56
Disclosure

SEC source: 0000086115-17-000008 · wf-form4_148466102858054.xml · derivative · entry 2

ROBERTS JOHN JOSEPH · CIK 0001243108 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,718

Underlying: Common Stock · 1,575 shares

Expires not disclosed

F1 · derivative.exercise_price: The deferred stock units are payable in stock, on a one-for-one basis, and are fully vested at grant. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer.

F1 · derivative.exercise_date: The deferred stock units are payable in stock, on a one-for-one basis, and are fully vested at grant. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer.

F1 · derivative.expiration_date: The deferred stock units are payable in stock, on a one-for-one basis, and are fully vested at grant. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer.

Read SEC document
January 15, 2017 Filed Jan 17, 2017 13:50 UTC GrantDeferred Stock Units (Match) · Derivative 394 $0.00 $0.00
Disclosure

SEC source: 0000086115-17-000008 · wf-form4_148466102858054.xml · derivative · entry 1

ROBERTS JOHN JOSEPH · CIK 0001243108 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,175

Underlying: Common Stock · 394 shares

Expires not disclosed

F1 · derivative.exercise_price: The deferred stock units are payable in stock, on a one-for-one basis, and are fully vested at grant. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer.

F1 · derivative.exercise_date: The deferred stock units are payable in stock, on a one-for-one basis, and are fully vested at grant. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer.

F1 · derivative.expiration_date: The deferred stock units are payable in stock, on a one-for-one basis, and are fully vested at grant. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer.

Read SEC document
January 15, 2017 Filed Jan 17, 2017 13:50 UTC Tax withholdingCommon Stock 16 $13.34 $213.40
Disclosure

SEC source: 0000086115-17-000007 · wf-form4_148466101092758.xml · nonDerivative · entry 1

McGroarty Jeffrey B · CIK 0001563273 · Senior VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,189

Read SEC document
December 30, 2016 Filed Dec 30, 2016 17:55 UTC
ZARRILLI STEPHEN TDirector · President & CEO
GrantCommon Stock 29,914 $0.00 $0.00
Disclosure

SEC source: 0000086115-16-000342 · wf-form4_148312052394671.xml · nonDerivative · entry 1

ZARRILLI STEPHEN T · CIK 0001203410 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,207

Read SEC document
December 30, 2016 Filed Dec 30, 2016 17:55 UTC
Sisko Brian JCOO, EVP & Managing Director
GrantCommon Stock 12,237 $0.00 $0.00
Disclosure

SEC source: 0000086115-16-000341 · wf-form4_148312050024388.xml · nonDerivative · entry 1

Sisko Brian J · CIK 0001323052 · COO, EVP & Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,355

Read SEC document
December 30, 2016 Filed Dec 30, 2016 17:54 UTC GrantCommon Stock 6,799 $0.00 $0.00
Disclosure

SEC source: 0000086115-16-000340 · wf-form4_148312048498631.xml · nonDerivative · entry 1

McGroarty Jeffrey B · CIK 0001563273 · Senior VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,205

Read SEC document
December 15, 2016 Filed Dec 16, 2016 14:45 UTC
Sisko Brian JCOO, EVP & Managing Director
Tax withholdingCommon Stock 135 $12.35 $1,667.25
Disclosure

SEC source: 0000086115-16-000336 · wf-form4_148189949271704.xml · nonDerivative · entry 1

Sisko Brian J · CIK 0001323052 · COO, EVP & Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,118

Read SEC document
December 15, 2016 Filed Dec 16, 2016 14:44 UTC
ZARRILLI STEPHEN TDirector · President & CEO
Tax withholdingCommon Stock 425 $12.35 $5,248.75
Disclosure

SEC source: 0000086115-16-000335 · wf-form4_148189947427596.xml · nonDerivative · entry 1

ZARRILLI STEPHEN T · CIK 0001203410 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,293

Read SEC document
December 15, 2016 Filed Dec 16, 2016 14:44 UTC Tax withholdingCommon Stock 78 $12.35 $963.30
Disclosure

SEC source: 0000086115-16-000334 · wf-form4_148189945857640.xml · nonDerivative · entry 1

McGroarty Jeffrey B · CIK 0001563273 · Senior VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,406

Read SEC document
December 05, 2016 Filed Dec 6, 2016 18:02 UTC Tax withholdingCommon Stock 5 $11.77 $58.84
Disclosure

SEC source: 0000086115-16-000330 · wf-form4_148104735129177.xml · nonDerivative · entry 1

McGroarty Jeffrey B · CIK 0001563273 · Senior VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,484

Read SEC document
December 05, 2016 Filed Dec 6, 2016 18:02 UTC
Sisko Brian JCOO, EVP & Managing Director
Tax withholdingCommon Stock 2 $11.77 $23.54
Disclosure

SEC source: 0000086115-16-000329 · wf-form4_148104733224001.xml · nonDerivative · entry 1

Sisko Brian J · CIK 0001323052 · COO, EVP & Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,253

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.