Tapewire

OTC · USD

SFES

SAFEGUARD SCIENTIFICS INC

Export transactions ↓
Tapewire entity
9612
SEC CIK
0000086115
Parsed reports
303

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 15, 2018 Filed Jan 16, 2018 16:56 UTC GrantDeferred Stock Units (Fee Deferral) · Derivative 479 $11.10 $5,316.90
Disclosure

SEC source: 0000086115-18-000014 · wf-form4_151612178208893.xml · derivative · entry 1

DOBSON JULIE A · CIK 0001178460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,717

Underlying: Common Stock · 479 shares

Expires not disclosed

F1 · derivative.exercise_price: The deferred stock units are payable in stock, on a one-for-one basis, and are fully vested at grant. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer.

F1 · derivative.exercise_date: The deferred stock units are payable in stock, on a one-for-one basis, and are fully vested at grant. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer.

F1 · derivative.expiration_date: The deferred stock units are payable in stock, on a one-for-one basis, and are fully vested at grant. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer.

Read SEC document
January 15, 2018 Filed Jan 16, 2018 16:56 UTC GrantDeferred Stock Units (Match) · Derivative 450 $0.00 $0.00
Disclosure

SEC source: 0000086115-18-000013 · wf-form4_151612176336115.xml · derivative · entry 2

FISHER STEPHEN · CIK 0001567149 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,421

Underlying: Common Stock · 450 shares

Expires not disclosed

F2 · derivative.exercise_price: The deferred stock units are payable in stock, on a one-for-one basis. The deferred stock units vest on the first anniversary of the grant date or once a director reaches age 65. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer.

F2 · derivative.exercise_date: The deferred stock units are payable in stock, on a one-for-one basis. The deferred stock units vest on the first anniversary of the grant date or once a director reaches age 65. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer.

F2 · derivative.expiration_date: The deferred stock units are payable in stock, on a one-for-one basis. The deferred stock units vest on the first anniversary of the grant date or once a director reaches age 65. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer.

Read SEC document
January 15, 2018 Filed Jan 16, 2018 16:56 UTC GrantDeferred Stock Units (Fee Deferral) · Derivative 1,802 $11.10 $20,002.20
Disclosure

SEC source: 0000086115-18-000013 · wf-form4_151612176336115.xml · derivative · entry 1

FISHER STEPHEN · CIK 0001567149 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,683

Underlying: Common Stock · 1,802 shares

Expires not disclosed

F1 · derivative.exercise_price: The deferred stock units are payable in stock, on a one-for-one basis, and are fully vested at grant. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer.

F1 · derivative.exercise_date: The deferred stock units are payable in stock, on a one-for-one basis, and are fully vested at grant. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer.

F1 · derivative.expiration_date: The deferred stock units are payable in stock, on a one-for-one basis, and are fully vested at grant. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer.

Read SEC document
January 15, 2018 Filed Jan 16, 2018 16:56 UTC GrantDeferred Stock Units (Match) · Derivative 563 $0.00 $0.00
Disclosure

SEC source: 0000086115-18-000012 · wf-form4_151612174762228.xml · derivative · entry 2

ROBERTS JOHN JOSEPH · CIK 0001243108 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,012

Underlying: Common Stock · 563 shares

Expires not disclosed

F1 · derivative.exercise_price: The deferred stock units are payable in stock, on a one-for-one basis, and are fully vested at grant. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer.

F1 · derivative.exercise_date: The deferred stock units are payable in stock, on a one-for-one basis, and are fully vested at grant. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer.

F1 · derivative.expiration_date: The deferred stock units are payable in stock, on a one-for-one basis, and are fully vested at grant. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer.

Read SEC document
January 15, 2018 Filed Jan 16, 2018 16:56 UTC GrantDeferred Stock Units (Fee Deferral) · Derivative 2,252 $11.10 $24,997.20
Disclosure

SEC source: 0000086115-18-000012 · wf-form4_151612174762228.xml · derivative · entry 1

ROBERTS JOHN JOSEPH · CIK 0001243108 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,069

Underlying: Common Stock · 2,252 shares

Expires not disclosed

F1 · derivative.exercise_price: The deferred stock units are payable in stock, on a one-for-one basis, and are fully vested at grant. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer.

F1 · derivative.exercise_date: The deferred stock units are payable in stock, on a one-for-one basis, and are fully vested at grant. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer.

F1 · derivative.expiration_date: The deferred stock units are payable in stock, on a one-for-one basis, and are fully vested at grant. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer.

Read SEC document
December 29, 2017 Filed Jan 2, 2018 20:21 UTC
ZARRILLI STEPHEN TDirector · President & CEO
GrantCommon Stock 56,495 $0.00 $0.00
Disclosure

SEC source: 0000086115-18-000008 · wf-form4_151492448135880.xml · nonDerivative · entry 1

ZARRILLI STEPHEN T · CIK 0001203410 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,748

Read SEC document
December 29, 2017 Filed Jan 2, 2018 20:21 UTC GrantCommon Stock 12,840 $0.00 $0.00
Disclosure

SEC source: 0000086115-18-000007 · wf-form4_151492446443374.xml · nonDerivative · entry 1

McGroarty Jeffrey B · CIK 0001563273 · Senior VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,958

Read SEC document
December 29, 2017 Filed Jan 2, 2018 20:20 UTC
Sisko Brian JCOO, EVP & Managing Director
GrantCommon Stock 23,111 $0.00 $0.00
Disclosure

SEC source: 0000086115-18-000006 · wf-form4_151492444285211.xml · nonDerivative · entry 1

Sisko Brian J · CIK 0001323052 · COO, EVP & Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,719

Read SEC document
December 29, 2017 Filed Jan 2, 2018 20:20 UTC GrantStock Option (right to buy) · Derivative 8,333 $0.00 Strike: $11.33 $0.00
Disclosure

SEC source: 0000086115-18-000005 · wf-form4_151492442693845.xml · derivative · entry 1

Morrison Maureen F · CIK 0001720970 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,333

Underlying: Common Stock · 8,333 shares

Expires 2025-12-29

F1 · derivative.exercise_date: Option vests 25% each year commencing on the first anniversary of the grant date.

Read SEC document
December 15, 2017 Filed Dec 18, 2017 14:41 UTC Tax withholdingCommon Stock 171 $11.40 $1,949.40
Disclosure

SEC source: 0000086115-17-000149 · wf-form4_151360807076671.xml · nonDerivative · entry 1

McGroarty Jeffrey B · CIK 0001563273 · Senior VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,118

Read SEC document
December 15, 2017 Filed Dec 18, 2017 14:41 UTC
ZARRILLI STEPHEN TDirector · President & CEO
Tax withholdingCommon Stock 633 $11.40 $7,216.20
Disclosure

SEC source: 0000086115-17-000148 · wf-form4_151360805487126.xml · nonDerivative · entry 1

ZARRILLI STEPHEN T · CIK 0001203410 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,253

Read SEC document
December 15, 2017 Filed Dec 18, 2017 14:40 UTC
Sisko Brian JCOO, EVP & Managing Director
Tax withholdingCommon Stock 308 $11.40 $3,511.20
Disclosure

SEC source: 0000086115-17-000147 · wf-form4_151360803632483.xml · nonDerivative · entry 1

Sisko Brian J · CIK 0001323052 · COO, EVP & Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,608

Read SEC document
November 15, 2017 Filed Nov 16, 2017 15:09 UTC Tax withholdingCommon Stock 14 $12.23 $171.15
Disclosure

SEC source: 0000086115-17-000143 · wf-form4_151084498323128.xml · nonDerivative · entry 1

McGroarty Jeffrey B · CIK 0001563273 · Senior VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,289

Read SEC document
November 15, 2017 Filed Nov 16, 2017 15:09 UTC
Sisko Brian JCOO, EVP & Managing Director
Tax withholdingCommon Stock 27 $12.23 $330.08
Disclosure

SEC source: 0000086115-17-000142 · wf-form4_151084496198317.xml · nonDerivative · entry 1

Sisko Brian J · CIK 0001323052 · COO, EVP & Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,916

Read SEC document
November 15, 2017 Filed Nov 16, 2017 15:09 UTC
ZARRILLI STEPHEN TDirector · President & CEO
Tax withholdingCommon Stock 54 $12.23 $660.15
Disclosure

SEC source: 0000086115-17-000141 · wf-form4_151084494333631.xml · nonDerivative · entry 1

ZARRILLI STEPHEN T · CIK 0001203410 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,886

Read SEC document
October 30, 2017 Filed Oct 31, 2017 16:10 UTC Exercise / conversionStock Option (right to buy) · Derivative 875 $0.00 Strike: $9.83 $0.00
Disclosure

SEC source: 0000086115-17-000136 · wf-form4_150946622985647.xml · derivative · entry 3

McGroarty Jeffrey B · CIK 0001563273 · Senior VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 875 shares

Expires 2017-10-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Option vests 25% on the first anniversary of the grant date and in 36 equal monthly installments on the same date of each calendar month thereafter.

Read SEC document
October 30, 2017 Filed Oct 31, 2017 16:10 UTC Tax withholdingCommon Stock 695 $13.95 $9,695.25
Disclosure

SEC source: 0000086115-17-000136 · wf-form4_150946622985647.xml · nonDerivative · entry 2

McGroarty Jeffrey B · CIK 0001563273 · Senior VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,303

Read SEC document
October 30, 2017 Filed Oct 31, 2017 16:10 UTC Exercise / conversionCommon Stock 875 $9.83 $8,596.88
Disclosure

SEC source: 0000086115-17-000136 · wf-form4_150946622985647.xml · nonDerivative · entry 1

McGroarty Jeffrey B · CIK 0001563273 · Senior VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,998

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 15, 2017 Filed Oct 16, 2017 19:00 UTC GrantDeferred Stock Units (Match) · Derivative 353 $0.00 $0.00
Disclosure

SEC source: 0000086115-17-000128 · wf-form4_150818039813024.xml · derivative · entry 2

FISHER STEPHEN · CIK 0001567149 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,971

Underlying: Common Stock · 353 shares

Expires not disclosed

F2 · derivative.exercise_price: The deferred stock units are payable in stock, on a one-for-one basis. The deferred stock units vest on the first anniversary of the grant date or once a director reaches age 65. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer.

F2 · derivative.exercise_date: The deferred stock units are payable in stock, on a one-for-one basis. The deferred stock units vest on the first anniversary of the grant date or once a director reaches age 65. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer.

F2 · derivative.expiration_date: The deferred stock units are payable in stock, on a one-for-one basis. The deferred stock units vest on the first anniversary of the grant date or once a director reaches age 65. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer.

Read SEC document
October 15, 2017 Filed Oct 16, 2017 19:00 UTC GrantDeferred Stock Units (Fee Deferral) · Derivative 1,413 $14.15 $19,993.95
Disclosure

SEC source: 0000086115-17-000128 · wf-form4_150818039813024.xml · derivative · entry 1

FISHER STEPHEN · CIK 0001567149 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,881

Underlying: Common Stock · 1,413 shares

Expires not disclosed

F1 · derivative.exercise_price: The deferred stock units are payable in stock, on a one-for-one basis, and are fully vested at grant. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer.

F1 · derivative.exercise_date: The deferred stock units are payable in stock, on a one-for-one basis, and are fully vested at grant. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer.

F1 · derivative.expiration_date: The deferred stock units are payable in stock, on a one-for-one basis, and are fully vested at grant. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer.

Read SEC document
October 15, 2017 Filed Oct 16, 2017 18:59 UTC GrantDeferred Stock Units (Match) · Derivative 94 $0.00 $0.00
Disclosure

SEC source: 0000086115-17-000127 · wf-form4_150818037978079.xml · derivative · entry 2

DOBSON JULIE A · CIK 0001178460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,055

Underlying: Common Stock · 94 shares

Expires not disclosed

F2 · derivative.exercise_price: The deferred stock units are payable in stock, on a one-for-one basis. The deferred stock units vest on the first anniversary of the grant date or once a director reaches age 65. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer.

F2 · derivative.exercise_date: The deferred stock units are payable in stock, on a one-for-one basis. The deferred stock units vest on the first anniversary of the grant date or once a director reaches age 65. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer.

F2 · derivative.expiration_date: The deferred stock units are payable in stock, on a one-for-one basis. The deferred stock units vest on the first anniversary of the grant date or once a director reaches age 65. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer.

Read SEC document
October 15, 2017 Filed Oct 16, 2017 18:59 UTC GrantDeferred Stock Units (Fee Deferral) · Derivative 375 $14.15 $5,306.25
Disclosure

SEC source: 0000086115-17-000127 · wf-form4_150818037978079.xml · derivative · entry 1

DOBSON JULIE A · CIK 0001178460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,238

Underlying: Common Stock · 375 shares

Expires not disclosed

F1 · derivative.exercise_price: The deferred stock units are payable in stock, on a one-for-one basis, and are fully vested at grant. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer.

F1 · derivative.exercise_date: The deferred stock units are payable in stock, on a one-for-one basis, and are fully vested at grant. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer.

F1 · derivative.expiration_date: The deferred stock units are payable in stock, on a one-for-one basis, and are fully vested at grant. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer.

Read SEC document
October 15, 2017 Filed Oct 16, 2017 18:59 UTC
Sisko Brian JCOO, EVP & Managing Director
Tax withholdingCommon Stock 27 $14.15 $382.05
Disclosure

SEC source: 0000086115-17-000126 · wf-form4_150818036185097.xml · nonDerivative · entry 1

Sisko Brian J · CIK 0001323052 · COO, EVP & Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,943

Read SEC document
October 15, 2017 Filed Oct 16, 2017 18:59 UTC Tax withholdingCommon Stock 14 $14.15 $198.10
Disclosure

SEC source: 0000086115-17-000125 · wf-form4_150818034512314.xml · nonDerivative · entry 1

McGroarty Jeffrey B · CIK 0001563273 · Senior VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,123

Read SEC document
October 15, 2017 Filed Oct 16, 2017 18:59 UTC GrantDeferred Stock Units (Match) · Derivative 442 $0.00 $0.00
Disclosure

SEC source: 0000086115-17-000124 · wf-form4_150818032715678.xml · derivative · entry 2

ROBERTS JOHN JOSEPH · CIK 0001243108 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,449

Underlying: Common Stock · 442 shares

Expires not disclosed

F2 · derivative.exercise_price: The deferred stock units are payable in stock, on a one-for-one basis, and vest on the first anniversary of the grant date. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer.

F2 · derivative.exercise_date: The deferred stock units are payable in stock, on a one-for-one basis, and vest on the first anniversary of the grant date. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer.

F2 · derivative.expiration_date: The deferred stock units are payable in stock, on a one-for-one basis, and vest on the first anniversary of the grant date. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer.

Read SEC document
October 15, 2017 Filed Oct 16, 2017 18:59 UTC GrantDeferred Stock Units (Fee Deferral) · Derivative 1,767 $14.15 $25,003.05
Disclosure

SEC source: 0000086115-17-000124 · wf-form4_150818032715678.xml · derivative · entry 1

ROBERTS JOHN JOSEPH · CIK 0001243108 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,817

Underlying: Common Stock · 1,767 shares

Expires not disclosed

F1 · derivative.exercise_price: The deferred stock units are payable in stock, on a one-for-one basis, and are fully vested at grant. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer.

F1 · derivative.exercise_date: The deferred stock units are payable in stock, on a one-for-one basis, and are fully vested at grant. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer.

F1 · derivative.expiration_date: The deferred stock units are payable in stock, on a one-for-one basis, and are fully vested at grant. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer.

Read SEC document
October 15, 2017 Filed Oct 16, 2017 18:58 UTC
ZARRILLI STEPHEN TDirector · President & CEO
Tax withholdingCommon Stock 54 $14.15 $764.10
Disclosure

SEC source: 0000086115-17-000123 · wf-form4_150818030803852.xml · nonDerivative · entry 1

ZARRILLI STEPHEN T · CIK 0001203410 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,940

Read SEC document
September 15, 2017 Filed Sep 18, 2017 17:22 UTC
ZARRILLI STEPHEN TDirector · President & CEO
Tax withholdingCommon Stock 686 $12.95 $8,883.70
Disclosure

SEC source: 0000086115-17-000110 · wf-form4_150575535327522.xml · nonDerivative · entry 1

ZARRILLI STEPHEN T · CIK 0001203410 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,994

Read SEC document
September 15, 2017 Filed Sep 18, 2017 17:23 UTC Tax withholdingCommon Stock 184 $12.95 $2,382.80
Disclosure

SEC source: 0000086115-17-000111 · wf-form4_150575537198473.xml · nonDerivative · entry 1

McGroarty Jeffrey B · CIK 0001563273 · Senior VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,137

Read SEC document
September 15, 2017 Filed Sep 18, 2017 17:22 UTC
Sisko Brian JCOO, EVP & Managing Director
Tax withholdingCommon Stock 334 $12.95 $4,325.30
Disclosure

SEC source: 0000086115-17-000109 · wf-form4_150575533148416.xml · nonDerivative · entry 1

Sisko Brian J · CIK 0001323052 · COO, EVP & Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,970

Read SEC document
August 15, 2017 Filed Aug 16, 2017 19:31 UTC
ZARRILLI STEPHEN TDirector · President & CEO
Tax withholdingCommon Stock 54 $11.80 $637.20
Disclosure

SEC source: 0000086115-17-000105 · wf-form4_150291189197281.xml · nonDerivative · entry 1

ZARRILLI STEPHEN T · CIK 0001203410 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,680

Read SEC document
August 15, 2017 Filed Aug 16, 2017 19:31 UTC Tax withholdingCommon Stock 14 $11.80 $165.20
Disclosure

SEC source: 0000086115-17-000103 · wf-form4_150291185622463.xml · nonDerivative · entry 1

McGroarty Jeffrey B · CIK 0001563273 · Senior VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,321

Read SEC document
August 15, 2017 Filed Aug 16, 2017 19:31 UTC
Sisko Brian JCOO, EVP & Managing Director
Tax withholdingCommon Stock 27 $11.80 $318.60
Disclosure

SEC source: 0000086115-17-000104 · wf-form4_150291187394970.xml · nonDerivative · entry 1

Sisko Brian J · CIK 0001323052 · COO, EVP & Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,304

Read SEC document
August 14, 2017 Filed Aug 15, 2017 13:20 UTC
Sisko Brian JCOO, EVP & Managing Director
Exercise / conversionStock Option (right to buy) · Derivative 3,625 $0.00 Strike: $9.83 $0.00
Disclosure

SEC source: 0000086115-17-000099 · wf-form4_150280322782040.xml · derivative · entry 3

Sisko Brian J · CIK 0001323052 · COO, EVP & Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,625 shares

Expires 2017-10-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Option vested 25% on the first anniversary of the grant date and in 36 equal monthly installments on the same date of each calendar month thereafter.

Read SEC document
August 14, 2017 Filed Aug 15, 2017 13:20 UTC
Sisko Brian JCOO, EVP & Managing Director
Tax withholdingCommon Stock 3,038 $11.83 $35,924.35
Disclosure

SEC source: 0000086115-17-000099 · wf-form4_150280322782040.xml · nonDerivative · entry 2

Sisko Brian J · CIK 0001323052 · COO, EVP & Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,331

Read SEC document
August 14, 2017 Filed Aug 15, 2017 13:20 UTC
Sisko Brian JCOO, EVP & Managing Director
Exercise / conversionCommon Stock 3,625 $9.83 $35,615.63
Disclosure

SEC source: 0000086115-17-000099 · wf-form4_150280322782040.xml · nonDerivative · entry 1

Sisko Brian J · CIK 0001323052 · COO, EVP & Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,369

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 10, 2017 Filed Aug 11, 2017 12:39 UTC Exercise / conversionStock Option (right to buy) · Derivative 4,166 $0.00 Strike: $10.94 $0.00
Disclosure

SEC source: 0000086115-17-000097 · wf-form4_150245516404231.xml · derivative · entry 3

MACKENZIE GEORGE · CIK 0001085657 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,166 shares

Expires 2017-08-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 10, 2017 Filed Aug 11, 2017 12:39 UTC Tax withholdingCommon Stock 3,839 $11.88 $45,588.13
Disclosure

SEC source: 0000086115-17-000097 · wf-form4_150245516404231.xml · nonDerivative · entry 2

MACKENZIE GEORGE · CIK 0001085657 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,250

Read SEC document
August 10, 2017 Filed Aug 11, 2017 12:39 UTC Exercise / conversionCommon Stock 4,166 $10.94 $45,577.29
Disclosure

SEC source: 0000086115-17-000097 · wf-form4_150245516404231.xml · nonDerivative · entry 1

MACKENZIE GEORGE · CIK 0001085657 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,089

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 08, 2017 Filed Aug 9, 2017 18:35 UTC Exercise / conversionStock Option (right to buy) · Derivative 4,166 $0.00 Strike: $10.94 $0.00
Disclosure

SEC source: 0000086115-17-000095 · wf-form4_150230368643722.xml · derivative · entry 3

ROSENTHAL BOB · CIK 0001203911 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,166 shares

Expires 2017-08-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 08, 2017 Filed Aug 9, 2017 18:35 UTC Tax withholdingCommon Stock 3,807 $11.98 $45,588.83
Disclosure

SEC source: 0000086115-17-000095 · wf-form4_150230368643722.xml · nonDerivative · entry 2

ROSENTHAL BOB · CIK 0001203911 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,156

Read SEC document
August 08, 2017 Filed Aug 9, 2017 18:35 UTC Exercise / conversionCommon Stock 4,166 $10.94 $45,577.29
Disclosure

SEC source: 0000086115-17-000095 · wf-form4_150230368643722.xml · nonDerivative · entry 1

ROSENTHAL BOB · CIK 0001203911 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,963

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 15, 2017 Filed Jul 18, 2017 15:44 UTC GrantDeferred Stock Units (Fee Deferral) · Derivative 378 $12.63 $4,772.25
Disclosure

SEC source: 0000086115-17-000091 · wf-form4_150039263896360.xml · derivative · entry 2

DOBSON JULIE A · CIK 0001178460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,863

Underlying: Common Stock · 378 shares

Expires not disclosed

F2 · derivative.exercise_price: The deferred stock units are payable in stock, on a one-for-one basis, and are fully vested at grant. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer.

F2 · derivative.exercise_date: The deferred stock units are payable in stock, on a one-for-one basis, and are fully vested at grant. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer.

F2 · derivative.expiration_date: The deferred stock units are payable in stock, on a one-for-one basis, and are fully vested at grant. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer.

Read SEC document
July 15, 2017 Filed Jul 18, 2017 15:44 UTC GrantDeferred Stock Units (Match) · Derivative 95 $0.00 $0.00
Disclosure

SEC source: 0000086115-17-000091 · wf-form4_150039263896360.xml · derivative · entry 1

DOBSON JULIE A · CIK 0001178460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,961

Underlying: Common Stock · 95 shares

Expires not disclosed

F1 · derivative.exercise_price: The deferred stock units are payable in stock, on a one-for-one basis. The deferred stock units vest on the first anniversary of the grant date or once a director reaches age 65. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer.

F1 · derivative.exercise_date: The deferred stock units are payable in stock, on a one-for-one basis. The deferred stock units vest on the first anniversary of the grant date or once a director reaches age 65. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer.

F1 · derivative.expiration_date: The deferred stock units are payable in stock, on a one-for-one basis. The deferred stock units vest on the first anniversary of the grant date or once a director reaches age 65. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer.

Read SEC document
July 15, 2017 Filed Jul 18, 2017 15:43 UTC Tax withholdingCommon Stock 14 $12.63 $176.75
Disclosure

SEC source: 0000086115-17-000090 · wf-form4_150039262232039.xml · nonDerivative · entry 1

McGroarty Jeffrey B · CIK 0001563273 · Senior VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,335

Read SEC document
July 15, 2017 Filed Jul 18, 2017 15:43 UTC
Sisko Brian JCOO, EVP & Managing Director
Tax withholdingCommon Stock 27 $12.63 $340.88
Disclosure

SEC source: 0000086115-17-000089 · wf-form4_150039260065515.xml · nonDerivative · entry 1

Sisko Brian J · CIK 0001323052 · COO, EVP & Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,744

Read SEC document
July 15, 2017 Filed Jul 18, 2017 15:43 UTC GrantDeferred Stock Units (Fee Deferral) · Derivative 1,357 $12.63 $17,132.13
Disclosure

SEC source: 0000086115-17-000088 · wf-form4_150039258200759.xml · derivative · entry 2

FISHER STEPHEN · CIK 0001567149 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,468

Underlying: Common Stock · 1,357 shares

Expires not disclosed

F2 · derivative.exercise_price: The deferred stock units are payable in stock, on a one-for-one basis, and are fully vested at grant. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer.

F2 · derivative.exercise_date: The deferred stock units are payable in stock, on a one-for-one basis, and are fully vested at grant. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer.

F2 · derivative.expiration_date: The deferred stock units are payable in stock, on a one-for-one basis, and are fully vested at grant. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer.

Read SEC document
July 15, 2017 Filed Jul 18, 2017 15:43 UTC GrantDeferred Stock Units (Match) · Derivative 339 $0.00 $0.00
Disclosure

SEC source: 0000086115-17-000088 · wf-form4_150039258200759.xml · derivative · entry 1

FISHER STEPHEN · CIK 0001567149 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,618

Underlying: Common Stock · 339 shares

Expires not disclosed

F1 · derivative.exercise_price: The deferred stock units are payable in stock, on a one-for-one basis. The deferred stock units vest on the first anniversary of the grant date or once a director reaches age 65. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer.

F1 · derivative.exercise_date: The deferred stock units are payable in stock, on a one-for-one basis. The deferred stock units vest on the first anniversary of the grant date or once a director reaches age 65. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer.

F1 · derivative.expiration_date: The deferred stock units are payable in stock, on a one-for-one basis. The deferred stock units vest on the first anniversary of the grant date or once a director reaches age 65. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer.

Read SEC document
July 15, 2017 Filed Jul 18, 2017 15:42 UTC
ZARRILLI STEPHEN TDirector · President & CEO
Tax withholdingCommon Stock 54 $12.63 $681.75
Disclosure

SEC source: 0000086115-17-000087 · wf-form4_150039256296568.xml · nonDerivative · entry 1

ZARRILLI STEPHEN T · CIK 0001203410 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,734

Read SEC document
July 15, 2017 Filed Jul 18, 2017 15:42 UTC GrantDeferred Stock Units (Fee Deferral) · Derivative 1,638 $12.63 $20,679.75
Disclosure

SEC source: 0000086115-17-000086 · wf-form4_150039254602658.xml · derivative · entry 2

ROBERTS JOHN JOSEPH · CIK 0001243108 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,050

Underlying: Common Stock · 1,638 shares

Expires not disclosed

F1 · derivative.exercise_price: The deferred stock units are payable in stock, on a one-for-one basis, and are fully vested at grant. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer.

F1 · derivative.exercise_date: The deferred stock units are payable in stock, on a one-for-one basis, and are fully vested at grant. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer.

F1 · derivative.expiration_date: The deferred stock units are payable in stock, on a one-for-one basis, and are fully vested at grant. Distributions in respect of the deferred stock units will be made following termination of service as a director at times established in accordance with the terms of the applicable equity compensation plan of the Issuer.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.