Tapewire

Nasdaq · USD

SFBC

Sound Financial Bancorp, Inc.

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Tapewire entity
6655
SEC CIK
0001541119
Parsed reports
253

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202600
Sep 202601
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 22, 2018 Filed Feb 23, 2018 13:01 UTC SaleCommon Stock 1,150 $35.05 $40,307.50
Disclosure

SEC source: 0001140361-18-009763 · doc1.xml · nonDerivative · entry 2

Deines Matthew P · CIK 0001410557 · EVP / CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,242

Read SEC document
February 21, 2018 Filed Feb 23, 2018 13:01 UTC SaleCommon Stock 1,115 $35.25 $39,303.75
Disclosure

SEC source: 0001140361-18-009763 · doc1.xml · nonDerivative · entry 1

Deines Matthew P · CIK 0001410557 · EVP / CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,392

Read SEC document
February 05, 2018 Filed Feb 6, 2018 10:26 UTC SaleCommon Stock 1,082 $34.77 $37,621.14
Disclosure

SEC source: 0001140361-18-005202 · doc1.xml · nonDerivative · entry 3

Sweeney James E · CIK 0001410547 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,929

Read SEC document
February 05, 2018 Filed Feb 6, 2018 10:33 UTC SaleCommon Stock 1,298 $34.65 $44,975.70
Disclosure

SEC source: 0001140361-18-005206 · doc1.xml · nonDerivative · entry 1

Carney Robert F · CIK 0001410553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,241

Read SEC document
February 05, 2018 Filed Feb 7, 2018 19:38 UTC
Stewart Laura LeeDirector · President / CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 4,181 $0.00 Strike: $18.36 $0.00
Disclosure

SEC source: 0001140361-18-005517 · doc1.xml · derivative · entry 9

Stewart Laura Lee · CIK 0001410558 · Director · President / CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,362

Underlying: Common Stock · 4,181 shares

Expires 2025-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Options vest in three equal annual installments beginning on January 28, 2015.

Read SEC document
February 05, 2018 Filed Feb 7, 2018 19:38 UTC
Stewart Laura LeeDirector · President / CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 4,579 $0.00 Strike: $16.80 $0.00
Disclosure

SEC source: 0001140361-18-005517 · doc1.xml · derivative · entry 8

Stewart Laura Lee · CIK 0001410558 · Director · President / CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,316

Underlying: Common Stock · 4,579 shares

Expires 2024-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options vest in five equal annual installments beginning on January 23, 2015.

Read SEC document
February 05, 2018 Filed Feb 7, 2018 19:38 UTC
Stewart Laura LeeDirector · President / CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 874 $0.00 Strike: $8.49 $0.00
Disclosure

SEC source: 0001140361-18-005517 · doc1.xml · derivative · entry 7

Stewart Laura Lee · CIK 0001410558 · Director · President / CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,749

Underlying: Common Stock · 874 shares

Expires 2022-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options vest in five equal annual installments beginning on February 28, 2013.

Read SEC document
February 05, 2018 Filed Feb 7, 2018 19:38 UTC
Stewart Laura LeeDirector · President / CEO
Exercise / conversionCommon Stock 4,181 $18.36 $76,763.16
Disclosure

SEC source: 0001140361-18-005517 · doc1.xml · nonDerivative · entry 4

Stewart Laura Lee · CIK 0001410558 · Director · President / CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,186

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 05, 2018 Filed Feb 7, 2018 19:38 UTC
Stewart Laura LeeDirector · President / CEO
Exercise / conversionCommon Stock 4,579 $16.80 $76,927.20
Disclosure

SEC source: 0001140361-18-005517 · doc1.xml · nonDerivative · entry 3

Stewart Laura Lee · CIK 0001410558 · Director · President / CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,005

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 05, 2018 Filed Feb 7, 2018 19:38 UTC
Stewart Laura LeeDirector · President / CEO
Exercise / conversionCommon Stock 874 $8.49 $7,420.26
Disclosure

SEC source: 0001140361-18-005517 · doc1.xml · nonDerivative · entry 2

Stewart Laura Lee · CIK 0001410558 · Director · President / CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,426

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 05, 2018 Filed Feb 7, 2018 19:38 UTC
Stewart Laura LeeDirector · President / CEO
Tax withholdingCommon Stock 4,636 $34.75 $161,101.00
Disclosure

SEC source: 0001140361-18-005517 · doc1.xml · nonDerivative · entry 1

Stewart Laura Lee · CIK 0001410558 · Director · President / CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,552

Read SEC document
February 05, 2018 Filed Feb 27, 2018 12:49 UTC Amendment SaleCommon Stock 1,298 $34.65 $44,975.70
Disclosure

SEC source: 0001140361-18-010367 · doc1.xml · nonDerivative · entry 1

Carney Robert F · CIK 0001410553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,510

Read SEC document
February 02, 2018 Filed Feb 5, 2018 19:12 UTC Exercise / conversionStock Option (Right to buy) · Derivative 500 $0.00 Strike: $22.31 $0.00
Disclosure

SEC source: 0001140361-18-004957 · doc1.xml · derivative · entry 2

Cook Kathleen B · CIK 0001639736 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 500 shares

Expires 2026-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options vest in three equal installments beginning on January 29, 2016.

Read SEC document
February 02, 2018 Filed Feb 5, 2018 19:12 UTC Exercise / conversionCommon Stock 500 $22.31 $11,155.00
Disclosure

SEC source: 0001140361-18-004957 · doc1.xml · nonDerivative · entry 1

Cook Kathleen B · CIK 0001639736 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,792

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2018 Filed Feb 2, 2018 11:40 UTC SaleCommon Stock 355 $34.70 $12,318.50
Disclosure

SEC source: 0001140361-18-004595 · doc1.xml · nonDerivative · entry 1

Haddad David S Jr · CIK 0001410554 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,739

Read SEC document
January 30, 2018 Filed Jan 31, 2018 01:41 UTC
Gehrke Christina JaneEVP/Chief Admin Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 480 $0.00 Strike: $22.31 $0.00
Disclosure

SEC source: 0001140361-18-004006 · doc1.xml · derivative · entry 2

Gehrke Christina Jane · CIK 0001655125 · EVP/Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 480 shares

Expires 2026-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options vest in three equal annual installments beginning on January 29, 2016

Read SEC document
January 30, 2018 Filed Jan 31, 2018 01:41 UTC
Gehrke Christina JaneEVP/Chief Admin Officer
Exercise / conversionCommon Stock 480 $22.31 $10,708.80
Disclosure

SEC source: 0001140361-18-004006 · doc1.xml · nonDerivative · entry 1

Gehrke Christina Jane · CIK 0001655125 · EVP/Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 885

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 30, 2018 Filed Feb 27, 2018 17:45 UTC Amendment
Gehrke Christina JaneEVP/Chief Admin Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 480 $0.00 Strike: $22.31 $0.00
Disclosure

SEC source: 0001140361-18-010365 · doc1.xml · derivative · entry 2

Gehrke Christina Jane · CIK 0001655125 · EVP/Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 480 shares

Expires 2026-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options vest in three equal annual installments beginning on January 29, 2016

Read SEC document
January 30, 2018 Filed Feb 27, 2018 17:45 UTC Amendment
Gehrke Christina JaneEVP/Chief Admin Officer
Exercise / conversionCommon Stock 480 $22.31 $10,708.80
Disclosure

SEC source: 0001140361-18-010365 · doc1.xml · nonDerivative · entry 1

Gehrke Christina Jane · CIK 0001655125 · EVP/Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 885

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 29, 2018 Filed Jan 29, 2018 21:28 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 1,623 $0.00 Strike: $9.72 $0.00
Disclosure

SEC source: 0001140361-18-003560 · doc1.xml · derivative · entry 4

Riojas Rogelio · CIK 0001410551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,623 shares

Expires 2019-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options vest in five equal annual installments beginning on January 27, 2010.

Read SEC document
January 29, 2018 Filed Jan 29, 2018 21:28 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 1,623 $0.00 Strike: $8.41 $0.00
Disclosure

SEC source: 0001140361-18-003560 · doc1.xml · derivative · entry 3

Riojas Rogelio · CIK 0001410551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,623 shares

Expires 2019-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options vest in five equal annual installments beginning on January 27, 2010.

Read SEC document
January 29, 2018 Filed Jan 29, 2018 21:28 UTC Exercise / conversionCommon Stock 1,623 $9.72 $15,775.56
Disclosure

SEC source: 0001140361-18-003560 · doc1.xml · nonDerivative · entry 2

Riojas Rogelio · CIK 0001410551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,159

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 29, 2018 Filed Jan 29, 2018 21:28 UTC Exercise / conversionCommon Stock 1,623 $8.41 $13,649.43
Disclosure

SEC source: 0001140361-18-003560 · doc1.xml · nonDerivative · entry 1

Riojas Rogelio · CIK 0001410551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,536

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 29, 2018 Filed Feb 6, 2018 10:26 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 541 $0.00 Strike: $9.72 $0.00
Disclosure

SEC source: 0001140361-18-005202 · doc1.xml · derivative · entry 6

Sweeney James E · CIK 0001410547 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 541

Underlying: Common Stock · 541 shares

Expires 2019-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options vest in five equal annual installments beginning on January 27, 2010.

Read SEC document
January 29, 2018 Filed Feb 6, 2018 10:26 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 541 $0.00 Strike: $8.41 $0.00
Disclosure

SEC source: 0001140361-18-005202 · doc1.xml · derivative · entry 5

Sweeney James E · CIK 0001410547 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 541

Underlying: Common Stock · 541 shares

Expires 2019-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options vest in five equal annual installments beginning on January 27, 2010.

Read SEC document
January 29, 2018 Filed Feb 6, 2018 10:26 UTC Exercise / conversionCommon Stock 541 $9.72 $5,258.52
Disclosure

SEC source: 0001140361-18-005202 · doc1.xml · nonDerivative · entry 2

Sweeney James E · CIK 0001410547 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,011

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 23, 2018 Filed Jan 24, 2018 15:39 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 649 $0.00 Strike: $9.72 $0.00
Disclosure

SEC source: 0001140361-18-003068 · doc1.xml · derivative · entry 4

Carney Robert F · CIK 0001410553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 974

Underlying: Common Stock · 649 shares

Expires 2019-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options vest in five equal annual installments beginning on January 27, 2010.

Read SEC document
January 23, 2018 Filed Jan 24, 2018 15:39 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 649 $0.00 Strike: $8.41 $0.00
Disclosure

SEC source: 0001140361-18-003068 · doc1.xml · derivative · entry 3

Carney Robert F · CIK 0001410553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 974

Underlying: Common Stock · 649 shares

Expires 2019-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options vest in five equal annual installments beginning on January 27, 2010.

Read SEC document
January 23, 2018 Filed Jan 24, 2018 15:39 UTC Exercise / conversionCommon Stock 649 $9.72 $6,308.28
Disclosure

SEC source: 0001140361-18-003068 · doc1.xml · nonDerivative · entry 2

Carney Robert F · CIK 0001410553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,539

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 23, 2018 Filed Jan 24, 2018 15:39 UTC Exercise / conversionCommon Stock 649 $8.41 $5,458.09
Disclosure

SEC source: 0001140361-18-003068 · doc1.xml · nonDerivative · entry 1

Carney Robert F · CIK 0001410553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,890

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 29, 2017 Filed Dec 4, 2017 14:28 UTC GiftCommon Stock 1,200 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-044781 · doc1.xml · nonDerivative · entry 1

Deines Matthew P · CIK 0001410557 · EVP / CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,507

Read SEC document
November 28, 2017 Filed Nov 29, 2017 18:46 UTC SaleCommon Stock 1,070 $32.69 $34,978.30
Disclosure

SEC source: 0001140361-17-044250 · doc1.xml · nonDerivative · entry 4

Sweeney James E · CIK 0001410547 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,929

Read SEC document
November 27, 2017 Filed Nov 29, 2017 18:46 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 541 $0.00 Strike: $9.72 $0.00
Disclosure

SEC source: 0001140361-17-044250 · doc1.xml · derivative · entry 7

Sweeney James E · CIK 0001410547 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,082

Underlying: Common Stock · 541 shares

Expires 2019-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options vest in five equal annual installments beginning on January 27, 2010.

Read SEC document
November 27, 2017 Filed Nov 29, 2017 18:46 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 541 $0.00 Strike: $8.41 $0.00
Disclosure

SEC source: 0001140361-17-044250 · doc1.xml · derivative · entry 6

Sweeney James E · CIK 0001410547 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,082

Underlying: Common Stock · 541 shares

Expires 2019-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options vest in five equal annual installments beginning on January 27, 2010.

Read SEC document
November 27, 2017 Filed Nov 29, 2017 18:46 UTC SaleCommon Stock 12 $33.50 $402.00
Disclosure

SEC source: 0001140361-17-044250 · doc1.xml · nonDerivative · entry 3

Sweeney James E · CIK 0001410547 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,999

Read SEC document
November 27, 2017 Filed Nov 29, 2017 18:46 UTC Exercise / conversionCommon Stock 541 $9.72 $5,258.52
Disclosure

SEC source: 0001140361-17-044250 · doc1.xml · nonDerivative · entry 2

Sweeney James E · CIK 0001410547 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,011

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 27, 2017 Filed Nov 29, 2017 18:46 UTC Exercise / conversionCommon Stock 541 $8.41 $4,549.81
Disclosure

SEC source: 0001140361-17-044250 · doc1.xml · nonDerivative · entry 1

Sweeney James E · CIK 0001410547 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,470

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 08, 2017 Filed Aug 10, 2017 13:34 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 4,371 $0.00 Strike: $8.49 $0.00
Disclosure

SEC source: 0001140361-17-031033 · doc1.xml · derivative · entry 8

Deines Matthew P · CIK 0001410557 · EVP / CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,371 shares

Expires 2013-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options vest in five equal annual installments beginning on February 28, 2013

Read SEC document
August 08, 2017 Filed Aug 10, 2017 13:34 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 2,006 $0.00 Strike: $9.72 $0.00
Disclosure

SEC source: 0001140361-17-031033 · doc1.xml · derivative · entry 7

Deines Matthew P · CIK 0001410557 · EVP / CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,006 shares

Expires 2019-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options vest in five equal annual installments beginning on January 27, 2010

Read SEC document
August 08, 2017 Filed Aug 10, 2017 13:34 UTC Tax withholdingCommon Stock 1,775 $31.90 $56,622.50
Disclosure

SEC source: 0001140361-17-031033 · doc1.xml · nonDerivative · entry 3

Deines Matthew P · CIK 0001410557 · EVP / CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,707

Read SEC document
August 08, 2017 Filed Aug 10, 2017 13:34 UTC Exercise / conversionCommon Stock 2,006 $9.72 $19,498.32
Disclosure

SEC source: 0001140361-17-031033 · doc1.xml · nonDerivative · entry 2

Deines Matthew P · CIK 0001410557 · EVP / CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,482

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 08, 2017 Filed Aug 10, 2017 13:34 UTC Exercise / conversionCommon Stock 4,371 $8.49 $37,109.79
Disclosure

SEC source: 0001140361-17-031033 · doc1.xml · nonDerivative · entry 1

Deines Matthew P · CIK 0001410557 · EVP / CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,476

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 31, 2017 Filed Aug 1, 2017 21:07 UTC
Stewart Laura LeePresident / CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 1,748 $0.00 Strike: $8.49 $0.00
Disclosure

SEC source: 0001140361-17-029628 · doc1.xml · derivative · entry 9

Stewart Laura Lee · CIK 0001410558 · President / CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,623

Underlying: Common Stock · 1,748 shares

Expires 2022-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options vest in five equal annual installments beginning on February 28, 2013.

Read SEC document
July 31, 2017 Filed Aug 1, 2017 21:07 UTC
Stewart Laura LeePresident / CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 1,879 $0.00 Strike: $9.72 $0.00
Disclosure

SEC source: 0001140361-17-029628 · doc1.xml · derivative · entry 8

Stewart Laura Lee · CIK 0001410558 · President / CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,879 shares

Expires 2019-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options vest in five equal annual installments beginning on January 27, 2010.

Read SEC document
July 31, 2017 Filed Aug 1, 2017 21:07 UTC
Stewart Laura LeePresident / CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 1,879 $0.00 Strike: $8.41 $0.00
Disclosure

SEC source: 0001140361-17-029628 · doc1.xml · derivative · entry 7

Stewart Laura Lee · CIK 0001410558 · President / CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,879 shares

Expires 2019-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options vest in five equal annual installments beginning on January 27, 2010.

Read SEC document
July 31, 2017 Filed Aug 1, 2017 21:07 UTC
Stewart Laura LeePresident / CEO
Tax withholdingCommon Stock 1,578 $31.00 $48,918.00
Disclosure

SEC source: 0001140361-17-029628 · doc1.xml · nonDerivative · entry 4

Stewart Laura Lee · CIK 0001410558 · President / CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,188

Read SEC document
July 31, 2017 Filed Aug 1, 2017 21:07 UTC
Stewart Laura LeePresident / CEO
Exercise / conversionCommon Stock 1,748 $8.49 $14,840.52
Disclosure

SEC source: 0001140361-17-029628 · doc1.xml · nonDerivative · entry 3

Stewart Laura Lee · CIK 0001410558 · President / CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,766

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 31, 2017 Filed Aug 1, 2017 21:07 UTC
Stewart Laura LeePresident / CEO
Exercise / conversionCommon Stock 1,879 $9.72 $18,263.88
Disclosure

SEC source: 0001140361-17-029628 · doc1.xml · nonDerivative · entry 2

Stewart Laura Lee · CIK 0001410558 · President / CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,018

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 31, 2017 Filed Aug 1, 2017 21:07 UTC
Stewart Laura LeePresident / CEO
Exercise / conversionCommon Stock 1,879 $8.41 $15,802.39
Disclosure

SEC source: 0001140361-17-029628 · doc1.xml · nonDerivative · entry 1

Stewart Laura Lee · CIK 0001410558 · President / CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,139

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2017 Filed Feb 13, 2017 18:37 UTC SaleCommon Stock 442 $29.51 $13,043.42
Disclosure

SEC source: 0001140361-17-006353 · doc1.xml · nonDerivative · entry 1

Haddad David S Jr · CIK 0001410554 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,094

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.