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NYSE · USD

SF

STIFEL FINANCIAL CORP

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Tapewire entity
3461
SEC CIK
0000720672
Parsed reports
720

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202601
Feb 202601
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202602
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 25, 2014 Filed Nov 15, 2016 23:20 UTC GiftCommon Stock 530 $47.27 $25,053.10
Disclosure

SEC source: 0000720672-16-000169 · edgardoc.xml · nonDerivative · entry 4

WEISEL THOMAS W · CIK 0001207218 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,480

Read SEC document
June 12, 2014 Filed Nov 15, 2016 23:20 UTC GiftCommon Stock 3,355 $45.70 $153,323.50
Disclosure

SEC source: 0000720672-16-000169 · edgardoc.xml · nonDerivative · entry 3

WEISEL THOMAS W · CIK 0001207218 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,010

Read SEC document
April 08, 2014 Filed Nov 15, 2016 23:20 UTC GiftCommon Stock 880 $45.70 $40,216.00
Disclosure

SEC source: 0000720672-16-000169 · edgardoc.xml · nonDerivative · entry 2

WEISEL THOMAS W · CIK 0001207218 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,365

Read SEC document
April 02, 2014 Filed Nov 15, 2016 23:20 UTC GiftCommon Stock 580 $50.36 $29,208.80
Disclosure

SEC source: 0000720672-16-000169 · edgardoc.xml · nonDerivative · entry 1

WEISEL THOMAS W · CIK 0001207218 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,245

Read SEC document
February 27, 2014 Filed Jan 4, 2017 22:16 UTC
Minnick David MGeneral Counsel & Senior VP
GiftCommon Stock 60 $0.00 $0.00
Disclosure

SEC source: 0000720672-17-000008 · edgardoc.xml · nonDerivative · entry 4

Minnick David M · CIK 0001307666 · General Counsel & Senior VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,774

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February 26, 2014 Filed Jan 4, 2017 22:16 UTC
Minnick David MGeneral Counsel & Senior VP
GiftCommon Stock 100 $0.00 $0.00
Disclosure

SEC source: 0000720672-17-000008 · edgardoc.xml · nonDerivative · entry 3

Minnick David M · CIK 0001307666 · General Counsel & Senior VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,834

Read SEC document
November 26, 2013 Filed Nov 15, 2016 23:20 UTC SaleCommon Stock 18,231 $45.22 $824,405.82
Disclosure

SEC source: 0000720672-16-000169 · edgardoc.xml · nonDerivative · entry 11

WEISEL THOMAS W · CIK 0001207218 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 0

Read SEC document
November 22, 2013 Filed Nov 15, 2016 23:20 UTC Amendment SaleCommon Stock 6,686 $45.63 $305,094.88
Disclosure

SEC source: 0000720672-16-000167 · edgardoc.xml · nonDerivative · entry 2

WEISEL THOMAS W · CIK 0001207218 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Corporation

Disclosed balance after: 0

F1 · price: This transaction was executed in multiple trades at prices ranging from $45.19 to $46.19. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: The original reporting of this sale incorrectly reported the shares were all owned direct. Of the 99,700 shares sold, 6,686 were owned by Corporation and 93,014 were owned direct.

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November 22, 2013 Filed Nov 15, 2016 23:20 UTC Amendment SaleCommon Stock 93,014 $45.63 $4,244,405.55
Disclosure

SEC source: 0000720672-16-000167 · edgardoc.xml · nonDerivative · entry 1

WEISEL THOMAS W · CIK 0001207218 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,795

F1 · price: This transaction was executed in multiple trades at prices ranging from $45.19 to $46.19. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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November 21, 2013 Filed Jan 4, 2017 22:33 UTC Amendment SaleCommon Stock 4,000 $45.15 $180,600.00
Disclosure

SEC source: 0000720672-17-000020 · edgardoc.xml · nonDerivative · entry 1

DUBINSKY JOHN P · CIK 0001181348 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,193

Read SEC document
August 28, 2013 Filed Jan 4, 2017 22:15 UTC
Brautigam AllenDirector, Branch Offices
SaleCommon Stock 3,000 $39.93 $119,778.00
Disclosure

SEC source: 0000720672-17-000005 · edgardoc.xml · nonDerivative · entry 2

Brautigam Allen · CIK 0001517800 · Director, Branch Offices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,245

Read SEC document
August 13, 2013 Filed Nov 15, 2016 23:19 UTC Amendment SaleCommon Stock 150,000 $40.14 $6,020,955.00
Disclosure

SEC source: 0000720672-16-000166 · edgardoc.xml · nonDerivative · entry 1

WEISEL THOMAS W · CIK 0001207218 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Corporation

Disclosed balance after: 6,686

F1 · kind: These shares were sold pursuant to a 10(b)5-1 Plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $39.78 to $40.31. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: The original reporting of this sale incorrrectly reported the shares were owned direct. The 150,000 shares that were sold on 8/13/2013 were actually owned by Corporation.

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August 02, 2013 Filed Jan 4, 2017 22:14 UTC
MULROY THOMAS PDirector · Director
GiftCommon Stock 620 $0.00 $0.00
Disclosure

SEC source: 0000720672-17-000003 · edgardoc.xml · nonDerivative · entry 2

MULROY THOMAS P · CIK 0001206666 · Director · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,149

Read SEC document
May 16, 2013 Filed Jan 4, 2017 22:16 UTC
Minnick David MGeneral Counsel & Senior VP
GiftCommon Stock 100 $0.00 $0.00
Disclosure

SEC source: 0000720672-17-000008 · edgardoc.xml · nonDerivative · entry 2

Minnick David M · CIK 0001307666 · General Counsel & Senior VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,767

Read SEC document
June 21, 2012 Filed Jan 4, 2017 22:16 UTC
Minnick David MGeneral Counsel & Senior VP
GiftCommon Stock 50 $0.00 $0.00
Disclosure

SEC source: 0000720672-17-000008 · edgardoc.xml · nonDerivative · entry 1

Minnick David M · CIK 0001307666 · General Counsel & Senior VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,552

Read SEC document
June 02, 2011 Filed Jan 4, 2017 22:15 UTC
Brautigam AllenDirector, Branch Offices
SaleCommon Stock 14,250 $37.75 $537,911.85
Disclosure

SEC source: 0000720672-17-000005 · edgardoc.xml · nonDerivative · entry 1

Brautigam Allen · CIK 0001517800 · Director, Branch Offices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
December 28, 2010 Filed Jan 4, 2017 22:14 UTC
MULROY THOMAS PDirector · Director
GiftCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0000720672-17-000003 · edgardoc.xml · nonDerivative · entry 1

MULROY THOMAS P · CIK 0001206666 · Director · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,759

Read SEC document
December 28, 2010 Filed Jan 4, 2017 22:32 UTC
KRUSZEWSKI RONALD JDirector · CHIEF EXECUTIVE OFFICER
GiftCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0000720672-17-000015 · edgardoc.xml · nonDerivative · entry 1

KRUSZEWSKI RONALD J · CIK 0001203674 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 564,681

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.